Annals 47, 1, 2004, 01/07def 65 ANNALS OF GEOPHYSICS, VOL. 47, N. 1, February 2004 Key words acoustic emission activity – energy im- pact – rock 1. Introduction At the close of the XXth century, the progress of science and technology pointed out new pos- sible ways to approach the problem of how to re- duce the hazard of strong earthquakes. This un- expected way is related to power physical fields, which may influence the structures in the terres- trial crust to induce tectonic overstress unloading and thus reduce seismic hazard. Initially, the ef- fects allowing us to control deformation process- es in seismogenerating zones manifested itself as induced seismicity, which results from under- ground nuclear explosions, or from fluid indus- trial waste injection into boreholes located in a seismic area, or from variations in water level in large water reservoirs, or from mining opera- tions, etc. Thereafter it was revealed that dynam- ic actions redistribute the seismicity in the fol- lowing manner. They decrease the number of major events due to a growth of energy released by weak earthquakes. There are some ways, which are the most ac- ceptable from an ecological viewpoint, for man- made relaxation of tectonic stress in the terrestri- al crust. One of them is electromagnetic action by electric current flashing. Pioneer results on the effect of power electromagnetic pulses pro- duced by magnetohydrodynamic (MHD) gener- ators to test the seismic activity in regions of Acoustic emission response of rocks to electric power action as seismic-electric effect manifestation Leonid M. Bogomolov (1), Pavel V. Il’ichev (1), Victor A. Novikov (2), Vladimir I. Okunev (2), Vladimir N. Sychev (1) and Alexander S. Zakupin (1) (1) Scientific Station of United Institute for High Temperatures (IVTRAN), Russian Academy of Science, Bishkek, Kyrgyzstan (2) Institute for High Temperatures, Russian Academy of Science, Moscow, Russia Abstract Two parts of the research are distinguished in this paper. The first part is devoted to the structure of signals of Acoustic Emission (AE) and electromagnetic emission (EME) which accompany the inelastic straining of ter- restrial materials. Special attention is paid to the similarity of waveform of EME signals at various scale lengths. The second (and main) part of the work involves the investigation of AE responses to the action of additional power fields over strained rocks. Our experimental investigations have revealed the interrelation of acoustic emission activity to power actions applied externally (impacts of electromagnetic field). Different modes of re- sponses to electromagnetic impact have been specified. The characteristics of such responses and their variations depending on the material of specimens tested and of electric parameters of external pulses during power im- pacts have been considered. A general conclusion on possible electromagnetic triggering of AE has been drawn, the prospects of further studies being outlined. Mailing address: Dr. Leonid M. Bogomolov, Scientific Station of United Institute for High Temperatures (IV- TRAN), Russian Academy of Science, 720049 Bishkek, Kyrgyzstan; e-mail: leonidb@gdirc.ru 66 Leonid M. Bogomolov, Pavel V. Il’ichev, Victor A. Novikov, Vladimir I. Okunev, Vladimir N. Sychev and Alexander S. Zakupin Bishkek and Garm testing fields were obtained in Russia and Kyrgyzstan (UIPE, OIVTRAN) (Tarasov et al., 2001). It is very important that such external impacts always trigger seismic events of minor magnitude (M < 6). Such power actions are adequate for civil and scientific pur- poses only. This paper is related to the concept of seis- micity control by means of technological power actions (so-called Energy Impacts, EI). The phe- nomenon of acoustic and electromagnetic energy release during the process of structural defects formation and fracture of terrestrial materials is well-known (Nitsam, 1977; Gokhberg et al., 1982; Warwick et al., 1982; Kurlenya et al., 2000; Manzhikov et al., 2001). It is a reasonable assumption that the effect of electromagnetic im- pacts over defects accumulation processes (mi- crocracking and so on) in loaded rock specimens is to occur as well. The manifestation of such in- verse energy conversion is that the acoustic emission and the rate of rock straining are influ- enced by electromagnetic impacts excited exter- nally. The aim of our investigations is to study the responses of terrestrial material specimens to electric power actions. The investigation of AE and EME structure based on waveform analysis is significant to re- veal the physical origin of emission pulse. Be- sides, the results of structural studies give essen- tial information on the kinetics of fault formation process in a loaded solid. So, for example, the emergence of the second spectral maximum of acoustic signal whose frequency is lower than that of the main maximum implies the microc- racking transition from the stage of diffusive ac- cumulation of defects to cluster stage of defects growth (Trapeznikov et al., 1997). The experi- ence has demonstrated that the combined analy- sis of statistic and structural data on AE yields more reliable results and facilitates results inter- pretation. Our studies have been oriented to the works on statistical characteristics of AE and EME events occurrence. 2. Experimental results AE is a good indicator of inelastic straining processes and microfracture. So during experi- ments we focused the measurement system on recording the AE of loaded specimens of terres- trial materials. Some characteristics of AE turn out to be keyword parameters revealing correla- tions between the rate of straining processes up to specimen fracture and power impacts sup- plied externally. The work on modeling above inverse processes involves the creep test of specimens of rocks and of artificial heteroge- neous materials overburdened by uniaxial com- pression. The experiments were performed on spring rheological installation UDI with a max- imum compressive load of 100 tons (designed by A.N. Stavrogin, VNIMI, St. Petersburg). We tested a number of samples manufactured from granodiorite, quartzite, granite and halite. Some concrete specimens which were prepared by Stavrogin routine (Stavrogin and Protosenya, 1979) and have the sizes of 100 × 120 × 250 mm3 were tested as well. Additional electric power impacts produced by external sources took place during a deformation session with constant level of compressive load. The sources of additional power action were as follows: i) Square-wave generator G5-54 giving square-wave signals, whose amplitude was close to 50 V and duration was around 5-50 µs, the frequency being 1-3 kHz. ii) 10 kV generator of sparks (without wave form control). iii) Capacitor discharges supplying electric pulses with parameters: the time of voltage ramping was about 1 µs and the peak voltage was around 1 kV. AE and EME signals were recorded on a wide frequency region 80 kHz-5 MHz. This al- lows signals waveform control. The measuring system operates in a waiting mode. Figure 1 shows the experimental set up. We also focused on electromagnetic emis- sion induced by inelastic straining of terrestrial materials. EME from loaded rocks was record- ed on the laboratory studies simultaneously with acoustic emission. EME was caused by the conversion of elastic to electromagnetic energy during microcracking or other fast processes on micro- and mesostructural levels. The compari- son of the experimental EME signal recorded during our experiment with the seismic signal is shown in fig. 2a,b. The signal shown in fig. 2a 67 Acoustic emission response of rocks to electric power action as seismic-electric effect manifestation Fig. 1. The sketch of the experimental set up: 1 – upper cross arm; 2 – upper platen; 3 – specimen; 4 – lower platen with 5 embedded AE sensors; 5 – hemispherical bearing; 6 – insulating base; 7 – lower cross arm; 8 – electrods; 9 – piezotransducer; ADC – Analog-to-Digital Converter; GPV – Generator of Pulced Voltage. Fig. 2a,b. a) EME signal of granite sample; b) series of EME impulses recorded before the aftershock 27.05.1991 during the period of aftershocks activity of Dzhva-Rachin earthquake, 29.04.1991 (Morgunov, 1994). a b 68 Leonid M. Bogomolov, Pavel V. Il’ichev, Victor A. Novikov, Vladimir I. Okunev, Vladimir N. Sychev and Alexander S. Zakupin was recorded during the experiment with pris- tine cylindrical sample from Kainda granite deposit (Kyrgyz Republic) with the help of an electrical capacitive sensor sensitive to EME. The sample was examined at «creep test» con- ditions with fixed uniaxial compression load. According to Kuksenko (1997), the origin of signals on capacitive sensors during such ex- periment is related to the change in specimen polarization due to the straining process. Figure 2b demonstrates the series of EME impulses recorded during the period of aftershocks activ- ity after Dzhva-Rachin earthquake, 29.04.1991 (Morgunov, 1994). The waveform of EME sig- nals from specimen (fig. 2a) appears to be sim- ilar to that of EME (fig. 2b) accompanying co- seismic crust deformation with possible changes in rock polarization. This is a specific manifes- tation of such a distinctive feature of stressed- strained state of terrestrial materials as its simi- Fig. 3a,b. a) AE activity of halite sample versus time. Electric actions took place during time interval 4800- 10 800 s; the parameters of periodic pulses produced by the G5-54 generator were 2 kHz, 5 mks, 60 V. b) AE ac- tivity of concrete sample versus time. Electric actions of periodic electric pulses took place during time inter- vals: a) 4800-9600 s, b) 15 000-27 000 s; the parameters of pulses produced by rectangular generator G5-54 were respectively: a) 2 kHz, 5 mks, 60 V; and b) − 1 kHz, 10 mks, 60 V. Fig. 4a,b. a) AE activity of granitic sample versus time. The arrows represent the moments of spark gap con- verter action (the amplitude of charge is not less than 3 kV). b) AE activity of granodiorite sample versus time. Electric actions took place during the time interval 7125-13 620 s; the parameters of periodic pulses produced by the G5-54 generator were 2.5 kHz, 20 mks, 50 V. a b a b 69 Acoustic emission response of rocks to electric power action as seismic-electric effect manifestation larity for different scale lengths (from laborato- ry sizes of some cm up to natural seismological scale). There are a number of works (for in- stance: Petri, 1994; Zapperi, 1997) confirming the similarity of near-critical dynamics from large scale earthquakes down to the microscop- ic scale of the specimens rheological structures. Among them the works implying AE measure- ments (Diodati, 1991; Canneli, 1993, etc.) have revealed that the statistical parameters of AE events flow (AE activity, amplitude and dura- tion of AE) reflect the self-organized criticality of the fracture processes. This means the self- similarity of emission effects at various scales of length. Resuming the first part of our studies one can remark that the well-known multi-scale similarity is valid for electromagnetic emission (EME) during rocks fracture as well. As regards the main part of the investiga- tion the obtained indicative results are repre- sented in figs. 3a,b, 4a,b and 5. In most cases, the activity of AE increases after the start of electric action. This growth occurs with some delay after the instant of action beginning. Then AE-activity decreases to background or (in some cases) still below the average level. Remarkable results were obtained on a halite sample. Figure 3a shows that the enhanced ac- tivity of AE due to electric action remains dur- ing the session with square-wave generator. Figure 3b demonstrates the triggering effect of electric pulses produced by the G5-54 genera- tor on acoustic emission of a concrete speci- men with 1 cm granite inclusions whose weight is about 5% of total weight of a solid. The case of long delay of AE activation by electric im- pacts is represented in fig. 4b showing the tem- poral plot of AE activity of the granodiorite specimen. The response to the effect of pulses supplied by square wave generator G5-54 was revealed 1000 s after the generator power was turned on. It is seen in fig. 4b that the activity multiplies by 20 times in comparison with background level but thereafter it drops rapidly to the initial level. Figure 4a gives the timing dependence of AE activity of granitic specimen with short term EI; the spark gap converter be- ing the source of such solitary few kV voltage pulses. One can see that the mean value of AE activity doubles some time after the first dis- Fig. 5. AE activity of granodiorite sample versus time. Electric actions took place during the time interval 7150-14 000 s; the parameters of periodic pulses produced by the G5-54 generator were 2 kHz, 5 mks, 60 V. The figure also shows the expanded range of diagram which demonstrated that the AE activity growth follows the temporal drop after power impact. 70 Leonid M. Bogomolov, Pavel V. Il’ichev, Victor A. Novikov, Vladimir I. Okunev, Vladimir N. Sychev and Alexander S. Zakupin charge, the twofold level remaining steady dur- ing the long period. The change in the trend of AE activity plot occurs after the second dis- charge and the lag like the one observed after the first discharge is present. The activity of AE is increased again, the increment being considerably more than before. Finally the av- erage level of AE activity does not change dur- ing the time up to specimen fracture. In this state each repeated discharge causes an abrupt drop of AE being followed by AE growth in stepwise manner up to steady level before dis- charge. Sometimes the action of external elec- tromagnetic field results in a temporal reduc- tion of AE activity. This is apparent from plots on fig. 5 that demonstrate the dependence of AE activity of the granodiorite specimen ver- sus time. Thereafter minor AE falloff is fol- lowed by a very rapid outburst of activity. This speaks in favour of a united origin of respons- es in the cases of fig. 5 and, for instance, of fig. 4b discussed above. 3. Discussion It has been found by experimental studies that the effect of the electromagnetic field on strained structures has different modes de- pending on the source of the EM field, the specimen material, the value of the main load, and the time of specimen exposure under this load. The superposition of these factors affects the kind of response to electric impact, partic- ularly the variations of response specific pa- rameters. As a rule, the responses of AE from loaded terrestrial materials represent a growth of AE activity. Sometimes (rarely) such growth fol- lows by the temporal drop of AE activity after power impact (fig. 5); the integral effect being an increment of AE events. The parameters de- scribing AE response to power impact are as follows: triggering time (the lag of response), the increment of activity, the length of re- sponse (the duration of enhanced level of ac- tivity for the steady response case or the typi- cal width of AE activity spike for short-term responses), the presence or absence of afteref- fect, the aftereffect duration. Meanwhile, the statistical parameters of a flow of AE events can be taken as the parameters of straining process. In our experiments, the main parame- ters of AE flow which describe the extent of disorder (caused by both natural heterogeneity and forming zones of microcracks concentra- tion; Kuksenko, 1977, 1986) are the dispersion of AE activity, the duration and average ampli- tude of AE signals. It should be noted that dur- ing the test of rock specimens by uniaxial com- pression, the heterogeneity of specimens was increased due to generation of new zones of enhanced defects population. The occurrence of this indicates the transition from the first (diffusive) stage of the fracture process to the second stage (the phase of defects concentra- tion and coalescence; Kuksenko, 1977). Such a transition may be an explicit example of self- organized criticality observable by the number of measuring tools including AE (Swanson, 1984; Gershenzon et al., 1989; Morgounov, 1999). A very slow decrease of AE activity of the halite specimen after the session with G5-54 generator pulses (fig. 3a) represents the after- effect of electric action. This is quite similar to the manifestations of vibration effect on AEs (Bogomolov et al., 2001). Because the halite is a highly resistant material, the results suggest that both polarization and conductive effects play an essential role during additional electric action. Taking into account the rate of response rise and subsequent drop one can assume that the response arises inside the domain with lo- cally strained structure, and this entails the av- alanche defects formation there. Generally two types of response to electromagnetic power ac- tion may be specified. The first corresponds to observations of short-term increase in AE ac- tivity. In this case, the activation front is quite sharp. Usually such responses were recorded when the sample is overburdened by compres- sive load of moderate value. During repeated electric impacts at the same stress, the re- sponses of this type decrease: we have record- ed minor or marginal manifestations or did not observe any such repeated response at all. Taking into consideration the well-known Kaizer effect one can try to explain AE re- 71 Acoustic emission response of rocks to electric power action as seismic-electric effect manifestation sponse suppression during repeated electric impact. Usually the Kaizer effect is formulat- ed in terms of stress drop and increment: the growth of AE after stress drop requires stress increment by the value exceeding the drop (Tang et al., 1997). They assumed microc- racking to be controlled by the stress incre- ment. Actually the rate of crack growth de- pends on a number of parameters (Atkinson, 1984), the specific surface energy being very important. This parameter of crack surface state is sensitive to electric effects as well as to the fluid or vapour adsorption. Change in the value of surface energy is to accelerate or reduce subcritical cracks evolution (the length is much less than Griffith’s). Such changes are followed by changes in observable AE activi- ty which look quite similar to the Kaizer ef- fect. The origin of this formal similarity is as follows. The increment of load as well as all external impacts results in some energy influx which is sufficient for evolution and/or prop- agation of a certain limited number of struc- tural defects. A spike of AE activity due to ex- ternal action (electric impact, in particular) may be treated as a manifestation of rapid growth of available microcracks triggered by EI. Thus, the repeated EI over given current stressed-strained state of a specimen obtained no result (no triggering) because of the ab- sence of defects which have been prepared for propagation but wait to be triggered. A new population of microcracks arises after load in- crement to change the specimen state. Then the responses of AE to triggering electric im- pacts should occur again. The second type of responses may be spec- ified by a steady increment of AE activity. The enhanced level of AE remains quasi-stationary for a long time after electric impact. Then (in the case of no repeated impacts) it returns smoothly to the initial value. Sometimes the activity decreases to the level below the initial background. So the aftereffect takes place for responses of the second type. In the case when repeated electromagnetic impacts occur on the steady phase of response to primary EI, the transition to the new state with still higher ac- tivity of AE appears to be possible. As a rule, the second type responses were revealed at high enough values of the main compressive load (close to breaking loads). All this suggest that such AE responses indicate that the con- siderable part of tested specimen volume is at near critical conditions (close to critical point). Typically, the temporal dependence of param- eters related to energy release follows power distribution near critical point. We considered the law of AE activity growth during bifurca- tion induced by EI (i.e. during the transition to enhanced activity level, see fig. 4a). The pow- er relation of AE activity appears to be valid for more than 70% of amount of second type responses under consideration. In the case of seismic data, the relation described near criti- cal dynamics (Bowman and King, 2001; Ma- linetski and Kurdumov, 2001) has been re- duced to polynomial dependence of Benioff strain versus time. The authors are planning the subsequent processing of AE data to derive the above dependence. It is surprising that the activation of AE and inelastic straining de- scribed as second type response to EI leads to a new steady state rather than fracturing when the compressive load was of order of 0.9 of the maximum value for a given specimen. In this case, the fracture took place a long time after the AE bifurcation, the load being fixed. The comparison of responses of first and second types by their lifetimes and leading edge times suggests that the first type indicates faulting inside localized domains. 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