Whey pretreatments before ultrafiltration Tuomo Tupasela, Heikki Koskinen and Pirkko Antila Tupasela, T. 1 , Koskinen, H.2 & Antila, P. 2 1994. Whey pretreatments before ultrafiltration. Agricultural Science in Finland 3: 473-479. (' Agricultural Re- search Centre of Finland, Food Research Institute, FIN-31600 Jokioinen, Finland, and 2 Department ofFood Technology, FIN-00014 University of Helsinki, Finland.) Whey is a by-product ofcheesemaking. Whey dry matter contains mainly lactose, but also valuable whey proteins. The aim of this study was to develop improve- ments to whey protein membrane isolation processes. In our trials CaCl2 -added, pH-adjusted and heat-treated wheys were found to have MF (microfiltration) permeate fluxes about 30% higher than in untreated MF whey. The total solids and protein content of the MF permeates decreased com- pared to the original wheys. UF (ultrafiltration) trials were conducted using MF whey to compare it with centrifugally separated whey. The MF whey consistently maintained an UF flux about 1.5 to 2.5 times higher than that of the separated whey. Differently treated MF whey UF permeate fluxes also showed a difference. With CaCl2 addition, pH adjustment and heat treatment, the UF permeate fluxes were about 20 to 40% higher than when only MF was used. The total solids content decreased in each trial. The protein content of the UF concentrate also decreased compared to the MF permeate. The (J-lg (p-lactoglobulin) and a-la (cx-lactalbumin) content was almost the same in UF concentrates as in MF permeates. Key words: clarification, microfiltration Introduction Whey, the liquid remaining after cheese or casein coagulation from milk, contains more than half of the non-fat solids present in the original milk, including about 20% of the protein and most of the lactose and minerals. Handling of whey has been a basic problem since the start of industrial- ized cheese and casein production. The earliest utilization of whey was in an unconcentratedform for animal feeding. This simple way of using whey led to sophisticated and advanced technology in concentrating and refining processes. The stimulus for these developments came part- ly from the enormous pollution risk and partly from the fact that part of the solids content, such as the whey proteins (i-lactoglobulin, a-lactalbu- min and bovine serum albumin, as well as the immunoglobulins are components of very high value to the dairy and food industry. One of the newest technologies used in the dairy industry is membrane technology. Reverse osmosis (RO), ul- trafiltration (UF) and micro-filtration (MF) are membrane processes based on the selective per- meability of one or more components of a liquid mixture through a membrane barrier. Lipoproteins One of the major prolems in whey protein purifi- cation are lipids. The wheys from cheesemaking and casein production vary according to the type 473 Agricultural Science in Finland 3 (1994) https://www.c-info.fi/en/info/?token=E1mcyQjCVUt9jeoB.Rpv6e3AXtjIPVlxDuNrOgg.6jaRVYMOpDke_eogq--fGuWM2uBXwGPA570IJ2HuELt1TcVNfKPlE2H5olE5hxaU4Lj4eq25betUUdEipwURPNbj6LAM0rtnDtI6s39DiXAmh7OzOCXSTeQNUInEV06GCPJ5i-iPwDRfAklwuZ0VknkcPdXyRVEg_qpsGqP1xC9ffbyy0lpyKfAKcCp9ev5IuVGLzzQoxEYYhL6bRlOC4LbWgZLLtd7UrniTGKK7-oKSA8LN4EsKITfphC1cJHudXw1eadLjT1FHCanw274Ev5uIkENHU60Dcggr8bG1CRiVUF_r-TXBhA of cheese and casein made, and the content of lipids also varies from 0.04% in acid whey to 0.2% in sweet whey. The residual fat in sweet whey is recovered with conventional centrifuge technology. In fat recovery the fat content in sweet whey can be reduced to a level of 0.05%. Also casein wheys contain these non-centrifugeable li- pids to a lower degree. The residual lipids re- main in the whey after centrifugal separation be- cause their density is higher than that of whey cream due to their association with proteinous material. The nature and origin of the residual lipid-protein complex (lipoprotein) have not been fully elucidated. The data available indicate that the residual lipids remaining after centrifug- ing are probably from a membraneous source (Kitchen 1974, Keenan et al. 1983, Pearce et al. 1991). The lipids which remain in the whey are harm- ful. For example, it has been found that the pres- ence of fat impairs the whipping properties of whey protein concentrate (WPC) (McDonough et al. 1974, De Wit 1984). Lipids are also sus- ceptible to oxidation and thus contribute to an off-flavour, which is best prevented by the re- moval of lipids from the whey (De Boer et al. 1977). Removal of the residual lipids also in- creases ultrafiltrationpermeation fluxes (Lee and Merson 1976, Merin et al. 1983, Maubois et al. 1987). Several improvements of the defatting process have been published. Many of the applied meth- ods have been based on the aggregation of lipo- proteins during moderate heat treatment in the presence of calcium ions (Fauquant et al. 1985a,b, Pierre and Fauquant 1986, Maubois et al. 1986, 1987, Maubois 1988). Such treat- ment induces the formation of a fine, white pre- cipitate and the aggregates can be removed by either centrifugation or microfiltration. The lipo- protein particles are quite large, perhaps larger than 0.4 pm (Pearce et al. 1991, Pierre et al. 1992). The use of microfiltration in removing li- poproteins has two advantages over centrifuga- tion; 1) the small amount of residual phospholi- poprotein in the whey is completely removed by the MF membrane; and 2) all the bacteria present are retained in the MF retentate, and the clear defatted whey is sterile. What should be taken into account is that de- fatted whey requires smaller cut-off UF mem- branes than normal whey for the same retention of whey proteins (Maubois 1988, Merin and Dau- fin 1990). Whey pretreatments have been developed to improve the UF flux rate. The primary objective of our research, of which this study is a part, is to develop an industrial system for whey protein separation. In this study we aimed at evaluating the effects of different whey pretreatments on ultrafiltration. Material and methods Whey Fresh edam whey was obtained from the Food Research Institute’s own dairy at the Agricultural Research Centre. The cheese milk had previously been pasteurized at 74°C for 15 seconds. After cheesemaking the whey was centrifuged and then cooled down to 2°C in a process tank in trials 1, 2 and 3, and used the next day. In trials 4 and 5, the whey was used on the same day as it was manufactured. Whey pretreatment In trials 1, 2 and 3, 720 ml of CaCl2 -solution per 100 1 whey (CaCl2 x 2 H,O 662.1 g/I a.d H 2O) was added into the whey, and the pFI was adjust- ed to 7.3 with 1 M NaOFI solution before heat treatment. The heat treatments in trial 1 (50°C/8 minutes) were performed in a mixing tank with a heating/cooling jacket, and in trials 2 and 3 (79°C/ 20 seconds) in an Alfa Laval P2O-HB plate heat exchanger with a pasteurizing capacity of 90 1/ hour. In trials 1 and 3, MF was done after the heat treatments. In trial 2, the whey was left to stand for 14 hours at 2°C after heat treatment before MF. In trial 4, only MF was used, and in trial 5 there was no MF before UF. The pretreat- ment methods are presented briefly in Table 1. 474 Agricultural Science in Finland 3 (1994) Table 1. Edam whey pretreatments. Trial 1 = CaCI, addition, pH adjustment to 7.3, temperature treatment 50°C/8 minutes, MF 2 = CaCI, addition, pH adjustment to 7.3 temperature treatment 79°C/20 seconds, standing 14 hours/2°C, MF 3 = CaCI, addition, pH adjustment to 7.3, temperature treatment 79°C/20 seconds, MF 4 = MF 5 = no M F before UF Microfiltration was carried out with an APV CL 3/40 microfiltration unit which had 0.2 pm ce- ramic membranes in two modules. Each module had a membrane area of 1.4 m 2. In the MF unit, the circulation speed was 5 m/s and the tempera- ture was kept between 20 to 30°C with the help of a heat exchange section in the circulation loop. The inletpressure was 3 bars. Microfiltration was done in a batch run, with recycling. The MF unit was cleaned after each run. Ultrafiltration Ultrafiltration was performed each time after microfiltration with a PCI Bro MK. II ultrafiltra- tion unit which had 25000 NMWL membranes (T6/B). The membrane material was polyacrylo- nitrileand the membrane area 1.733 m 2. The pres- sure during the run was 6 bars and the tempera- ture 20°C. The temperature was kept constant with the help of a heat exchange section in the circulation loop. Ultrafiltration was done in a batch run. The UF unit was cleaned after each run. pies were diluted and filtrated through a 0.2 pm membrane. Results and discussion Whey pretreatment We started our experiments using testing meth- ods published earlier (Fauquant et al. 1985a,b, Pierre and Fauquant 1986, Maubois et al. 1987, and Maubois 1988). These systems are all based on microfiltration, but we also tried other sys- tems when we were choosing possible pretreat- ment methods. The most suitable or interesting ones for our purpose are presented here. The fo- cus in the microfiltration trials was on permeate flux and permeate composition. The microfiltration trials were done using cen- trifugated whey. Figure 1, which represents the MF permeate flux in four trials, shows the differ- ences in the performance of the wheys. Table 2 Analysis The total solids content was determined after dry- ing for 16 hours at 102°C. Protein was deter- mined by the Kjeldahl method with N conversion of 6.38 (Tecator 1975). p-Lactoglobulin and a- lactalbumin were determined by FPLC chroma- tography on a Mono Q HR 5/5 ion exchange column using the modified method of Humbrey and Newsome (1984). Before analysis the sam- Table 2. MF and UF fluxes in the trials. Trial Number MF UF of permeate flux permeate flux trials mean, 1/h/m2 mean, 1/h/m2 1 3 93.2 43.5 2 2 88.2 45.7 3 I 87.5 40.6 4 4 64.6 32.8 5 I not done 18.3 Fig. I. MF trials with differently treated edam wheys. 475 Agricultural Science in Finland 3 (1994) Table 3. Composition of permeate in MF. Feed TS P (5-Lg a-La % left from original Whey 100 100 100 100 Trial 1 66.8 32.1 21.2 30.2 Trial 2 65.8 31.6 20.7 42.3 Trial 3 67.7 40.7 32.4 54.4 Trial 4 66.1 59.2 60.7 63.3 Trial 5 100 100 100 100 TS = total solids; P = protein content; P-Lg = (3-lactoglob- ulin; a-La = a-lactalbumin. presents the average flux values in the MF trials. The whey in trials 1, 2 and 3 had a microfiltra- tion permeate flux about 30% higher than that in trial 4. In trials 1, 2 and 3, CaCl, and NaOH addition and heat treatment were used before mi- crofiltration. In trial 4, microfiltration was per- formed without any pretreatment. In trial 1, where the method was the same as used by Maubois et al. (1987), the MF fluxes were also similar to their results. It is evident that calcium addition and pH adjustment together with heat treatment do form aggregates which do not block up the membrane and that the MF fluxes are thereby improved. What we did not have the possibility to do was to use higher flow rates to see their effect on fluxes and permeation. The composition of the MF permeates is given in Table 3. The total solids content and protein content of the microfiltrate decreased compared to the original whey due to losses in the clarifi- cation process. In trials 1 and 2, about 20% of (J-lactoglobulin and about 36% a-lactalbumin were filtered into the permeate. In trial 3, 32% of (i-lactoglobulin and 54% a-lactalbumin, and in trial 4, 61% of (3-lactoglobulin and 63% a- lactalbumin, were filtered into the permeate. Heat treatment thus formed aggregates, and P-lg and a-la were probably joined to the aggre- gates, which could explain these results. The side effect of MF can also be seen from the results. Part of P-lactoglobulin and a-lactalbumin is lost into the retentate. If one only looks at this part of the results and not at the fluxes in UF, the best method would be to leave the whey unclarified (trial 5). The figures in Table 3 should not be taken as too exact, because the amounts of whey in the MF run were quite small compared to the capacity of the MF unit. Unfortunately we did not have the possibility to increase the amounts of whey. The original volume of the whey was about 215 litres at the start, and the amount of permeate after the MF run was about 185 litres. However, one can see the effect of the different treatments. Clarification processes have been found to decrease the yield, and heat treatments do it even more compared to untreated and un- heated wheys (Daufin et al. 1991). It is presum- able that the amounts of (3-lactoglobulin and a-lactalbumin into the permeate improve when more whey is recycled in the MF unit. In the forthcoming trials we intend to increase the amount of whey from 215 litres to 600 - 3000 litres. Also more detailed analyses concerning pro- tein composition must be carried out in future experiments. Figure 2 shows the microfiltration fluxes dur- ing 45 minutes. One can see the problem of mem- brane fouling during filtration and that fouling increases during the run. CaCl2-added, pH-adjust- ed and heat-treated wheys (trials 1, 2 and 3) have a better performance in MF compared to untreat- ed whey (trial 4). There are variations between the wheys in trials 1, 2 and 3, but during the MF run the variations disappear. Fig. 2. MF fluxes of edam wheys with different treat- ments. 476 Agricultural Science in Finland 3 (1994) Table 4. Retentate composition in UF. Feed TS P p*-Lg a-La % left from original Whey 100 100 100 100 Trial 1 14.3 22.8 27.4 33.8 Trial 2 14.7 19 13.4 35.6 Trial 3 19.7 27.7 35 49.6 Trial 4 18.1 51.9 59.7 67.9 Trial 5 24.3 67.6 67.3 85.7 TS = total solids; P = protein content; (3-Lg = pMactoglob- ulin; a-La = a-laetalbumin Ultrafiltration Ultrafiltration trials were done using whey which had been microfiltered with a 0.2 pm mem- brane, and the results were compared to those with centrifugally separated whey. The wheys were concentrated six times. Figure 3, which represents UF permeate fluxes in 5 trials, shows the differences in the performance of the wheys. The average fluxes in UF trials are presented in Table 2. The microfiltered whey in trials 1,2,3 and 4 consistently maintained an ultrafiltration flux about 1.5 to 2.5 higher than that of the separated whey. It is evident that lipids are responsible for the lower permeate flux (Merin et al. 1983). The higher ultrafiltration permeate flux obtained using microfiltered whey can be explained by the absence of lipids in the feed stream; also the total solids content is lower in the microfiltered wheys. There is also a differ- ence between the three microfiltrated whey ul- trafiltration permeate fluxes. CaCl2 addition, pH adjustment and heat treatment were used in trials 1,2 and 3. The ultrafiltration permeate flux- es were about higher than that in trial 4, where only microfiltration was used. This could be explained by the thermocalcic aggregation, occuring after the addition of calcium and NaOH to produce a pH of 7.3, followed by heating. In this process, lipoproteins aggregate through ionic calcium binding, and precipitate. The process is also accompanied by calcium precipitation to cal- cium phosphate. This explains the improvement in flux as compared to microfiltrated whey (Dau- fin et al. 1992). Thus, it seems reasonable to reduce lipid and lipoproteins content of whey be- fore ultrafiltration one way or other. The best methods in this study were those used in trials 1, 2 and 3. The composition of all the UF concentrates is given in Table 4. When looking at them they should be compared to the MF results. The pro- tein content of the concentrate has decreased com- pared to the microfiltrate. The (3-lactoglobulin and a-lactalbumin content is almost the same in UF concentrate as in the microfiltrate trials. There are some variations, but the reliability of these variations should be tested further. Also the FPLC analysis method used for (3-lactoglobulin and a- lactalbumin determination may be the source of the unexpected results in the compositions of MF permeates and UF retentates. In the FPLC meth- od a 0.2 pm filtration was used before analysis. In our forthcoming experiments we will try to find a better analysis method for this. The conclusion to be drawn from the results of this study is that microfiltration improves ultra- filtration fluxes, and that the best results are ob- tained when calcium addition, pH adjustment and heat treatment are performed before microfiltra- tion. If we consider the resulting amounts of p- lactoglobulin and a-lactalbumin after micro- and ultrafiltration, the best results are obtained with- out microfiltration or when microfiltration is done Fig. 3. UF trials with differently treated edam wheys. 477 Agricultural Science in Finland 3 (1994) without any other treatments. The most suitable would seem to be a modification of the microfil- procedure to try out in the future experiments tration before ultrafiltration. References Boer, R. de., Wit, J.N. & Hiddink, J. 1977. Processing of whey by means of membranes and some applications of whey protein concentrate. Journal of Soc. Dairy Technology 30: 112-120. Daufin, G., Labbe, J.-8., Quemerais, A. & Michel, F. 1991. 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Netherlands Milk and Dairy Jour- nal 38: 71-89. Manuscript received March 1993 478 Agricultural Science in Finland 3 (1994) SELOSTUS Juustoheran esikäsittely ennen ultrasuodatusta Tuomo Tupasela, Heikki Koskinen ja Pirkko Antila Maatalouden tutkimuskeskus ja Helsingin yliopisto Juuston valmistuksen sivutuotteena muodostuu juustohe- raa. Juustohera sisältää pääasiassa laktoosia, mutta siinä on myös arvokkaita heraproteiineja. Tämän tutkimuksen tarkoituksena oli kehittää proteiinien ensimmäisiä puhdis- tuksia kalvosuodatuksissa. Mikrosuodatuskokeissa juustoheroilla, joihin oli lisätty CaCl 2 ja NaOH:ta mikrosuodatuksen lisäksi, oli 30 % pa- rempi permeaatin virtaus kuin pelkillä mikrosuodatetuilla heroilla. Ultrasuodatuksessa vertailtiin mikrosuodatettuja heroja normaaliin juustoheraan. Mikrosuodatetuilla heroilla oli 1,5-2,5 kertaa korkeampi UF-vuo kuin normaalilla juus- toheralla. Mikrosuodatetuilla heroilla, joissa käytettiin MF:n lisäksi kirkastusta oli UF-vuo 20-40 % parempi kuin MF heralla. 479 Agricultural Science in Finland 3 (1994)