ap-6-10.dvi Acta Polytechnica Vol. 50 No. 6/2010 Non Mechanical (Mezic) Type Forces in the Foundations of Quantum Mechanics Č. Šimáně Abstract Many authors have attempted to derive the fundamental equations of quantummechanics from classical hydrodynamics. In thepresent contributionwepresume that the continuous, electrically chargedmaterial substancemoves simultaneously under the influence of the electric field and at the same time undergoes a diffusion process. This assumption leads to the appearance of non-mechanical (mezic) type forces responsible for inner sources ofmatter (positive or negative), similar to those whose existence is supposed to exist in relativistic hydrodynamics. We obtained a non-linear differential equation, convertible by linearization to a form coinciding with the Schrödinger equation, as a condition for the establishment of the same steady states with discrete energies. Keywords: hydrodynamics, quantum mechanics, mezic (non-mechanical) forces. 1 Introduction The discovery of quantum mechanics signified a rev- olution in the physical image of our world. However, the price paid for the general acceptance of quantum mechanics was very high. One had to sacrifice many fundamental principles of classicalmechanics, among them especially its determinism, and to accept con- troversial uncertainty relations. The constant h̄ dis- covered by Planck together with Einstein’s relations E = hν and �p = �kν between the corpuscular and wave aspects of matter were the starting points for the discovery of quantum mechanics by Schrödinger, Louis de Broglie, Born, Heisenberg andDirac. Many physicists tried to overspan the profound abyss be- tween classical and quantum mechanics, proposing variousmodels leading to the fundamental equations of quantummechanics [1] . This work is in someway a continuation of the author’s earlier article on this subject [2]. 2 From classical to quantum mechanics The Schrödinger equation for a spinless particle in spherical S states of the hydrogenatomhasbeen cho- sen to demonstrate that the assumption of the exis- tence of non-mechanical (mezic) forces and diffusion of electrically charged continuous electron matter in the field of electric potential are sufficient to deduce its formal equivalent from classical hydrodynamics. Because one can hardly reconcile the continuous hy- drodynamical system with the electrons as particles in the planetary model of the atom, the concept of particles is the first that had to be sacrificed. Instead of this, one has to replace themby a cloud of charged electronmatter around the nucleus. Further, one has to propose some mechanism which could lead to the existence of discrete time independent states of the system. Inspiration comes from the paper by Nel- son [3],whoused statisticalmechanics toderiveequa- tions that led to discrete states in planetary atomic systems. His basic idea was that the electron simul- taneously executes two kinds ofmotions. One, which is the classical kind, with velocity �v (he refers to it as the flow velocity) in the electrostatic field of the nucleus, and a certain type of Brownian motion re- sulting in a motion with osmotic velocity �u obeying the diffusion law μ�u = −D∇μ (1a) which leads to relations �u = −D ∇μ μ , ∇μ = −D−1μ�u, u2 = D2 (∇μ)2 μ2 , div (μ�u)= −DΔμ (1b) Inspired by Nelson, we constructed a heuristic La- grangean L for the motion of a volume element δV containing mμδV electron matter (m is the electron rest mass, μ the distribution function normalized to unity, eμ the electric charge density) L = ∫ δV μ ( m v2 + u2 2 − eϕ(�x) ) dV (2) as a sum consisting of two Lagrangeans in which the integrand is the sum of the densities of the kinetic potentials corresponding to the motions with uncor- related velocities �v and �u(rot�v = rot�u = 0) and the 81 Acta Polytechnica Vol. 50 No. 6/2010 density of the potential energy eμϕ. For infinitely small δV the Lagrangean is replaceable by L = mμ [ v2 + u2 2 −e(ϕ − ϕ0) ] δV (3) From the general formula d dt ∂L dq̇i − ∂L dqi =0 (4) we get the equations ofmotion of the volume element d dt [μ(�v + �u)δV ]− ∇ [ μ ( ( v2 + u2 ) 2 − e m (ϕ − ϕ0) )] mδV =0, (5) The ϕ0 is for the moment an arbitrary constant po- tential, which disappears in the potential gradient. The first member on the left side of (5) is the inertial force acting on the volume element δV by acceleration. The second member represents the ex- ternal force densities.[ −e e m μ∇ϕ +( ( v2 + u2 ) 2 − e m (ϕ − ϕ0) ) ∇μ ] mδV (6) The firstmember of (6) is the classical electrical force density. − e m μ∇ϕ (7a) The second member is interesting. If ∇μ is substi- tuted from (1b), then this force density becomes �uD−1μ ( v2 + u2 2 − e m (ϕ − ϕ0) ) = �uq, (7b) a product of the velocity �u and the sum of the densi- ties of the kinetic and electrical potentialsmultiplied by D−1. Setting D = h̄/(2m)with dimensionm2s−1, q getsdimensionkgs−1 andmaybe interpretedas the change of matter content in a volume element in the time unit, i.e, as the density of an internal source of matter. Then, the equations of motion can be explicitly written in the form[ μ d�v dt + μ d�u dt δV +(�v + �u) dμ dt δV + μ(�v + �u) (δV ) dt + e m μ∇ϕδV − �uq ] mδV =0 (8) The time derivative of δV in the fourth member of (8) must be treated as the sum of the derivatives at �v and �u constant μ(�v + �u) (δV ) dt = μ(�v + �u)[div�u(�v + �u)+div�v(�v + �u)]δV = μ�v div�vδV + μudiv�uδV (9) Then the equations of motion of the unit volume el- ement take the form μ d�v dt + μ d�u dt +�v [( ∂μ ∂t ) �u +�v∇μ ] + μ�v div�v + �u [( ∂μ ∂t ) �v + �u∇μ ] + μ�udiv�u + e m μ∇ϕ + �uq =0 (10) or by putting together the third and the fourth, and the fifth, sixth and the lastmember members in (10) μ d�v dt +�v [( ∂μ ∂t ) �u +div(μ�v) ] + e m μ∇ϕ+ μ d�u dt + �u [( ∂μ ∂t ) �v +div (μ�u) ] + �uq =0 (11) Here again the partial timederivativesmust be taken at �v and �u constant. The sumof the first and the thirdmember in (11) is the equation of motion μ d�v dt + e m μ∇ϕ =0 (12a) and the expression in the square brackets in the sec- ond member in (11) the equation of continuity ( ∂μ ∂t ) �u +div(μ�v)= 0 (13a) in the motion with the velocity �v. The remaining members in (11) represent the equation of motion with velocity �u, which is accord- ing to (1) a function of μ. The last two members in (11) can be put together, so that the equation of motion becomes μ d�u dt + �u [( ∂μ ∂t ) �v +div(μ�u)+ q ] =0 (12b) Theexpression in squarebrackets in the secondmem- ber in (12b)maybe interpretedasanequationof con- tinuitywith internal sources ofmatter q expressedby (7b) ( ∂μ ∂t ) �v +div (μ�u)− D−1μ ( v2 + u2 2 − e m (ϕ − ϕ0) ) =0 (13b) 82 Acta Polytechnica Vol. 50 No. 6/2010 3 Steady states From now on, we will be interested only in steady, time independent solutions of the equations of mo- tion and of the continuity equations. Therefore, we shall omit all partial time derivatives. Equations (12a) and (13a) concern the classical motion of matter in the electrostatic field of the nu- cleus, for which the equation of continuity (13a) re- duces to the second member or to �v∇μ + μdiv�v =0 (14) The gradient of density μ may take any value be- tween minus and plus infinity, so that equation (14) canbe satisfiedonly for �v equal identically to zero ev- erywhere. This of course is inconsistent with (12a), unless another electric force density compensates the force density in the electrostatic field of the nucleus. The only electrical charges present that could create the compensating electric field are the charges of the electron cloud. Supposing spherical symmetry of the electrical charge, the total flux of the electrical induction through the surface of the sphere of radius R equals the charge within this sphere 4πR2 �E = −e4π ∫ R ρ=0 μ(ρ)ρ2dρ (15) Because the charges outside the sphere do not con- tribute to the intensity, one can extend the integra- tion on the whole space and thus, owing to normal- ization of the distribution function, the field intensity �E = −e 4π 4πR2 ∫ ∞ ρ=0 μ(ρ)ρ2dρ = −e R2 (16) The resulting electrical intensity from the positive charge of the proton and the negative charge of the electron cloud En + Ee = e R2 − e R2 =0 (17) Now, let us pay attention to the processwith osmotic velocity �u, to which equations (12b) and (13b) per- tain. Equation (12b) ofmotionwith osmotic velocity has the form �uμdiv ū + �u [div (μ�u)+ q] = 0 (18) If the equation of continuity (13b) is valid, then the second member in (18) equals zero and the equation of motion reduces to �udiv ū = d�u dt =0 ( ∂�u ∂t =0 ) , (19) in agreement with the characteristic property of the mezic forces, which do not accelerate the material substance, so that its spatial distribution continues to be time independent. After replacing in (13b) from (2) u2 by D2 (∇μ)2 μ2 and div(μ�u) by −DΔμ, we get the equation of con- tinuity in the form −DΔμ+D−1μ ( v2 2 + D2 (∇μ)2 2μ2 −e(ϕ − ϕ0) ) =0, (20) which is then the condition for a time independent, steady state of the substance in the volume element at a given point of the cloud. Simultaneously, equa- tion (14) must also be satisfied, which — as shown above — is possible only for �v equal identically to zero. Therefore, the final condition for a steady, time independent state has the form − DΔμ+D−1μ ( D2(∇μ)2 2μ2 −e(ϕ − ϕ0) ) =0 (21) The solution μ(�x,eϕ0) of (14)depends on thevalueof the constant eϕ0. If in all points in space the solution fulfils (14) for the same value of eϕ0, then equation (21) represents the condition for a steady state of the whole cloud and may be interpreted in the following way: The steady, time independent state of the cloud is reachedwhen ineachoneof itsvolume elements the outflow (inflow) of the matter through its surface is just compensated by the internal positive (negative) sources of matter evokedbynon-mechanical (mezic) type forces. Substituting μ = R2 in the non linear equation (21), one obtains a linear equation( h̄ 2 2m Δ+eϕ ) R =eϕ0R ≡ ER (22) Equation (22), derived from a hydrodynamic model, is in fact sufficient to bring order into most of the experimental spectroscopic data of discrete energy states. It does not resemble a wave equation. It is asymmetric: on the left side we have an operator, and on the right side a simple algebraic expression. Replacing this expression by an operator of the form −ih̄∂/∂t acting on a exponential function ψ = Rexp ( −i E h̄ t ) (23) we obtain the same equation (18), butwith operators on both sides Hψ = −ih̄ ∂ ∂t ψ, (24) where ψ can rightly be declared as a wave function. The author would like to remark, that one gets the same results if the velocity �u is taken fromthebe- ginningaspure imaginary. Then (11) is obtainedas a 83 Acta Polytechnica Vol. 50 No. 6/2010 complex equation and separating the real and imag- inary parts one immediately gets equations (12a,b) and (13a,b). Before finishing this chapter, the author would like to mention the historical paper by D. Bohm [4] concerning the so-calledhidden variables of quantum theory. Bohm supposed the function ψ = Rexp(−iS/h̄), (R and S are real functions of time and coordinates), as the solution of the Schrödinger equation ih̄∂ψ/∂t = − ( h̄2/2m ) ∇2ψ + V (�x)ψ, (25) Substituting R by μ1/2, putting ∂S ∂t = E and �v = ∇S m , he obtained from (24) two equations ( ∂μ ∂t ) +∇ ( μ ∇S m ) =0 (26a) ∂S ∂t + (∇S)2 2m −eμϕ − h̄2 4m [ Δμ μ − (∇μ)2 2μ2 ] =0 (26b) Oriented on the planetary atomic model, Bohm in- terpreted (26b) as a Jacobi-Hamilton equation for the motion of a particle in the field of classical elec- tric potential and in the field of a quantum poten- tial expressed by the last member on the left side of (26b). However, this equation,multiplied by μ/D, with ∇S/m replacedby �v, and μ D ∂S ∂t by ( ∂μ ∂t ) �v and with the use of (1b) canbe transformed into equation (13b) with an entirely different interpretation. 4 Discussion A necessary condition for the existence of steady, time independent spatial density distribution and fluxes of the electronic substance in an electrically charged material continuum is the validity of the equation of continuity with internal sources or sinks of matter, which compensate the outflows or inflows ofmatter in eachof the volumeelements of the object through its surface. The basic prepositions necessary for the deriva- tion of this equation of continuity reducible formally to a form of the Schrödinger equation were that • the electron in the bound state does not exist as a particle and forms a cloud of continuous electrically charged electron substance around the nucleus, bearing the total electrical charge, whose spatial distribution is the same as that of the electron substance. • there exist two kinds of uncorrelated motions of the continuum, one with flow velocity �v and the otherwith osmotic velocity �u, the latter obeying the diffusion law. • the continuous electron substance moves in the electric field of the nucleus and in the field of its own electrical charge and at the same time diffuses opposite to the density gradient. • inner sources or sinks of matter due to the ac- tion of non-mechanical (mezic) type forces exist in the continuous electron substance. • in the steady time independent case, the flowve- locity is zero and the intensity of the electrical field of the nucleus is compensated by the elec- tron field of the electron cloud. • the possibility of reducing the nonlinear equa- tions of continuity to the linear Schrödinger equation offers a practical means for solving them. It is worth noting that continuous distribution of the electron matter around the nucleus was strongly de- fended by Schrödinger in his disputes with Born [5]. In relativistichydromechanics, the existenceof in- ner sources of matter is attributed to the action of forces of non-mechanical (mezic) character [6]. Non- relativistic hydromechanics does not calculate with their existence. As such, they have never been ob- served, because they vanish in steady states and one can conclude their existence only indirectly from the fact that with their aid one can get the same steady time independent states as from the corre- sponding Schrödinger equation. Nevertheless, the non-mechanical forces shouldmanifest their existence in non-stationary processes during so-called jumps from one state to another. The violation of the con- tinuity equation in the steady state by external per- turbation cancels this state and starts the transition from a steady state to a time dependent state. This transition process may end in reestablishment of the initial steady state or in a transition to some new state with different energy. Without an exact math- ematical description of the transition process, which is very rapidandwhichmanifests itself as a jump, one can only predict the probability of the transitions to the end states. The situation could change, once one will be able to follow theoretically the transition pro- cess in time, in which the non-mechanical forces will play an important role. A very serious historical difficulty was mentioned already by Madelung [7] in his attempt to deduce a hydrodynamical model from the Schrödinger equa- tion, namely that one has to assume that the elec- trically charged volume elements of the same elec- tron cloud do not mutually interact. In the plan- etary model, this difficulty disappears, as the inner electric field is concentrated in the point-like particle. We suppose that the inner electrical intensity in the electron cloud compensates just the electrical inten- sity in the electric field of the nucleus, which allows the flow intensity in the discrete, time independent state to be obtained equal to zero. We have no idea how to describe the process by which the continuous electron cloud takes the form 84 Acta Polytechnica Vol. 50 No. 6/2010 and properties of a free particle. The dual wave — particle character, manifested mainly in the vicinity of the rest energy of the free particle and depending on the type of the experiment, might be explained as fluctuations between the continuous and particle states of the electron, due to small perturbations of the continuity equations provoked by weak external fields, by their time dependence and boundary con- ditions in various types of experiments. 5 Conclusion The hydrodynamical equations of motion deduced above, which are based onNewtonianmechanics and include non-mechanical (mezic) forces combinedwith the diffusion of the charged electronic substance in the field of an electric potential,maybe considered in only a limited sense equivalent to quantum mechan- ics based on the discoveries by Schrödinger, Louis de Broglie, Born, Heisenberg, Dirac, covering a much broader range of experimentally observed quantum phenomena. It is too early to draw general conclu- sions fromthe one isolated special case treatedabove. Nevertheless, one shouldnot omit to pay attention to the possible role ofmezic forces in quantummechan- ics. References [1] Jammer, M.: The Philosophy of Quantum Me- chanics, J. Wiley & Sons, New York, 1974. [2] Šimáně, Č.: Discrete states of continuous electri- cally chargedmatter.Concepts of Physics, Vol.V, No. 3, 2008, 499–512. [3] Nelson, E.: Derivation of the Schrödinger equa- tion from Newtonian mechanics, Phys. Rev. 50, 1966, 1079–1085. [4] Bohm, D.: A suggested interpretation of the quantum theory in terms of “hidden variables“ I, Phys. Rev. 85, 1952, 166–179. [5] Born, M.: The conceptual situation in Physics andtheprospects of its futuredevelopment,Proc. Phys. Soc., A, Vol. LXVI,1953, 501–513. [6] Möller, C.: The theory of relativity, second edi- tion, Clarendon Press Oxford 1972, Ruskoe iz- danie, Moskva Atomizdat 1975, pp. 105–108; Votruba, V.: Základy speciálńı teorie relativity, Academia Press, Prag 1969, pp. 307–313. [7] Madelung, E.: Quantentheorie in hydrodynamis- cher form, Zeitschr. für Physik, 40, 1926, 166. Prof. Dipl. Ing. Čestmı́r Šimáně, DrSc. Phone: +420 284 819 279 E-mail: csimane@centrum.cz Nuclear Physics Institute AS CR Prof. Emeritus of the Czech Technical University in Prague Home adress: U svobodárny 9, 190 00 Praha 9, Czech Republic 85