Acta Polytechnica


doi:10.14311/AP.2013.53.0770
Acta Polytechnica 53(Supplement):770–775, 2013 © Czech Technical University in Prague, 2013

available online at http://ojs.cvut.cz/ojs/index.php/ap

ICECUBE OBSERVATORY: NEUTRINOS AND THE ORIGIN OF
COSMIC RAYS

Paolo Desiatia,b,∗, for the IceCube Collaborationc

a Wisconsin IceCube Particle Astrophysics Center (WIPAC), University of Wisconsin, Madison, WI 53706,
U.S.A.

b Department of Astronomy, University of Wisconsin, Madison, WI 53706, U.S.A.
c http: // icecube. wisc. edu
∗ corresponding author: desiati@icecube.wisc.edu

Abstract. The completed IceCube Observatory, the first km3 neutrino telescope, is already providing
the most stringent limits on the flux of high energy cosmic neutrinos from point-like and diffuse galactic
and extra-galactic sources. The non-detection of extra-terrestrial neutrinos has important consequences
on the origin of the cosmic rays. Here the current status of astrophysical neutrino searches, and of the
observation of a persistent cosmic ray anisotropy above 100 TeV, are reviewed.

Keywords: neutrinos, cosmic rays, anisotropy.

1. Introduction
One hundred years after their discovery, the origin of
the cosmic rays is still a mystery. The current leading
model is that cosmic rays are accelerated in diffusive
shocks. In this case Supernova Remnants (SNRs) in
our Galaxy could be the major source of cosmic rays
up to about 1015 ÷1017 eV. The SNR energy output in
the Galaxy can provide the energy budget necessary to
maintain the presently observed population of galactic
cosmic-rays. In particular, in order to achieve such
high energies it is expected that acceleration occurs
during the relatively short period in the SNR evolution
between the end of free expansion and the beginning
of the so-called Sedov phase. This period is about
103 years from the explosion when the shock velocity
is high enough to allow for efficient acceleration. At
energies in excess of about 1017 eV, Active Galactic
Nuclei (AGN) and Gamma Ray Bursts (GRB) could
play an important role in the origin of the extra-
galactic cosmic rays.
Since cosmic rays are deflected by magnetic fields,

it is not possible to associate them to their sources.
However, if hadronic particles are accelerated, a frac-
tion of them would interact within their sources or in
surrounding molecular clouds to produce mesons. The
mesons eventually decay into high energy γ-rays and
neutrinos with an energy spectrum ∼ E−2 of the accel-
erated cosmic rays. The remaining hadronic particles
propagate until their detection on Earth. Detection of
γ-rays and neutrinos from individual galactic or extra-
galactic source candidates of cosmic rays, or from
extended molecular clouds, is therefore a method to
indirectly probe the origin of cosmic rays.
During the last decade, detection of γ-rays from

galactic sources has been successfully achieved by satel-
lite experiments such as AGILE and Fermi up to 10
and 100 GeV, respectively. Imaging Cherenkov Tele-

scope Arrays such as MAGIC, VERITAS and H.E.S.S.,
and water Cherenkov detectors such as Milagro have
made measurements up to O(10 TeV). High energy di-
rect emission from old SNRs appears to be inconsistent
with hadronic acceleration1. It is interesting, however,
that delayed secondary γ-ray emissions can be pro-
duced by the most energetic particles that escaped
the acceleration region when they propagate through
molecular clouds that surround the star forming re-
gions [1]. With this mechanism, indirect evidence of
hadronic acceleration is present even when SNR are
several 104 years old. In fact, the detection of an
extended emission of TeV γ-rays from the Galactic
Center by H.E.S.S., which is attributed to cosmic rays
accelerated by SNR G0.9+0.1 interacting with the
surrounding clouds, might provide the first evidence
of hadronic acceleration [2]. The most compelling evi-
dence currently comes from low energy γ-ray emission
from the regions surrounding the intermediate-age
SNR W44. AGILE observations in the energy range
of 50 MeV ÷ 10 GeV [3] and Fermi observations up to
100 GeV [4] show that while leptonic models fail to
describe simultaneously γ and radio emissions with-
out requiring too large circumstellar densities, the
hadronic models are consistent with experimental con-
straints from radio, optical, X and γ-rays observations.
Although the γ-ray energy spectrum is consistent with
a proton spectral index of 3 and a low energy cut-off
of approximately 10 GeV 2, the hadronic origin of the
observed emission is considered likely. The observed
steep spectrum and low energy cut-off may be caused
by suppression of efficient particle acceleration in the
dense environment of this source [5]. Ion-neutral col-

1Most probably SNR older than several thousand years no
longer efficiently accelerate cosmic rays.

2This is the reason why such a source was not observed at
TeV energy.

770

http://dx.doi.org/10.14311/AP.2013.53.0770
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http://icecube.wisc.edu


vol. 53 supplement/2013 IceCube Observatory: Neutrinos and the Origin of Cosmic Rays

lisions in the weakly ionized dense gas surrounding
the remnant lead to a softer spectrum as well as to
damping of the plasma Alfvén waves that form the
shock. The resulting poor particle confinement leads
to a low energy cutoff [6].

Other than the specific properties of single objects,
evidence of an instance of hadronic acceleration is a
very important step towards the discovery of the origin
of cosmic rays. However, this would not mean that
all galactic cosmic rays are necessarily accelerated in
SNR. If cosmic ray acceleration occurs predominantly
on a larger scale, such as in superbubbles [7] or in
the Galaxy cluster medium where particles could be
accelerated to ultra-high energies [8], the search for the
origin of cosmic rays should concentrate on extended
sources or diffuse fluxes.
While the TeV γ-ray horizon is limited within our

Galaxy, because of absorption in the infrared and mi-
crowave cosmic background, the GeV γ-emissions can
be observed within about 100 Mpc making it possible
to search for extragalactic sources of cosmic rays. On
the other hand, detection of neutrinos from individual
sources are an efficient and unambiguous probe for
the high energy hadronic acceleration mechanism, and
therefore for the sources of cosmic rays. However, the
very same property that makes neutrinos an excellent
cosmic messenger also makes them difficult to detect.
Thus large instrumented volume of target matter is
required to capture sufficient event statistics.
The IceCube Neutrino Observatory (see Fig. 1),

completed in December 2010, is currently the only
km3 scale neutrino telescope collecting data. The
observatory consists of an array of 5,160 optical sen-
sors arranged along 86 cables (or strings) between
1,450 and 2,450 meters below the geographic South
Pole, where the antarctic ice is particularly transpar-
ent. IceCube includes a surface shower array, IceTop,
and a dense instrumented core with a lower energy
threshold, DeepCore. The surface array, IceTop, is
81 stations each consisting of two tanks of frozen clean
water with each tank containing two optical sensors.
IceTop, using events in coincidence with the deep
IceCube array, provides the measurement of the spec-
trum and mass composition of cosmic rays at the knee
and up to about 1018 eV. The DeepCore sub-array,
consisting of 6 densely instrumented strings located
at the bottom-center of IceCube, lowers the obser-
vatory neutrino energy threshold to about 10 GeV.
DeepCore uses the surrounding IceCube instrumented
volume as a veto for the background of cosmic ray
induced through-going muon bundles, thus enhancing
the detection of down-going neutrinos within the Deep
Core volume. Veto rejection power in excess of 108
has been achieved [9]. The basic detection compo-
nent of IceCube is the Digital Optical Module (DOM)
which consists of a 10-inch Hamamatsu photomulti-
plier tube (PMT) and its own data acquisition (DAQ)
circuitry enclosed in a pressure-resistant glass sphere.
The DOMs detect, digitize and timestamp the signals

Figure 1. A schematic view of the IceCube Obser-
vatory with the surface array IceTop and the densely
instrumented DeepCore.

from Cherenkov radiation photons. Their main DAQ
board is connected to the central DAQ in the IceCube
Laboratory at the surface, where the global trigger is
determined [11]. The construction of IceCube started
in 2004 and physics quality data taking commenced in
2006. With this early data the observatory is provid-
ing the most stringent limits on the flux of high energy
neutrinos from extra-terrestrial origin, and therefore
strong constraints on the models of individual sources
of cosmic rays and unidentified diffuse sources. At the
same time, IceCube has accumulated a large number
of cosmic ray induced neutrinos produced in the at-
mosphere, making it possible to probe the combined
effect of hadronic interaction models, cosmic ray spec-
trum and composition on the neutrino spectrum up
to a few hundred TeV [10].
In the search for high energy neutrinos, the large

exposure of IceCube makes it possible to collect an
unprecedented number of events in the form of bundles
of high energy muons generated in the cosmic ray
induced extensive air showers. Although these events
represent an overwhelming background in the neutrino
searches, they make it possible, for the first time, to
determine the degree of anisotropy of cosmic rays
from a few TeV to several PeV of particle energy. The
persistence of a cosmic ray anisotropy at high energy
raises the question of the responsible mechanism. The
notion that cosmic ray anisotropy might be connected
to the distribution of nearby and recent supernovae
is intriguing, and might thus provide a new probe
into the origin of the cosmic rays. On the other hand
the complex energy-dependent topology suggests that
non-diffusive processes in the local interstellar medium
most probably play an important role.

2. Physics Results
If the signals from detected Cherenkov photons satisfy
specific trigger conditions, an event is defined and
recorded by the surface data acquisition system. On-

771



Paolo Desiati, for the IceCube Collaboration Acta Polytechnica

strings year mean µrate final νµ rate
22 2007 500 Hz 18/day
40 2008 1100 Hz 40/day
59 2009 1700 Hz 130/day
79 2010 2000 Hz 170/day
86 2011 2100 Hz 200/day

Table 1. Mean rate of muon bundles and atmospheric
neutrinos after final event selection for different string
configurations of the IceCube Observatory (numbers
in italic are predictions).

line data filtering at the South Pole reduces the event
volume to about 10 % of the trigger rate, based on a
series of reconstruction and filter algorithms aimed
to select events based on directionality, topology and
energy [15]. The filter makes it possible to transfer
data via satellite from the experimental site for prompt
physics analyses.

2.1. Atmospheric neutrinos
Of the events that trigger IceCube, the vast majority
are muon bundles produced by the impact of primary
cosmic rays in the atmosphere. Only a small fraction
of the detected events (∼ 10−5) are muons produced
by the charged current interaction of atmospheric
muon neutrinos. The easiest way to reject the down-
going muon bundle background is to exclusively select
well reconstructed up-going events, since these can
only be produced by neutrinos crossing the Earth and
interacting in the matter surrounding the detector.
Depending on the detector configuration and on the
specific reconstruction algorithms and event selection
utilized, the atmospheric neutrino sample is charac-
terized by a directional resolution of better than 1°
above 1 TeV. The corresponding resolution in the es-
timation of the muon energy is about 0.2 ÷ 0.3 (in
log10 of the energy) for crossing track-like events, and
about 0.1 or better for contained cascade-like events.
Typically, 30 % ÷ 40 % of the up-going events survive
the selection with a background contamination of less
than about 1 % (see Tab. 1).
The atmospheric neutrino sample collected by Ice-

Cube over the years is the largest ever recorded and
currently reaches energies near 400 TeV (see Fig. 2).
For the first time the precision of this measurement
is providing a powerful tool to constrain the effects of
high energy hadronic interaction models that represent
our present knowledge of the cosmic ray induced ex-
tensive air showers and the spectrum and composition
of primary cosmic rays [10].

2.2. Search for astrophysical ν’s
Atmospheric neutrinos represent an irreducible back-
ground for the search of high energy astrophysical
neutrinos. If hadronic acceleration is the underlying
process of high energy cosmic ray production and γ-ray
observations in galactic and extra-galactic sources, the

Figure 2. Collection of theoretical calculations and
experimental measurements of the atmospheric neu-
trino spectrum. Shown is the predicted conventional
νµ + ν̄µ (blue line) and νe + ν̄e (red line) flux from [16],
and the predicted prompt flux of neutrinos (magenta
band) from [17]. The unfolded energy spectrum [18]
(black filled circles) and forward folded spectrum [19]
(gray band) from the 40-string IceCube configuration,
unfolded spectrum [20] (black open circles) and for-
ward folded spectrum [21] (ecru band) from AMANDA
are presented. The results from Super-K [22] (aqua
band) and that from Fréjus [23] (black filled squares
for νµ + ν̄µ and black open squares for νe + ν̄e) are also
presented.

charged mesons could produce enough neutrinos to
be observed in a detector the size of IceCube.

Figure 3 shows the sensitivity (90 % CL) of IceCube
for the full-sky search of steady point sources of E−2
muon neutrinos as a function of declination, along
with that of other experiments. The extension of
the point source search to the southern hemisphere is
made possible by a high energy event selection that
rejects the background down-going events by five or-
ders of magnitude, and restricts neutrino energies to
above 100 TeV. Still dominated by high energy large
muon bundles, this makes the southern hemisphere
poor in atmospheric neutrinos yielding a low neu-
trino detection sensitivity. Nevertheless, this provides
IceCube with a full-sky view that complements cover-
age of the neutrino telescopes in the Mediterranean.
The figure shows the sensitivities from IceCube and
other observatories (interpreted as the median upper
limit we expect to observe from individual sources
across the sky) along with upper limits from selected
sources. The sensitivity is reaching the level of current
predictions for flux from astrophysical sources (i.e. be-
low 1012 × E−2 TeV cm−2 s−1) although the discovery
potential, defined to be 5σ for 50 % of the trials, is
typically a factor of three higher than the sensitivity.
Therefore constraints on the parameters of hadronic
acceleration models are starting to develop.

Searches for neutrinos from transient [30] and peri-

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vol. 53 supplement/2013 IceCube Observatory: Neutrinos and the Origin of Cosmic Rays

Figure 3. Sensitivity (90 % CL) for a full-sky search
of steady point sources of muon neutrinos with an E−2
energy spectrum as a function of declination angle for
IceCube and other experiments. Note that for IceCube,
events with δ < 0° are down-going, coming from the
southern hemisphere, and events with δ > 0° are up-
going and come from the northern hemisphere.

Figure 4. Upper limits (90 % CL) for neutrino
searches in coincidence with Gamma Ray Bursts with
40 strings of IceCube and the combined 40- and 59-
string detector configurations [32]. Also shown is the
Waxman & Bahcall predicted average flux [33].

odic [31] sources have also been performed. In particu-
lar, a time window scan for transient sources (with no
external triggers) shows that the discovery potential
drops by a factor of 2 if searching for 1 day duration
flares. A particular search for transient sources is that
for neutrinos from GRB. For the first time, the Ice-
Cube Observatory has provided a definitive test of the
GRB models with the most stringent constraints. Fig-
ure 4 shows the upper limits obtained with the data
collected by the 40-string configuration o IceCube and
by the combined data of the 40- and 59-string config-
urations [32]. For each detector configuration, a list
of GRBs detected during the corresponding physics
runs was compiled and the predicted neutrino flux
was calculated based on the γ-ray spectrum shown
in [34]. The corresponding stacked neutrino flux was
used to search for events collected within the time
window in which 5 % to 95 % of the fluence is recorded
(i.e. T90). The upper limit is about 3 times below
the predicted flux of the Waxman & Bahcall model,

challenging the hypothesis that GRB are the sources
of Ultra High Energy Cosmic Rays (UHECR). This re-
sult has profound consequences for the predicted flux
of neutrinos produced by the interaction of UHECR
with the cosmic microwave background, the so-called
cosmogenic neutrinos, as well as for the GeV–TeV
γ-ray background flux (see for instance [35, 36]). It
is important to note that it was recently shown that
the fireball model with refined assumptions yields a
10 times smaller predicted flux (see [37, 38]).

There is the possibility that the bulk of cosmic rays
does not originate from individual sources, but from
large-scale acceleration processes in superbubbles or
even Galaxy clusters. In addition, unresolved sources
of cosmic rays over cosmological times are expected to
have produced detectable fluxes of diffuse neutrinos.
Since shock acceleration is expected to provide an
∼ E−2 energy spectrum, harder than the ∼ E−3.7 of
the atmospheric neutrinos, the diffuse flux is expected
to dominate at high energy where the sensitivity is
strongly dependent on the experimental quality of the
selected events.
Figure 5 shows a collection of sensitivities and up-

per limits (90 % CL) for an E−2 flux of νµ + ν̄µ, from
AMANDA, Antares and various IceCube configura-
tions compared to the experimental and theoretical
flux of the atmospheric neutrinos and various models
of astrophysical neutrinos. The most recent results lie
below the Waxmann & Bahcall neutrino bound [42],
again indicating IceCube’s potential for discovering
the origin of cosmic rays.
In the Ultra High Energy range (UHE), above

∼ 106 GeV, IceCube is reaching a competitive sen-
sitivity as well. At this level one begins to reach
current models of cosmogenic neutrino production
(see Fig. 6) that are simultaneously constrained by
the current observations of UHECRs and the GeV
γ-rays by Fermi-LAT [49]. Taking into account that
UHECR mass composition is a key ingredient for the
absolute flux and spectral shape of cosmogenic neutri-
nos [35], its large uncertainty still weighs profoundly
on current models. This means that although the
IceCube sensitivity to UHE neutrinos is currently the
best ever achieved below 1010 GeV it might be still
far from the actual flux. From this point of view, the
current developments toward a radio array in Antarc-
tica, such as Askaryan Radio Array (ARA) [51] is a
natural extension toward the highest energies.
It is worth noting that the preliminary sensitivity

for an arbitrary spectrum, shown in Fig. 6, has a
minimum just above 1 PeV, where no significant cos-
mogenic neutrino flux is expected. In the experimental
analysis performed on data collected during 2010–12,
where events with a large number of detected photons
were selected, two events were found on a background
of conventional atmospheric neutrinos of 0.3. The
events deposited an energy in the detector of about
1 PeV, and further study is underway to determine
their nature. One possible hypothesis is that these

773



Paolo Desiati, for the IceCube Collaboration Acta Polytechnica

 [GeV])
ν

log10(E

3 4 5 6 7 8

]
-1

 s
r

-1
 s

-2
 [

G
e

V
 c

m
ν

/d
E

Φ
 d

2 ν
E

-9
10

-8
10

-710

-6
10

-5
10

 2000-2003 90%CL limitµνAMANDA  
 07-09 90%CL limitµνANTARES  

 90%CL limitµνIC40 

IC59 diffuse sensitivity

IC59 diffuse 90%CL limit
IC40 atmospheric unfolding

 (HKKM07)µνconventional atmospheric 

µνconventional (HKKM07) + prompt (Enberg et al.) 

Waxman-Bahcall upper bound (2011)
Mannheim 1995
BBR I 2005 steep spectra sources
Stecker AGN (Seyfert) 2005
High Peaked BL Lac (max) Mucke 2003
Prompt GRB Razzaque et al. 2008

Preliminary

Figure 5. Experimental upper limits (90 % CL) for
the diffuse muon neutrino flux (including the pre-
liminary result from the 59-string configuration of
IceCube) along with atmospheric neutrino observa-
tions and theoretical models of atmospheric and extra-
terrestrial neutrino fluxes. From top to bottom in the
legend [16, 18, 39–47].

events represent an upper fluctuation of the prompt
neutrino production in the atmosphere from the decay
of heavy charm mesons.

2.3. Cosmic ray anisotropy
The large number of muon bundle events collected by
IceCube (about 1010–1011 each year, depending on the
detector configuration) makes it possible to study the
arrival direction distribution of the cosmic rays at a
level of about 10−5. The bundles of highly collimated
atmospheric muons share the same direction as the
parent cosmic ray particle. Since this study does
not require highly well reconstructed muon directions,
all collected and reconstructed events with a median
angular resolution of about 3° are used. Using full
simulation of cosmic ray induced extensive air shower
we find that the median particle energy of the IceCube
data sample is about 20 TeV. With these data IceCube
provides the first high statistics determination of the
anisotropy of galactic cosmic rays in the southern
hemisphere in the multi-TeV energy range.

The large scale anisotropy observed by IceCube [52]
appears to complement the observations in the north-
ern hemisphere, providing for the first time an all-sky
view of TeV cosmic ray arrival directions. The sky
map obtained by subtracting an averaged map (over
a scale of 30°–60°) from the data [53], shows signifi-
cant small angular scale structures in the cosmic ray
anisotropy, similarly to observations in the northern
hemisphere [54, 55].

Figure 6. Preliminary sensitivity (90 % CL) for the
detection of UHE neutrinos, compared to other ex-
perimental results and to predictions [48–50]. The
sensitivity curves are evaluated at each decade of en-
ergy.

Another interesting result obtained by IceCube is
the persistence of the anisotropy at an energy in ex-
cess of 100 TeV. At such energies a different structure
is observed that can be interpreted in terms of a differ-
ent phase [56] as already reported by the EAS-TOP
shower array in the northern hemisphere for the first
time [58]. The observation at high energy was re-
cently confirmed by the preliminary result from the
IceTop shower array [57]. The change of the anisotropy
pattern at about 100 TeV may suggest that the helio-
sphere could have an effect in flipping the apparent
direction of the anisotropy. In fact, at about 100 TeV
the cosmic rays’ gyro-radius in the 3 µG local inter-
stellar magnetic field is of the order of magnitude of
the elongated heliosphere. Below this energy scale
the scattering processes on the heliospheric perturba-
tions at the boundary with the interstellar magnetic
field might be the dominant processes affecting the
global cosmic ray arrival distribution and the small
angular structure as well (see [59] where a review of
other proposed models is also given). The Milagro
observation of a likely harder than average cosmic
ray spectrum from the localized excess region toward
the direction of the heliotail, the so-called region B
in [54] and also observed by ARGO-YBJ shower ar-
ray [55], have triggered astrophysics interpretations
(see [60–62]). However, this may suggest that some
type of re-acceleration mechanism associated with cos-
mic ray propagation in the turbulent heliospheric tail
might occur [63, 64]. On the other hand, the TeV
cosmic ray anisotropy is a tracer of the local interstel-
lar magnetic field, and it might indicate cosmic ray

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vol. 53 supplement/2013 IceCube Observatory: Neutrinos and the Origin of Cosmic Rays

streaming along the magnetic field lines due to the
Loop I shell expanding from the Scorpion-Centaurus
Association [65].

If the local propagation effects on the cosmic ray
anisotropy below 100 TeV are dominant, at higher
energy it is reasonable to believe that the persistent
anisotropy might be a natural consequence of the
stochastic nature of cosmic ray galactic sources, in
particular nearby and recent SNRs [66–68].

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Discussion
Peter Grieder — Do the anisotropies which you have
established with IceCube muons correlate with known
magnetic structures in our part of the Galaxy?
Paolo Desiati — There are a few articles from Frisch
et al. on the properties of the local interstellar magnetic
field in relation to the evolved Loop I sub-shell expanding
from the Scorpion-Centaurus Association. There seems
to be some link between the direction of the magnetic
field and the Loop I shell that is correlated with the TeV
cosmic ray anisotropy. This is a compelling argument that
I mentioned in the text of this paper as well.

775


	Acta Polytechnica 53(Supplement):770–775, 2013
	1 Introduction
	2 Physics Results
	2.1 Atmospheric neutrinos
	2.2 Search for astrophysical neutrino's
	2.3 Cosmic ray anisotropy

	References