Acta Polytechnica doi:10.14311/AP.2018.58.0118 Acta Polytechnica 58(2):118–127, 2018 © Czech Technical University in Prague, 2018 available online at http://ojs.cvut.cz/ojs/index.php/ap QUASI-EXACTLY SOLVABLE SCHRÖDINGER EQUATIONS, SYMMETRIC POLYNOMIALS AND FUNCTIONAL BETHE ANSATZ METHOD Christiane Quesne Physique Nucléaire Théorique et Physique Mathématique, Université Libre de Bruxelles, Campus de la Plaine CP229, Boulevard du Triomphe, B-1050 Brussels, Belgium correspondence: cquesne@ulb.ac.be Abstract. For applications to quasi-exactly solvable Schrödinger equations in quantum mechanics, we consider the general conditions that have to be satisfied by the coefficients of a second-order differential equation with at most k + 1 singular points in order that this equation has particular solutions that are nth-degree polynomials. In a first approach, we show that such conditions involve k − 2 integration constants, which satisfy a system of linear equations whose coefficients can be written in terms of elementary symmetric polynomials in the polynomial solution roots whenver such roots are all real and distinct. In a second approach, we consider the functional Bethe ansatz method in its most general form under the same assumption. Comparing the two approaches, we prove that the above-mentioned k − 2 integration constants can be expressed as linear combinations of monomial symmetric polynomials in the roots, associated with partitions into no more than two parts. We illustrate these results by considering a quasi-exactly solvable extension of the Mathews-Lakshmanan nonlinear oscillator corresponding to k = 4. Keywords: Schrödinger equation; quasi-exactly solvable potentials; symmetric polynomials. 1. Introduction In quantum mechanics, solving the Schrödinger equation is a fundamental problem for understanding physical systems. Exact solutions may be very useful for developing a constructive perturbation theory or for suggesting trial functions in variational calculus for more complicated cases. However, very few potentials can actually be exactly solved (see, e.g., one of their lists in [1]).1 These potentials are connected with second-order differential equations of hypergeometric type and their wavefunctions can be constructed by using the theory of corresponding orthogonal polynomials [3]. A second category of exact solutions belongs to the so-called quasi-exactly solvable (QES) Schrödinger equations. These occupy an intermediate place between exactly solvable (ES) and non-solvable ones in the sense that only a finite number of eigenstates can be found explicitly by algebraic means, while the remaining ones remain unknown. The simplest QES problems, discovered in the 1980s, are characterized by a hidden sl(2,R) algebraic structure [4–8] and are connected with polynomial solutions of the Heun equation [9]. Generalizations of this equation are related through their polynomial solutions to more complicated QES problems. Several procedures are employed in this context, such as the use of high-order recursion relations (see, e.g., [10]) or the functional Bethe ansatz (FBA) method [11–13], which has proven very effective [14–17]. The purpose of the present paper is to reconsider the general conditions under which a second-order differential equation X(z)y′′(z) + Y (z)y′(z) + Z(z)y(z) = 0 with polynomial coefficients X(z), Y (z), and Z(z) of respective degrees k, k − 1, and k − 2, has nth-degree polynomial solutions yn(z). Choosing appropriately the polynomial Z(z) for such a purpose is known as the classical Heine-Stieltjes problem [18, 19]. Such a differential equation with at most k + 1 singular points covers the cases of the hypergeometric equation (for k = 2), the Heun equation (for k = 3), and generalized Heun equations (for k ≥ 4), and plays therefore a crucial part in ES and QES quantum problems. Here we plan to emphasize the key role played by symmetric polynomials in the polynomial solution roots whenever such roots are all real and distinct. This will be done by comparing two different approaches: a first one expressing the polynomial Z(z) in terms of k− 2 integration constants, and a second one based on the FBA method. In Section 2, the problem of second-order differential equations with polynomial solutions is discussed and k− 2 integration constants are introduced. In Section 3, the FBA method is derived in its most general form. A comparison between the two approaches is carried out in Section 4. The results so obtained are illustrated in 1Here we do not plan to discuss the recent development of the exceptional orthogonal polynomials and the associated polynomially solvable analytic potentials (see, e.g., [2] and references quoted therein). 118 http://dx.doi.org/10.14311/AP.2018.58.0118 http://ojs.cvut.cz/ojs/index.php/ap vol. 58 no. 2/2018 Quasi-Exactly Solvable Schrödinger Equations Section 5 by considering a QES extension of the Mathews-Lakshmanan nonlinear oscillator. Finally, Section 6 contains the conclusion. 2. Second-order differential equations with polynomial solutions and integration constants On starting from a Schrödinger equation (T + V )ψ(x) = Eψ(x), where the real variable x varies in a given domain, the potential energy V is a function of x, and the kinetic energy T depends on d/dx (and possibly on x whenever the space is curved or the mass depends on the position [20]), and on making an appropriate gauge transformation and a change of variable x = x(z), one may arrive at a second-order differential equation with at most k + 1 singular points, X(z)y′′(z) + Y (z)y′(z) + Z(z)y(z) = 0, (2.1) where X(z) = k∑ l=0 alz l, Y (z) = k−1∑ l=0 blz l, Z(z) = k−2∑ l=0 clz l, (2.2) and al, bl, cl are some (real) constants. Polynomial solutions yn(z) of this equation will yield exact solutions ψn(x) of the starting Schrödinger equation provided the latter are normalizable. On deriving equation (2.1) k − 2 times, we obtain Xy(k) + [( k − 2 1 ) X′ + Y ] y(k−1) + [( k − 2 2 ) X′′ + ( k − 2 1 ) Y ′ + Z ] y(k−2) + · · · + [ X(k−2) + ( k − 2 1 ) Y (k−3) + ( k − 2 2 ) Z(k−4) ] y′′ + [ Y (k−2) + ( k − 2 1 ) Z(k−3) ] y′ + Z(k−2)y = 0, (2.3) which is a kth-order homogeneous differential equation with polynomial coefficients of degree not exceeding the corresponding order of differentiation. Since all its derivatives will have the same property, it can be differentiated n times by using the new representation y(n)(z) = vn(z). In such a notation, equation (2.3) can be written as Xv (k) 0 + [( k − 2 1 ) X′ + Y ] v (k−1) 0 + [( k − 2 2 ) X′′ + ( k − 2 1 ) Y ′ + Z ] v (k−2) 0 + · · · + [ X(k−2) + ( k − 2 1 ) Y (k−3) + ( k − 2 2 ) Z(k−4) ] v′′0 + [ Y (k−2) + ( k − 2 1 ) Z(k−3) ] v′0 + Z (k−2)v0 = 0. (2.4) Its nth derivative can be easily shown to be given by k∑ l=0 ( n + k − 2 k − l ) X(k−l)v(l)n + k−1∑ l=0 ( n + k − 2 k − l− 1 ) Y (k−l−1)v(l)n + k−2∑ l=0 ( n + k − 2 k − l− 2 ) Z(k−l−2)v(l)n = 0. (2.5) When the coefficient of vn in (2.5) is equal to zero, i.e.,( n + k − 2 k ) X(k) + ( n + k − 2 k − 1 ) Y (k−1) + ( n + k − 2 k − 2 ) Z(k−2) = 0, (2.6) there only remains derivatives of vn in the equation. It is then obvious that the latter has a particular solution for which vn = y(n) is a constant or, in other words, there exists a particular solution y(z) = yn(z) of equation (2.1) that is a polynomial of degree n. On integrating equation (2.6) k − 2 times, we find that this occurs whenever Z(z) = Zn(z) is given by Zn(z) = − n(n− 1) k(k − 1) X′′(z) − n k − 1 Y ′(z) + k−3∑ l=0 Ck−l−2,n zl l! , (2.7) where C1,n,C2,n, . . . ,Ck−2,n are k − 2 integration constants. This is the first main result of this paper. It is worth observing that in the hypergeometric case, we have k = 2 so that the polynomial Z(z) reduces to a constant λ. Then λ = λn, where, in accordance with equation (2.7), λn = −12n(n− 1)X ′′(z) −nY ′(z), (2.8) 119 Christiane Quesne Acta Polytechnica with no integration constant, which is a well-known result [3]. In the Heun-type equation case, we have k = 3 and the linear polynomial Z(z) = Zn(z) is given by Zn(z) = −16n(n− 1)X ′′(z) − 12nY ′(z) + Cn (2.9) in terms of a single integration constant Cn, which is a result previously derived by Karayer, Demirhan, and Büyükkılıç [21]. On inserting now equation (2.2) in (2.7) and equating the coefficients of equal powers of z on both sides, we obtain the set of relations ck−2 = −n(n− 1)ak −nbk−1, (2.10) cl = − n(n− 1) k(k − 1) (l + 2)(l + 1)al+2 − n k − 1 (l + 1)bl+1 + Ck−l−2,n l! , l = 0, 1, . . . ,k − 3. (2.11) The nth-degree polynomial solutions yn(z) of equation (2.1) can be written as yn(z) = n∏ i=1 (z −zi), (2.12) where from now on we assume that the roots z1,z2, . . . ,zn are real and distinct. We now plan to show that the integration constants C1,n,C2,n, . . . ,Ck−2,n satisfy a system of linear equations whose coefficients can be expressed in terms of elementary symmetric polynomials in z1,z2, . . . ,zn [22], el ≡ el(z1,z2, . . . ,zn) = ∑ 1≤i1 0 or λ < 0, the range of the coordinate x is (−∞,∞) or (−1/ √ |λ|, 1/ √ |λ|). Such a Hamiltonian is formally self-adjoint with respect to the measure dµ = (1+λx2)−1/2dx. The corresponding Schrödinger equation is ES [24, 25] and its bound-state wavefunctions can be expressed in terms of Gegenbauer polynomials [26]. Noting that the potential energy term in (5.1) can also be written as V0(x) = λA− λA 1 + λx2 , where A = β λ ( β λ + 1 ) , (5.2) let us extend it to Vm(x) = λA− λA 1 + λx2 + λ 2m∑ k=1 Bk(1 + λx2)k, (5.3) where m may take the values m = 1, 2, 3, . . . , A, B1, B2, . . . , B2m are 2m + 1 parameters, and the range of x is the same as before. The starting Schrödinger equation therefore reads( −(1 + λx2) d2 dx2 −λx d dx + λA− λA 1 + λx2 + λ 2m∑ k=1 Bk(1 + λx2)k −E ) ψ(x) = 0. (5.4) To reduce it to an equation of type (2.1), let us make the change of variable z = 1 1 + λx2 (5.5) and the gauge transformation ψ(x) = xpza exp ( − m∑ j=1 bj zj ) y(z), (5.6) where p = 0, 1 is related to the parity (−1)p = +1,−1, and a, b1, b2, . . . , bm are m + 1 parameters connected with the previous ones. It turns out that k in (2.2) is related to m in (5.3) by the relation k = m + 2. For m = 2, for instance, equation (5.4) yields{ −4z3(1 −z) d2 dz2 + 2[(4a + 3)z3 − 2(2a− 2b1 + 1 −p)z2 − 4(b1 − 2b2)z − 8b2] d dz + [2a(2a + 1) −A]z2 + [−4a2 + 8ab1 + 4ap− 2b1 −p− �]z + B1 − 4b1(2a− b1 − 1 −p) + 4b2(4a− 3) } y(z) = 0, (5.7) after setting E = λ(� + A) and B2 = 4[b21 + 2b2(2a− 2b1 − 2 −p)], B3 = 16b2(b1 − b2), B4 = 16b 2 2. (5.8) With the identifications a4 → 4, a3 →−4, a2,a1,a0 → 0, b3 → 2(4a + 3), b2 →−4(2a− 2b1 + 1 −p), b1 →−8(b1 − 2b2), b0 →−16b2, c2 → 2a(2a + 1) −A, c1 →−4a2 + 8ab1 + 4ap− 2b1 −p− �, c0 → B1 − 4b1(2a− b1 − 1 −p) + 4b2(4a− 3) (5.9) in equation (2.2), from equations (2.10) and (2.11) we obtain 2a(2a + 1) −A = −4n(n− 1) − 2n(4a + 3), −4a2 + 8ab1 + 4ap− 2b1 −p− � = 2n(n− 1) + 83n(2a− 2b1 + 1 −p) + C1,n, B1 − 4b1(2a− b1 − 1 −p) + 4b2(4a− 3) = 83n(b1 − 2b2) + C2,n, (5.10) 124 vol. 58 no. 2/2018 Quasi-Exactly Solvable Schrödinger Equations where, from (2.22), the integration constants C1,n and C2,n are given by C1,n = −2[4(n− 1) + 4a + 3]m(1,0̇) + 2n(n− 1) + 4 3n(2a− 2b1 + 1 −p), C2,n = −2[4(n− 1) + 4a + 3]m(2,0̇) + 4[2(n− 1) + 2a− 2b1 + 1 −p]m(1,0̇) − 8m(12,0̇) + 16 3 n(b1 − 2b2). (5.11) On the other hand, the direct application of the FBA relations (3.16) and (3.17) yields the equivalent results 2a(2a + 1) −A = −4n(n− 1) − 2n(4a + 3), −4a2 + 8ab1 + 4ap− 2b1 −p− � = 4n(n− 1) + 4n(2a− 2b1 + 1 −p) − 8(n− 1)m(1,0̇) − 2(4a + 3)m(1,0̇), B1 − 4b1(2a− b1 − 1 −p) + 4b2(4a− 3) = 8n(b1 − 2b2) + 8(n− 1)m(1,0̇) − 8[(n− 1)m(2,0̇) + m(12,0̇)] + 4(2a− 2b1 + 1 −p)m(1,0̇) − 2(4a + 3)m(2,0̇). (5.12) In both cases, on setting n = 0 for instance, we get that the Schrödinger equation (5.4) with m = 2, A = 2a(2a + 1), B1 = 4b1(2a− b1 − 1 −p) − 4b2(4a− 3), (5.13) and B2, B3, B4 given in (5.8), has an eigenvalue E0,p = λ(8ab1 + 4ap + 2a− 2b1 −p) (5.14) with the corresponding eigenfunction ψ0,p(x) ∝ xp(1 + λx2)−ae−λ(b1+2b2)x 2−λ2b2x4. (5.15) The latter is normalizable with respect to the measure dµ provided b2 > 0 if λ > 0 or a < 14 if λ < 0 and it corresponds to a ground state for p = 0 and to a first excited state for p = 1. Furthermore, for n = 1, on taking into account that m(1,0̇) = z1, m(2,0̇) = z21, and m(12,0̇) = 0 in terms of the single root z1 of y1(z), we obtain that equation (5.4) with m = 2, A = (2a + 2)(2a + 3), B1 = −2(4a + 3)z21 + 4(2a−2b1 + 1−p)z1 + 4b1(2a−b1 + 1−p)−4b2(4a + 1), (5.16) and B2, B3, B4 given in (5.8), has an eigenvalue E1,p = λ[8ab1 + 4ap + 2a + 6b1 + 3p + 2 + 2(4a + 3)z1] (5.17) with the corresponding eigenfunction ψ1,p(x) ∝ xp(1 + λx2)−a−1[1 −z1(1 + λx2)]e−λ(b1+2b2)x 2−λ2b2x4. (5.18) The normalizability condition is now b2 > 0 if λ > 0 or a < −34 if λ < 0. Here z1 is a real solution of the cubic equation (4a + 3)z31 − 2(2a− 2b1 + 1 −p)z 2 1 − 4(b1 − 2b2)z1 − 8b2 = 0, (5.19) hence, for instance, z1 = 2(2a− 2b1 + 1 −p) 3(4a + 3) + ( − v 2 + √(v 2 )2 + (u 3 )3 )1/3 + ( − v 2 − √(v 2 )2 + (u 3 )3 )1/3 , u = 4 4a + 3 ( −b1 + 2b2 − (2a− 2b1 + 1 −p)2 3(4a + 3) ) , v = − 8 4a + 3 ( b2 + 2 27 (2a− 2b1 + 1 −p)3 (4a + 3)2 + 1 3 (2a− 2b1 + 1 −p)(b1 − 2b2) 4a + 3 ) . (5.20) According to its value, the wavefunction ψ1,p(x) may correspond to a ground or second-excited state for p = 0 and to a first- or third-excited state for p = 1. 6. Conclusion In the present paper, we have reconsidered the general conditions that have to be satisfied by the coefficients of a second-order differential equation with at most k + 1 singular points in order that the equation has particular solutions that are nth-degree polynomials yn(z) and we have expressed them in terms of symmetric polynomials in the polynomial solution roots. This has been done in two different ways. 125 Christiane Quesne Acta Polytechnica In the first one, we have shown that these conditions involve k − 2 integration constants, which satisfy a system of linear equations whose coefficients can be expressed in terms of elementary symmetric polynomials in the polynomial solution roots whenever such roots are all real and distinct. In the second approach, we have considered the solution of the FBA method in its most general form under the same assumption. Comparing the outcomes of both descriptions, we have proved that the above-mentioned k − 2 integration constants can be expressed as linear combinations of monomial symmetric polynomials in the polynomial solution roots, corresponding to partitions into no more than two parts. As far as the author knows, this property and the general solution of the FBA method in terms of such symmetric polynomials are new results. In addition, their practical usefulness has been demonstrated by solving a QES extension of the Mathews- Lakshmanan nonlinear oscillator, corresponding to k = 4. 7. Appendix The purpose of this appendix is to solve equation (2.20) for r = 3, 4, 5 and to show that the resulting expressions of C1,n, C2,n, and C3,n agree with equation (2.22). For r = 3, equation (2.20) directly leads to C1,n (k − 3)! = −[2(n− 1)ak + bk−1]e1 − 2n(n− 1) k ak−1 − n k − 1 bk−2, (7.1) which corresponds to equation (2.22) for q = 1 because e1 = m(1,0̇). For r = 4, equation (2.20) becomes C2,n (k − 4)! − C1,n (k − 3)! e1 = 2[(2n− 3)ak + bk−1]e2 + [2 k (n− 1)(n−k)ak−1 + 1 k − 1 (n−k + 1)bk−2 ] e1 − 2n(n− 1) k(k − 1) (2k − 3)ak−2 − 2n k − 1 bk−3. (7.2) On inserting (7.1) in (7.2) and using the identities e2 = m(12,0̇), e21 = m(2,0̇) + 2m(12,0̇), we get C2,n (k − 4)! = −[2(n− 1)ak + bk−1]m(2,0̇) − [2(n− 1)ak−1 + bk−2]m(1,0̇) − 2akm(12,0̇) − 2n(n− 1) k(k − 1) (2k − 3)ak−2 − 2n k − 1 bk−3, (7.3) which agrees with equation (2.22) for q = 2. On setting now r = 5 in equation (2.20), we obtain C3,n (k − 5)! − C2,n (k − 4)! e1 + C1,n (k − 3)! e2 = −3[2(n− 2)ak + bk−1]e3 − {2 k [n2 − (2k + 1)n + 3k]ak−1 + 1 k − 1 (n− 2k + 2)bk−2 } e2 + { 2 k(k − 1) (n− 1)[(2k − 3)n−k(k − 1)]ak−2 + 1 k − 1 (2n−k + 1)bk−3 } e1 − 6n(n− 1) k(k − 1) (k − 2)ak−3 − 3n k − 1 bk−4. (7.4) Here, let us employ equations (7.1) and (7.3), as well as the identities e3 = m(13,0̇), m(2,0̇)m(1,0̇) = m(3,0̇) + m(2,1,0̇), and m(12,0̇)m(1,0̇) = m(2,1,0̇) + 3m(13,0̇). For the coefficient of m(13,0̇) in C3,n/(k − 5)!, we obtain −3[2(n− 2)ak + bk−1] from the right-hand side of (7.4), −6ak from C2,ne1/(k − 4)!, and 3[2(n− 1)ak + bk−1] from −C1,ne2/(k−3)!, respectively. We conclude that m(13,0̇) does not occur in C3,n/(k−5)!, which is given by C3,n (k − 5)! = −[2(n− 1)ak + bk−1]m(3,0̇) − [2(n− 1)ak−1 + bk−2]m(2,0̇) − [2(n− 1)ak−2 + bk−3]m(1,0̇) − 2akm(2,1,0̇) − 2ak−1m(12,0̇) − 6n(n− 1) k(k − 1) (k − 2)ak−3 − 3n k − 1 bk−4, (7.5) in agreement with equation (2.22) for q = 3. 126 vol. 58 no. 2/2018 Quasi-Exactly Solvable Schrödinger Equations References [1] F. Cooper, A. Khare, U. Sukhatme. Supersymmetry and quantum mechanics, Phys. Rep. 251:267–385, 1995. DOI:10.1016/0370-1573(94)00080-M. [2] D. Gómez-Ullate, Y. Grandati, R. Milson. 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Theor. 45:305301, 9 pages, 2012. DOI:10.1088/1751-8113/45/30/305301. 127 Acta Polytechnica 58(2):118–127, 2018 1 Introduction 2 Second-order differential equations with polynomial solutions and integration constants 3 Functional bethe ansatz method 4 Comparison between the two approaches 5 Example: QES extension of the Mathews-Lakshmanan nonlinear oscillator 6 Conclusion 7 Appendix References