Acta Polytechnica doi:10.14311/AP.2019.59.0051 Acta Polytechnica 59(1):51–58, 2019 © Czech Technical University in Prague, 2019 available online at http://ojs.cvut.cz/ojs/index.php/ap MODELLING, SIMULATION AND PARAMETER IDENTIFICATION OF ACTIVE POLLUTION REDUCTION WITH PHOTOCATALYTIC ASPHALT Jens Kruschwitzb, Martin Linda, Adrian Munteana, ∗, Omar Richardsona, Yosief Wondmagegnea a Department of Mathematics and Computer Science, Karlstad University, Universitetsgatan 2, Karlstad, Sweden b Capital City Kiel, Transportation Infrastructures Department, Fleethörn 9, Kiel, Germany ∗ corresponding author: adrian.muntean@kau.se Abstract. We develop and implement a numerical model to simulate the effect of photocatalytic asphalt on reducing the concentration of nitrogen monoxide (NO) due to the presence of heavy traffic in an urban environment. The contributions in this paper are threefold: we model and simulate the spread and breakdown of pollution in an urban environment, we provide a parameter estimation process that can be used to find missing parameters, and finally, we train and compare this simulation with different data sets. We analyse the results and provide an outlook on further research. Keywords: pollution; environmental modelling; parameter identification; finite element simulation. 1. Introduction Pollution in urban environments has been a major is- sue for several decades and efforts of combating it have spanned across many areas of research. Emerging tech- nologies, such as those based on photo-catalysis target the removal of vehicular nitrogen oxides (NOx) to mit- igate the roadside air pollution problem. These tech- niques have proven effective and research in this area is still ongoing. Recently, a lot has been done from the experimental perspective as well, see i.e. [1] for experimental studies on visible–light activated photo- catalytic asphalt, or [2–5] for photo-catalytic concrete products as well as [6] for actual observational studies. A comprehensive overview of the underlying princi- ples in photo-catalysis processes in connection with removal of air pollutants is presented in [7–9] and the references therein. However, from the mathe- matical modelling and simulation point of view, this setting is less studied. A remotely related situation is handled via a fluid dynamics-based study on the pollutant propagation in the near ground atmospheric layer as discussed in [10]. We strongly believe that there is a need for a deeper insight via mathematical modelling and simulations in the connections between experiments, theory and practical applications of the methodology. This is the place where we wish to contribute. Similar techniques as the ones we apply are detailed in [11], to which we refer the interested reader for more details on the modelling structure. In this paper, we report on the use of numerical simulations to mimic the effect of the presence of a street paved with photocatalytic asphalt has on the NO reduction in the local ambient. Comparisons are based on data collected at a neighbourhood of one of the streets in Kiel, Germany. The findings in this work contribute to enhance the understanding on the interplay between the various factors involved in the air pollution control. The contributions of this paper are threefold: • We model and simulate the spread and breakdown of pollution in an urban environment. • We provide a parameter estimation process that can be used to determine relevant missing parameters. • We train and compare this simulation with different data sets. The paper is structured as follows: first, we present the model equations in a dimensionless formulation and explain what they are describing. Then, we pro- vide an insight in the reference set of parameters we use. As a next step, we use the designed model to for- mulate and solve a parameter identification problem required to identify the effect of the local environment on the NO evolution. Finally, we compare our numer- ical results with the measured data from both before and after the photocatalytic asphalt was placed. 2. NO pollution model 2.1. Model description The urban environment we model is the cross-section of a road. This is a three-lane highway within city limits. In our two-dimensional model, we represent the introduction of the pollution by the cars, which is diffused through the air. We model sunlight as a reac- tive factor [7, 8]. Finally, we model interaction with the rest of the environment by using Robin boundary conditions. These boundary conditions include envi- ronmental effects from neighbouring locations (espe- cially molecular diffusion and dispersion), represented in a single parameter later referred to as σ. We do 51 http://dx.doi.org/10.14311/AP.2019.59.0051 http://ojs.cvut.cz/ojs/index.php/ap J. Kruschwitz, M. Lind, A. Muntean et al. Acta Polytechnica Figure 1. Sketch of the cross-section. Γ represents the face of the asphalt, the box is a cross-section of the street. The grey rectangular box inside of the cross-section illustrates the location of NO emission. not incorporate wind flux in our model. Our moti- vation for this is two-fold: (1) we are not aware of measurements of wind data in the region under obser- vation; (2) our model can handle a slow-to-moderate wind by a simple translation of the fluxes with an averaged convective term. However, the size effects that a strong drift introduces would be too significant for our model to capture in the current setting and with the current data available. Introducing genuine wind effects in our model would necessarily force us to handle a big area of the urban environment, where more localized measurements would be needed to de- termine a correct NO pollution level. Instead we opt for introducing some level of dispersion correcting the molecular diffusion of the main pollutant agent; see Section 6 for a further discussion of this topic. 2.2. Setting of the model equations The equations are defined in the aforementioned urban environment, denoted by Ω. The geometric represen- tation of the environment is illustrated in Figure 1. To keep the presentation concise, we introduce the model directly into a dimensionless form. We refer the reader to the Appendix for a concise explanation of the non-dimensionalization procedure. Let x be the variable denoting the position in space and t ∈ [0, 1) be the variable denoting the time of day. The unknown concentration profile is denoted by u(x, t) and represents the NO concentration at the position x and time t. We refer here to NO as air pollutant. We choose L to represent a reference length scale: the width of the two times three-lane highway plus the two corresponding banks (see Section 2.3). tr is a reference time scale. Concerning the concentration of the air pollutant, let u0 denote the initial concentration value, uT a preset (threshold) value and ur a reference concentra- tion value. The preset concentration of the pollutant might correspond, for example, to the concentration of NO naturally present in the environment. The transport (dispersion) coefficient for NO is de- noted by D, while T = 0 and T = 1 denote the dimensionless initial and final times of the process observation; the start and the end of one day, re- spectively. Let f denote the traffic intensity on the street, measuring the average number of vehicles pass- ing through the observation point during a specified period, with fr as a reference value. Let s denote the effect of the solar radiation, with sr as a reference value. Introducing non-dimensional variables and rewriting gives the main equation of this study: ∂u ∂t −∇· ( ∇u ) = Aff(x, t) −κAss(t)u, (1) where Af f represents the contribution from the emis- sion of NO by motor vehicles. The dependence of the coefficient Af on the other parameters can be ex- pressed as Af = fr L 2 ur D = 5.5, a Damköhler-like number that expresses the relation between the NO emitted and the density of the traffic. The baseline value for the molecular diffusion coefficient D is 0.146 cm2/s; this reference value is taken from [12]. To account for the effects of dispersion and slow winds, we use values for this coefficient that are of order 102 higher. This brings the numerical output in the range of emis- sion measurements for large ranges of all the other model parameters. To quantify the evolution of the air pollutant, one has to first get a grip on the typical sizes of σ, κ and γ. The term As s(t) represents the contribution from the reaction where NO is converted to NO2 with a reaction rate κ. The dependence of As on the other parameters is given by As = sr L 2 D . The following initial and boundary conditions are imposed on (1). u(x, 0) = u0 ur for x ∈ Ω, −∇u · n = 0 at ΓN × (0, 1), ∇u · n = σ L D ( u− uT ur )+ at ΓR × (0, 1), ∇u · n = γ κL D u at Γ × (0, 1), (2) where g+ denotes the positive part of g, namely g+(x) = max(g(x), 0) for x ∈ ΓR. We refer to σ as the environmental parameter, to κ as the reaction rate and to γ as the asphalt reac- tivity. All parameters can be seen as mass-transfer coefficients; σ represents the exchange of NO with the ambient atmosphere, κ expresses the speed of the reaction from NO to NO2 while γ expresses the ca- pacity of the photo-voltaic asphalt. In our model, we choose a value of σ = 300 m3/µg, consistent with the base level of NO concentration in the environment according to the measurements. When simulating the scenario prior to the photo-voltaic asphalt, γ = 0. It is worth mentioning that κ and γ are influenced by a multitude of effects, including but not limited 52 vol. 59 no. 1/2019 Modelling and Simulation of Active Pollution Reduction 0 0.5 1 0 0.5 1 1.5 2 2.5 Figure 2. Traffic density m(t) as a function of t. to the local atmospheric conditions, the effect of UV, temperature and humidity and the porosity and the chemical composition of the asphalt. For this reason, these parameters are situation specific and require tuning for each scenario that one wants to model. We will do so by applying a parameter identification technique, described in Section 4. 2.3. Other parameters 2.3.1. Initial and threshold concentrations of NO u0 represents the initial mass concentration of NO present in the environment. In this simulation, we choose a concentration of u0 = 37 µg/m3. This value corresponds to the lowest available NO concentra- tion level from the measurements. uT represents the threshold concentration level from which NO disperses out of the environment we consider. In this model, we choose uT = 0 µg/m3, which means we assume low ambient levels of NO, ensuring natural dispersion even at low concentrations. In the case of high ambient levels of NO due to, e.g., nearby factories or other highways, uT can be higher. 2.3.2. Patch-wise vehicle distribution The emission of NO is proportional to the amount of motor vehicles passing through this cross-section. The distribution of motor vehicles is derived from measurements of [13], a German municipal service that performs automated traffic counts for a large number of cities. The traffic count we collect our data from is located at 3.5 kilometers from the NO measuring point. Because the roads in question are similar in size and geographically close, we expect this data to provide a reliable estimate. Daily, 72278 cars passed are counted in both directions of the road. The traffic count is aggregated on an hourly level, so in order to obtain a vehicle distribution, we interpolate the hourly data with cubic splines and normalize the resulting function. We end up with a nominal density m(t) of cars for each time t ∈ [0, 1) such that ∫ 1 0 m(t) dt = 1. A plot of m(t) is presented in Figure 2. 2.3.3. Patch-wise NO emission (per vehicle) We model the emission of NO by choosing a specific shape for the source term f(x, t) from (1). This source term is defined as follows: f(x, t) = { m(t), if x ∈ A, 0, if x /∈ A, (3) for all x ∈ Ω and t ∈ [0, 1), where A is a rectangle of 15 × 0.4 square meters, located 0.1 meter over the asphalt. This box represents the location of the emission of the vehicles. It is illustrated by the grey box in Figure 1. 2.3.4. Cross-section geometry The dimensions of the simulated cross-section (dis- played in Figure 1) are 40 meters by 8 meters. In the simulation, the road has a width of 15 meters (2 × 3 lanes of each 2.5 meters wide) and is located in the middle of the cross section. This is a simplified rep- resentation of the road under consideration, but can be generalized to model roads of any dimension. The measuring point we use to evaluate the simulated NO concentration profile is located 1.75 meters above the centre of the road, in accordance to the real measuring point that provided us the NO concentration data. 53 J. Kruschwitz, M. Lind, A. Muntean et al. Acta Polytechnica 0 0.5 1 0 0.5 1 1.5 2 2.5 Figure 3. Nondimensional UV strength s(t) as a function of t. 2.3.5. Solar effects on NO The natural conversion from NO to NO2 due to sun- light is represented by term κAss(t). In this term, the intensity of the UV radiation is expressed by the dimensionless factor s(t). We compute this factor by interpolating the sunrise, sunset and solar noon data from [14] and normalizing to obtain a function s(t) such that ∫ 1 0 s(t) dt = 1. This is done under the assumption that there is no UV radiation between sunset and sunrise and that the maximum of UV radi- ation takes place at solar noon. For our simulation, we choose a reference value sr = 1 UVI (see Appendix), where by UVI we mean the UV Index of the sunlight, a dimensionless quantity. A plot of the shape of s(t) is presented in Figure 3. 2.3.6. Pollution-reducing effects As mentioned above, the values of κ and γ strongly de- pend on the environment. By using the measurement data detailed in the next section, we have enough information to derive the values of these parameters for our model. 3. Measurements The NO measurements used in the simulation cover a period from 2012 to 2017, where NO was measured in 30-minute intervals. We clean the data by limiting ourselves to a specific period: from September 1st to December 10th: 101 measurements outside of the holiday period, with an average intensity of the sun (between summer and winter). We interpolate this data to obtain the emission profile of an average day. Data in this period from 2017 corresponds to the newly installed photocatalytic asphalt. To compare this scenario with the initial situation, we use the measured data from 2016. To assert that the traffic intensity remained rela- tively constant, we compare the measurements from 2016 to the same period in 2015. Figure 4 shows comparable concentration profiles. This indicates, as a reasonable assumption, that the only major change between 2016 and 2017 was the new asphalt, given the local weather conditions incorporated in the pa- rameter κ. Figure 4 reveals a large reduction in NO pollution after 2016. 4. Parameter identification As stated in Section 2, we require situation-specific values for the parameters κ and γ. To obtain these, we propose and solve a parameter identification problem based on the datasets described in Section 3. In a two-step procedure, we first use the measurements prior to the installation to obtain κ, knowing that in this case γ = 0, and then use the measurements after the installation to obtain γ. Mathematically speaking, we wish to solve the fol- lowing problem: Let u( · ; κ,γ) be the solution to (1) for given parameters κ and γ and ur be the measure- ment data. Find κ and γ that solve the following optimization problem: min κ∈Pκ min γ∈Pγ ∥∥ur(x, t) −u(x, t; κ,γ)∥∥L2(Ω×(0,1)). (4) Here Pκ and Pγ are compact sets in R where parame- ters are searched. 5. Simulation This section describes the setup of determining the effectiveness of the photocatalytic asphalt. 54 vol. 59 no. 1/2019 Modelling and Simulation of Active Pollution Reduction 0 2 4 6 8 10 12 14 16 18 20 22 24 0 50 100 150 200 250 300 350 2015 2016 2017 Figure 4. NO measurements at the Theodorus-Heuss-Ring in Kiel, Germany. The green curve (2017) has the same shape as the other two curves, but presents a significant reduction of NO levels. 0 0.5 1 1.5 2 2.5 3 3.5 κ ×10 4 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 R e la t iv e d e v ia t io n fr o m m e a s u r e m e n t s in L 2 − n o r m Parameter identification for κ Figure 5. The relative discrepancy between the simulated NO concentrations and the measurements for a range of κ values and γ = 0. The optimum is reached for κ = 1.85 × 104 1/[day UVI], displayed as the minimum of this curve. 5.1. Simulation framework We numerically compute the solution to (1) with (2) with a finite element simulation using the FEniCS library [15]. We investigate the process within the specified cross-section, leading to a two-dimensional reaction-diffusion process. The finite element mesh has 30 × 30 elements on a rectangular grid. The solution to (1) is approximated with quadratic basis functions. We simulate two scenarios: (A) the NO concentra- tion profile prior to the photocatalytic asphalt (cor- responding to measurements from 2015 and 2016); and (B) the NO concentration profile after the instal- lation of the photocatalytic asphalt (corresponding to measurements from 2017). In these simulations, we use the parameters as described in Section 2 and choose a diffusion coefficient of D = 43.8, which shows an agreement with the current setting. In case (A) specifically, we fix γ = 0. Our goal is to use the data set from (A) to train our simulation on the value of parameter κ. Then we use the data set from (B) to determine the effect 55 J. Kruschwitz, M. Lind, A. Muntean et al. Acta Polytechnica 0 0.001 0.002 0.003 0.004 0.005 0.006 0.007 0.008 0.009 0.01 γ 0.2 0.25 0.3 0.35 0.4 0.45 0.5 0.55 0.6 R e la t iv e d e v ia t io n fr o m m e a s u r e m e n t s in L 2 − n o r m Parameter identification for γ Figure 6. The relative discrepancy between the simulated NO concentrations and the measurements for a range of γ values and κ = 1.85 × 104 1/[day UVI]. The optimum is reached for γ = 3.0 × 10−3, displayed as the minimum of this curve. 0 2 4 6 8 10 12 14 16 18 20 22 24 Time (of day) 0 50 100 150 200 250 300 350 N O ( µ g / m 3 ) Simulated concentration of NO Passive/Before Active/After Figure 7. Simulated NO concentration profiles. The dash-dotted line corresponds to the period in 2016, the continuous line has corresponds to the period in 2017. the photocatalytic asphalt has on the reduction of the local NO concentration, i.e., find γ. Figure 5 displays this process, where for a range of κ, we plotted the relative discrepancy with the measurements. More precisely, let ur denote the in- terpolation of the measurements and uκ the result of our simulation for a specific κ, then the relative discrepancy eκ(u) is defined as eκ(u) = ‖ur −uκ‖L2(Ω×(0,1)) ‖ur‖L2(Ω×(0,1)) . (5) Having captured the nature of the process, we can estimate the effect of the photocatalytic asphalt in terms of γ by starting a new parameter identification process using the data set from the second scenario. Figure 6 shows the relative discrepancy (similarly defined as in (5)) for uγ (with an optimal value of κ). Figure 5 and Figure 6 suggest that we are dealing with a convex minimization problem. The simulations with optimally fitted parameters, before and after the construction of the photocatalytic asphalt, are displayed in Figure 7. 56 vol. 59 no. 1/2019 Modelling and Simulation of Active Pollution Reduction 0 2 4 6 8 10 12 14 16 18 20 22 24 Time (of day) 0 50 100 150 200 250 300 350 N O ( µ g / m 3 ) Simulated and measured concentration of NO Before (Simulation) Before (Measurements, 2016) After (Simulation) After (Measurements, 2017) Figure 8. NO measurements compared to simulations in the two cases. The simulations show good quantitative agreement. We use the measurements of NO to compare the simulation results with. Figure 8 shows the measured and simulated data combined. The simulation agrees qualitatively and quantitatively, with a mass error of 58.64 µg/m3 in the pre-photocatalytic case and 22.68 µg/m3 in the post-photocatalytic one. This mass error is defined as∫ T 0 ∫ Ω ∣∣u(x, t) −ur(x, t)∣∣ dx dt, (6) where u represents the simulation solution and ur the measurements. 6. Discussion and outlook This report shows that it is possible to use a math- ematical model like the one presented in Section 2 to describe the evolution of NO concentration as a function of time in an urban environment where both intense motorized vehicle traffic and photocatalytic asphalts are present. A number of things can be done to continue this investigation and improve the quantitative predictions obtained in this study. • Perform a 3D simulation along the whole length of the photocatalytic asphalt. • Account for the presence of uncertainties in the weather condition (especially the variation in the UV radiation and the effect of precipitation). • Numerically identify scenarios leading to an extreme NO pollution. • By neglecting wind flux, we emphasize that our interest lies in quantifying the reactive part of this reaction-diffusion process. This approach allows us to identify two extreme scenarios: (1) excellent performance of the asphalt, and (2) low-response on NO pollution induced by the presence of the asphalt. Including more detailed wind effects is certainly of an interest (both from a theoretical and a practical perspective), since it is known that the location under investigation (Kiel, Germany) is prone to varied weather conditions. 7. Acknowledgements We gratefully thank the State Agency for Agricul- ture, Environment and Rural Areas Schleswig-Holstein (LLUR) for providing the data measured at the Theodor-Heuss-Ring in Kiel, Germany. The authors acknowledge the very valuable input from the side of the referees regarding the shaping of the final form of the manuscript. 8. Appendix For x ∈ Ω and t ∈ [0,T), we consider the following equation ∂u ∂t −∇· ( D∇u ) = f(x, t) −κs(t) u(x, t). (7) Let us also introduce the following rescalings: x̄ = x L , t̄ = t tr , ū = u ur , f̄ = f fr and s̄ = s sr , where fr = max (x,t)∈Ω×[0,T] ∣∣f(x, t)∣∣. Rewriting (7) using these new rescaled functions and variables yields ∂ū ∂t̄ − trD L2 ∇̄ · ( ∇̄ū ) = tr fr ur f̄ −κtr sr s̄ ū. (8) 57 J. Kruschwitz, M. Lind, A. Muntean et al. Acta Polytechnica This equation is posed in a rescaled space domain Ω̄ = Ω L . Choosing tr = L 2 D reduces (8) to the form ∂ū ∂t̄ −∇̄ · ( ∇̄ū ) = L2 fr Dur f̄ −κ L2 sr D s̄ū. 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Archive of Numerical Software 3(100), 2015. doi:10.11588/ans.2015.100.20553. 58 http://dx.doi.org/10.1016/j.egypro.2017.12.767 http://dx.doi.org/10.1016/j.buildenv.2009.04.010 http://dx.doi.org/10.1016/j.cattod.2010.03.042 http://dx.doi.org/10.1016/j.conbuildmat.2015.10.005 http://dx.doi.org/10.1016/j.conbuildmat.2011.07.065 http://dx.doi.org/10.1016/j.jenvman.2013.08.006 http://dx.doi.org/10.1016/j.jphotochemrev.2012.08.002 http://dx.doi.org/10.1016/j.jphotochemrev.2012.07.001 http://dx.doi.org/10.1134/S096554251507012X http://www.bast.de/DE/Home/home_node.html https://www.esrl.noaa.gov/gmd/grad/solcalc/ http://dx.doi.org/10.11588/ans.2015.100.20553 Acta Polytechnica 59(1):51–58, 2019 1 Introduction 2 NO pollution model 2.1 Model description 2.2 Setting of the model equations 2.3 Other parameters 2.3.1 Initial and threshold concentrations of NO 2.3.2 Patch-wise vehicle distribution 2.3.3 Patch-wise NO emission (per vehicle) 2.3.4 Cross-section geometry 2.3.5 Solar effects on NO 2.3.6 Pollution-reducing effects 3 Measurements 4 Parameter identification 5 Simulation 5.1 Simulation framework 6 Discussion and outlook 7 Acknowledgements 8 Appendix References