Origin of calderas: discriminating between collapses and explosions ANNALS OF GEOPHYSICS, 59, 6, 2016, S0650; doi:10.4401/ag-7010 S0650 Origin of calderas: discriminating between collapses and explosions Izumi Yokoyama The Japan Academy, Ueno Park, Tokyo, Japan ABSTRACT Origins of calderas may differ according to their subsurface structure that may be characterized by high or low density deposits that may be ob- served as high or low gravity anomalies, respectively. In the Introduction, the pioneering work of Fouqué [1879] on Santorini caldera is referred to in relation to definition of calderas. First, our discussion is focused on four calderas that were seen forming during the period from 1815 (the Tambora eruption) to 1991 (the Pinatubo eruption). Coincidently, these four calderas are all low-gravity-anomaly type. Their formation processes and subsurface structure are summarized by the existing data analyzed by various authors. These results are confirmed by results of drillings at some other calderas. Then, caldera formation of both types is discussed: high-gravity-anomaly-type calderas are expected to originate from sub- sidence of high-density ejecta into the summit magma reservoir. On the calderas of this type, the genetic eruption believed to be accompanied by subsidences were not actually observed, and consequently three exam- ples are mentioned only briefly. The low-gravity-anomaly-type calderas are discussed from standpoint of both the models of collapses and ex- plosions. It is also emphasized that dynamic pressure of explosions is an important factor in the caldera formation, not only volume of the ejecta. To confirm the possibility that volcanic ejecta and edifices collapse into magma reservoirs, we discuss stress propagation from a depleted reser- voir upward towards the Earth surface. Formation mechanisms of large calderas of this type are speculated; large calderas measuring about 20 km across may develop by successive merging of component calderas over a long period of times. A Kamchatka caldera under enlargement during the Holocene period is interpreted by successive merging of five compo- nent calderas. 1. Introduction The term “collapses” means collapses or subsi- dences of volcanic ejecta and volcano edifices engulfed into the magma reservoirs resulting from series of vio- lent eruptions. Here, the positions of magma reservoirs are critical. If the magma reservoirs are located at shal- low depths, explosions can easily cause roofs of magma reservoirs to collapse. On the other hand, “explosions” are outward volcanic actions producing depressions, and some parts of exploded materials fall back into vents or sometimes the depressions are eroded, both resulting in formation of flat floors. Since the early 19th century, calderas were defined as a kind of volcanic depressions having diameters larger than 2 km accompanied by flat floors. This classical def- inition of calderas was rather primitive and vague, and has been improved by the development of Earth sci- ences in the last two centuries. Extensive literature ex- ists, particularly, in the last 20 to 30 years that allows various approaches to classify calderas. A chief object in view of the present paper is reexaminations of the clas- sification mainly from a viewpoint of geophysics. In the early period, geologists relied mainly on sur- face topographies of calderas that differed from other depressions in volcanic areas. Generally, such calderas formed over long geological times and have altered due to various topographic deformations. Here, reference is made to the pioneering work of Fouqué [1879] on San- torini caldera in Greece is referred to. This caldera formed about 80 ka BP. Around 1870 AD Fouqué vis- ited Santorini erupting at the middle of the caldera, and he may have been immediately impressed with the pre- cipitous caldera walls of about 300 m high above the sea that was different from usual crater rims. He was convinced this development was consistent with “col- lapse model” as indicated by the steep slopes of the es- carpments. Since then, the majority of geologists may have been influenced by this idea. However, the actual slope of the caldera wall on topographic maps is about 35 degrees in arc, on the average, which is different from subjective eyesight. After a caldera forms on the sea, or on the land, its walls would continue to retreat outward by surface foundering and erosion extending Article history Received March 18, 2016; accepted November 13, 2016. Subject classification: Origin of calderas, Calderas of low-gravity-anomaly type, Caldera deposits, Magma reservoirs, Collapse model, Explosion model, Composite calderas. over a lengthy period of time, repeatedly showing pre- cipitous or gentle cliffs. Bold sea cliffs are not specific to caldera walls. The caldera walls of Santorini face to the inner sea, and hence their recession must have been very pronounced for about 80 × 103 years. From geophysical standpoint, in 1969, Yokoyama and Bonasia [1978] observed the gravity anomalies on Santorini caldera as shown in Figure 1 where the anom- alies are corrected for topographies. Their distribution suggests a possibility that the caldera is composed of 2 depressions, south and north. At the south, residual low anomalies amount to (about 125 to 115) 10 mGal due to a thick deposit of low-density material conforming to the caldera boundary. If we assume a vertical fault at the western side of Thera Island, in fault-model analy- ses, the fault line should pass the points of the largest gradient of the anomalies, namely along the 120 mGal contour and not the shoreline in Figure 1. Later Budetta et al. [1984] carried out a more detailed survey of grav- ity on the same islands and they also did not detect faults at that shoreline. Heiken and McCoy [1984, fig. 6] do not assume any faults at the basement in their geo- logical cross sections of the caldera walls. At Santorini caldera, Fouqué [1879] insisted on the “collapse model”, in addition, mentioning the small amount of older rocks found in the pumice, but with- out showing any quantitative field data. This statement caused a problem for the younger generation of volca- nologists. Only 4 years after Fouqué’s paper, tremen- dous caldera-forming eruptions occurred at Krakatau. Verbeek [1885] and later researchers made efforts to es- timate volume of the ejecta from the 1883 Krakatau eruption to prove validity of the collapse model. As shall be mentioned in Section 2(b), volume estimations of the pyroclastic ejecta are very difficult especially at island volcanoes and their accuracy may remain to be plus or minus an order of magnitude. Santorini caldera formed in early times, and was not observed in comparable de- tail as Krakatau. With these considerations mentioned above, it is difficult to easily accept Fouqué’s hypothe- sis of “collapse model”. In the 20th century, Williams [1941] preferred clas- sification of calderas into the following four types with their proper names as Krakatau, Kilauea, Katmai and Glen Coe. The first three calderas shall be referred to later and the last is a Tertiary basaltic “cauldron” in Scot- land probably revealing a local high gravity anomaly as those in adjacent areas (cf. McQuillin and Tuson [1965]). From geophysical standpoint, Yokoyama [1963] found low or high residual gravity anomalies on several calderas and, accordingly, classified the calderas into the two types that correspond to “Krakatau type” and “Glen Coe type” according to the classification of Williams [1941] as mentioned above. Now, this geophysical clas- sification that is a very simple and significant standard based on subsurface structure shall be used in the pres- ent discussion. Calderas of Low-Gravity-Anomaly (LGA-type): the caldera deposits of low density are mainly “fallbacks” of siliceous pyroclastic ejecta and lithic breccias of the destructed volcano edifices, and develop low-gravity- anomalies. Williams and McBirney [1979, p. 221] ar- gued against this idea explaining that gravity anomaly may reveal either low or high depending on the nature of the ancestral cones and basement rocks. In fact, lithic breccias of disrupted volcano bodies also have low den- sity due to dilatational effect: the potential theory indi- cates that the low gravity anomalies over a caldera are local and not due to regional structure of basements. The low gravity anomalies are characteristics of explo- sive caldera-forming eruptions of LGA-type beside large amounts of their juvenile ejecta. Calderas of High-Gravity-Anomaly (HGA-type): the caldera deposits of high density are usually accumula- tion of basaltic lavas. At these calderas, eruptive activi- ties are usually derived from shallow magma reservoirs, within about 5 km in depth. On calderas of HGA-type, roofs of the magma reservoirs gravitationally collapse or subside stepwise, to fill up gaps caused by ejection or withdrawal of lavas or magmas. This will be further discussed in Chapter 3. YOKOYAMA 2 Figure 1. Santorini caldera, Greece: the Bouguer gravity anom- alies are shown after Yokoyama and Bonasia [1978]. Solid dots show gravity points. H and L denote residual anomalies, high and low, re- spectively. 3 The above classification of calderas is based on their subsurface structure, and necessarily related to their formation mechanism. Hitherto, many researches have contributed to explain caldera formation. However, many of them based their discussions or experiments on the “collapse model”, and uniquely, leaving the “ex- plosion model” out of consideration. Even if they suc- ceeded in modeling, they have to verify uniqueness of their solution. A rather recent book “Caldera Volcanism” edited by Gottsmann and Martí [2008] contains 14 pa- pers covering various aspects of calderas and contributed by 40 active researchers. It is a pity that they scarcely refer to the four historical caldera formation, Tambora, Krakatau, Novarupta and Pinatubo, which afford main data to be discussed in the present paper. 2. Calderas observed during their formation 2.1. Calderas formed after the 19th century The four calderas that were observed during for- mation, Tambora in 1815, Krakatau in 1883, Katmai in 1912 and Pinatubo in 1991 shall be emphasized because discussions on old and dissected calderas tend to be vague. Coincidently, these four calderas are all LGA- type that is much more abundant in number than the other type. Novarupta and Pinatubo calderas are not fully proved to reveal low gravity anomalies at present but may be assumed as LGA-type on the basis of fun- nel-shaped conduit and large amounts of juvenile sili- cious ejecta. By these four particular calderas alone, of course we cannot treat the great variety of different for- mation and structure of the calderas worldwide, and also the post-caldera activities such as resurgent doming and so on and hence we need to refer to the other calderas and volcanoes in the following discussion. Main fea- tures of the four calderas are shown in Table 1. In this table, all the items except the last one (Ejecta volume) are observed values at the time of the caldera formation and probably reliable. “Ejecta volume” is not always unique and some estimates widely range. The ejecta from some calderas are distributed in the sur- rounding sea and, at some calderas, the ejecta surveys were carried out long time after the events, and fur- thermore, evaluations of their errors are rather prob- lematic (cf. Yokoyama [2015a]). The ejecta volume is closely related to evaluation of eruption magnitude (or explosivity) as well as to dynamic pressure. “Volcanic Explosivity Index” (VEI) shall be discussed in Section 5.3. In Table 1, the largest magnitudes of earthquakes re- lated to the events are mentioned as a possible meas- ure of their activities. The observational conditions and the origins of the data of the four calderas are briefly summarized in the following. (a) The 1815 Tambora eruption, Sumbawa, Indonesia This eruption was exceptionally violent but not scientifically observed. At that time, the monitoring network was not developed. We do not have any reli- able research reports of this eruption. The eruption reached its paroxysm on April 10 and lasted until April 12, producing a caldera measuring 6 km in diameter. On April 10, a strong shock was felt in the town of Surabaya 600 km away. If this was an earthquake, its magnitude (M) may have been nearly the M 7 - class (cf. Yokoyama [2001]) and it should have damaged struc- tures considerably in the populated towns in Bali Island (at about 250 km distance), however, we have no par- ticular reports of damages. Probably the strong shock was caused by air shocks. Eruptions finally ended on July 15, 1815. Later in August 1819, heavy rumbling, earthquakes and fire-phenomena were observed. A small basaltic lava dome (Doro Afi Toi) with a small lava flow may have formed from this activity. The post-activity of the 1815 eruption is important for discussions of the total magma activity. Immedi- ately after the caldera formation and until 1819, the magma conduit system functioned to support the faint activities within the new caldera and after that, the vol- cano has not shown any activity. This may suggest that the magma in the reservoir was almost depleted by the caldera-forming eruption, and totally emptied by the 1819 activity. In other words, the conduit system was ORIGIN OF CALDERAS Caldera Year Diameter and depth (km) Previous eruption Earthquakes before the event Max. earthq. magnitude M Duration of climactic eruption Ejecta volume (km3 DRE) + missing edifices (km3 bulk) Tambora 1815 6 0.6~0.7 ? 3 yr 7 (?) 3 days (12~60) + 46 Krakatau 1883 5 0.25 1680 AD 99 days 5 - class 23 hr (9~19) + 8 Novarupta 1912 2 ca. 0.25 ? 7 days 7.0 14 hr 15 + 0.7 Pinatubo 1991 2.5 0.2 ca.1490 AD 71 days 5.7 9 hr 4.5 + 2.5 Table 1. Main features of the four calderas observed during and after the formation. The origins of the data are given in the paragraph of each caldera. DRE: dense rock equivalent. not blocked by the caldera-forming eruptions in 1815. The main conduit may have been blocked after the caldera formation, and a small basaltic lava flow prob- ably leaked from depth after 4 years. In 1980s, several parties carried out geological studies on Tambora. Self et al. [1984] newly estimated the total volume of the pyroclastic ejecta at 50 km3 DRE. Recently Kandlbauer and Sparks [2014] used new ash thickness data and new methods to estimate a total volume of the ejecta and obtained about 41 ± 4 km3 DRE, made of 23 ± 3 km3 DRE ash fall and 18 ± 6 km3 DRE pyroclastic flows (cf. Figure 2). (b) The 1883 Krakatau eruption, Sunda, Indonesia This eruption was once deemed to have formed the second caldera based on earlier reports. Yokoyama [2014] disagrees with this hypothesis for two reasons: the ma- rine depths shallowed toward the pre-caldera Krakatau Islands in the 1854 bathymetric chart (cf. Yokoyama [2014], fig. 1) and the gravity values increased similarly toward the Islands in the 1969 gravimetric map (ibid., fig. 2). These prove that the old Krakatau Islands were on a basement upheaval and did not indicate any traces of large depressions. It is important to know whether calderas can form repeatedly at the same vent or not. On May 20, Perbuwatan, one of the parasites, began to erupt. On August 27, climactic eruptions began at the center of the islands and finally formed a sub- marine caldera. Coincidently, a barograph and a tide gauge in Batavia registered the eruptions. After that, in September, October, and February 1884, some activi- ties were reported. Comprehensive research reports of the eruptions were published by Verbeek [1885] and Symons [1888], and in addition, we may refer to “Krakatau 1883: the volcanic eruption and its effects” compiled by Simkin and Fiske [1983]. In such extensive worldwide reports, it is not easy to find any facts ex- plicitly related to “collapses”. The eruption resulted in formation of a submarine caldera having rather flat bottom about 200 m below sea level and after the event, in 1883 and 1884, some weak earthquake activities were reported. We have not received any report on volcanic activity at this subma- rine caldera. We suspect that the magma conduit sys- tem connecting to Krakatau caldera has been blocked at some depth. In 1927, 44 years after the caldera for- mation, Anak Krakatau erupted as a parasite, interven- ing between former Danan and Perbuwatan, which were both parasites of the proto-Krakatau that devel- oped before the climactic eruptions. Anak Krakatau is a unique example of a parasite of the calderas observed during formation, and its activity is still continuing as of the 21st century. The new conduit to Anak Krakatau may have branched from the main conduit at a point deeper than the above-mentioned blockage. Yokoyama [2014] in- terpreted formation of the parasitic conduit to have branched from the main conduit at a depth of about 4 km, based on a shear fracture model. The processes are schematically shown in Figure 2. This interpretation does not assume “caldera collapses” into the magma reservoir situated at a depth of 10 km, but the magma conduit sys- tem used for the caldera-forming eruption was probably blockaded under the caldera deposits and the magma was supplied to the parasite through another path. According to Bemmelen [1949], the magma of the 1883 eruption was hypersthene andesitic and that of Anak Krakatau was basaltic: the Krakatau magma has differentiated in the reservoir after the caldera formation. This fact indi- cates that the magma reservoir has not been substantially affected by the 1883 caldera formation. Only this erup- tion, out of the four cases in Table 1 was not accompa- nied with any volcanic activity during the few years after the caldera was formed, but a new parasitic activity broke out 44 years after the caldera formation. As for volcanic ejecta, a pioneering survey of Ver- beek [1885] was carried out soon after the eruption but limited narrowly to an area around Krakatau Islands and to the flow deposits. Following Verbeek, various authors have estimated the total volume of magmatic ejecta at 9.0, 9.5, 12.2, 14.7 and 19.3 km3 DRE [Yokoyama 2015a]. Such diverse estimations are due to the differences in interpretations and data acquisitions among the various authors. This suggests that volume estimates of the pyroclastic ejecta, falls and flows, are very difficult especially at island volcanoes influenced by ocean dispersion, and their accuracy may remain to be plus or minus of an order of magnitude. In Figure 2, a probable volume of the magma reservoir is assumed to be 19 km3 [Yokoyama 2015a]. Yokoyama [2001] discussed the earthquake activ- ity related to the 1883 eruption and concluded that the maximum magnitude of these earthquakes was in the M 5 - class and that explosive disruption released much more energy than earthquakes. The caldera was reported to have formed by collapses in the most violent explo- sion at 10:02, August 27 (local time). But this is doubt- ful since the tsunami observed near Krakatau islands all began with rises [Yokoyama 1981]: namely the tsunami was generated by upward explosions, contrary to col- lapses. Hence, the collapse model is not valid in this case. The second largest explosion occurred at 10:52 of the same day, and then we estimated that the climactic eruptions continued for about 50 minutes. Probably this may not be sufficient time for volcano body to col- lapse into the depleted magma reservoir. YOKOYAMA 4 5 (c) The 1912 Novarupta eruption, Alaska, USA Hildreth [1983] discussed this eruption in detail and later, Hildreth and Fierstein [2012] summarized the results of various research of the 1912 eruption for cen- tennial perspectives. The activity began with precursory earthquakes felt near Novarupta on May 31. Abe [1992] studied the Katmai and Novarupta earthquakes regis- tered worldwide for this period: earthquakes of M 7 - class occurred three times in June. According to Hildreth [1983], the seismicity does not correlate with the erup- tive events, and alternatively, much of the seismic activity seems to have been related to fitful subsidence of Katmai and Novarupta calderas. The explosions continued dur- ing June 6 ~ 9 and Novarupta caldera is assumed to have formed around 13:00, June 6 (local time), simultaneously with tephra eruptions, but not with major earthquakes. In Table 1, the eruption of Novarupta is unique in having generated pyroclastic flows of a medium size in volume during climactic eruptions of a medium duration and re- sulted in formation of a caldera of a minimum diameter. These suggest the highest ejection rate of pyroclastic ma- terial during the caldera-forming eruption. Hildreth [1983] analyzed a flaring funnel-shaped conduit of No- varupta. Once he questioned himself whether Novarupta basin was a crater or a caldera. According to him, a blocky dacitic lava dome, 380 m in diameter and about 65 m in height was formed within the new caldera possi- bly several months after the last major pumice eruption. ORIGIN OF CALDERAS Figure 2. Proposed models of subsurface structure of the four calderas. Tambora: probable volume of a magma reservoir is shown as 41 km3 (cf. Kandlbauer and Sparks [2014]) and its depth is not determined. Krakatau (mainly by Yokoyama [2015a]): synthesized from gravity anom- alies and seismological data. Dotted part consists of caldera deposits. Vp/Vs ratios are contoured and high S-wave attenuation is marked by stripes. Volume of the magma reservoir is assumed as 19 km3 (cf. Yokoyama [2015a]). Novarupta (mainly by Hidreth [1983]): M1 is a geological cross-section beneath the caldera, M2 is regional plexus of magmas in forms of sills, dikes and small chambers. Pinatubo (mainly by Mori et al. [1996]): magma bodies of 40 ~ 90 km3 are detected at a depth of 6 ~ 11 km. The black dots represent post-eruption earthquake foci from June 29 to August 16, 1991. The magma composition did not change drastically dur- ing the period. Almost simultaneously with the No- varupta eruption, a caldera collapsed at the summit of Katmai, 10 km east of Novarupta. Hypothetical inter- pretations on the relationship between the two events were presented by the other authors in Section 4.2. (d) The 1991 Pinatubo eruption, Luzon, Philippines This eruption was monitored by a modern obser- vational system. Newhall and Punongbayan [1996] compiled an interpreted research report of this erup- tion. Before the climactic eruptions, a lava dome (an- desitic) formed near the summit of Pinatubo during June 7 to 12, 1991. This lava dome was destroyed dur- ing the climactic caldera-forming eruption of June 15, which lasted about 9 hours. This caldera measures 2.5 km across, almost the minimum requirement for the definition of calderas, and ejected pyroclastics of 4.5 km3 in volume is the smallest in Table 1. Thus, Pinatubo may stand on the boundary between the definitions of craters and calderas. Though we have no reports about gravity surveys on Pinatubo caldera, this andesitic caldera is assumed to be LGA-type because of its high explosivity and deep magmatic origin (cf. Section 4.2). About one year after caldera formation, for about 4 months during July - October 1992, a lava dome (hybrid andesite) extruded at the same position as the 1991 dome. Pinatubo formed lava domes before and after the caldera formation and both the domes are compo- sitionally similar. This means that the caldera formation had scarcely affected the system of magma reservoir and conduit beneath Pinatubo mechanically. In short, the caldera formation was not accompanied with “col- lapse of the conduit”. Generally, lava domes formed soon after caldera formations should not support “collapse model” considering that “collapses” should destroy the magma conduit systems and stop upward transporta- tion of magmas. Magmas, especially viscous ones, may be difficult to pass through fragmented conduits. According to Scott et al. [1996], the climactic erup- tion began at 13:42, June 15 (local time), and earth- quake series of the M 5 - class started at 15:39. The strong earthquakes M 5.5 and M 5.7 occurred successively at 18:41 and 19:11. These earthquakes took place during the period of decreasing explosivity. If pre-caldera vol- canoes collapse downward in a short time, we may ob- serve earthquakes simultaneously. Scott et al. [1996] suggest that this caldera collapsed at about 16:30 by cli- mactic eruptions. However, about this time, major earth- quakes were not reported. They model the processes in three stages as illustrated in three figures that are sim- ilar to the explosion model. It is probable that the caldera was formed by destructive explosions lasting about 9 hours, and not by collapses of volcanic material into the magma reservoirs. Large earthquakes may re- sult from adjustments of crustal stresses induced by magmatic activities in a wide area. 2.2. Summary of the four calderas The similarity in volume between pyroclastic ejecta and disrupted volcanic edifices and the paucity of lithic fragments around the volcano are the most fundamental basis for the collapse model. It is also as- sumed that the latter volume compensates for the de- pletion of the magma reservoir caused by extrusions of magmatic material. Williams [1941] agreed with this logic and stated that this was a powerful argument in favor of the collapse hypothesis. From the above data of the four calderas of LGA-type (Table 1), the similar- ity does not always hold true even if we assume ade- quate accuracy in the volume estimation. We must recognize that volume estimate of volcanic ejecta in the field is very difficult, and estimated errors ranging over an order of magnitude should be expected [Yokoyama 2015a]. Furthermore, “caldera deposits” have been left out of consideration in the volume estimations. Even if the similarity holds true, this is not sufficient. We should prove the mechanism by which collapsed mate- rial of the volcano edifices reach magma reservoirs through magma conduit systems. The diameters of calderas are not strictly propor- tional to the volume of their ejecta as shown in Table 1. This may be because explosivity or eruption magni- tude depends on the explosion pressure, as well as the mass of the ejecta. We know many calderas larger than the four calderas in diameter, and we suggest a kind of partial overlapping of small calderas to form larger ones (cf. Section 5.4). In Table 1, formation of the four calderas was com- pleted no later than the end of the eruptions within 3 days (Tambora), 23 hr (Krakatau), 14 hr (Novarupta) and 9 hr (Pinatubo). If “collapse model” assumes that collapses occur during violent explosions, it should be very difficult for crushed volcanic bodies to collapse downward against the upward force of the violent ex- plosions. In fact, it cannot be absolutely certain that “collapses” occur during eruptions in all the cases. 3. Formation of HGA-type calderas The four calderas observed during their formation coincidentally belong to the LGA-type. Here we discuss formation of HGA-type calderas independently of the above-mentioned calderas. Unfortunately we have no historical data or direct observations on the formation of HGA-type calderas because their development would proceed gradually or stepwise over long periods. YOKOYAMA 6 7 Therefore, we refer to ensuing events from the original caldera formation. At the calderas of this type, the de- posits of high density are usually composed of accu- mulation of basaltic lavas. And their eruptive activities are usually derived from shallow magma reservoirs lo- cated within 5 km of depth. At calderas of this type, roofs of the magma reservoirs would collapse gravita- tionally to fill gaps caused by ejections or withdrawals of magma through lava flows. The following are two examples of similar collapses that are not caldera for- mation but occur as collapse stages of structure that we finally consider HGA-type calderas. The last (Miyake volcano) is from the genetic stage of caldera formation of the same type. Dimensions of calderas of this type are not related to their explosivity, and not so large be- cause their origins are relatively shallow. (a) The 1924 eruption of Halemaumau crater in Kilauea caldera, Hawaii A major collapse of Kilauea caldera and related volcanic and tectonic events occurred in 1790. A smaller collapse accompanied by low explosivity occurred at Kilauea caldera in 1924 and the caldera floor was low- ered of about 270 m. The subsidence occurred for 3 months while the multiple steam explosions occurred for 18 days within a month. Decker [1987] pointed out that the volume rate of magma removal was limited and the process of caldera collapse went on over peri- ods of a few months and interpreted the caldera-col- lapses as a result of steam explosions caused by contacts between molten lava filling the crater and the aquifer. The explosions blew off the caldera material including molten lava and the fallback rubble deposited in the crater at the deeper level than previous one. As a result, the explosions caused subsidence of the caldera floor. A shallow magma reservoir was an indispensable condi- tion for the caldera collapse at Kilauea caldera. (b) The 1968 eruption of Fernandina caldera, Galapagos Islands, Ecuador The caldera measures about 6 × 4 km2. In early June 1968, a small eruption occurred at the flank and was followed by a small explosion with ash-falls at the sum- mit caldera rim. Accompanying earthquake swarms con- tinued for about 10 days. On June 21, the existing caldera bottom, with a surface area of about 8 km2, subsided about 300 m [Filson et al. 1973]. There was no evidence of new lavas. Small eruptions and earthquake swarms may have triggered the gravitational subsidence. Hawaiian and Galapagos calderas are named “basaltic lava-flow calderas” by Lipman [1997]. These calderas are classified to HGA-type by their subsurface structure. (c) The 2000 eruption of Miyake volcano, Japan This volcano island is composed of basaltic rocks. On June 27, a small submarine eruption occurred at a distance of 1.2 km west of Miyake Island. By the shear fracture model [Yokoyama 2015b], this parasitic vent is assumed to have branched from the main vent at a depth of about 6 km beneath the center of the volcano, determined by taking the radial distance of the para- site vent from the center of the main vent at 5 km. The above branch point is not necessarily at the magma reservoir. On July 8, magma pressure beneath the vol- cano may have triggered volcanic earthquakes of M 2 ~ 3, resulting in the summit eruptions. Simultaneously, the cylindrical summit part measuring about 900 m in di- ameter and 190 m in depth collapsed forming a sum- mit depression. Geshi and Oikawa [2008] estimated volume of the tephra erupted as 1 × 107 m3 DRE, cor- responding to only 1.7 % of the total volume of the de- pression: this means that the summit collapse of Miyake volcano in 2000 had minimal relation to the magma ejections, and may have been caused by internal re- moval of magmas from the summit part. Before the eruption, there was a shallow pit of about 200 m in di- ameter at the summit, and the residual Bouguer grav- ity anomaly around there showed a tendency to be high [Yokoyama 2002]. From a long-ranged viewpoint, Miyake volcano may repeat such gravitational subsidence and grow to form a caldera of HGA-type. Similar convul- sions may have been repeated on the adjacent Ooshima volcano island, 60 km away, that has a typical HGA-type caldera at its summit, and its magma reservoirs are sit- uated around two depths of 5 and 10 km. Among the three eruptions discussed in this chap- ter, shallow summit reservoirs and basaltic magmas of high density and low viscosity are common. Notably, collapses that occurred in response to removals of basaltic lavas or magma beneath summit craters or por- tions of the volcano, originate HGA-type calderas. 4. Structure of LGA-type calderas Calderas of this type are generally large in diame- ter, and accordingly, their structure will be on larger scale. In order to interpret formation mechanisms of LGA-type calderas, the author will discuss both surface and subsurface structure of the calderas. And to con- firm the interpretation, drilling results at some other calderas shall be referred to. In general, the geomor- phologic characteristics of calderas common to both HGA- and LGA-types, are precipitous caldera walls and flat caldera floors. For caldera walls, a pertinent discus- sion is made in the Introduction exemplifying Santorini caldera. And the latter characteristic, caldera deposits with flat floors are much more abundant in LGA-type ORIGIN OF CALDERAS calderas because of their larger dimension. Hence, they shall be mentioned in the following section. 4.1. Caldera deposits Generally speaking, the residual gravity anomalies observed on and around calderas provide us useful knowledge on the caldera deposits and their bound- aries. The gravity anomalies observed on LGA-type calderas suggest funnel-shape caldera deposits of low density, and such structures are verified by drilling re- sults at some calderas. At Krakatau caldera, Yokoyama [2014] determined the funnel-shape of caldera deposits by gravimetries, whereas the bathymetric charts show that the maximum gradient of the caldera wall at SE of Verlaten Island is about 40 degrees in arc, not very steep and suggests a funnel-shaped depression. The northward precipice of Rakata Island is not located on the caldera rim and was formed by explosive break- downs from the 1883 eruption. As for Novarupta, from topographical observations, Hildreth [1983] inferred a flaring funnel-shaped vent (cf. Figure 2) probably pro- duced by explosions. Almost all calderas have flat floors overlying caldera deposits, large or small in area. The deposits are usually composed of “fallbacks” of juvenile ejecta and lithic brec- cias, both being of low density. Flat caldera floors are usually one of the characteristics of calderas, distin- guishing them from volcanic craters. At both Novarupta and Pinatubo calderas, post-eruptive domes developed at their bottoms as mentioned before. We believe such dome formation is a possible consequence of the calderic event. 4.2. Subsurface structure of the four calderas with em- phasis on magma reservoirs Magma reservoirs are storage locations where mag- mas differentiate and are extruded out causing volcanic eruptions. Their depths and configurations are closely re- lated to caldera formations. Geophysical techniques of locating magma reservoirs are expanding with time. The results of some recent researches are shown in Figure 2 which indicates that the LGA-type calderas are probably not underlain by shallow magma reservoirs. (a) Tambora: no geophysical discussions on sub- surface structure have been reported. After the 1815 eruption, the volcano has not discharged significant amount of magma, except from a small activity in 1819. If we assume that the magma stored in the reservoir was totally ejected by the 1815 eruption, volume of the reser- voir is larger than that of Krakatau in proportion to vol- ume of the ejecta. We have no data related to the depth of the reservoir. Only, volume of a magma reservoir as- sumed from the ejecta volume is shown in the figure. (b) Krakatau: since 1960s, geophysical research has been carried out on and around Krakatau Islands. Yokoyama [1981] proposed a model of subsurface structure of this caldera mainly from gravity anom- alies. He assumed presence of caldera infilling deposits and tentatively estimated the depth of the reservoir at about 5 km. Later, the bathymetries and gravimetries on land and sea clarified the subsurface structure be- neath the caldera. Ranging in the time-span from 1984 to 2006, temporary seismological observations were made to estimate seismic S-wave attenuation [Harjono et al. 1989] and Vp/Vs variations [Jaxybulatov et al. 2011], and both properties indicated the presence of fluid believed to be magma probably coinciding with the 1883 reservoir. Yokoyama [2015a] synthesized these results as shown in Figure 2, where the caldera deposits are saturated in sea water producing very high Vp/Vs ratios. This supports existence and origin of caldera de- posits at Krakatau. Also, both authors similarly located magma reservoir beneath Krakatau caldera at a depth of about 9 km. In 1927, Anak Krakatau erupted at the caldera rim as a parasite of Krakatau volcano. The magma conduit for the parasite branched from the main vent at a depth of about 4 km [Yokoyama 2014] and the resulting parasitic volcano has been intermit- tently active in the 21st century. (c) Novarupta: Hildreth [1983] studied ash-fall and ash-flow deposits from Novarupta caldera and derived his geological interpretation of the shallow system or magma stop (M1: rhyolitic magma) shown in Figure 2. His caldera model assumes caldera deposits of 2 km3 in volume, and also assumes the magmatic plumbing system (M2: andesitic and dacitic magma) beneath the Katmai area. Ward et al. [1991] suggest the system more likely to be a plexus of dikes, sills, and small chambers, rather than one large uniform magma chamber, from their seismometric results. These may be located at a depth ≦ 10 km beneath a regional area based on the ob- servations made by Matumoto [1971, fig. 6]. As for the relationship between the two calderas, Katmai and Novarupta, Eichelberger and Izbekov [2000] made an assumption that magma was trans- ported to the shallow chamber beneath Novarupta through planar dikes rising from depths. And Hildreth and Fierstein [2000] proposed that all magmas related to the Katmai-Novarupta eruption were stored under Katmai. Later, Yokoyama [2015b] proposed a mechan- ical interpretation applying the shear fracture model: the depth (D) of the pressure source is obtained from 1.2 times r, where r denotes radial distance of the surface vent from Katmai (10 km). This means that the conduit for Novarupta branched from a depth of about 12 km beneath Katmai volcano, and may have been accom- YOKOYAMA 8 9 panied with major earthquakes. Evaluation of the structures through petrological data may help distin- guish the above hypotheses. (d) Pinatubo: Mori et al. [1996] observed volcanic earthquakes following the climactic eruptions of June 15, 1991, and obtained the distribution of seismic P- wave dissipation by means of velocity inversion. A cross section of the velocity perturbations from the average velocity is shown in Figure 2 where a low velocity zone between 6 ~ 11 km in depth is inferred to be a magma reservoir. This is one of the most accurate localization of magma reservoirs beneath active volcanoes in the last century, and this suggests possible variety in the configuration of the chambers. In short, the above examples show that reservoirs of silicic magmas were located at depths between 5 and 10 km beneath the above-mentioned volcanoes. In the following discussion, this will be the presupposed char- acteristic of LGA-type calderas. 4.3. Results of drillings at some calderas of LGA-type To study subsurface structure of calderas, various geophysical investigations are fundamentally necessary, and to confirm their results, drillings are very useful as the drill cores ultimately give a definitive geologic cross section in depths. No drillings have been carried out at the four calderas in question. At calderas of LGA-type, deposits of low-density are mainly composed of silicic pyroclastic ejecta, and partly, portions of volcano edi- fices. Results of drillings at some calderas may afford us specific information about the physical state and chem- ical composition of the deposit material and may help to analogize with the other calderas of the same type. (a) Aso caldera, Kyushu, Japan: Yokoyama [2014] pre- viously reported the results of drillings near the center of the caldera (symbol ⊕ in Figure 3a) that penetrated the 500 m thick layer of welded pyroclastic flow de- posits [Hoshizumi et al. 1997]. These results indicate that the profile of Aso caldera is funnel-shaped and its caldera deposits are mainly composed of fallbacks, at least, at the drilling sites. (b) La Primavera caldera, Mexico: this caldera meas- ures 13 km in diameter. Since 1980, the Comisión Fed- eral de Electricidad of Mexico has drilled 13 geothermal wells reaching depths of 668 ~ 2986 m around the cen- ter of the caldera. The drill cores provide definitive depth-section of the underlying deposits. The caldera deposits are mainly pyroclastics and partly mixed with lithified tuff layers. Beneath the caldera deposits, there are basements of compact granite at a depth of about 3 km. Yokoyama and Mena [1991] determined the struc- ture of the caldera combining the drilling results with gravity anomalies which are composed of two relative lows amounting to 14 and 9 mGal: the caldera base- ment is composed of partially overlapped depressions, about 1.5 and 1 km deep (cf. 5.4. Composite calderas). (c) Guayabo caldera, Costa Rica: this caldera lies be- tween young stratocones and measures 11 km in di- ameter and forms a caldera lake. Halliman and Brown [1995] carried out micro-gravity surveys and examined stratigraphy to a depth of 2200 m at 11 boreholes within this caldera. The caldera is LGA-type with a V- shaped gravity anomaly. According to them, the grav- ity anomaly is related to the caldera fills of low density and not to brecciated caldera basement, and the caldera was originally formed in funnel-shape, and not piston- type subsidence, that later collapsed incrementally, and stratocones grew within the caldera. In conclusion, the results of sufficiently deep drillings carried out at several calderas of LGA-type verify that caldera deposits are underlain with basement rocks and the basements appear funnel-shaped. Caldera deposits are mostly composed of low density infilling deposits, made of pyroclastics and lithic breccias. Furthermore, it has been established by these studies that summit magma reservoirs do not exist directly beneath the calderas of LGA-type. 5. Formation of LGA-type calderas In the following, formation mechanism of LGA- type calderas shall be interpreted on the basis of sub- surface structure as discussed in the previous section. First, modeling of caldera formation characteristic of studying LGA-type calderas is mentioned, and two hy- potheses of caldera formation of the same type are sep- arately discussed. Last the discussion is extended to composite calderas. 5.1. Modeling of caldera formation In nature, caldera-forming eruptions of LGA-type are all extraordinarily explosive accompanying tremen- dous amounts of juvenile ejecta. At present, modeling of volcanic explosions is impracticable, and so the mod- eling of “collapses into magma reservoirs” cannot totally simulate the natural processes of formation of LGA- type calderas. Generally speaking, for physical modeling, the law of similarity between natural objectives and experi- mental media (usually fluid) should be provided. Oth- erwise, the results remain only as qualitative deduction. Modeling of caldera formation, whether experimental or numerical, should set the initial conditions. How- ever, at present, the conditions are too much simplified in many cases. Fundamental conditions for modeling of caldera formation are concerned in crustal structure beneath ORIGIN OF CALDERAS volcanoes (geological properties and mechanical strength), and furthermore magma reservoirs (depths and configurations): the latter has not been established except for very few calderas and so we should make al- lowances in interpreting the results of the modeling. Experimental modeling: for an example, Roche et al. [2000] carried out experimental study of caldera for- mation with considerations of scaling. They intended to clarify the depression of the Earth surface caused by magmatic and hydrostatic pressure and adopted mod- els of shallow reservoirs with flat tops. Numerical modeling: for an example, Gregg et al. [2012] studied caldera-forming eruptions by viscoelas- tic numerical models following the general elastic model formulation. They developed a model of magma reser- voirs beneath caldera volcanoes as an ellipsoid at rela- tively shallow depths. Their results show two cases of triggering eruptions of magma reservoirs according to the dimensions of the reservoirs: (1) dike fractures at the magma reservoir boundary, and (2) fault fracture within the crust. Alternatively, the point of their argu- ment covers eruption mechanism related to the explo- sion model of caldera formation. The initial conditions of both of the above mod- eling are not always similar to the actual volcanism. Modeling study of caldera formation should be first ap- plied to the four calderas observed during their forma- tion (Chapter 2), because such modeling may need fewer assumptions than the prehistoric ones. 5.2. Hypothesis: “Collapses into a magma reservoir form a caldera” In order to coordinate the long disputed problem on the formation of LGA-type calderas, we consider the two main hypotheses in the following. The first hy- pothesis is concerned with “collapses”. This mecha- nism is consistent with that of HGA-type caldera as discussed in Chapter 3. Here its application to LGA- type calderas shall be discussed. The concept of “col- lapse model” has been determined with the assumption that the total volume (DRE) of pyroclastic ejecta from a caldera-forming eruption is equal to the volume of disrupted volcano edifices, and that lithic breccias of volcano edifices are not found around the caldera. This has been long disputed by many researchers. Yokoyama [2015a] reexamined this concept for the 1883 caldera formation of Krakatau and did not agree because the volume estimate of volcanic ejecta requires an allowance of about an order of magnitude, and we cannot prove parity between the two. Lipman [1997] discussed sub- sidence of ash-flow calderas presenting a caldera model that is characterized by rather thick and funnel-shaped layer of tuff fills. He interpreted many examples and corresponding models, but depths and configuration of the magma reservoirs remain arbitrary. The LGA is de- rived from the caldera fills or fallbacks composed of ju- venile ejecta and lithic breccias, all being low density (cf. Section 4.1). As for magma reservoirs, the present author postu- lates that they are composed of sills and dykes, similar to that proposed by Fisk and Kinoshita [1969] in their de- scription of the 1967~1968 activity of Kilauea volcano, Hawaii. A magma reservoir of similar constitution is as- sumed beneath Novarupta caldera (cf. Section 4.2). At such reservoirs, magma ejection is possible while magma withdrawal may be rather difficult. When a deep magma reservoir is emptied by eruptions partly or totally, the reservoir should be crushed immediately by lithostatic pressure and any mechanical effects should propagate outward from the reservoir as shown in the next. Stress propagation from crushed magma reservoirs: pos- sibility of collapses of volcano bodies into magma reser- voirs depends on the depth of the reservoirs. When the reservoirs are located near the surface as in the case of calderas of HGA-type (Chapter 3), volcanic bodies de- structed by explosions may collapse into the reservoirs. However, probable depths of magma reservoirs of sili- cic magmas are estimated at 5 ~ 10 km as shown in Sec- tion 4.2 and so it is doubtful that destructed volcanic edifices can reach the magma reservoir in opposition to the outward explosive force during caldera-forming eruptions. Apart from the collapse process itself, stress changes around a magma reservoir caused by magma discharge should be an obstructive factor to the collapse processes. A similar discussion by Yokoyama [2015a] shall be briefly summarized in the following. For the sake of simplicity, we assume crushing force F to act concentrically at the center of a cavity that is the remnant of a reservoir, and to reach maxi- mum instantly. Timoshenko and Goodier [1970] dis- cussed “Force at a point in an infinite solid”, and their results are qualitatively applicable to the present prob- lem. Beginning with the Laplace’s equation, they de- rived the vertical stress in polar co-ordinates (the origin is the center of the cavity) as Along the vertical axis, Poisson’s ratio o is canceled and the stress distribution is given as (2) Qualitatively, the stress induced by the crushing of a magma reservoir should decrease rapidly in inverse z r z z r z F 1 2 3 8 1 z / / 2 2 3 2 3 2 2 5 2 v o r o = - + + + + - - - Q Q Q Q V V V V E H F 4z, r 0v r== z 2 r YOKOYAMA 10 (1) 11 proportion to z2. F in the above formulae is a concen- trated force and acts simultaneously with discharge of magma. Magma reservoirs of LGA-type are most prob- ably located at a depth of around 5 ~ 10 km, as mentioned in Section 4.2. Under such conditions, the reservoir should be crushed by lithostatic pressure as the magma is discharged by eruptions, provided that magma con- duits have no influence on the above processes. Then, the stress due to the crushing shall dissipate upward and instantly with almost no effect on the surface. In short, destructive stress caused by magma discharge from a reservoir at a sufficient depth does not normally reach the Earth surface. Now the collapse model should ex- plain the mechanism of transfers of shattered materials from the Earth surface to a deep magma reservoir. As a result, the hypothesis “Collapses into a magma reservoir form a caldera” is not agreement for formation of LGA-type calderas unless their magma reservoirs are located at shallow depths and the mechanism for crushed volcano bodies to reach the reservoir is logi- cally interpreted. 5.3. Hypothesis: “Destructive explosions form a caldera” Originally destructivity of volcanic eruptions is evaluated by dynamic energy of eruption that is ex- pressed by mass of ejecta combined with ejection pres- sure. Such dynamic energy accumulated in the Earth crust is limited due to the elastic limit of the crust. Explosion energy and formation of calderas: explosiv- ity, or eruption magnitude, is defined by dynamic pres- sure of the explosions which is proportional to (mass of ejecta) × (velocity of ejecta)2. Eruption scale was first discussed by Tsuya [1955] who classified volcanic ejecta according to volume and type: the type distin- guishes the ejecta into three categories: lava-flows, frag- mentary ejecta only, and ejecta dominated by old detritus. The kind of ejecta is related to (velocity of ejecta) and thermal energy, but their quantitative esti- mations are actually difficult. Later, Newhall and Self [1982] proposed “Volcanic Explosivity Index” (VEI) that actually classifies explosivity by the order of magnitude of tephra volume and by column height from the ex- plosions that is a factor of dynamic pressure, though its quantitative estimation is possible only for present-day eruptions. Caldera-forming eruptions should be posi- tively characterized by extraordinarily high dynamic pressure, not only large volume of the ejecta. Tsunamis and air waves caused by volcanic eruptions are typical phenomena of tremendously large dynamic pressure. Caldera-forming eruptions should be evaluated by their power not only by ejecta volume. Eruption magnitude has the upper limit that is usually assigned to the 1815 eruption of Tambora. On the other hand, the highest limit of the earthquake mag- nitude related to volcanic eruptions is M 7, as instru- mentally observed in the 1912 eruption of Novarupta and the 1914 eruption of Sakurajima. Volcanological meaning of earthquakes of the M 7- class has been not fully interpreted, but they may be due to readjustment of crustal stresses caused by large volcanic eruptions. Empirically, they are not always indicative of caldera formation (cf. Table 1). Steinberg [1974] discussed the theory of strong throw-out blasts and the results in the 1956 eruption of Bezymianny volcano, Kamchatka, observed by Gor- shkov [1959], and concluded that the largest volcanic explosion with the total energy of 5×1018 Joules, cor- responding to an earthquake of M 9, can produce a crater of 10 km in diameter maximum, on the as- sumption that the center of the explosion is situated at the optimum depth. The above energy is derived from the total energy of the explosion and ejected material. In contrast, meteoric craters may have much larger di- ameters because of their higher impact energy. In Table 1, the maximum diameter of the four calderas is 6 km at Tambora. This may suggest validity of Steinberg’s estimation. Many calderas measuring more than 10 km across may have been produced by merging of adjacent and smaller component calderas. This shall be men- tioned later, in Section 5.4. Gigantic eruptions observed during crater formation: main eruption data of the four calderas, Tambora, Krakatau, Novarupta and Pinatubo, are listed in Table 1. They were all large eruptions forming calderas of di- ameters ranging from 2 to 6 km. Beside these calderas, we know two examples of gigantic eruptions observed during crater formation in the 20th century: the Bezymianny and Mt. St Helens eruptions. The 1956 event at Bezymianny volcano ejected ashes and an ag- glomerate flow of 1.8 km3 bulk with the maximum col- umn height of about 45 km, forming a crater measuring 1.5 × 2 km2 in dimension. Gorshkov [1959] estimated its explosion pressure at 3000 atm. that is equal to lithosta- tic pressure of about 11 km in depth. And, the 1980 event at Mt. St Helens ejected 0.2 km3 DRE of tephra, with the maximum column height was about 14 ~ 24 km, forming a crater measuring 2 km across (cf. Lipman and Mullineaux [1981]). These two eruptions were ex- traordinarily explosive with high velocity of ejecta and exploded the upper parts, but their volume was rather small, and consequently resulted in formation of rela- tively small craters. On the other hand, according to the classical definition, they may be just called calderas. If these two eruptions were accompanied with large amounts of juvenile ejecta, they may have formed proper calderas. In this respect, ejecta volume is one of ORIGIN OF CALDERAS the important factors for caldera formation. Gigantic explosions accompanied by a large amount of pyroclas- tic ejecta mainly contribute to formation of calderas, larger than 2 km and maximum of 10 km in diameter. Then, it may be assumable that large calderas, such as Aso, Aira, Lake Toba and others, are formed through the amalgamation of 2 ~ 3 smaller calderas as shall be discussed in the next section. As a result, the hypothesis “Destructive explosions form a caldera” is in agreement with formation of LGA- type calderas. 5.4. Composite calderas Worldwide, there are many calderas with large di- ameter (about 20 km). If we adopt the explosion model, the dimensions of the resulting depressions have an upper limit of about 10 km in diameter, as mentioned in the previous section. Calderas usually ex- pand outward by foundering and erosion of caldera walls over long periods of time. Sometimes, a new caldera would be produced adjacent to an existing caldera and the two calderas eventually may be com- bined into a larger caldera. This is a “composite caldera”. Therefore, our hypothesis is that calderas of large di- ameter (around 20 km) result from the merging of var- ious smaller calderas. In this paper, we have called these various portions of the large caldera: “component calderas”. We may possibly distinguish “component calderas” by using gravity anomalies or topographic features. For an example, Santorini caldera shown in Figure 1 may be composed of the north and south component calderas judged by the topographies, and the south vent is active at present. In the following, three large calderas Aso and Aira in Kyushu, Japan and Toba in Sumatra shall be mentioned as typical exam- ples. The first two calderas are located at about 150 km apart and have no direct influence with each other in volcanic activity. (a) Aso caldera, Kyushu: measures 15 × 20 km2 in di- mension. Komazawa [1995] carried out precise gravity surveys on and around this caldera, and analyzed the observed Bouguer anomalies quantitatively, applying frequency analyses and filtering and achieved the resid- ual anomalies of a shallow structure, comparable to a structure shallower than 5 km. Such gravity anomalies disclose the subsurface structure covered by topo- graphic features. Thus, the anomalies in Aso caldera are composed of five lows of residual gravity anomalies ranging 5 ~ 10 mGal, and the small and large dimension are marked by Ⓛ in Figure 3a. The three blocks of small gravity anomalies in the northern part are derived from three nested depressions, and collectively are repre- sented by one component caldera (✻N). Thus, we as- sume Aso caldera is composed of three component calderas, (✻N), (✻M) and (✻S). At present, we cannot ex- actly determine the order of formation of the three component calderas. Pyroclastic flows and falls from Aso caldera have occurred four times since 300 ka BP, “Aso-1” (ca. 270 ka BP) to “Aso-4” (ca. 80 ka BP), and the last one was the largest, amounting to about 400 km3 bulk in volume of the fall deposits. Symbol ⊕ at the southern rim of re- YOKOYAMA 12 Figure 3. Composite calderas in Kyushu, Japan, Aso and Aira: hatchured contours indicate the present caldera rims. ⊕ denotes drilling sites. Thick solid lines outline the caldera formed by amal- gamation of component calderas. (a) Aso: Ⓛ denotes a residual low gravity anomaly and triangles denote active cones. (✻N), (✻M) and (✻S) are component calderas and amalgamated to form Aso caldera. (b) Aira: thin outlines in the sea area of both (✻W) and (✻E) show flat bottoms, respectively. Triangles in (✻E) are vents: “T” is active and another two are extinct. N and S on Sakurajima volcano denote extinct North Peak and active South Peak, respectively. a b 13 gion (✻M) denotes a group of boreholes which detected the Aso-4 deposits at roughly between 1000 ~1500 m depth from the caldera surface, as mentioned in Sec- tion 4.3. This suggests that the caldera deposits in com- ponent caldera (✻M) are composed of considerable amount of the “fallbacks” from pyroclastics “Aso-4”. Such conditions may be found at other LGA-type calderas. At Aso caldera, if these fallbacks were found in the whole area of (✻M), their volume should amount to roughly 25 km3 in bulk. This may be not a negligible quantity and is suggestive of formation mechanism of Aso caldera. If we can locate the original vents of the four units of pyroclastic flows and falls from Aso caldera, we may better understand the sequences of formation of this caldera. The present activities are concentrated at the mid- dle region (✻M). According to Sudo et al. [2006], these activities originate from a magma reservoir situated at a depth of 5 ~ 6 km. It is not clear whether the present condition of Aso caldera is in the process of developing activities of the component caldera (✻M), or it is in its post-caldera activities. (b) Aira caldera, Kyushu: measures 20 × 20 km2 in dimension. This caldera is located at the northernmost part of the Kagoshima bay. Gravity anomaly there reaches about 40 mGal, and relatively low at the cen- ter. The gravity was measured at the sea surface, and the resolution was not adequate to distinguish any component calderas. The two component ones, (✻W) and (✻E) are derived from topographic features in Fig- ure 3b. Yokoyama and Ohkawa [1986] analyzed the gravity anomalies observed in the caldera area and eval- uated the subsurface structure of the caldera as follows: the caldera deposits of low density extend to a depth of 2.5 km and are underlain with basement rocks that possibly form a funnel-shape. In the component caldera (✻W), there is flat bottom of about 140 m (b.s.l.). In (✻E) region, there is also flat bottom of 200 m (b.s.l.). Such flat floors are characteristic of calderas as men- tioned in Section 4.1. And at the eastern part, an active vent “T” and two extinct vents exist. It is assumable that region (✻E) is younger than (✻W) because “T” is the last remnant of the activities in this area. About 29 ka BP, during the period of the caldera formation, the eruptive activity generated a volcanic succession of 4 different units composed of pumice fall layers, pyroclastic flow deposits and co-ignimbrite ash- falls. The total volume of these ejecta amounts to 100 km3 DRE. Their original vents are not accurately lo- cated because the majority of the caldera is currently under the sea. The drilling site (⊕ symbol in Figure 3b) is near the west shore of the island of Sakurajima vol- cano, a post-caldera cone just outside the assumed caldera rim. The drilling reaches a depth of 810 m (b.s.l.). Almost all drilled cores are composed of tuff, welded tuff and pyroclastics and it is not clear whether this site is inside the caldera or not. Sakurajima volcano began its activity 22 ka BP as a parasite, probably just outside of Aira caldera. North Peak of the volcano is extinct, while South Peak has been active and repeat- edly erupted since 1955. (c) Toba caldera, Sumatra: one of the largest calderas on Earth measuring roughly 20 × 80 km2. Its long axis is parallel to the Sumatra fault (S.F. in Figure 4). The lake level is 906 m (a.s.l.) and the summit of Samosir Is- land is about 1916 m (a.s.l.) at the northern part. Ac- cording to Bemmelen [1949], in Late Pleistocene, siliceous magma rose beneath the present site of Lake Toba and paroxysmal explosions discharged roughly 2 × 103 km3 of pumiceous tuffs. Later the new magma pushed up the floor producing resurgent domes and resulted in Samosir Island. Nishimura et al. [1984] car- ried out gravity surveys at 332 points in this area for the period 1976~1980. Yokoyama et al. [1984] supple- mented the surveys at 68 points mainly at the central part in 1982. All the results of Bouguer anomalies are simplified and shown in Figure 4. In the figure, the residual gravity anomalies reach −30 ~ −85 mGal on and around Lake Toba. These anomalies are corrected for the topographies and display the structure below the sea level. A gravity-low at the SE end of the lake suggests a component caldera of about 15 km across, and after the analogy of Aso and Aira calderas, another large and wide anomaly may be due to 2 component calderas probably bounded by the CC- and SS-lines. Gravity points are not enough in number, especially in the central part of the Samosir Island. In order to ad- vance detailed interpretation, more dense gravity sur- veys are desirable. ORIGIN OF CALDERAS Figure 4. Composite caldera in Lake Toba, Sumatra: distribution of Bouguer gravity anomalies. CC- and SS-lines denote probable boundaries of hypothetical component calderas. 5.5. Calderas under enlargement If some calderas are recognized as composite calderas, there should be component calderas under- going enlargement. Here, we suggest Ksudach caldera, Kamchatka as a unique example of such enlargements. According to Braitseva et al. [1996], the caldera bound- aries at each period are shown in Figure 5a, and ① and ② formed earliest during Pleistocene time, and subse- quently, ③ in 8.8 ~ 8.7 ka BP, ④ in 6 ~ 6.1 ka BP and ⑤ in 4 ~ 4.3 ka BP. After formation of ⑤, Shtyubel’ cone has been active, leading to the 1907 eruption. It may be prob- able that the center of component caldera had migrated, as schematically shown in Figure 5b where black dots de- note the centers of component calderas. The southeast- ern part bounded by a broken line approximately shows the first caldera area ① and the solid line outlines the present caldera boundary. During these periods, the caldera area has been roughly doubled. Volynets et al. [1999] applied geological, tephrochronological and geo- chemical methods to reconstruct the eruptive history of this caldera during the Holocene period and presented sequence of five events, as shown in Figure 5a. Macias and Sheridan [1995] studied the products of the 1907 eruption of Shtyubel’ volcano and estimated the ejecta volume at 2.4 km3 bulk, roughly a half of that for the 1991 eruption of Pinatubo (Table 1). At Ksudach caldera, eventually, several component calderas shall be succes- sively merged into a larger caldera. 6. Concluding remarks In the Introduction of the present paper, transitions in the classification of calderas are traced, and “collapse model” of caldera formation proposed by Fouqué [1879] who interpreted his observation on Santorini caldera is criticized and its validity is questioned on the basis of mainly subsurface structure of the caldera. In the present paper, calderas are first classified into two types, LGA-type and HGA-type, according to subsur- face structure. Though the former is more abundant in number than the latter, the calderas of these two types have their own characteristics in explosivity, caldera de- posits, and magma reservoirs. Since the 19th century, four large volcanic eruptions resulting in formation of calderas were observed with the scientific understand- ing that prevailed at that time and are considered to provide reliable data. Thus, these four calderas are crit- ically compared and analyzed from geophysical view- points. Their eruptions were all tremendously violent and their activities were realistically reported; however, it is difficult to settle the time of “collapses” during or after the eruptions. Calderas of HGA-type usually originate from summit reservoirs with basaltic magmas at shallow depths (≲5 km), while those of LGA-type are usually underlain by deeper reservoirs of 5 ~ 10 km depth with silicic magmas. Such differences cause activities to dif- fer in the caldera formation between the two types. Calderas of HGA-type have not demonstrated their for- mation stages in our history. Only their ensuing activi- ties were observed on some calderas of this type: their magmas are usually basaltic and activities are not very violent. Hence, calderas can form mainly by gravita- tional collapse or subsidence, compensating magma de- pleted from the reservoirs during eruptions. The role YOKOYAMA 14 Figure 5. Ksudach caldera, Kamchatka. (a) Caldera areas of the five component calderas after Braitseva et al. [1996]. (b) Migration of the centers of component calderas. The arrow shows a synthesized migratory direction. 15 of “explosions” is rather small in such processes. This is a caldera of HGA-type. On the other hand, historical cases of LGA-type calderas studied in this work indicate that silicic magma reservoirs are usually located at 5 ~ 10 km depth and highly pressurized magmas play an important role in the caldera formation, as well as, the volume of the ejecta. Physical and chemical properties of magmas de- pend on their depths and consequently may have much importance to the discussions of caldera formations. “Magmatic explosions” accompanied by a large amount of pyroclastic ejecta mainly contribute to the forma- tion of calderas, larger than 2 km and maximum of 10 km in diameter. “Collapses” contribute to deposition of caldera deposits or fallbacks of disrupted volcano ed- ifices, not to compensation for gaps produced in the magma reservoirs. This is a caldera of LGA-type. Large calderas of 10 ~ 20 km in diameter would be formed by successive merging of adjacent component calderas of LGA-type after a lengthy period of time. These are composite calderas. In conclusion, some calderas are formed mainly by gravitational collapses, and others are mainly by explo- sions. Both “collapses” and “explosions” are essential factors that contribute to caldera formation. Variable circumstances emphasize one process or the other. Acknowledgements. 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