ap-5-10.dvi


Acta Polytechnica Vol. 50 No. 5/2010

On Uq (sl2)-actions on the Quantum Plane

S. Duplij, S. Sinel’shchikov

Abstract

To give the complete list of Uq (sl2)-actions of the quantum plane, we first obtain the structure of quantum plane
automorphisms. Then we introduce some special symbolic matrices to classify the series of actions using the weights.
There are uncountably many isomorphism classes of the symmetries. We give the classical limit of the above actions.

Keywords: quantum universal enveloping algebra, Hopf algebra, Verma module, representation, composition series,
projection, weight.

We present and classify Uq (sl2)-actions on the quan-
tumplane [1]. The general form of an automorphism
of the quantum plane [5] allows us to use the no-
tion of weight. To classify the actions we introduce
a pair of symbolicmatrices, which label the presence
of nonzero weight vectors. Finally, we present the
classical limit of the obtained actions.
Thedefinitions of aHopf algebra H and H-action,

the quantum universal enveloping algebra Uq (sl2)
(determinedby its generators k, k−1, e, f), andother
notations can be found in [3]. The quantum plane is
a unital algebra Cq[x, y] generated by x, y and the
relation yx = qxy, and we assume that 0 < q < 1.
The notation Cq[x, y]i for the i-th homogeneous

component of Cq[x, y], being the linear span of the
monomials xmyn with m + n = i, is used. De-
note by (p)i the i-th homogeneous component of
a polynomial p ∈ Cq[x, y], that is the projection
of p onto Cq[x, y]i parallel to the direct sum of all
other homogeneous components of Cq[x, y]. Denote
by C[x] and C[y] the linear spans of {xn|n ≥ 0} and
{yn|n ≥ 0}, respectively. The direct sum decompo-
sitions Cq[x, y] = C[x] ⊕ yCq[x, y] = C[y] ⊕ xCq[x, y]
is obvious. Let (P)x be a projection of a polynomial
P ∈ Cq[x, y] to C[x] parallel to yCq[x, y].

Proposition 1 Let Ψ be an automorphism of
Cq[x, y], then there exist nonzero constants α, β such
that [5]

Ψ:x �→ αx, y �→ βy. (1)

For any Uq (sl2)-action on Cq[x, y], we associate a
2×3 matrix, to be referred to as a full action matrix

M
def
=

∥∥∥∥∥∥∥∥
k (x) k (y)

e(x) e(y)

f (x) f (y)

∥∥∥∥∥∥∥∥ . (2)
An extension of Uq (sl2)-action from the generators

to Cq[x, y] is given by (ab)u
def
= a(bu) , a(uv)

def
=

Σi (a
′
iu) · (a

′′
i v) , a, b ∈ Uq (sl2) , u, v ∈ Cq[x, y] to-

gether with the natural compatibility conditions [3].
We have from (1) that the action of k is deter-

mined by its action Ψ on x and y given by a 1 × 2
matrix Mk

Mk
def
= ‖k (x) , k (y)‖ = ‖αx, βy‖ , (3)

where α, β ∈ C \ {0}. This allows us to introduce the
weight of xnym ∈ Cq[x, y] as wt(xnym) = αnβm.
Another submatrix of M is

Mef
def
=

∥∥∥∥∥ e(x) e(y)f (x) f (y)
∥∥∥∥∥ . (4)

We call Mk and Mef an action k-matrix and an ac-
tion ef-matrix, respectively.
Each entry of M is a weight vector (by (3) and

(1)), and all the nonzeromonomialswhich constitute
a specific entry have the same weight. We use the
notation

wt(M)
def
=

⎛
⎜⎜⎝
wt(k (x)) wt(k(y))

wt(e(x)) wt(e(y))

wt(f (x)) wt(f (y))

⎞
⎟⎟⎠ (5)

��

⎛
⎜⎜⎝
wt(x) wt(y)

q2wt(x) q2wt(y)

q−2wt(x) q−2wt(y)

⎞
⎟⎟⎠=

⎛
⎜⎜⎝

α β

q2α q2β

q−2α q−2β

⎞
⎟⎟⎠,

where the matrix relation �� is treated as a set of
elementwise equalities if they are applicable, that is,
when the corresponding entry of M is nonzero (hence
admits a well-defined weight).
Denote by (M)i the i-thhomogeneous component

of M which, if nonzero, admits awell-definedweight.
Introduce the constants a0, b0, c0, d0 ∈ C such that
the zero degree component of the full action matrix

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Acta Polytechnica Vol. 50 No. 5/2010

is

(M)0 =

⎛
⎜⎜⎝
0 0

a0 b0

c0 d0

⎞
⎟⎟⎠
0

. (6)

We keep the subscript 0 to the matrix in the r.h.s.
to emphasize the origin of this matrix as the 0-th
homogeneous component of M. Weights of nonzero
projections of (weight) entries of M should have the
same weight, then

wt((M)0) ��

⎛
⎜⎜⎝

0 0

q2α q2β

q−2α q−2β

⎞
⎟⎟⎠
0

. (7)

All the entries of (M)0 are constants (6), and so

wt((M)0) ��

⎛
⎜⎜⎝
0 0

1 1

1 1

⎞
⎟⎟⎠
0

. (8)

Let us use (Mef)i to construct a symbolic ma-

trix
( �
M ef

)
i
whose entries are symbols0 or � in such

a way: a nonzero entry of (Mef)i is replaced by �,
while a zero entry is replaced by the symbol 0. For
0-th components the specific relations involved in (7)

imply that each columnof
( �
M ef

)
0
should contain at

least one 0, therefore we have 9 possibilities.
Apply e and f to yx = qxy using (3) to get

ye(x) − qβe(x)y = qxe(y) − αe(y)x, (9)
f (x)y − q−1β−1yf (x) = (10)

q−1f (y)x − α−1xf (y) .

We project (9)-(10) to Cq[x, y]1 and obtain
a0 (1 − qβ)y = b0 (q − α)x, d0

(
1 − qα−1

)
x =

c0
(
q − β−1

)
y, which gives

a0 (1 − qβ) = b0 (q − α)= (11)
d0
(
1 − qα−1

)
= c0

(
q − β−1

)
=0.

Due to (11), weight constants α and β are

1) a0 
= 0=⇒ β = q−1, (12)
2) b0 
= 0=⇒ α = q, (13)
3) c0 
= 0=⇒ β = q−1, (14)
4) d0 
= 0=⇒ α = q. (15)

We compare this to (7)–(8) and deduce that the
symbolic matrices containing two �’s should be ex-
cluded. Using (7) and (12)–(15) we conclude that
the position of � in the remaining symbolic matrices
determines the associated weight constants(

� 0

0 0

)
0

=⇒ α = q−2, β = q−1, (16)

(
0 �

0 0

)
0

=⇒ α = q, β = q−2, (17)

(
0 0

� 0

)
0

=⇒ α = q2, β = q−1, (18)

(
0 0

0 �

)
0

=⇒ α = q, β = q2, (19)

and the matrix

(
0 0

0 0

)
0

does not determine any

weight constants.
In the 1-st homogeneous component we have

wt(e(x)) = q2wt(x) 
= wt(x) (because 0 < q < 1),
which implies (e(x))1 = a1y, and similarlywe obtain

(Mef)1 =

(
a1y b1x

c1y d1x

)
1

, (20)

where a1, b1, c1, d1 ∈ C. So we introduce a sym-
bolic matrix

(
�

M ef

)
1
as above. The relations be-

tween weights similar to (7) give

wt
(
(Mef)1

)
��

(
q2α q2β

q−2α q−2β

)
1

�� (21)

(
β α

β α

)
1

.

As a consequencewe have that every row and ev-

ery column of
(

�

M ef

)
1
should contain at least one0.

We project (9)-(10) to Cq[x, y]2 and get

a1 (1 − qβ)y2 = b1 (q − α)x2, (22)
d1
(
1 − qα−1

)
x2 = c1

(
q − β−1

)
y2, (23)

whence a1 (1 − qβ) = b1 (q − α) = d1
(
1 − qα−1

)
=

c1
(
q − β−1

)
=0. So we obtain

1) a1 
= 0=⇒ β = q−1, (24)
2) b1 
= 0=⇒ α = q, (25)
3) c1 
= 0=⇒ β = q−1, (26)
4) d1 
= 0=⇒ α = q. (27)

The symbolic matrix

(
� 0

0 �

)
1

can be dis-

carded from the list of symbolic matrices with at
least one 0 at every row or column, because of (21),

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Acta Polytechnica Vol. 50 No. 5/2010

(24)–(27). For other symbolic matrices with the
above property we have(

� 0

0 0

)
1

=⇒ α = q−3, β = q−1, (28)

(
0 �

0 0

)
1

=⇒ α = q, β = q−1, (29)

(
0 0

� 0

)
1

=⇒ α = q, β = q−1, (30)

(
0 0

0 �

)
1

=⇒ α = q, β = q3, (31)

(
0 �

� 0

)
1

=⇒ α = q, β = q−1, (32)

and the matrix

(
0 0

0 0

)
1

does not determine the

weight constants.
Let us introduce a table of families of Uq (sl2)-

actions, each family is labeled by two symbolic

matrices
( �
M ef

)
0
,
( �
M ef

)
1
, and we call it a[(

�

M ef

)
0
;
(

�

M ef

)
1

]
-series.

Note that the series labeledwith pairs of nonzero
symbolic matrices at both positions are empty, be-
cause each such matrix determines a pair of specific
weight constants α and β (16)–(19)which fails to co-
incide to any pair of such constants associated to the
set of nonzero symbolic matrices at the second posi-
tion (28)–(32). Also the serieswithzero symbolicma-
trix at the first position and symbolic matrices con-
taining only one � at the second position are empty.

In this way we get 24 “empty”
[( �

M ef

)
0
;
( �
M ef

)
1

]
-

series.
Let us turn to “non-empty” series and beginwith

the case in which the action ef-matrix is zero.

Theorem 2 The

[(
0 0

0 0

)
0

;

(
0 0

0 0

)
1

]
-series

consists of four Uq (sl2)-module algebra structures on
the quantum plane given by

k (x) = ±x, k (y)= ±y, (33)
e(x) = e(y)= f (x)= f (y)= 0, (34)

which are pairwise non-isomorphic.

The next theorem describes the well-known sym-
metry [6, 7].

Theorem 3 The

[(
0 0

0 0

)
0

;

(
0 �

� 0

)
1

]
-series

consists of a one-parameter (τ ∈ C \ {0}) family

of Uq (sl2)-module algebra structures on the quantum
plane

k (x) = qx, k (y)= q−1y, (35)

e(x) = 0, e(y)= τ x, (36)

f (x) = τ −1y, f (y)= 0. (37)

All these structures are isomorphic, in particular
to the action as above with τ =1.

The essential claim here which is not covered
by [6, 7], is that no higher (> 1) degree terms could
appear in the expressions for e(x), e(y), f(x), f(y)
in (36) and (37). This can be proved by a rou-
tine computation which relies upon our assumption
0 < q < 1.
Consider the symmetries whose symbolic matrix(

�

M ef

)
0
contains one �.

Theorem 4 The

[(
0 �

0 0

)
0

;

(
0 0

0 0

)
1

]
-series

consists of a one-parameter (b0 ∈ C \ {0}) family
of Uq (sl2)-module algebra structures on the quantum
plane

k (x) = qx, k(y)= q−2y, (38)

e(x) = 0, e(y)= b0, (39)

f (x) = b−10 xy, f (y)= −qb
−1
0 y

2. (40)

All these structures are isomorphic, in particular
to the action as above with b0 =1.

Theorem 5 The

[(
0 0

� 0

)
0

;

(
0 0

0 0

)
1

]
-series

consists of a one-parameter (c0 ∈ C \ {0}) family
of Uq (sl2)-module algebra structures on the quantum
plane

k (x) = q2x, k (y)= q−1y, (41)

e(x) = −qc−10 x
2, e(y)= c−10 xy, (42)

f (x) = c0, f (y)= 0. (43)

All these structures are isomorphic, in particular
to the action as above with c0 =1.

Theorem 6 The

[(
� 0

0 0

)
0

;

(
0 0

0 0

)
1

]
-series

consists of a three-parameter (a0 ∈ C \ {0}, s, t ∈ C)
family of Uq (sl2)-actions on the quantum plane

k(x)=q−2x, k (y)= q−1y, (44)

e(x)=a0, e(y)=0, (45)

f (x)= −qa−10 x
2 + ty4, f (y)= −qa−10 xy + sy

3. (46)

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Acta Polytechnica Vol. 50 No. 5/2010

The generic domain {(a0, s, t) |s 
=0, t 
=0} with
respect to the parameters splits into uncountably
many disjoint subsets

{(a0, s, t) |s 
=0, t 
=0, ϕ = const} ,

where ϕ =
t

a0s2
. Each of these subsets corresponds

to an isomorphism class of Uq (sl2)-module algebra
structures. Additionally there exist three more iso-
morphism classes which correspond to the subsets

{(a0, s, t) |s 
=0, t =0} ,
{(a0, s, t) |s =0, t 
=0} , (47)
{(a0, s, t) |s =0, t =0} .

The specific form of weights for x and y discards
primordially all but finitelymany terms (monomials)
that could appear in the expressions for e(x), e(y),
f(x), f(y) in (45) and (46). Thus it becomes much
easier to establish the latter relations than to do this
for the corresponding relations in the previous theo-
rems. To prove the rest of the claims, one needs to
guess the explicit form of the required isomorphisms.

Theorem 7 The

[(
0 0

0 �

)
0

;

(
0 0

0 0

)
1

]
-series

consists of a three-parameter (d0 ∈ C \ {0}, s, t ∈ C)
family of Uq (sl2)-actions on the quantum plane

k (x)=qx, k (y)= q2y, (48)

e(x)= −qd−10 xy + sx
3, e(y)= −qd−10 y

2 + tx4, (49)

f (x)=0, f (y)= d0, (50)

Here we have the domain {(d0, s, t) |s 
=0, t 
=0}
which splits into the disjoint subsets {(d0, s, t) |s 
=0,
t 
=0, ϕ = const} with ϕ =

t

d0s2
. This uncount-

able family of subsets is in one-to-one correspon-
dence to isomorphism classes of Uq (sl2)-module alge-
bra structures. In addition, one also has three more
isomorphism classes which are labelled by the sub-
sets {(d0, s, t) |s 
=0, t =0}, {(d0, s, t) |s =0, t 
=0},
{(d0, s, t) |s =0, t =0}.

Remark 8 The Uq (sl2)-symmetries on Cq[x, y] pic-
ked from different series are nonisomorphic, and the
actions of k in different series are different.

Remark 9 There are no Uq (sl2)-symmetries on
Cq[x, y] other than those presented in the above theo-
rems, because the assumptions exhaust all admissible
forms for the components (Mef)0, (Mef)1 of the ac-
tion ef-matrix.

The associated classical limit actions of the Lie alge-
bra sl2 (here it is the Lie algebra generated by e, f,
h subject to the relations [h, e] = 2e, [h, f] = −2f,

[e, f] = h) on C[x, y] by differentiations is derived
fromthequantumactionvia substituting k = qh with
subsequent formal passage to the limit as q → 1.
We present all quantum and classical actions in

Table 1. Note that there exist more sl2-actions on
C[x, y] by differentiations (see, e.g. [8]) than one can
see in Table 1. It follows from our results that the
rest of the classical actions admit no quantum coun-
terparts. On the other hand, among the quantum
actions listed in the first row of Table 1, the only
one to which the above classical limit procedure is
applicable, is the action with k(x) = x, k(y) = y.
The remaining three actions of this series admit no
classical limit in the above sense.

Acknowledgement

One of the authors (S.D.) is grateful to Yu. Be-
spalov, J. Cuntz, B. Dragovich, J. Fuchs, A. Gavri-
lik, H. Grosse, D. Gurevich, J. Lukierski, M. Pavlov,
H.Steinacker,Z.Rakić,W.Werner, andS.Woronow-
icz for many fruitful discussions. Also, he would like
to thankM.Znojil for his invitation to the conference
“Analytic and algebraic methods VI”, Villa Lanna,
Prague, andkindhospitality at theDoppler Institute
in Rez.

References

[1] Manin, Y. I.: Topics in Noncommutative Dif-
ferential Geometry, Princeton University Press,
Princeton, 1991.

[2] Castellani, L., Wess, J. (eds.): Quantum groups
and their applications in physics, IOSPress, Am-
sterdam, 1996.

[3] Kassel, C.: Quantum Groups, Springer-Verlag,
New York, 1995.

[4] Sweedler, M. E.: Hopf Algebras, Benjamin, New
York, 1969.

[5] Alev, J., Chamarie, M.: Dérivations et automor-
phismes de quelques algèbres quantiques, Comm.
Algebra 20, 1787–1802 (1992).

[6] Montgomery, S., Smith, S. P.: Skew derivations
and Uq(sl(2)), Israel J.Math.72, 158–166(1990).

[7] Lambe, L. A., Radford, D. E.: Introduction to
the Quantum Yang-Baxter Equation and Quan-
tum Groups: An Algebraic Approach, Kluwer,
Dordrecht, 1997.

[8] González-López, A., Kamran, N., Olver, P.:
Quasi-exactly solvable Lie algebras of differential
operators in two complex variables, J. Phys. A:
Math. Gen. 24, 3995–4078 (1991).

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Acta Polytechnica Vol. 50 No. 5/2010

Table 1:

Symbolic matrices
Uq-module
algebra
structures

Classical limit
sl2-actions by
differentiations

[(
0 0

0 0

)
0

;

(
0 0

0 0

)
1

] k (x)= ±x,
k (y)= ±y,
e(x)= e(y)= 0,

f (x)= f (y)= 0,

h(x)= 0, h(y)= 0,

e(x)= e(y)= 0,

f (x)= f (y)= 0,

[(
0 �

0 0

)
0

;

(
0 0

0 0

)
1

] k (x)= qx,k (y)= q−2y,
e(x)= 0, e(y)= b0,

f (x)= b−10 xy,

f (y)= −qb−10 y
2

h(x)= x,

h(y)= −2y,
e(x)= 0, e(y)= b0,

f (x)= b−10 xy,

f (y)= −b−10 y
2

[(
0 0

� 0

)
0

;

(
0 0

0 0

)
1

] k (x)= q2x,k (y)= q−1y,
e(x)= −qc−10 x

2
,

e(y)= c−10 xy,

f (x)= c0, f (y)= 0,

h(x)= 2x,

h(y)= −y
e(x)= −c−10 x

2
,

e(y)= c−10 xy,

f (x)= c0, f (y)= 0.

[(
� 0

0 0

)
0

;

(
0 0

0 0

)
1

] k (x)= q−2x,k (y)= q−1y,
e(x)= a0, e(y)= 0,

f (x)= −qa−10 x
2 + ty4,

f (y)= −qa−10 xy + sy
3
.

h(x)= −2x,
h(y)= −y,
e(x)= a0, e(y)= 0,

f (x)= −a−10 x
2 + ty4,

f (y)= −a−10 xy + sy
3
.

[(
0 0

0 �

)
0

;

(
0 0

0 0

)
1

] k (x)= qx, k (y)= q2y,e(x)= −qd−10 xy + sx3,
e(y)= −qd−10 y

2 + tx4,

f (x)= 0,

f (y)= d0,

h(x)= x, h(y)= 2y,

e(x)= −d−10 xy + sx
3
,

e(y)= −d−10 y
2 + tx4,

f (x)= 0,

f (y)= d0,

[(
0 0

0 0

)
0

;

(
0 �

� 0

)
1

] k (x)= qx,k (y)= q−1y,
e(x)= 0, e(y)= τ x,

f (x)= τ −1y,

f (y)= 0,

h(x)= x, h(y)= −y,
e(x)= 0,

e(y)= τ x,

f (x)= τ −1y,

f (y)= 0.

Steven Duplij, Dr. habil.
E-mail: steven.a.duplij@univer.kharkov.ua
http://webusers.physics.umn.edu/˜duplij
Theory Group, Nuclear Physics Laboratory
V. N. Karazin Kharkov National University
4 Svoboda Sq., 61077 Kharkov, Ukraine

Sergey Sinel’shchikov
E-mail: sinelshchikov@ilt.kharkov.ua
Mathematics Division
B. I. Verkin Institute for Low Temperature Physics
and Engineering,
47 Lenin Ave., Ukraine, 61103 Kharkov, Ukraine

29