BASKARADAS_FINAL:Layout 6 ANNALS OF GEOPHYSICS, 57, 1, 2014, A0187; doi:10.4401/ag-6345 A0187 Description of ionospheric disturbances observed by Vertical Ionospheric Sounding at 3 MHz James A. Baskaradas1, Silvio Bianchi2, Marco Pietrella1, Michael Pezzopane1, Umberto Sciacca1,*, Enrico Zuccheretti1 1 Istituto Nazionale di Geofisica e Vulcanologia, Rome, Italy 2 Università “La Sapienza”, Dipartimento di Fisica, Rome, Italy ABSTRACT High Frequency radio waves reflected by the ionosphere can provide a relevant amount of information within the composite received signal. The ionosphere is indeed a frequency dispersive, bi-refractive, absorbing medium, in which multipath propagation occurs due to disturbance on a varied time-spatial scale. On the time-spatial level of Small Scale Dis- turbances (SSD) the ionosphere dynamics, detectable by Vertical Ionos- pheric Sounding (VIS), is mainly dependent on wrinkled layers acting as multi-reflectors. The present paper discusses different aspects of the effects of multipath fading suffered by the wave along the propagation path and potentially associated with SSD. To achieve these objectives, a VIS cam- paign at a fixed frequency of 3.0 MHz was conducted at the ionospheric observatory in Rome (Latitude 41.8 N; Longitude 12.5 E), by collecting a series of measurements of the power variations in received echo signals recorded between two consecutive ionograms whose sounding repetition rate was set to 15 min. The obtained results show that: 1) the fading suffered by the wave follows either a Rayleigh trend or a Nakagami-Rice trend, or a mix of them, the mixed case being the most frequent (about 65 % of the analysed cases); 2) the predominant periodicities characterizing the power variation are less than 25 s; such values are compatible with the small scale ionospheric disturbances; 3) for all the 24 hours of the day the ionos- pheric reflector is pretty stable and for time intervals of 10-30 s the periods of stability occur with a percentage of occurrence ranging between 55% and 95 %; for time intervals of 190- 210 s the periods of stability occur in- stead with a percentage of occurrence ranging between 5% and 54 %. 1. Introduction Vertical Ionospheric Sounding (VIS) is a consoli- dated technique that was first applied nearly a century ago to unveil the existence of the ionosphere, i.e. the density and altitude of the ionospheric layers. It is still widely applied and generates the largest ionospheric parameter database [Reinisch and Galkin 2011]. This technique relies on reflection of radio waves from ionospheric plasma exhibiting plasma frequencies equal or higher to the radio frequencies employed for radio sounding. The VIS technique uses radio waves propa- gated in the High Frequency (HF) range and reflected by the ionospheric layers acting like mirrors, with the corresponding echo delay related to the reflection vir- tual height of the reflecting layers. Nowadays advanced digital sounders are used in the VIS technique for observations that provide detailed information about the structure and dynamics of the bottom side ionosphere. The underlying concepts of the technique remain the same, but modern sounders meas- ure more than just the travel time and amplitude of the echoes. In a measurement campaign, the AIS-INGV (Advanced Ionospheric Sounder - Istituto Nazionale di Geofisica e Vulcanologia) ionosonde, with minor mod- ifications and calibrations, was adapted to measure only Power in dBm and Virtual Height in km (PVH), at a fixed frequency, assuming that the critical frequency and reflection altitude of the ionospheric layers to be investigated were known from routine VIS measure- ments [Bianchi et al. 2013a]. The latter is important because only starting from this knowledge the PVH measurements can be usefully conducted. Conse- quently, it is possible to measure the level of received power in nearly controlled conditions, evaluating only certain echo signal characteristics. In the VIS technique the emitted pulses are reflected back in a mirror-like way if the frequency of the radio waves is lower than the critical frequency, simplifying the propagation path and other relevant parameters. When operating at a fixed frequency, the VIS technique high- lights variations in the electron density and virtual heights of the iso-density surfaces, based on the amplitude and Article history Received May 13, 2013; accepted December 20, 2013. Subject classification: Fading fluctuation, Ionospheric irregularities, Multipath fading, Ionograms. phase analyses of the echo signal. However, single mir- ror-like reflections are seldom observed in VIS meas- urements, while dominant multi-reflectors are more probable, following either Rayleigh or Ricean trends, characterized by a single dominant reflector with other less relevant contributions [Bianchi et al. 2013b]. This hap- pens because ionospheric disturbances on a variable time-spatial scale can tilt the ionosphere and corrugate the bottom layer, producing peculiar reflecting charac- teristics. Moreover, these irregularities travel at different horizontal and vertical velocities, as reported in literature [Leitinger and Rieger 2005, Crowley and Rodrigues 2012]. The moving reflectors introduce a further compli- cation, making the propagation path time variant. Echo signals reflected from the ionosphere and measured by the VIS technique are subject to a degree of variability, according to the traveling irregularities on the small, medium, and large scale [Blanc 1985, Krasnov et al. 2006]. The presence of traveling irregularities in the ion- osphere causes the phase difference between different paths vary over time, with consequent time variable sig- nal fading, from a few seconds to tens of seconds. The power signal variations at the receiver input match the time-spatial scale of the irregularities. Due to multipath, different paths can interfere constructively or destruc- tively at the receiving point depending on the phase of the wave components. Among the periodicity times, this paper addresses the ones related to Small Scale Dis- turbances (SSD), which are characterized by random processes, by exploiting PVH measurements. The nar- row band signal propagating in the ionosphere here an- alyzed was modelled by Rice [1944], Nakagami [1960], and Watterson et al. [1970], and the corresponding tem- poral power variations have recently been investigated by Bianchi et al. [2013a] by using PVH measurements. Depending on the position and the shape of the ir- regularities, the ionosphere acts like convex-concave mirror for HF waves. When radio waves are reflected from a concave iso-density surface, the waves will un- dergo a focusing gain; conversely when the surface is convex there is a loss due to the defocusing effect. The latter phenomenon, together with multipath fading, de- fines the behavior of the ionospheric irregularities con- sidered in this paper, where a series of measurements of radio echo power were performed to study and monitor some dynamic characteristics of the ionos- pheric propagation path and related reflecting layers potentially associated with SSD. 2. Experimental setup and measurement campaign The vertical ionospheric sounding system used for this study was derived from a phase coded HF radar [Bianchi et al. 2003] with the purpose of studying the ionospheric fading under definite controlled conditions. A single fixed frequency PVH sounding, lasting a few minutes, was carried out between two consecutive ver- tical ionospheric soundings. The inspection of these two ionograms, whose sounding repetition rate was set to 15 minutes, is important to be sure that the investi- gated ionospheric layer is present and falling in the flat part of the ionogram trace corresponding to the base of the F region (see Figures 1 and 2). The PVH sounding was performed using the AIS- INGV ionosonde [Zuccheretti et al. 2003], employing complementary phase code of 16 chips, which is a low power HF radar based on the pulse compression tech- nique with a mathematical processing gain of 25 dB; about 13 dB derive from the correlation process while the remainders are related to coherent integration [Bianchi et al. 2013a]. The system records pairs of data: power in dBm and virtual height in km are given for the highest signal peak returning from the ionosphere, and previous calibration allows determination of the correct values. The system employs low gain, long wire, cross coupled delta antennas with a beam angle of about 60 degrees. This seems a limiting factor, but by applying a range gating function, a limited portion of the reflect- ing layer can be selected, making it possible to study a return echo signal from a known ionospheric region. Range gating can filter off the unwanted off vertical echoes and noise out of the selected time interval when the receiver is active. The environmental noise always present is instead characterized by an average level of 30 dB lower than the strongest signal peak. For this pur- pose a session of PVH measurements lasting 512 s were performed in alternation with the normal soundings, lasting approximately 180 s. The integration time used to increase the signal to noise ratio should be relatively small so that the iono- sphere can be assumed stable within the measurement interval. Therefore in order to obtain a good quality sig- nal from the ionosphere, pulses at a rate of 60 Hz were considered, providing after 30 integrations a PVH measurement every 0.5 s. Figure 1 shows how the power peak (Figure 1b) of the received echo at the frequency f = 3.0 MHz is re- lated to the routine vertical ionograms recorded before (Figure 1a) and after (Figure 1c) the PVH measurement session. In the illustrated case the virtual height of the layer is at 200 km (Figure 1a,c), and the corresponding position of the power peak recorded during the PVH measurement is shown in Figure 1b. As the PVH measurement session lasts 512 s and the integration time chosen is 0.5 s, the correlation process generates 1024 narrow peaks (see Figure 1b) clearly emerging BASKARADAS ET AL. 2 3 from the noise level and corresponding to the ionos- pheric reflectors with an accuracy of about ±0.5 dB for the power and ±5 km for the virtual height . Figure 2 shows instead two cases for which the in- spection of the two consecutive ionograms helped the data analyzer in discarding the corresponding PVH data segment. Figure 2a shows that the ionogram recorded just before the PVH measurement shows a maximum reflected frequency below the value of 3.0 MHz, which is right the PVH operating frequency. Figure 2b shows instead that the PVH operating frequency would deeply penetrate the plasma, up to heights of the F re- gion critical frequency; these PVH data segments were discarded because in these conditions the polarization losses could be no more neglected (see Section 3). PVH measurements were performed at the ionos- pheric observatory of Rome (Italy, 41.8 N, 12.5 E), col- lecting a series of data during the period from January 3 to 22, 2008. Over the measurement campaign 1920 se- quences of PVH 512 s data segments were acquired. The environmental noise level was also analyzed during all the hours of the day in the campaign period, considering that the band of the receiving section is about 66 kHz. The noise resulted approximately around −94 dBm, with the signal ranging from this level up to −64 dBm. As it will be seen in the next paragraph, it is possi- IONOSPHERIC DYNAMICS OBSERVED AT 3 MHZ Figure 1. Ionograms recorded by VIS (a) before and (c) after the (b) PVH measurements of the received echo every 0.5 s at the frequency f = 3.0 MHz - highlighted by an open circle in (a) and (c). The ionogram sounding repetition rate is 15 minutes. The PVH measurement ses- sion lasts 512 s, which corresponds to 1024 samples of PVH. Figure 2. Cases for which the inspection of the two consecutive ionograms helped the data analyzer in discarding the corresponding PVH data segment because: (a) the maximum reflected frequency of the first ionogram is below the value of 3.0 MHz (highlighted by an open circle and corresponding to the PVH operating frequency); (b) the PVH operating frequency propagates up to the highest ionospheric lay- ers and this fact prevents from neglecting the polarization losses (see Section 3). ble to ignore the term of the frequency shift in the an- alytic description. This fact is due to the peculiar con- dition of the near vertical Line Of Sight (LOS), as inferred from Figure 3 [Crowley and Rodrigues 2012]: only the paths received off-vertical could be affected by a Doppler effect due to the horizontal drift of the layer, but they can be easily cut-off by means of a proper range gating. For example, applying a gating of 10 km, if the height is 100 km, the area of the ionospheric layer actually investigated is some hundreds of square km. 3. Analytic signal characterization in a multipath time-varying propagation path The signal at the receiving point is the sum of the multipath components generated by the irregularities in the ionosphere. Each path is subject to several atten- uating factors as shown in Table 1. Considering Table 1, partially derived from [McNa- mara 1991], it is important to establish which terms are approximately constant and which terms vary in the observed excursion range under the experimental con- ditions of PVH measurements. This makes it possible to measure the level of received power in nearly con- trolled conditions and evaluate specific contributions. The complete mathematical expression of the received echo signal is expressed by the following relation: (1) where t is the time, r(t) is the sum of time delayed at- tenuated frequency shifted replica of the emitted sig- nal with envelope u(t) containing the bi-phase code, M is the number of paths, dependent on time, ai(t) is the attenuating factor of the i-th path (it assumes values from 0 to 1, taking into account all the loss contribu- tions given in Table 1), u(t-xi(t)) is the received wave- form, xi(t) is the time dependent delay, f0 is the carrier frequency, {i(t) is the phase, dependent on the time delay xi(t), and N(t) is the noise [Bianchi et al. 2013a]. When the layers move the signal can experience a Doppler frequency shift that changes the phase accord- ing to 2rf0[dxi(t)/dt]·t, approximating to the first order of the Taylor series expansion. This latter term is ig- nored in the present paper together with the term {i(t) because of their irrelevant contributions to the power variation of the signal. Given that in this context only variations in the time interval of 512 s are important, that is those related to SSD, the impulsive noise is mit- igated by the integration process and has less effect on the overall signal power. With these assumptions, the echo signal is then down converted to the baseband as described in the fol- lowing relation: ,cos r t t u t t f t t t N t2 i i M i i i 0 0 $ $ $ a x r x { = - - + + = ^ ^ ^^ ^ ^ ^ h h hh h h h6 @" , / BASKARADAS ET AL. 4 Loss in the ionospheric propagation path In PVH measurement Typical values (dB unit) Free space loss (Lg) ≈ Constant 50-150 Ionospheric absorption (La) ≈ Constant 0-20 Ionospheric deviative absorption (Ld) ≈ Constant <1 Scattering (Ls) ≈ Constant <1 Differential Doppler (LD) ≈ Constant 0.5 Blanketing sporadic E (LE) ≈ Constant 0-1 Polarization losses (Lp) ≈ Constant 3-6 Focusing losses (Lf) (negative = gain) Not Constant ±0-1 Multipath losses (Lm) Not Constant 0-25 Figure 3. Multi-reflectors produced by traveling irregularities. Sig- nals off vertical represented by dashed line are filtered out by the range gating threshold of the receiver. Table 1. Loss contributions in the PVH ionospheric propagation path. 5 This is the attenuated composite envelope signal whose components have different times of arrival (mul- tipath components), with different phases interfering in constructive or destructive ways. The attenuating terms in Table 1 are carefully eval- uated individually in the limited condition of VIS oper- ating at a fixed frequency. The free space loss Lg as well as the ionospheric absorption La are practically constant because of the range gating that excludes longer or shorter paths, and the 3.0 MHz frequency wave does not penetrate deeply into the plasma, being it often reflected by the flat part of the ionogram trace corresponding to the base of the F region. The terms Ld, Ls, LD, have the values indicated in Table 1, assumed as constants. Con- cerning the LE loss, the presence of the Es layer is rare, or at least during the measurements. Polarization losses Lp [James et al. 2006] are not considered since in the con- sidered PVH measurements the low frequency em- ployed does not deeply penetrate the plasma (see Figures 1 and 2). For the same reason Faraday rotation is ignored while in general this fading can produce a loss from 0 to a few dB units. Considering the irregular time changing contours of the iso-density surfaces, statistically it is rare to have only one flat reflector. On the contrary, reflec- tors with a convex-up or concave-up shape and produc- ing respectively further gain or loss to the signal can be expected [Bianchi et al. 2003]. These are the focusing losses Lf that in the selected experimental conditions do not exceed ± 1 dB. In the constraints given by VIS the experimental multipath losses Lm is the only term that really produces deep fading on the echo signal. 4. Data analysis and results This paragraph presents different ways of express- ing the results in terms of radio electric parameters from different physical points of view of the effects of the SSD. The SSD undulate the reflecting iso-density surfaces, producing multipath echoes and making dif- ferent reflection sources possible. From the power vari- ation of the echo signal potentially associated to SSD and observed in the VIS technique, three main phe- nomena have been studied and described in the follow- ing paragraphs. In Table 2 the main features of the SSD and the other types of TIDs are summarized, so that it is possible to compare the corresponding horizontal scales (L) of the irregularities, the period (T), the phase velocity and the characteristics of the associated fading. 4.1. Trends of the signal The ionospheric propagation path exhibits differ- ent trends, according to whether there is a dominant sin- gle reflector or multiple reflectors, inferred by the power variation in time of the echo signal. The received power ranges approximately from −64 to −97 dBm, with an excursion of ≈ 33 dB over the various hours of the day. The same peculiar trends, Rayleigh or Nak- agami-Rice, within the same hour or from hour to hour, were observed in the acquired 512 s time-sequences of the signal. As an example, Figure 4 shows one of the time sequences recorded showing a well defined Rayleigh trend. In this case a large number of reflecting sources are contributing to the composite signal. The two trends have different peak amplitudes (note the different scale between Figures 4 and 5) even if the time periodicity does not differ to a significant de- gree. In general, the most common trend we obtained (65% of the considered PVH time sequences) is the mixed case Nakagami-Rice and Rayleigh as in Figure 6. In general, it is possible to state that SSD cause multi-reflections showing a trend, except in some par- ticular ionospheric conditions. Figure 7a,b shows the re- sults of the FFT analysis of the temporal sequences shown in Figures 4 and 5 respectively for Rayleigh and Nakagami-Rice trends. They show the typical power density behavior and the spectral content of the two se- quences. It can be observed that the Rayleigh behavior .y t t u t ti i M i 0 $a x= - = ^ ^ ^^h h hh/ IONOSPHERIC DYNAMICS OBSERVED AT 3 MHZ Scale-irregularities L (km) T (min) Phase velocity (m/s) Associated fading SSD: Small-Scale Disturbances (infrasonic variability) < 100 < 10 < 50 Multipath fading - Less relevant focusing /defocusing phenomena MSTID: Medium-Scale Traveling Ionospheric Disturbances 100 - 300 10 - 30 50 - 300 Amplitude fading - Focusing / defocusing phenomena LSTID: Large-Scale Traveling Ionospheric Disturbances; Acoustic Gravity Waves 300 - 3000 30 - 300 300 - 1000 Amplitude fading - Focusing / defocusing - Deep fading due to ionospheric tilt Table 2. TID classes according to their horizontal scales derived from Crowley and Rodrigues [2012]. (2) has a higher spectral content at lower frequencies with respect to Nakagami-Rice. Figure 7c highlights the two trends as a result of a 100-values running mean per- formed on the spectral density sequences of Figure 7a,b. BASKARADAS ET AL. 6 Figure 4. (a) Power observations of the radio echo reflected from the ionosphere on January 7, 2008, at 12:25 UT; (b) corresponding Rayleigh probability density distribution. Figure 5. (a) Power observations of the radio echo reflected from the ionosphere on January 13, 2008, at 07:40 UT; (b) corresponding Nak- agami-Rice probability density distribution. Figure 6. (a) Power observations of the radio echo reflected from the ionosphere on January 7, 2008, at 19:55 UT; (b) corresponding mixed behavior Rayleigh -Nakagami-Rice probability density distribution. 7 4.2. Effects of SSD on signal fading As regards the excursion of power variation, it was often observed that a few tens of dBm is not rare, espe- cially when ionospheric tilts or large scale disturbance are present. As an example in this context, considering only the SSD, two almost consecutive 210 s sequences of signal, are shown in Figure 8 (power vs. time). It is pos- sible to note completely different fading characteristics. Either periodicities or power excursion values can change rapidly during the observation time periods. The power variation imposed by the ionospheric dis- turbances causes multipath fading in an unpredictable way at different time intervals. It was however observed that short time periodicities are much more frequent compared to longer periodicities (Figure 9). Neverthe- less, this does not exclude longer time periods compat- ible with MSTID and LSTID, but these were not considered in the present analysis. However, by and large, these results suggest that the observed power and periodicity excursions are potentially caused by small time-spatial scale disturbances compatible with SSD, as illustrated in Table 2. Finally, it is worth noting that this phenomenology is a characteristic of the normal iono- sphere, that is it is not caused by high levels of the geo- magnetic activity. 4.3. Effects of SSD on coherence time The time variant propagation path affects the per- formances of systems that have to rely on stability of the ionospheric reflector for at least some tenths of a second. These include Over the Horizon Radar (OTHR) and other remote sensing applications that exploit ionospheric reflections. Some HF communication sys- tems employing broader band techniques can also be affected by time propagation path variation. In other terms, these systems need to exploit the stability of the propagation path to establish the Coherent Integration Time (CIT). The VIS technique also relies on this math- ematical process, integrating the received echo signal for the necessary time under stable conditions [Yau et al. 2006, Bianchi et al. 2013a]. In order to determine stability periods, a software program [Pietrella and Zuccheretti 2010], capable to elaborate the data of the whole measurement cam- paign, was employed. This software uses a statistical pa- rameter to identify time periods of maximum signal stability over time. The term “maximum ionospheric stability intervals” is used here to refer to periods of time during which the ionosphere does not exhibit sig- nificant dynamic changes, which means that the signal power will range within the values to be established ac- cording to the criteria described below. Standard devia- tion proved to be an appropriate parameter for quantifying the dispersion of power values and altitude, since it is an index of dispersion, i.e. a measurement of variability of a random variable around a central value. Therefore, standard deviation of power (vdBm) and of virtual height (vh') identify periods in which the ob- served variation data are not significant; in such cases the ionosphere can be considered stable. For each PVH data segments, subsets of different duration, from 10 to 210 s, can be selected and the standard deviation vdBm and vh' can be calculated. Reduced vdBm and vh' values IONOSPHERIC DYNAMICS OBSERVED AT 3 MHZ Figure 7. FFT spectral analysis (log of power density vs. frequency) of the (a) Rayleigh and (b) Nakagami-Rice behavior shown in Fig- ures 4 and 5 respectively. (c) FFT Comparison between the Rayleigh (continuous curve) and Nakagami-Rice (dashed curve) behavior ob- tained by doing a 100-values running mean of the values plotted re- spectively in (a) and (b). result in greatly reduced power and virtual height vari- ations for the period considered. Consequently, choos- ing the threshold values TdBm and Th' , the conditions: (3) can be assumed as the criteria to identify the stability through time of the ionospheric propagation path. Ap- plying criterion (3) the maximum duration of stability were calculated [Bianchi et al. 2013a]. In order to obtain an overall view, representative of the stability through time of the reflected ionos- pheric echoes, all the 24 hours of the entire measure- ment campaign were analyzed. As expected, it was found that the number of time periods of stability are generally less frequent at dusk and dawn compared to night and day. Some relevant percentages of occurrence calculated by means of (3) are reported as a bar his- togram for each hour in Figure 10, which shows the re- sults for stability over the time interval 10-30 s using a threshold of TdBm = 1 dBm and Th' = 5 km. In this case the periods of stability occur with a percentage of oc- currence ranged between 55-95 %. The analysis results carried out to identify longer stability time periods from 190 to 210 s are reported in Figures 11 and 12. When this longer time period is re- quired, the ionospheric layers rarely reveal a stability within the restrictive threshold of 1 dBm and 5 km (Figure 11). By relaxing the threshold values to 5 dBm and 10 km, an higher percentage of occurrences ranged between 5-54 % is found (Figure 12). It is worth noting that these kind of analyses are often considered for OTHR applications aimed to tar- get detection. 5. Conclusions The study described in this paper had three main objectives: to study the effect of small time-spatial scale irregularities on the ionospheric propagation path, mul- tipath fading, and determination of the time stability characterizing the coherence time of the ionospheric reflectors. These three issues derive from the same un- predictable phenomena, which are the small scale dis- turbances propagating in the ionosphere. A first aspect that emerges from the analysis is the behavior of the ionospheric channel, which can show a Rayleigh or a Nakagami-Rice trend, or a combination of them. The latter could be applicable for characteriz- ing models for ionospheric propagation path simula- tors. Another aspect is the analysis of the deep fading fluctuations due to ionospheric time-variant propaga- tion path behavior. This permits the identification of a series of ionospheric characteristics varying in time and potentially related to the SSD phenomena. A third as- ANDT TdBm dBm h h1 1v v l l^ ^h h BASKARADAS ET AL. 8 Figure 8. Power observations of two almost consecutive data segments of 210 s showing different fading levels and different periodicities recorded on January 14, 2008, at (a) 06:55 UT and (b) 07:55 UT respectively. Figure 9. Percentage of occurrence of the periodicities at the vari- ous time intervals. 9 pect is the determination of coherence time periods useful for remote sensing, radio, and OTH radar in order to maximize the coherent integration time. The described results suggest that the propagation path trend, the multipath fading characteristics, and the time coherence of the ionospheric reflectors, are IONOSPHERIC DYNAMICS OBSERVED AT 3 MHZ Figure 10. Percentages of occurrence of coherence for periods of 10-30 s calculated with the threshold values TdBm = 1 dBm and Th' = 5 km. Figure 11. Percentage of occurrence of coherence for periods of 190-210 s calculated with the threshold values TdBm = 1 dBm and Th' = 5 km. Figure 12. Percentage of occurrence of coherence for periods of 190-210 s calculated with the threshold values TdBm = 5 dBm and Th' = 10 km. mainly associated with SSD, which drive all these phe- nomena. The SSD are not predictable at least in the time-spatial scale considered in Table 2. The periodic analysis, limited to 512 s, showed that at this time scale of periodicity no pre-determined trend was observed and the fading follows a Rayleigh or a Nakagami-Rice trend, or a combination of them, with a predominance of the mixed case. 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