DowPorterStWAGT.dvi @ Applied General Topology c© Universidad Politécnica de Valencia Volume 5, No. 2, 2004 pp. 243-264 Spaces whose Pseudocompact Subspaces are Closed Subsets Alan Dow, Jack R. Porter, R.M. Stephenson, Jr., and R. Grant Woods∗ Dedicated to Professor W. Wistar Comfort on the occasion of his seventieth birthday Abstract. Every first countable pseudocompact Tychonoff space X has the property that every pseudocompact subspace of X is a closed subset of X (denoted herein by “FCC”). We study the property FCC and several closely related ones, and focus on the behavior of extension and other spaces which have one or more of these properties. Char- acterization, embedding and product theorems are obtained, and some examples are given which provide results such as the following. There exists a separable Moore space which has no regular, FCC extension space. There exists a compact Hausdorff Fréchet space which is not FCC. There exists a compact Hausdorff Fréchet space X such that X, but not X2, is FCC. 2000 AMS Classification: Primary 54D20; Secondary 54D35, 54B10, 54D55 or 54G20 Keywords: feebly compact, pseudocompact, Fréchet, sequential, product, extension ∗The first author gratefully acknowledges partial research support from the National Sci- ence Foundation, Grant No. 2975010131. The third and fourth authors gratefully acknowl- edge partial research support from the University of Kansas and the sabbatical leave programs of their respective institutions, and in the case of the fourth author, from the Natural Sciences and Engineering Research Council of Canada. 244 A. Dow, J. R. Porter, R. M. Stephenson, Jr., and R. Grant Woods 1. Introduction and terminology For topological spaces X and Y , C(X, Y ) will denote the family of continuous functions from X into Y , C(X) will denote C(X, R), and C∗(X) will denote the family of bounded functions in C(X). A space X is called pseudocompact provided that C(X) = C∗(X). This definition was first given for Tychonoff spaces, i.e., completely regular T1-spaces, by E. Hewitt [10]. For terms not defined here, see [5], [6] or [15]. Except where noted otherwise, no separation axioms are assumed. Some properties of interest that are closely related to pseudocompactness are listed in Theorem 1.1. Theorem 1.1. Let X be a space. Then each statement below implies the next one, and all of properties (B1)–(B6) are equivalent. (A) The space X is pseudocompact and completely regular. (B1) Every locally finite family of open sets of X is finite. (B2) Every pairwise disjoint locally finite family of open sets of X is finite. (B3) Every sequence of nonempty open subsets of X has a cluster point in X. (B4) If U = {Un : n ∈ N} is a sequence of nonempty open subsets of X such that Ui ∩ Uj = ∅ whenever i 6= j, then U has a cluster point in X. (B5) Every countable open filter base on X has an adherent point. (B6) Every countable open cover of X has a finite subcollection whose union is dense in X. (C) X is pseudocompact. We recall that the adherence of a filter base F on a space X is the intersection of the closures of the members of F, and by a cluster point of a sequence {Un : n ∈ N} of subsets of a space X is meant a point p ∈ X such that for every neighborhood V of p, V ∩ Un 6= ∅ for infinitely many integers n. A sequence denoted {Un : n ∈ N} will be referred to as a pairwise disjoint sequence provided that Ui ∩ Uj = ∅ whenever i 6= j . Proofs or references to proofs of the different results in Theorem 1.1 can be found in [1], [7], [8], [15] or [26]. These properties have been found useful by a number of authors, especially (B2), which has been referred to in [26] as feebly compact and attributed to S. Mardešić and P. Papić, and (B1), which was called lightly compact in [1]. I. Glicksberg [8] noted that every pseudocom- pact completely regular space satisfies (B2), and every space satisfying (B2) is pseudocompact. One immediate corollary to Theorem 1.1 that will be used below is the following. Corollary 1.2 ([8]). Let X be a topological space. (a) The union of finitely many feebly compact subspaces of X is feebly compact. (b) If X is feebly compact and U is any open subset of X, then U is a feebly compact subspace of X. Spaces whose Pseudocompact Subspaces are Closed Subsets 245 (c) If D is a feebly compact subspace of X and D ⊆ G ⊆ D, then G is feebly compact. Definition 1.3. We shall call a topological space X feebly compact closed (“FCC”) provided that X is feebly compact and every feebly compact subspace of X is a closed subset of X. Definition 1.4. A space X will be called sequentially feebly compact provided that for every sequence {Un : n ∈ N} of nonempty open subsets of X there exist a point p ∈ X and a strictly increasing sequence {ni : i ∈ N} in N such that for every neighborhood V of p, V ∩ Uni 6= ∅ for all but finitely many i ∈ N. 2. The properties FCC and sequentially feebly compact The property FCC has been studied previously (but not named or labeled) by several authors. It was proved in [23] that every first countable feebly com- pact Hausdorff space, and hence every first countable pseudocompact Tychonoff space, is FCC. Then a proof was given in [14] that if a feebly compact space X is E1, i.e., if every point x of X is an intersection of countably many closed neighborhoods of x, then X is FCC. The concept has been used in the study of maximal feeble compactness. By a maximal feebly compact space is meant a feebly compact space (X, T ) such that for every feebly compact topology U on X, if T ⊆ U then U = T . Using the result of D. Cameron [3], that an FCC, submaximal space (i.e., a space in which every dense set is open) is maximal feebly compact, and a result of A.B. Raha [17], the authors proved in [16] that a topological space is maximal feebly compact space if and only if it is FCC and submaximal. Using the latter, a number of examples of maximal feebly compact spaces are given in [16], e.g., the well-known Isbell-Mrówka space Ψ described in [6, 5I] and in the proof below of Theorem 2.12. The property FCC was also considered in the article [9], where the relationship between count- ably compact regular spaces which are FCC and those which are Fréchet was studied. The next lemma provides conditions each of which implies or is implied by, or under suitable restrictions is equivalent to, the property FCC. Let us recall that a space X is called semiregular provided that that the regular open sets (i.e., sets having the form int(cl(A)), where A is an open subset of X) form a base for the topology on X. Lemma 2.1. Let X be a topological space, and consider the conditions below. (F1) Every feebly compact subspace of X is a closed subset of X. (F2) For every feebly compact subspace S of X, dense subset D of S, and point p ∈ S\D, there exists a pairwise disjoint sequence K = {Kn : n ∈ N} of nonempty open subsets of D such that for every neighborhood V of p in S, V ⊇ Kn for all but finitely many n ∈ N. (F3) Every feebly compact subspace of X with dense interior is a closed subset of X. 246 A. Dow, J. R. Porter, R. M. Stephenson, Jr., and R. Grant Woods (F4) For every open subset S of X and point p ∈ S\S, there exists a pairwise disjoint sequence K = {Kn : n ∈ N} of nonempty open subsets of S such that K has no cluster point in X \{p}, and for every neighborhood V of p in S, V ⊇ Kn for all but finitely many n ∈ N. Then the following hold. (a) Property (F1) implies (F2) and (F3), and if X is a Hausdorff space then (F2) implies (F1). (b) Property (F4) implies (F3), and if X is feebly compact then (F3) implies (F4). (c) If S is semiregular then in each of the statements (F2) and (F4), the containment “V ⊇ Kn” may be replaced by “V ⊇ Kn.” (d) If X is Fréchet, Hausdorff and scattered, then it has property (F1). (e) If X is Fréchet and Hausdorff and has a dense set of isolated points, then it has property (F3). Proof. We prove (b). The proof of (a) is similar. (F4) implies (F3). Suppose (F3) is false. Then there exist an open subset S of X, a feebly compact subspace F of X with S ⊆ F ⊂ S, and a point p ∈ F \F . It would follow that S = F and thus p ∈ S \ S. By Corollary 1.2 (c), the feeble compactness of F , and the relation F ⊆ S \ {p} ⊆ F , the subspace S \ {p} would be feebly compact. By Theorem 1.1, every sequence K = {Kn : n ∈ N} of nonempty open subsets of X such that each Kn ⊂ S would have a cluster point in S \ {p}. Therefore, (F4) would not hold. Suppose X is feebly compact and (F3) holds. Let S and p be as in the hypothesis of (F4). It follows from (F3) and the characterizations in Theorem 1.1 that there exists a pairwise disjoint sequence W of nonempty open sets of the space S \ {p} such that W has no cluster point in S \ {p}. Define K = {Kn : n ∈ N}, where for each n ∈ N, Kn = Wn ∩ S. Since S is dense in S \ {p} and open in X, it follows from the properties of W that K is a pairwise disjoint sequence of nonempty open subsets of X, as well as of S, which has no cluster point in X \ {p}. By the feeble compactness of X, K must have a cluster point, so p is the unique cluster point of K in X. If there were an infinite subset J of N and a neighborhood V of p in S such that Kj \ V 6= ∅ for every j ∈ J, then {Kj \ V : j ∈ J} would be an infinite locally finite family of open subsets of X, in contradiction of Theorem 1.1. Statement (c) is obvious. Let us prove (d). The proof of (e) is similar. Suppose Y ⊆ X is feebly compact and p ∈ Y . Let I be the set of isolated points of the space Y . Then clY I = Y since X is scattered, and thus p ∈ I. As X is Fréchet, there is a sequence {xn : n ∈ N} in I which converges to p. Then {{xn} : n ∈ N} is a sequence of nonempty open sets of the feebly compact Hausdorff space Y which has only p as a cluster point. Hence p ∈ Y . Therefore, Y is a closed subset of X. � Spaces whose Pseudocompact Subspaces are Closed Subsets 247 Theorem 2.2. Let X be a topological space. Then the following hold. (a) If X is a feebly compact space which is either (i) E1, or (ii) compact Hausdorff and either hereditarily metacompact or hereditarily realcom- pact, or (iii) Fréchet, Hausdorff and scattered, then it is FCC. (b) If X is FCC, then it is a feebly compact T1-space and has the properties (F1)–(F4). (c) If X is a countably compact FCC space, then it is (i) (Y. Tanaka) Fréchet and (ii) sequentially compact. (d) If X is feebly compact and either (i) has property (F3) or (ii) is a sequential space, then X is sequentially feebly compact. In particular, FCC implies sequentially feebly compact. (e) If X is feebly compact, Fréchet and Hausdorff and has a dense set of isolated points, then it has properties (F3)–(F4). (f) If X is sequentially feebly compact, then it is feebly compact. Proof. As noted above, part (i) of (a) is obtained in [14]. Since by results of E. Hewitt [10] and S. Watson [28], every realcompact and every metacompact pseudocompact Tychonoff space is compact, one obtains (ii) of (a). Statement (iii) follows from Lemma 2.1 (d). Obviously (b) holds. In [9] a proof was given that a statement like (c) (i) holds for regular spaces, and the author of [9] attributed the result to Y. Tanaka. Here is a similar proof that does not require regularity of the space X: Suppose A ⊂ X and x ∈ A\A. Since A\{x} is not feebly compact and has A as a dense subset, there exists a pairwise disjoint sequence U = {Un : n ∈ N} of nonempty open subsets of A which has no cluster point in A \ {x}. Choose xn ∈ Un for each n ∈ N. Then the set C = {xn : n ∈ N} is a discrete subspace of the countably compact T1-space C = C ∪{x}, and consequently, the sequence {xn} in A must converge to x. The statement (c) (ii) follows from the easily verified fact that every countably compact T1 Fréchet space is sequentially compact. We prove (d). Let U = {Un : n ∈ N} be a sequence of nonempty open subsets of the space X. We wish to show that there exist a point p ∈ X and a strictly increasing sequence {ni : i ∈ N} in N such that for every neighborhood V of p, V ∩ Uni 6= ∅ for all but finitely many i ∈ N (or equivalently, there exist a point p ∈ X and an infinite subset J of N such that V ∩ Uj 6= ∅ for all but finitely many j ∈ J). Suppose first that the hypothesis of (d) (i) holds. Let us consider two cases. Case 1: suppose there are an infinite subset J of N and a point p ∈ X such that p ∈ Uj for every j ∈ J. Then p and J have the required properties. Case 2: suppose that Case 1 does not hold. Since X is feebly compact, the sequence U has a cluster point p. There exists k ∈ N such that for every integer n > k, the point p /∈ Un. Define S = ⋃ n≥k+1 Un, and for each i ≥ k + 1, let Si = ⋃i n=k+1 Un. Note that p ∈ S \ S and Si ⊆ S \ {p} for every i ≥ k + 1. As every feebly compact subspace of X with dense interior is closed, it follows from Lemma 2.1 that there exists a pairwise disjoint sequence K = {Kn : n ∈ N} of nonempty open subsets of X such that each Kn ⊆ S, K 248 A. Dow, J. R. Porter, R. M. Stephenson, Jr., and R. Grant Woods has no cluster point in X \ {p}, and for every neighborhood V of p, V ⊇ Kn for all but finitely many n ∈ N. Since each Si is feebly compact (by Corollary 1.2), then for each i ≥ k + 1, Si ∩ Kn 6= ∅ for at most finitely many n ∈ N. By mathematical induction one can find strictly increasing sequences {mi : i ∈ N} and {ti : i ∈ N} in N such that for each i ∈ N: Kmi ∩ Uk+ti 6= ∅; and if i > 1, then Km ∩ Sti−1+k = ∅ for every m ≥ mi. Define ni = k +ti for each i ∈ N. Then the sequence {ni : i ∈ N} and the point p have the properties required in the definition of sequentially feebly compact. Next, we assume the hypothesis of (d) (ii) holds. Consider again the two cases named above. The proof in Case 1 proceeds as above. Assume Case 2 holds. Then as in Case 2 above, there are a cluster point q of U and and k ∈ N so that for every integer n > k, the point q /∈ Un. Then the set T = ⋃ n≥k+1 Un is not a closed set since q ∈ T \ T . Because X is a sequential space, it follows that there exists a sequence {xn : n ∈ N} in T which converges to a point p ∈ X \ T . For each integer n ≥ k + 1, note that since p /∈ Un then xm ∈ Un for at most finitely many m ∈ N. Thus, there are strictly increasing sequences {mi : i ∈ N} and {ti : i ∈ N} such that for each i ∈ N, one has xmi ∈ cl(Uk+ti ). Therefore, the sequence {ni = k + ti : i ∈ N} and point p satisfy the definition of sequentially feebly compact. Statement (e) follows from Lemma 2.1, and statement (f) follows from the characterizations in Theorem 1.1 and the appropriate definitions. � The next result will be used in §5. Corollary 2.3. Let X be a feebly compact space which has property (F3). Suppose U = {Un : n ∈ N} is a sequence of nonempty open subsets of X such that Um ∩ Un = ∅ whenever m 6= n. Then there are a point p in X, an infinite subset J of N, and a sequence of nonempty open sets P = {Pn : n ∈ J} such that Pn ⊆ Un for each n ∈ J, and for every neighborhood O of p, O contains Pn for all but finitely many n ∈ J. Proof. This follows from the proof of Case 2 of statement (d) (i) in Theorem 2.2. � Here are some examples illustrating that these properties are distinct. Example 2.4. Let X be the one-point compactification of some uncountable discrete space. Then X is a scattered, Fréchet, compact Hausdorff, and hence FCC, space (by Theorem 2.2 (a) (iii)) which is not first countable (or E1). Example 2.5. There exists a space X which is a countable, compact, maximal feebly compact, and hence FCC, space which is not Hausdorff: in [16, 2.12] a proof is given that a certain countable, non-Hausdorff, maximal compact space due to V.K. Balachandran is also maximal feebly compact. Example 2.6. Let X be any feebly compact Hausdorff space which contains a non-isolated P-point p. Then X cannot have property (F3): if U = {Un : n ∈ N} were any pairwise disjoint sequence of nonempty open subsets of X \ {p} Spaces whose Pseudocompact Subspaces are Closed Subsets 249 and one chose, for each n ∈ N, a nonempty open set Vn ⊆ Un with p /∈ Vn, then the sequence {Vn : n ∈ N} would have a cluster point in X \ {p}, and hence U would also, i.e., X \ {p} would be feebly compact. The next two spaces are of this type. Example 2.7. Let X = ω1 + 1, the set of ordinals ≤ ω1, with the order topology. The space X is a sequentially compact, and hence sequentially feebly compact, compact Hausdorff space which does not have property (F3). Example 2.8. Let T be the Tychonoff plank, T = (ω1+1)×(ω0+1)\{(ω1, ω0)}. Then T is a locally compact Hausdorff space that does not have property (F3) and is not sequentially compact [5], [6]. Since T has a dense, sequentially compact subspace, namely T \ {(ω1, α) : α < ω0}, it follows easily that T is sequentially feebly compact. Example 2.9. Let βN be the Stone-Čech compactification of N, where N has the discrete topology, and let X be any dense, pseudocompact subspace of βN. Then X is a feebly compact Tychonoff space that is not sequentially feebly compact, and hence is not FCC: it is well-known that no nontrivial sequence in βN is convergent [6], and so for any infinite subset J of N and sequence U = {{j} : j ∈ J}, there would exist no point p ∈ X and infinite subset K of J with every neighborhood of p containing all but finitely many of the sets {{k} : k ∈ K}. Example 2.10. Let X = N ∪ {−∞, ∞}, where a subset T of X is defined to be open iff T ⊆ N or X \ T is finite. Then X is a first countable, scattered, compact T1-space satisfying property (F2), but none of (F1), (F3) and (F4). The properties first countable, E1, Fréchet and sequential are well-known to be closely related to one another. We shall give some examples illustrating further similarities and, in some cases, differences between these properties and the properties FCC and sequentially feebly compact. One such is the following familiar space. Example 2.11. Let (X, S) be [0,1], with its usual topology, and let T be the topology on X generated by S and the family of co-countable subsets of X. Then (X, T ) is an FCC space which is E1, but not a sequential space. The latter follows from the fact that no infinite subset of (X, T ) is countably compact. It is also known that for every set T ∈ T , clT T = clST , and consequently every open filter base on (X, T ) has an adherent point. Thus (X, T ) has the stated properties. Example 2.11 also illustrates the observation that for any FCC space (X, S), if T is any feebly compact topology on X such that S ⊆ T , then (X, T ) is also FCC. More generally, see Theorem 3.2 (d) below. A previously defined family of spaces related to FCC spaces was studied in [11], where M. Ismail and P. Nyikos called a space X C-closed if every countably compact subspace of X is a closed subset of X. They proved that (a) a se- quential Hausdorff space is C-closed, and (b) a sequentially compact, C-closed 250 A. Dow, J. R. Porter, R. M. Stephenson, Jr., and R. Grant Woods Hausdorff space is a sequential space. In their statement (b), if one replaces “se- quentially compact, C-closed Hausdorff” by “countably compact FCC,” then (as noted above in 2.2 (c)), one can replace their conclusion by “Fréchet and sequentially compact.” The next result shows that in (a), even for feebly com- pact symmetrizable spaces, one cannot replace “C-closed” by “FCC.” (A space (X, T ) is called symmetrizable in the sense of A.V. Arhangel′skĭı if there exists a symmetric d on X which induces T , where by a symmetric on X one means a function d : X × X → [0, ∞) which vanishes exactly on the diagonal and satisfies the symmetric property, d(x, y) = d(y, x) for all x, y ∈ X.) Before stating the result, let us first recall that an almost disjoint (“AD”) family P on a set X is a collection P ⊆ [X]ω such that P ∩P ′ is finite whenever P , P ′ are distinct members of P. An AD family M on X (such that M ⊆ Q ⊆ [X]ω) is called a maximal almost disjoint family (“MAD” family) (respectively, maximal almost disjoint subfamily of Q) provided that M is properly contained in no AD family on X (respectively, no AD subfamily of Q). Theorem 2.12. There exists a symmetrizable (therefore, sequential), scat- tered, C-closed Hausdorff space (X, T ) which contains a non-isolated point p such that X \ {p} is first countable, locally compact, feebly compact and zero- dimensional, and hence X is sequentially feebly compact and C-closed but not FCC. Proof. Let Ψ be the Isbell-Mrówka space described in [6, 5I]: Let M be an infinite MAD family on N and Ψ = N∪M, where a subset U of Ψ is defined to be open provided that for any set M ∈ M, if M ∈ U then there is a finite subset F of M such that {M} ∪ M \ F ⊆ U. The space Ψ is then a first countable pseudocompact locally compact Hausdorff space that is not countably compact [6]. List in a 1-1 manner as {Mn : n ∈ N} the members of an infinite subset I of M, choose a point p /∈ Ψ, and define X = Ψ ∪ {p}. Next, define d : X × X → [0, ∞) as follows: d(p, Mn) = d(Mn, p) = 1/n for each Mn ∈ I and d(p, y) = d(y, p) = 1 for each y ∈ N ∪ (M \ I); for each n ∈ N and y ∈ Ψ \ {n}, d(n, y) = d(y, n) = 1/n whenever n ∈ y ∈ M, and d(n, y) = d(y, n) = 1 whenever either y ∈ M with n /∈ y or y ∈ N \ {n}; and d(x, x) = 0 for all x ∈ X. Let T be the topology induced on X by d, i.e., define T to be the collection of all subsets T of X such that for each point t ∈ T there exists ǫ > 0 such that T contains the “ball” {x ∈ X : d(t, x) < ǫ}. It is straightforward to show that d is a symmetric for the space (X, T ), and (X, T ) has the stated properties. Furthermore, it is known and not difficult to prove that every symmetrizable space is sequential. � Example 2.13. If one lets X be as in the proof above, but weakens the topology T on X by choosing the topology S for which (X, S) is the one-point compactification of Ψ, then it was noted in [12] that Eric van Douwen and Peter Nyikos had noticed previously the resulting compact Hausdorff space (X, S) was sequential but not Fréchet. Like (X, T ), the space (X, S) is not FCC, and since Ψ ∈ S, these spaces do not even have the property (F3). Since Spaces whose Pseudocompact Subspaces are Closed Subsets 251 every symmetrizable compact Hausdorff space is known to be metrizable, and every scattered Fréchet feebly compact space is FCC, then S 6= T and (X, T ) is not Fréchet either. While (X, T ) fails to be countably compact, the space (X, S) is known to be sequentially compact and C-closed. It is natural to ask if the word “scattered” can be removed from the state- ment in Theorem 2.2 (a) (iii). In [9] a very nice proof was given that, assuming [MA], there exists a compact Hausdorff Fréchet space which is not FCC. The next result, which does not require any special axioms beyond ZFC, shows that there is a compact Hausdorff Fréchet space X which is not FCC. Its proof is an elaboration on one due to Reznichenko that was outlined in 3.6 of [12]. The authors are grateful to Peter Nyikos for calling Reznichenko’s space to our attention. In addition, we shall show that X can be used to construct a compact Hausdorff and Fréchet space A(X) which is not FCC, but which has property (F3) and also has a dense set of isolated points. Theorem 2.14. There is a compact Hausdorff Fréchet space which is not FCC. Proof. Let κ denote the cardinality of continuum. We first define a compact 0-dimensional Fréchet topology on T = κ≤ω, i.e., T consists of the functions into κ which have domain either a nonnegative integer or the entire set of nonnegative integers. For any t ∈ κ<ω and α ∈ κ, we will let tα denote the function obtained by extending the domain of t by one and setting the final value to α. For n ∈ ω and t : n → κ, we occasionally denote t by 〈t0, . . . , tn−1〉. Recall that T forms a tree when ordered by simple inclusion, i.e., for s, t ∈ T , s ⊆ t if dom(s) ≤ dom(t) and s = t ↾ dom(s). Now T is endowed with the following topology. Simply for each s ∈ κ<ω, the set [s] = {t ∈ T : s ⊆ t} is defined to be clopen. Thus a neighborhood basis for s ∈ κ<ω is the family {[s] \ ⋃ i