Untitled


1http://dx.doi.org/10.20396/bjos.v17i0.8652647

Volume 17
2018
e18063

Original Article

1 DDS, University of Campinas, 
Piracicaba Dental School, 
Department of Community 
Dentistry, Piracicaba, SP, Brazil.

2 DDS, MSc student, University 
of Campinas, Piracicaba Dental 
School, Department of Community 
Dentistry, Piracicaba, SP, Brazil.

3 DDS, MSc, PhD, Professor, 
University of Campinas, Piracicaba 
Dental School, Department of 
Community Dentistry, Piracicaba, 
SP, Brazil.

4 DDS, MSc, PhD, Full Professor, 
University of Campinas, Piracicaba 
Dental School, Department of 
Community Dentistry, Piracicaba, 
SP, Brazil.

Corresponding author:  
Maria da Luz Rosário de Sousa 
Piracicaba Dental School, University 
of Campinas. Limeira Avenue, 
901, Areião. ZIP code 13414-018. 
Piracicaba-SP, Brazil.  
e-mail: luzsousa@fop.unicamp.br

Received: October 26, 2017

Accepted: April 23, 2018

Effectiveness of a 
Preventive Oral 
Health Program in 
Preschool Children
Caroline Zeeberg1, Sthefanie del Carmen Perez Puello2, 
Marília Jesus Batista3, Maria da Luz Rosário de Sousa4

Aim: To evaluate the effectiveness of an educational preventive 
program in oral health on preschoolers. Methods: The final 
sample was 71 children in the test group and 48 in the control 
group. Intraoral exams were conducted for caries experience 
(dmf-s), white spot lesions (WSL) diagnosis, dental biofilm and 
treatment needs (before and after intervention- the interval 
was 18 months). Caregivers answered a questionnaire about 
socioeconomic data and health behavior. The educational 
preventive program consisted of supervised brushing, 
education in oral health, fluoride application and lectures to 
caregivers. Mann Whitney and Wilcoxon tests (p <0.05) were 
used to compare data between groups. Results: Mean caries 
experience was 0.94 (± 3.42) and 0.94 (± 2.87) in test and 
control groups, respectively. Baseline mean for dental biofilm 
was 4.95, and final mean was 0.21 in test group (p = 0.047). 
Conversely, the same variables were 4.11 and 0.84 in the 
control group (p = 0.047). The program was evaluated as 
very good (54.9% of caregivers), improvement of brushing 
was related by 62%, and more children went to the dentist 
(p <0.01). Conclusion: The educational preventive program 
seems to be effective for dental biofilm reduction, improved 
brushing and dental visits, being an important strategy for 
oral health maintenance in children. 

Keywords: Health promotion, Oral Health, Preschool, Child 
Health, Epidemiology.



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Zeeberg et al.

Introduction

Behavior factors are acquired in early childhood and there is a strong mother or care-
givers influence according to their examples related to eating and oral hygiene habits 
that may have a positive or negative influence on child primary dentition1. Considering 
the fact that habits are acquired at this age and that caries experience in primary den-
tition is a predictor of this disease in permanent teeth, it is important to emphasize in 
maintenance of preschoolers oral health to constitute healthy habits and improve the 
quality of life2.

Dental caries is a multifactorial disease, including aspects that go beyond to those 
that determine hard dental tissue demineralization. For example, modifying factors 
such as income, education, behavior factors, knowledge, schooling, attitudes indi-
rectly influence or not the individual to have a higher risk to develop the disease3.In 
addition, health education is considered an important strategy for health promotion, 
not only by the impact and voluntary positive changes in the individual’s lifestyle and 
health habits; also, it improves familiar and community habits, generating political 
actions that allow the development of new strategies to promote health and improve 
the quality of life of the population4.

In this way, the development of promotion and prevention strategies promotes the 
acquisition of knowledge in general and oral health, however this will not always 
generate good habits and behaviors considering the factors involved in the change 
of health habits. Therefore, the implementation of education and prevention strat-
egies in oral health are useful tools for the empowerment of population groups, 
knowledge acquisition and identification of the active role of the individual in the 
protection and conservation of their oral health4. For the development of educa-
tional and preventive strategies in preschools, educational institutions are import-
ant spaces that allow their implementation and greater interaction with the com-
munity. For example, children from an early age come in contact with information 
and models beyond the family due to they are included in the primary socializa-
tion process. Therefore, preschools will be an ideal space to interact with children 
and their parents, trying to improve and transfer all health information as well as to 
include the practice of healthy habits by interventions5. From the evidence-based 
dentistry approach, the implementation and effectiveness of educational preventive 
programs (EPP) have become relevant due to the interception of risk factors for oral 
diseases, knowledge acquisition and consequently behavioral changes. In addition, 
EPP have been of great help to improve oral health in different population groups, 
provide important information for the design of preventive public policies and com-
munity interventions and monitor the incidence and prevalence of oral diseases in 
the population4.

The verification of caries experience has become more important in epidemiologi-
cal surveys, since its early diagnosis and the evaluation of disease predictor factors 
help in the caries risk assessment. This turns the treatment, simpler, less invasive 
and lower cost, involving preventive strategies such as fluoride use and behavioral 
changes regarding to diet and oral hygiene6,7.



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Zeeberg et al.

Caries study in children population is extremely relevant, since it is the most com-
mon chronic disease in this age group8,9. In addition, some studies have shown that 
when healthy behaviours and oral hygiene habits are taught to children from an 
early age, they can keep them until being adults10,11. In this way, the aim of the pres-
ent study was to evaluate the effectiveness of a educational preventive program in 
preschool children.

Material and methods
The methodology implemented in this study was intervention in children and their 
parents in the city of Piracicaba, São Paulo, Brazil, from 2013 to 2015. It was evalu-
ated and approved by the Research Ethics Committee of the School of Dentistry from 
University of Campinas, according to resolution 196/96 of 10/10/1996 of the National 
Health Council, Ministry of Health from Brazil. The data collection was carried out in 
the following preschools “Antônio Boldrin Municipal School” (test group) and “Profa 
Bernadete de Fátima Oliveira Municipal School” (control group), where studied chil-
dren who had the same sociodemographic.

The test group consisted of 233 children aged between 3 months and 6 years from 
the preschool “Antônio Boldrin Municipal School”. On the other hand, sample from the 
control group was constituted by 201 children who had the same age group of “Profa 
Bernadete de Fátima Oliveira Municipal School”. Children´s parents or caregivers were 
approached and clarified about the research during parents meeting of the preschool, 
where they received information by researchers about research development.

The preschool children were examined before and after the implementation of the 
educational preventive program, evaluating the following clinical conditions: caries 
experience measured by Decayed, Missing and Filled teeth (dmf-t) and DMF-T indexes 
according to World Health Organization criteria8,12. The International Caries Detection 
and Assessment System (ICDAS II)13 was used to evaluate the presence of White Spot 
Lesions (WSL), also dental biofilm and treatment need were evaluated. Oral examina-
tions were performed in a light place, using a flat mirror, prolonged air drying and special 
CPI periodontal probe (dental plaque removal) by a postgraduate dentist who had been 
previously calibrated. In children from the control group were conducted only initial and 
final clinical examinations (after 18 months). Children who required dental treatment 
were referred for care in the Family Health Unit (FHU). A flow chart of enrollment and 
attrition of participants during the 18 months of the study is present in the figure 1. 

After participation study approval, a questionnaire was applied to parents or care-
givers of the children to obtain data related to 1) Sociodemographic and informa-
tion about the family environment 2) Socioeconomic 3) Access to the general health 
service and oral health 4) Feeding and deleterious habits of the child 4) Oral hygiene 
habits and caregivers performance.

From the clinical exams, caries activity risk was determined and the EPP in oral health 
was implemented, initially in children from test group, by monthly visits for 12 months 
(12 visits) where supervised brushing was done. In 7 from these visits, playful materi-
als such as macromodels, books, puppets, poster, wheel play and storyteller were pre-
sented before supervised brushing. Later, play activities and lectures were addressed 



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Zeeberg et al.

to parents or caregivers. Fluoride varnish (5% NaF, Duraphat®, Colgate) application 
was done every 6 and 3 months for children who presented medium or high caries 
risk, respectively14. 

In addition, a lecture regarding oral health condition and prevention of caries disease and 
gingivitis was presented during the bimonthly parents meeting. It was discussed about 
oral health conditions, dental caries, disease stages, gingivitis, and consequences of 
harmful habits, prevention methods and techniques in different age groups. The activity 
was developed to improve the knowledge of parents or caregivers regarding oral health 
to generate changes related to oral hygiene habits in their children.  

At the end of the preventive educational program in oral health, parents or caregivers 
from test group were invited to answer a second questionnaire about oral health habits 
and opinions about the preventive program categorized as follows: 1) Oral hygiene hab-
its - Child independence during tooth brushing, routine supervision, parent or caregivers 
position, tooth brushing frequency, amount of toothpaste, its ingestion and orientations 
about oral hygiene on primary dentition. 2) Opinions about the preventive program - 
Evaluation of child oral health, improvements of home brushing routine, last visit to the 
dentist, prevention program evaluation, importance of the program for child oral health. 

The data were tabulated and analyzed in the Statistical Package for the Social Sci-
ences (SPSS), version 20.0 and in Microsoft Office Excel 2016® (Microsoft Corporation, 
Redmond, Washintong, USA) by means of descriptive analysis, obtaining data distri-
bution in percentage, mean, median and standard deviation. The statistical tests used 
were: Chi-Square to verify if the groups were equal to each other; Student’s t-test to 
detect differences in mean caries experience and plaque index between both groups. 
Paired T-test was used to determine intergroup differences related to DMF-T, dmf-t 
and ICDAS scores between the beginning and the end of the program. In addition, 
Mann-Whitney test was used to compare the data between the groups and McNe-

En
ro

llm
en

t
A

llo
ca

tio
n

In
te

rv
en

tio
n

A
na

ly
si

s

Total eligibible
n=202

• Move to school, n=15
• Leaving school for 
unknown reasons, n=1

• Move to school, n=38
• Leaving school for 
unknown reasons, n=29

Control
n=64

Intervention
n=138

18 months 
without interventions

n=48

18 months 
with interventions

n=71

After 18 months
Final exam, n=48

After 18 months
Final exam, n=71

Fig 1. Flow chart of enrollment and attrition of participants during the 18 months of the study



5

Zeeberg et al.

mar’s test to compare data related to health habits before and after the EPP. Finally, a 
regression analysis was performed to verify the association of risk factors with caries 
experience. For all statistical tests, the level of significance was set at 5%.

Results
After 18 months of EPP, the final sample was 71 children in the test group and 48 in 
the control group. In the test group, 52.1% were female, 28.2% were 4 years old and 
the income with the highest prevalence was over R $ 1000.00 (320 USD) (74.6%). Con-
versely, in the control group 58.3% of participants were female with 4 years and 62.5% 
of the parents had an income greater than R $ 1000.00 (320 USD). Regarding mother’s 
scholar level, 59.2% had incomplete high school education or higher in the test group 
but, 52.1% had completed higher education in the control group. Socioeconomic and 
demographic characteristics are shown in Table 1. 

Regarding caries experience in children, the initial mean was 0.44 (1.66) and the final 
mean was 0.83 (3.73) for the test group. However, for the control group, mean number 
of decayed surfaces was 0.81 (1.66) and the final mean was 1.33 (2.65). There was no 
statistical difference for the caries variable in the test and control groups. In relation WSL, 

Table 1. Socioeconomic and demographic characteristics of preschool children, Piracicaba 2015.

Variables

Study groups

p valueTeste (n=71) Control (n=48)

n (%) n (%)

Age

Up to 1 year 5(7) 6 (12.5) 0.051

2 years 16 (22.5) 3 (6.3)

3 years 15 (21.1) 8 (16.7)

4 years 20 (28.2) 15 (31.3)

5 years 13 (18.3) 5 (10.4)

Missing 2 (2.8) 11 (22.9)

Sex
Boys 34 (47.9) 20 (41.7) 0.316

Girls 37 (52.1) 28 (58.3)

Monthly income (USD)

<$160 1 (1.4) 2 (4.2) 0.496

From $160- $320 15 (21.1) 14 (29.2)

>$320 53 (74.6) 30 (62.5)

Missing 2 (2.8) 2 (4.20)

Maternal education

< 4 years 0 (0) 0 (0) 0.158

4 years 3 (4.2) 1 (2.1)

8 years 14 (19.7) 6 (12.5)

Up to 11 years 42 (59.2) 13 (27.1)

University 10 (14.1) 25 (52.1)

Missing 2 (2.8) 3 (6.3)



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Zeeberg et al.

the test group had an initial mean of 0.14 (0.66) and a final mean of 0.15 (0.69). In the pre-
school (control), an initial mean of 0.13 (0.61) and final mean of 0.15 (0.41) was observed. 
Regarding restored surfaces, the initial mean of the test group was 0.07 (0.39) and the 
final mean was 0.13 (0.41). For the control group, the initial and final mean of restored 
surfaces was 0.58 (2.91) and 0.71 (1.61) respectively. There was no difference for the vari-
ables of caries experience between the beginning and the end of the EPP. However, there 
was difference in relation to average of restored surfaces between both groups. 

The number of dental biofilm surfaces was also verified in the study through the VPI 
(Visible Plaque Index). The initial mean of VPI was 4.95 (19.91) and the final mean 
was 0.21 (0.42) in the test group. The initial and final mean of VPI values in the control 
group were 4.11 (13.99) and 0.84 (0.59), respectively. The Student’s T-Test and the 
Paired T test were used to show statistically significant differences between the test 
and control groups at the end of the EPP in relation to VPI means. Also, there were VPI 
differences in the test group between when compared the beginning and final of the 
preventive program, which represented a reduction of surfaces with biofilm. (Table 2). 
In addition, the preschoolers from the test group were classified according to caries 
risk, 69.02% had low risk, 5.63% moderate risk and 25.35% high risk. After classifica-
tion, one fluoride varnish application for middle-risk children and two applications for 
children who presented high risk for caries were done.

A second questionnaire was administered to the parents or caregivers after the end of the 
preventive educational program. From the 71 parents or caregivers from the test group, 

Table 2. Mean and standard deviation of the caries experience, WSL (White Spot Lesions) and biofilm 
for the test group and control groups at the beginning and end of the preventive educational program, 
Piracicaba, 2015

Study groups  
Baseline Final

p-value
Mean (SE) Mean (SE)

Teste dmf-t 0.54 (1.85) 1.03 (3.91) 0. 152

 DMFT 0 (0) 0 (0)

n=71 Decayed 0.44 (1.66) 0.83 (3.73) 0. 216

 Missing* 0.07A (0.39) 0.13A (0.41) 0. 375

 Filled 0 (0) 0.070 (0.59) 0. 321

 WSL 0.14 (0.66) 0.15 (0.69) 0. 885

Dental plaque** 4.95 A (19.91) 0.21 B (0.42) 0. 047

Control dmf-t 1.48 (3.40) 2.10 (3.44) 0. 136

 DMFT 0 (0) 0.06 (0.32) 0. 182

 Decayed 0.81 (1.66) 1.33 (2.65) 0. 071

n=48 Missing* 0.58B(2.91) 0.71B (1.61) 0. 782

 Filled 0 (0) 0.10 (0.72) 0. 322

 WSL 0.13 (0.61) 0.15 (0.41) 0. 821

Dental plaque** 4.11 A (13.99) 0.84 A (0.59) 0. 117
Note: Different capital letters in the column mean difference between the test and control groups according clinical 
variables respectively, as described: 
* Difference among control group and test regards missing teeth in the baseline and final evaluation.
** Difference among control group and test regards dental plaque just at final clinical evaluation.
Student’s T test (p <0.05).    SE: Standard error.



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Zeeberg et al.

only 44 parents returned the completed questionnaire. Regarding the information about 
health practices of examined preschool children, using the McNemar’s statistical test, it 
was stated that most parents reported having received oral hygiene instructions at the 
end of the program when compared to the beginning of the program (p < 0.04) and more 
children went to the dentist at the end of the intervention (p <0.01). There was a statisti-
cally significant decrease in the children who performed their own oral hygiene. At the end 
of the program, from 88.4%, 66.0% still performed oral hygiene alone. (Table 3)

About the opinion of parents and caregivers about the preventive educational program, 
45.1% evaluated the oral health of their child as good and only 2.8% as bad. Regarding 
the time of the last visit to the dentist, 38.0% answered that the last visit was done in the 
last month. The EPP was evaluated by 54.9% as very good. All parents or caregivers who 
submitted the questionnaire answered that the home brushing routine had improved and 
this preventive educational program has been important to their child health. (Table 4)

Table 3. Practices in health of the test group, before and after the preventive educational program, 
Piracicaba, 2015.

Variable
Baseline 
n    (%)

Final 
n  (%)

p-value

Child performs oral hygiene
Yes 122 (88.4) 44 (62.0) p<0.01

No 7    (5.1) 0  (0)

Child went to the dentist.
Yes 50  (36.2) 35 (49.3) p<0.01

No 80  (58.0) 9  (12.7)

Parents with instruction on oral 
hygiene

Yes 78  (56.5) 41 (57.7) p<0.04

No 47  (34.1) 3  (4.2)
Note: McNemar’s test, significance p <0.05
* Some questions have not been answered, so they do not add 100% to the table values.

Table 4. Frequency and percentage of the opinion of the parents / caregivers from the test group regarding 
the preventive educational program, Piracicaba, 2015.

Variable n      (%)

Evaluation of the oral health of the child

Very good 10    (14.1)

Good 32    (45.1)

Bad 2      (2.8)

Improved brushing routine
Yes 44    (62.0)

No 0      (0.0)

Last visit to the dentist

Last month 27    (38.0)

Last 6 months 7      (9.9)

Last 1 year 5      (7.0)

Never 4      (7.0)

Evaluation of the prevention program

Very good 39    (54.9)

Good 5      (7.0)

Bad 0      (0.0)

Very bad 0      (0.0)

The program was important to the 
child’s health.

Yes 44    (62.0)

No 0      (0.0)



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Zeeberg et al.

Discussion
It is important to maintain oral health in early childhood because caries experience in 
primary dentition is considered as the strongest predictor of this disease in perma-
nent teeth, besides the impact in the quality of life. Therefore, the development of EPP 
in oral health applied to this population is relevant15.

Dental biofilm contains acidogenic microorganisms that together with other factors 
such as time, poor oral hygiene habits and carbohydrate-rich diet can cause the devel-
opment of caries disease16,17. Therefore, caries is a disease mediated by demineral-
ization and remineralization processes of hard dental tissues that will be carbohy-
drate-biofilm dependent18. The consumption of carbohydrates leads to a decrease in 
the pH of saliva which causes changes in the biofilm, becoming more cariogenic19. 
According to Damle et al.20, dental biofilm reduction in preventive educational pro-
grams are very important to predict caries disease. The decrease is mainly related to 
frequent oral examinations and motivational activities with different methodologies 
that improve brushing techniques in children.

Based on the result of the present study, it was verified that the preventive program 
in oral health has positive results in the reduction of dental biofilm which would be 
related to the improvement in oral hygiene habits, even with sample loss21. This lim-
itation was presented because in Brazil there is a transition from the place of study 
of preschool to elementary school in this age. Probably, this limitation did not allow 
to have results in relation to caries experience. Rong et al.22, in a similar research, 
developed a dental caries preventive program for children with the help of teachers, 
parents or caregivers. It was demonstrated that there is a reduction in the indices of 
caries experience in children due to changes in oral hygiene habits in conjunction with 
the increase of oral health knowledge of their parents or caregivers. 

The positive result of the study was related to biofilm reduction (VPI index) in the 
test group, when compared to the end of the program in relation to control group. 
These positive results could be attributed to the educational and preventive inter-
vention conducted on children, the improvement in their habits and parents or care-
givers help during brushing technique. On this sense, the result evidenced from the 
intervention program was very important for child oral health due to the fact that 
the presence of biofilm is considered an etiological factor for dental caries and peri-
odontal disease23. 

In addition, another study conducted by Sánchez-Huamán and Sence-Campos24 
(2012) showed that a preventive educational program in school-age children, teach-
ers and parents was effective. The annual program approached supervised brushing, 
educational sessions and workshops on oral health, treatment and application of flu-
oride gel, improving the oral hygiene condition and reducing plaque index, as in the 
present study24. From this fact, the participation in the preventive program of the child, 
the help offered by their parents or caregivers and/or support of the school person-
nel allowed the development of activities that produced changes in their habits and 
behaviors which will be very effective to improve their oral health.

Regarding habits and behaviors in children and their parents or caregivers before 
and after the EPP, an improvement in the percentage of children who performed 



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Zeeberg et al.

self-oral hygiene was observed, which represented an improvement in routine 
brushing and parental help during its performance. Despite the fact that there 
was no data comparison with control group, our results revealed that parents 
and caregivers perceived the importance of EPP to improve their children health. 
The change in the habits and behaviors of children and in the perception of oral 
health of parents and caregivers was evidenced by the increase of dental visits. 
Thus, parents and caregivers play a key role in changing the habits and behav-
iors of their children, acting as facilitators and positive reinforces in the process. 
The results could be consistent to those observed in the study conducted by 
Yekaninejad et al.25, who reported it is necessary to integrate parents, schools, 
and community to improve the effectiveness of EPP in oral health. In addition, to 
promote the acquisition of knowledge by parents who will be responsible for rein-
forcing good practices of the child at home.

According to Castilho et al.26 (2013), pre-school health habits begin at home, mainly 
because the mother has influence on the child’s oral health and health habits. In addi-
tion, parents should be aware of the strong influence that they have on their child’s 
habits and how they might affect their quality of life. From this fact, we could stay that 
health education programs involving the family could improve their quality of life26. 
The link with parents and guardians was made during a bimonthly parents meeting, 
offered by school staff, with a lecture presentation regarding caries disease and oral 
hygiene habits of the children. In the present study, parents and responsible participa-
tion was important for the awareness about the health condition of the child’s mouth. 
This was positive for the development of the project, because at the end of the EPP, 
responsible reported that they considered their child’s oral health as good and that 
home brushing routine had improved.

Autonomy to prevent oral diseases is relevant and this process begins in childhood. 
Parents can become aware to choose good health habits for themselves and their 
children by transferring the information they have learned. One of the reflexes of this 
awareness by parents/caregivers was to increase the percentage of brushing super-
vision in children by approximately 26% in the test group.

In conclusion, the EPP was effective in these children presenting reduction of dental 
biofilm in the test group after the intervention. In addition, improvements in health 
habits and behavioral changes such as lower percentage of children who perform 
their oral hygiene alone, parents’ help during tooth brushing, increased visits to the 
dentist, and a higher prevalence of parents who reported having received oral hygiene 
information were observed. Therefore, the educational program may be an import-
ant strategy for the maintenance of oral health and dental caries prevention. A more 
extensive educational program and a longer-term monitoring are needed to show 
greater differences.

Acknowledgements 
The authors thanks FAPESP (Fundação de Amparo à Pesquisa do Estado de São 
Paulo) process (2012/25205-1) for financial support in this study. In addition, we 
thank the school directors, children and their caregivers.



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Zeeberg et al.

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