Layout 6 1 ANNALS OF GEOPHYSICS, 62, 2, VO220, 2019; doi: 10.4401/ag-7875 “3D LAVA FLOW MAPPING OF THE 17–25 MAY 2016 ETNA ERUPTION USING TRI-STEREO OPTICAL SATELLITE DATA„ Gaetana Ganci*,1, Annalisa Cappello1, Vito Zago1,2, Giuseppe Bilotta1, Alexis Hérault1,3, Ciro Del Negro1 (1) Istituto Nazionale di Geofisica e Vulcanologia, Sezione di Catania, Osservatorio Etneo, Catania, Italy (2) Dipartimento di Ingegneria Elettrica Elettronica e Informatica, Università di Catania, Catania, Italy (3) Conservatoire National des Arts et Métiers, Paris, France 1. INTRODUCTION Mount Etna is one of the most active and hazardous volcanoes in the world, well known for the persistent activity from the summit craters and frequent lava flow-forming eruptions from vents situated on the flanks of the volcano [Cappello et al., 2013; Acocella et al., 2016]. From 2011 to 2017, numerous eruptive episodes occurred; most of them characterized by the emission of lava fountains, pyroclastic material, and short-lasting lava flows that mostly spread within the Valle del Bove [Cappello et al., 2018; Ganci et al., 2018]. On the evening of May 17, 2016 an intense Strom- bolian activity started at the North-East Crater (NEC), followed by the emission of volcanic ash. This eruptive activity ended the following day, when the Voragine (VOR) began to erupt, producing a pulsating lava fountain and a small lava flow from the western rim of the Voragine-Bocca Nuova depression (Figure 1). On 18 May, a new eruptive vent opened at the eastern base of the NEC, near the two cones that formed dur- ing the July-August 2014 activity, which fed a lava flow that expanded towards the northern wall of Valle del Bove. This lava flow remained active until the early Article history Receveid August 8, 2018; accepted September 7, 2018. Subject classification: Etna volcano; Satellite remote sensing; Pléiades imagery; Digital elevation model. ABSTRACT During basaltic eruptions, the average rate at which lava is erupted (effusion rate) is one of the most important factors controlling the evo- lution, growth and extent of the flow field. This has implications both for forecasting purposes, highlighting the importance of the effu- sion rate as input parameter of physics-based numerical models, and to advance knowledge on the shallow feeder system by constrain- ing the supplied mass. Satellite remote sensing provides a mean to estimate the average effusion rate by applying a direct conversion from the measured radiant heat loss by an active lava flow. This conversion relies on a set of parameters of lava (e.g. rock density, heat capac- ity, vesicularity, emissivity, etc.) and suffers of multiple sources of uncertainties and measurements errors, whose quantification is still an open problem. Here we constrain the volume of lava emitted at Mt Etna on 17-25 May 2016 and emplaced out of the summit craters, by using pre-eruptive and post eruptive digital elevation models (DEMs) obtained processing satellite images acquired by the Pléiades con- stellation, which provides images at 50 cm resolution in stereo and tri-stereo mode. The 3D processing of the tri-stereo Pléiades imagery (acquired on 24 December 2015 and 18 July 2016), performed using the free and open source MicMac photogrammetric library, provides estimations of the distribution of thickness and the bulk volume emitted. The integration of multi-platform remote sensing products rep- resents a new potential of merging capabilities to enable a more comprehensive response to effusive crises. morning of 19 May. During the morning of 19 May a new paroxysm occurred at the VOR, with the emission of a new lava overflow toward west, which descended over the lava of the previous evening. The sequence of summit eruptions at Etna in May 2016 ended with two episodes of intense Strombolian activity at the NEC during the night of 22-23 May, and at the VOR between 24 and 25 May, which fed multiple flows that covered the lavas emplaced during the 18-19 May events. Mapping these volcanic deposits constitutes a crit- ical component for constraining the average rate at which lava is erupted, controlling lava flow morpho- logical parameters, and giving insights into emplace- ment processes [Del Negro et al., 2016]. However, the calculation of the amounts of lava erupted is still an open issue, and problems arise when trying to quan- tify the associated uncertainties [Ganci et al., 2018]. Photogrammetry, using both aerial- and satellite-im- agery, has been proven to be useful in monitoring volcanic activity and mapping volcanic hazards [Baldi et al., 2000; Gwinner et al., 2000; James et al., 2014; Neri et al., 2017; Smets et al., 2017; Carr et al., 2018]. The recent availability of high spatial resolution data acquired in stereo or tri-stereo configuration (e.g., Pléiades) gives new opportunities for frequently up- dating the topography and modeling the 3D shape of volcanic products by differencing successive to- pographies. Here we employed Pléiades data, which provide images at 50 cm in stereo and tri-stereo mode, to de- rive digital elevation models (DEMs) and map the products emitted during the eruptive episodes oc- curred at Mt Etna between 17 and 25 May, 2016. We also computed some morphometric parameters (area, maximum length, thickness, and volume) from the three-dimensional distribution of the volcanic de- posits obtained by DEM difference. GANCI ET AL. 2 FIGURE 1. Elevation change obtained by differencing the two DEMs derived from Pleiades images acquired before (24 December 2015) and after (18 July 2016) the May 2016 Etna eruptions. Colors indicate the flow thickness in meters inside the lava flow fields. Flow a was emitted during the 18-19 and 22-25 May eruptive episodes occurred at BN and VOR. Flow b is the lava flow fed on 18-19 May by the eruptive vent opened at the eastern base of the NEC, near the July-August 2014 cones. The inset shows the zero-peaked histogram of the terrain residuals, proving the two DEMs are properly aligned. By Nuth and Kääb co-registration, the standard deviation of elevation changes was reduced from 5.3 to 1.6 m. 2. METHODS We produced two DEMs at a spatial resolution of 2 meters, starting from Pléiades primary images acquired on 24 December 2015 (pre-eruptive) and 18 June 2016 (post-eruptive) in tri-stereo mode containing RPC (Ratio- nal Polynomial Coefficient) files. Both images have been acquired with minimal cloud percentage (i.e. less than 5%) and cover an area of about 15 km × 15 km, which includes the summit area of Etna volcano and almost all the Valle del Bove. The processing of the tri-stereo Pléiades imagery was performed using the free and open source MicMac soft- ware (Multi-images Correspondances, Méthodes Au- tomatiques de Corrélation) [Rupnik et al., 2017] that performs: (i) tie points recognition and matching between images; (ii) calibration and orientation, recognizing rela- tionships between viewpoints and objects; (iii) correla- tion, producing dense matching for 3D scene reconstruction. To retrieve areas, volumes and thickness distribution of the lava flows emplaced out of the sum- mit craters on 17-25 May 2016, the difference between post eruptive and pre eruptive DEMs was computed. A crucial step for deriving this difference is the co- registration between the two DEM datasets, since mis- aligned DEMs could result in a wrong estimation of elevation change. We applied the co-registration method introduced by Nuth and Kääb [2011]. This methodology firstly finds it- eratively the horizontal shift between two DEMs, based on a slope-aspect method, and removes it. Then, a po- tential elevation-depended error is checked and removed. Finally, higher-order biases are checked and corrected, by rotating the coordinate axis, if necessary (e.g. along/cross track corrections). Corresponding corrections, which re- sult in a polynomial function, can be then applied. 3. RESULTS By subtracting the 2015 DEM from the 2016 one, we obtained the topographic changes due to the vol- canic deposits emplaced during the eruptive activity of Etna occurred on May 2016 (Figure 1). In this way, we estimated the distribution of thickness, areas and volumes (Table 1) in correspondence of the flows em- placed during the 18-19 and 22-25 May eruptive episodes occurred at BN and VOR (flow a), and the flow emitted on 18-19 May by the eruptive vent opened at the eastern base of the NEC, near the July- August 2014 cones (flow b). We found that flow a exhibits an aerial extension of 1.14 km2 with a volume of 4.25 × 106 m3, while flow b has an area of 0.24 km2 with a volume of 0.4 × 106 m3 (Table 1). Considering both lava flow fields, we found a cumulative area of 1.38 km2. In order to quantify errors associated with volume estimation, we computed the histogram of the eleva- tion differences outside the lava flow fields (inset of Figure 1) finding a standard deviation of 1.6 m, which results in an error of 2.2 × 106 m3. The total volume is thus 4.65 ± 2.2 × 106 m3. 4. DISCUSSION AND CONCLUSIONS We quantified the topographic-derived volume and associated uncertainties of the lava flows erupted out of the summit craters of Mount Etna on May 2016. Previously published results related to this eruption provided an estimation of 5.6 – 8.9 × 106 m3 for the cumulative volume infilling the BN-VOR depression and the western flow [Edwards et al., 2018]. Our esti- mation for the western flow (flow a in Figure 1) falls within this range, permitting to infer a volume of 3 ± 3 3D LAVA FLOW MAPPING AT ETNA VOLCANO Lava flow Area (km2) Thickness (m) Lava volume (m3) Min Average Median Max flow a 1.14 1.0 3.7 3.3 16.4 4.25 × 106 flow b 0.24 0.5 1.7 1.4 7.7 0.4 × 106 TABLE 1. Areas, thicknesses and volumes estimated for the two lava flows emplaced during the 18-19 and 22-25 May eruptive episodes occurred at BN and VOR (flow a), and the flow emitted on 18-19 May by the eruptive vent opened at the east- ern base of the NEC (flow b). GANCI ET AL. 4 1.6 × 106 m3 for the BN-VOR depression. Moreover, we found that the thickness distribution of flow b is in good agreement with typical field mea- surements related to the small lava flows emplaced on Valle del Bove [Behncke et al., 2014]. Indeed, by di- viding flow b in five sectors based on the topography average slope, thickness ranges between: 0.9 and 2.3 m in the upper part of the flow (average slope: 7.4°), 0.5 and 1.5 m in the second sector (average slope: 11.3°), 0.9 and 2.9 in the third sector (average slope: 7.5°), 0.5 and 2.9 m in the fourth section (average slope: 13°), 1.1 and 3.1 in the last sector, which is the flattest area (average slope: 5.5°). The total volume estimated from DEM differencing independently bounds the one derived from thermal satellite data processed via the HOTSAT system [Ganci et al., 2011b] (Figure 2). A cloud index has been com- puted considering the percentage of cloudy pixel in the volcanic area [Ganci et al., 2011a; 2016] since SE- VIRI- and MODIS-derived radiant heat flux curves (re- spectively blue squares and red dots in Figure 2), are heavily affected by clouds (dashed grey curve). By ap- plying the cooling curve method introduced by Ganci et al. [2012], we inferred a total volume of 2.12×106 m3 expressed as dense-rock equivalent (DRE). Apply- ing a correction of 25% for vesicularity to the topo- graphic-derived bulk volume [Swainston, 2017], it yields 3.48×106 m3 of DRE volume. The volume dif- ference of 1.36×106 m3 is mainly due to cloud cover- age on IR satellite data. The presented methodology provides new merging capabilities of multi-platform remote sensing products to monitor effusive eruptions, enabling a rapid re- sponse during effusive crises. In particular, the com- parison with HOTSAT derived volumes provides a first order validation to the eruption rate derived from ther- mal satellite data, opening new perspectives in study- ing the conversion between radiant heat flux and time averaged effusion rate, which is still an open problem [Garel et al., 2012]. The 18-25 May eruption at Mt Etna was characterized by a small lava flow field, involving quite high relative errors associated with volume esti- mation. Nevertheless, since relative error decreases when increasing the thickness of the lava flow, this FIGURE 2. Radiant Heat Flux derived from SEVIRI (blue squares) and MODIS (red diamonds) data, and cloud coverage in percentage (dashed grey line) at Mt Etna during 18-23 May 2016. 5 3D LAVA FLOW MAPPING AT ETNA VOLCANO methodology would be particularly efficient for long- lasting eruptions. Further research will include new study cases involving both Pléiades and infrared satel- lite data, in order to find new constraints to the radi- ant heat flux - eruption rate conversion, as eruptive conditions change. Acknowledgements. Thanks are due to EUMETSAT for SEVIRI data. Pléiades data were available through the SVOP project. This work was developed within the framework of Tecnolab, the Laboratory for Technological Advance in Volcano Geo- physics of the INGV in Catania (Italy) and was partially sup- ported by the DPC-INGV 2012–2021 agreement. 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