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A History of Iran:
Empire of the Mind

Michael Axworthy
New York: Basic Books, 2008. 249 pages.

This survey of the history of Iranian civilization from ancient times to the
present is intended for general audiences with little knowledge of Iranian
history. The book’s nine chapters consist largely of chronological presenta-
tions of political history, but occasionally make room for sections on reli-
gious movements, society, and the arts. The first two chapters briskly cover
the ancient period through the Sassanids. The third runs from the Islamic
conquests through the fifteenth century and contains a long section on the
evolution of Persian verse tradition. The fourth and fifth chapters cover the
Safavids’ rise and fall, the development of early modern Twelver Shi`ism,
and the tumultuous period leading up to the Qajars. The sixth surveys the
late Qajar period and the constitutional revolution, while the last three chap-
ters detail the events of the twentieth century with an emphasis on the 1979
Islamic revolution and what has happened since. As nearly a third of the
book deals with the twentieth century, the treatment of the ancient periods
and the first millennium of the Islamic era are comparatively spare. 

Axworthy’s main project is to trace the history of a sense of “Iranian-
ness” or “Irananian identity” that he claims to have identified in ancient
sources and uses to justify composing what he calls “a history of Iran.”
Although he does not provide an explicit and comprehensive definition of
this “Iranian identity,” he states clearly that he is not describing a sense of
nation (pp. xv-xvi and 117). Rather, he implies that this identity is a loose
sense of affiliation based on the idea of a common land, language, and
shared memory. But when he speaks, for example, of an “Iranian revival” in
the second century or an “Iranian reconquest” in the fourteenth, he uses the
very nation-centered paradigm of history that he seeks to avoid, even if he
refrains from invoking a “national” sensibility. 

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Iran, he tells us, has always been an “empire of the mind” (pp. xvi and
294) with a “distinctively Iranian structure of ideas” (p. 20), and thus its his-
tory must be studied as such. But in composing his history, his methodol-
ogy is teleological and absolutely nationalistic in approach: he starts with a
modern notion of an Iranian identity and then finds circumstantial evidence
in ancient sources that suggest the existence of such a sensibility in premod-
ern times. This Iranian identity then becomes the key device through which
he interprets later history (e.g., pp. 19-20, 45, 86-88, and 117). Occasionally
we find tidy, almost aphoristic observations about how ancient events pre-
figure those of later periods. A typical example is his characterization of
Gaumata’s revolt, which ended Cambyses’ reign (the Achaemanid era): “An
Iranian revolution, led by a charismatic cleric, seizing power from an
oppressive monarch, asserting religious orthodoxy, attacking false believers,
and drawing support from economic grievances – how modern that sounds”
(p. 17).

Although the author points out the defects of nationalistic history, his
methodology is based upon some of the same problematic assumptions.
The book is a composite of twentieth-century English-language scholarship
on Iran and its history. Axworthy demonstrates little knowledge of the basic
primary sources and therefore gives the reader little confidence in his abil-
ity to judge the worth of the secondary literature he uses to compose his
narrative or interpret the data that they present. Moreover, his sources
sometimes remain undisclosed; passages occasionally pass with no docu-
mentation (e.g., pp. 36-37). In fact, the book’s endnotes section is small
even for a “general” work – only eighteen pages for nearly three hundred
pages of text.

There are also important omissions in the secondary literature that he
did use. For example, he rarely considers Persian-language scholarship and
sometimes misses recent key works in English (on Shi`ism, Sufism, the
Safavids, Shu`ubiyyah, and the Shahnama). Occasionally this results in
inaccuracies. For example, his presentation of the Akhbari-Usuli split in
Shi`ism oversimplifies both positions, making the Akhbaris seem as though
they were opposed to “extended scholarly training” (p. 172). His presenta-
tion would have been more nuanced had he referred to the most appropriate
and current scholarship on this crucial subject, namely, the works of Devin
Stewart and Andrew Newman.

Aside from such conceptual and methodological problems, there are fac-
tual errors. A conspicuous one appears in his explanation of Khomeini’s the-
ory of velayat-i faqih, which he translates as “regency of the jurist.” A closer

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translation is “authority” or “governance” of the jurist. Moreover, in this dis-
cussion he further confuses the word vali, the root of velayat, with vakil
(regent) and states that vali was the same title that Karim Khan Zand took for
himself, a connection that he implies points to the roots of Khomeini’s notion
of regency as lying in the eighteenth century (p. 253). Curiously, the author
himself correctly mentions earlier that Karim Khan’s title was vakil, not vali
(p. 168). In any case, these errors result in a mishandling of an important con-
cept in contemporary Shi`ism.

In places Axworthy makes inappropriate value judgments. For example,
his treatment of Prophet Mani and Manichaeism is vitriolic. He refers to its
beliefs and practices as “life-hating mumbo jumbo” (p. 50) that were “use-
ful … to those wishing to elaborate metaphysically upon misogynistic
impulses” (p. 51). After stating that Mani had opened a “Pandora’s box of
malignity” (p. 51), he goes on to indict Roman Catholicism for having been
blighted by the teachings of St. Augustine, a former Manichaean (p. 52). He
further observes that the Church’s acceptance of St. Augustine’s ideas about
Original Sin was “perhaps the most damaging decision ever made by the
Christian church” (p. 52).

In sum, non-specialists are better off reading selected articles in the
Cambridge History of Iran or general histories that deal with more circum-
scribed periods of time. While this book does offer an adequate review of
some secondary literature on the twentieth century, its many defects make it
unsuitable even for general readers. Mottahedeh’s The Mantle of the Prophet
(1985) offers a far more compelling introduction to the roots of modern
Iranian religion and politics in premodern history. 

Derek J. Mancini-Lander
Doctroal Candidate, Department of Near Eastern Studies

University of Michigan, Ann Arbor

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