DOI: 10.3303/CET23102025 Paper Received: 13 March 2023; Revised: 3 June 2023; Accepted: 10 July 2023 Please cite this article as: Zulli R., Santi F., Andrigo P., Zambon A., Spilimbergo S., 2023, Supercritical CO2 Pasteurization of Solid Products: a Case Study on Fresh-cut Potatoes, Chemical Engineering Transactions, 102, 145-150 DOI:10.3303/CET23102025 CHEMICAL ENGINEERING TRANSACTIONS VOL. 102, 2023 A publication of The Italian Association of Chemical Engineering Online at www.cetjournal.it Guest Editors: Laura Piazza, Mauro Moresi, Francesco Donsì Copyright © 2023, AIDIC Servizi S.r.l. ISBN 979-12-81206-01-4; ISSN 2283-9216 Supercritical CO2 Pasteurization of Solid Products: a Case Study on Fresh-cut Potatoes Riccardo Zullia*, Fabio Santia, Pietro Andrigoa, Alessandro Zambona,b, Sara Spilimbergoa aDepartment of Industrial Engineering, University of Padova, Via Marzolo 9, 35131, Padova, Italy bDepartment of Civil, Chemical, Environmental, and Materials Engineering (DICAM), University of Bologna, Via Terracini 28, Bologna 40131, Italy riccardo.zulli@unipd.it During the last decades, supercritical carbon dioxide (scCO2) pasteurization has been intensively studied as a potential technology to increase the safety and shelf-life of fresh food. However, the high risk of post-process contamination still represents a barrier to its industrialization. This study reports a proof of concept study in order to demonstrate the applicability of a novel method that combines scCO2 and Modified Atmosphere Packaging (MAP) for fresh-cut potatoes. The process was investigated by a full-factorial design of experiment, studying the effect of temperature (35 - 45 °C), pressure (8 – 12 MPa), and treatment time (5 – 35 min) on the microbial inactivation of E. coli and the color of the processed product. The method was able to reduce up to 1.50 Log CFU/g the load of inoculated E. coli at 45°C, 8.0 MPa and 35 min, without excessively modifying the product color. Moreover, the color did not significantly change during storage at 4 °C for 7 days. 1. Introduction The ready-to-eat/ready-to-cook (RTE) food market is expected to reach USD 172 million by the end of 2023, with an annual growth rate of 7.3% (Research Nester, 2021). In recent years, fresh-cut fruits and vegetables have gained great popularity among consumers worldwide, leading to an increased consumption and research investment (Ma et al., 2017). Besides the advantages of consuming these products, such as freshness, high nutritional content, and convenience, they usually have a relatively short shelf-life. Indeed, the different preparation steps, like peeling, coring, cutting, and/or slicing can lead to accelerated ripeness and senescence due to higher respiration rate and ethylene (C2H4) production concerning whole fruits and vegetables (Wu et al., 2012). Changes in aspect are also caused by hydroxylation and oxidation of polyphenols due to the action of active tissue enzymes, such as polyphenol oxidases (PPOs) and peroxidases (PODs) (Marszałek et al., 2019). Moreover, microbial growth (including pathogenic bacteria) is facilitated due to the increment of the exposed surface and the consequent release of nutrients. Many foodborne disease outbreaks are associated with different RTE food, such as leafy green vegetables (Stephan et al., 2015) and tubers (Da Silva Felício et al., 2015), becoming a serious problem for public health. In the majority of the cases, the diffusion of pathogenic microorganisms, such as Listeria monocytogenes (Montero et al., 2015; Stephan et al., 2015), Salmonella enterica (Vestrheim et al., 2016), Norovirus (Callejón et al., 2015) and Yersinia enterocolitica (MacDonald et al., 2012) has been caused by incorrect preparation procedures of the products. One of the most effective techniques that have been widely studied and successfully applied to increase the safety and the shelf life of fresh produce is the Modified Atmosphere Packaging (MAP), which consists on the control of the composition of the gas that surrounds the product inside sealed packaging. Carbon dioxide (CO2) is one of the most used gases in MAP thanks to its bacteriostatic action during the storage of the products, prolonging their shelf-life (Ma et al., 2017). However, the exclusive use of a MAP in RTE food might not guarantee microbial inactivation of spoiling and pathogen microorganisms. 145 On the contrary, effective methods of microbial inactivation are achieved by thermal processes, which are worldwide used to increase the shelf-life and safety of a great variety of food products by using high temperatures. In particular, fresh produce is usually quickly immersed in hot water (blanching) and then rapidly cooled in order to pasteurize the surface of the product and reducing the enzymes activity. However, blanching is usually adopted only prior to further processing, such as drying, canning and freezing (Teixeira, 2014). In the last decades, many novel low-temperature pasteurization technologies have been widely studied to extend the shelf-life and safety of fresh products without compromising their organoleptic qualities. The use of supercritical fluids, especially CO2, is one of the promising novel technologies for the low-temperature pasteurization of food, being effective at temperatures below 50 °C and pressures lower than 20 MPa. Regarding fruits and vegetables, many works have underlined the effectiveness of supercritical CO2 (scCO2) in ensuring microbial and enzymatic inactivation in different matrices, such as carrots, coconut, almonds and spinach leaves, also ensuring the inactivation of different pathogenic bacteria (Escherichia coli, Salmonella enterica, Listeria monocytogenes) (Chen et al., 2022; Spilimbergo et al., 2013; Zhong et al., 2008). However, direct pasteurization methods, like scCO2, present some obstacles for their industrial application for solid food products. In particular, the major one is the risk of cross-contamination during the post-process operation, especially packaging, which requires expensive aseptic systems. To mitigate this obstacle, Barberi et al. (2021) and Zambon et al. (2022) investigated a new patented process (scCO2-MAP) (Spilimbergo et al., 2017) which exploit the power of supercritical fluids by pressurizing products packaged in a CO2 MAP. The method has already been demonstrated effective on fresh-cut carrots, coconut and coriander at lab scale, with performance in terms of microbial stability similar to scCO2 but with less detrimental effects on the products quality. Fresh-cut potatoes are easily susceptible to microbial spoilage and loss of quality especially due to the high moisture content and respiration rate (Rashid et al., 2021). For this reason, they are usually treated by the use of chemical compounds and blanching processes or packaged under aseptic conditions and/or frozen. This study aimed at preliminary investigating the possibility to apply the scCO2-MAP method for the treatment of fresh-cut potatoes in order to reduce their microbial contamination risk while maintaining their fresh-like aspect. In particular, the process parameters of the method (temperature, pressure and time) have been studied in function of the inactivation of a fecal indicator bacterium (Escherichia coli) and the aspect of the product, right after the process and after 7 days. 2. Materials and method 2.1 Sample preparation and bacteria inoculation Fresh potatoes (Solanum tuberosum) were purchased from a local market (Padova, Italy), peeled and cut into cubes with a side of 1.5 cm. All the samples were prepared and processed on the same day of purchase. For the measurement of the inactivation capacity of the process, some samples were inoculated with a clinically isolated Escherichia coli strain (NCTC 9001) as a fecal indicator microorganism. The strain was resuscitated from a frozen culture at -80 °C by overnight incubation at 37 °C in 10 mL of Luria-Bertani (LB) broth (Sacco system, Como, Italy) until reaching the stationary phase. The microbial suspension was centrifuged (Rotina 380, Hettic, Treviso, Italy) at 6000 rpm for 8 min; the supernatant was removed, and the pellet was re-suspended in Ringer solution (Merck KGaA, Darmstadt, Germany) reaching a final concentration of around 1.0 x 108 CFU/mL. Fresh-cut potato samples were immersed in the bacterial solution for 15 min under constant agitation and then dried after a laminar flow safety cabinet (BioAir, Pavia, Italy) for 60 min. The inoculated products were then packaged/treated or directly analyzed to measure the initial load (see §2.4). 2.2 MAP packaging and storage Each sample was packed within a MAP filled with 100% CO2 (carbon dioxide 4.0, purity > 99.8%, Nippon Gases Italia, Milano, Italy) at atmospheric pressure. 10x10 cm pouches of recyclable multi-material (coextruded PE/EVOH/PE) high-barrier film (Niederwieser, Modena, Italy) were made using an electrical sealer (FS300, Plastic Film Sealer, China). A volume of 100 ± 10 mL was guaranteed for each sample. For the measurement of the color overtime, some packages (treated and untreated) were stored at 4 ± 1 °C up to 7 days. 2.3 High-pressure system The treatment was carried out in a high-pressure system as shown in Figure 1. Samples were inserted inside a stainless-steel vessel with an internal volume of 4 dm3, which was preheated before each test at the desired temperature thanks to an external heating cable system. Water is stored in a stainless-steel storage tank where it is preheated thanks to an immersion thermostat (M900-TI, MPM Instruments, Italy) and then pumped to the high-pressure vessel by the use of an air-driven hydraulic pump (G35LVE, Maximator, Italy). The system was designed to work at a maximum temperature and pressure of 50 °C and 20 MPa, respectively. 146 Figure 1: Scheme of the used high-pressure system (S: storage tank, P: pressure intensifier (air-driven pump), R: pasteurization vessel, TT. temperature transmitter, TC: temperature controller, PT: pressure transmitter) 2.4 Microbial inactivation assessment Standard plate count technique was used to analyze the E. coli microbial load before and after the treatment. Samples were placed in a 50 mL falcon tubes in sterility conditions, diluted 1:10 in Ringer solution and vortexed at 2400 rpm for 90 s. The solution was serially diluted (1:10) in Ringer solution and 100 μL of the appropriate dilutions were spread-plated on MacConkey agar (Microbiol, Italy). Plates were then incubated at 37 °C for 24 h. At least three independent analysis were carried out for each condition. 2.5 Color measurement The color of each sample was determined using the CIELab color space, largely used for food analysis. L* represents the lightness component, while a* and b* respectively represent redness and yellowness (+a* and −a* indicate the direction of red and green, +b* and −b* indicate the direction of yellow and blue). The color was measured for each sample, before and after the treatment using a precision colorimeter (NR100, 3nh Technology Co., Ltd., China), with a D65 light source and CIE 10° standard observer at 8/d illuminating geometry and a 4 mm aperture. Color was also measured for both treated and untreated products (packaged in CO2) and stored at 4 °C. Total color difference (ΔE) was calculated by the equation: ∆𝐸 = √(𝐿2 ∗ − 𝐿1 ∗ )2 + (𝑎2 ∗ − 𝑎1 ∗)2 + (𝑏2 ∗ − 𝑏1 ∗)2 (1) where the subscripts 1 and 2 represents the untreated and treated samples, respectively. The total color difference could be classified as very distinct (ΔE>3), distinct (1.5<ΔE<3) and small (ΔE<1.5) (Pathare et al., 2013) 2.6 Design of Experiment and statistical analyses The samples have been treated following a 23 Design of Experiment (DoE). The entire set of treatment conditions was carried out in triplicates. The range of the selected parameters, temperature, pressure, and treatment time, are shown in Table 1. Table 1: Design of experiment parameter range Parameter Min value Central point Max value Temperature (°C) 35.0 40.0 45.0 Pressure (MPa) 8.0 11.0 14.0 Treatment time (min) 5.0 20.0 35.0 Analysis of variance (ANOVA) was carried out for the statistical interpretation of response variables between treated and untreated products in function of the selected process parameters. Both Design of Experiment and ANOVA analyses were conducted by using Minitab® statistical software. 3. Results Table 2 shows the achieved results in terms of microbial inactivation and total color change of the samples right after the treatment. The total color change was also monitored after a 7-days storage at each condition tested following the selected DoE. In order to test the inactivation capacity of the method at different process conditions, 147 a large amount of bacteria load was inoculated on the surface of the products. E. coli NCTC 9001 was selected as a target bacterium, being a surrogate of the pathogenic strains E. coli O157:H7 and Salmonella enterica (Hu and Gurtler, 2017). The bacterial load inoculated on the surface of each sample was 7.188 ± 0.060 Log CFU/g. Table 2: E. coli inactivation after the treatment and total color difference (ΔE) with respect to the fresh untreated product at day 0 (day of processing) and at day 7 of storage at 4 °C. Results are expressed as mean ± standard deviation. Means with different superscript letters in the same column are statistically different (p-value < 0.05). Temperature (°C) Pressure (MPa) Treatment time (min) E. coli inactivation (Log CFU/g) ΔE day 0 (-) ΔE day 7 (-) Non-treated - - 5.384 ± 0.087b 35.0 8.0 5.0 0.604 ± 0.264ab 1.713 ± 1.131a 2.294 ± 0.047a 35.0 8.0 35.0 0.561 ± 0.233ab 2.789 ± 0.221a 3.939 ± 0.535ab 35.0 14.0 5.0 0.519 ± 0.143a 1.713 ± 1.037a 3.891 ± 1.034ab 35.0 14.0 35.0 0.748 ± 0.229ab 2.210 ± 0.766a 2.472 ± 0.527a 40.0 11.0 20.0 0.687 ± 0.172ab 2.274 ± 0.290a 4.183 ± 1.062ab 45.0 8.0 5.0 0.825 ± 0.353ab 3.784 ± 1.451ab 5.151 ± 1.171b 45.0 8.0 35.0 1.498 ± 0.125b 4.879 ± 0.285abc 5.656 ± 0.218b 45.0 14.0 5.0 1.151 ± 0.153ab 7.149 ± 0.808c 4.203 ± 0.221ab 45.0 14.0 35.0 1.471 ± 0.361ab 6.907 ± 0.029bc 6.261 ± 0.073b The larger inactivation was reached at higher temperature (45 °C) and longer time (35 min). Specifically, such result was not significantly different at the probability level p=0.05 from the maximum inactivation observed (1.498 ± 0.125 Log CFU/g) at 45 °C, 8.0 MPa and 35 min. The Pareto chart in Figure 2a shows indeed how temperature and, in minor contribution, time significantly influenced the microbial inactivation of the method. Pressure, instead, was not significant on the microbial inactivation. (a) (b) Figure 2: Pareto chart of the standardized effects of the process variable (A: time, B: pressure, C: temperature) and their linear interaction (example AB: time * pressure) on the E. coli inactivation (a) and the total color difference (b). The level of confidence was set at 95%. On the best of our knowledge, no research studies have been conducted on the microbial inactivation efficiency of supercritical carbon dioxide on fresh-cut potatoes. Other non-thermal technologies have been investigated, with particular attention to the natural microflora of the products. Selma et al. (2006), for instance, were able to inactivate around 1.5 and 1.0 Log CFU/g of coliform bacteria and total mesophilic bacteria, respectively, by applying ozone or ozonated water for 6 min. Only a few studies investigated the inactivation of inoculated microorganisms on fresh-cut potatoes, principally by applying aqueous sanitizers. Park et al. (2008) reached an inactivation of E. coli O157:H7 equal to 0.89 Log CFU/g by washing potatoes with a chlorine dioxide (9 ppm) solution for 5 min. Luu et al. (2020), however, observed that the inactivation of the same pathogen achieved by a chlorine dioxide solution (5 ppm) for 30 min was equal to the inactivation achieved by only washing the products with water. Moreover, these methods should provide an aseptic packaging procedure after the treatment, which can represent a barrier to their industrialization. The inactivation data with the scCO2-MAP method suggest that a higher inactivation could be obtained by treating the samples at higher temperature and for longer time. However, harsher treatment conditions could also affect the aspect of the product and its stability 148 during storage, being a crucial factor for the consumer acceptance. For this reason, the color modification of the products was monitored right after the treatment and during a 7-days storage. The obtained results showed that the treatment led to a slight modification of the product color, except for the conditions at 45 °C and 14 MPa, where the color change was 7.149 ± 0.808 and 6.907 ± 0.029, for 5-min and 35-min treatment respectively, due to a reduction of the lightness parameter (L*). Regarding the color, indeed, temperature, pressure and the combination of the two, were the most influencing parameters as shown by the Pareto chart in Figure 2b. Moreover, the color of the samples remained stable when stored at 4 °C for 7 days, demonstrating that none of the treated products showed a color difference significantly higher than the non-treated product. These data support the fact that the scCO2-MAP pasteurization method does not strongly impact the visual quality of potato products at mild conditions. Only few studies reported the color difference of fruits and vegetables subjected to scCO2 pasteurization methods. Recently, Zambon, et al. (2022) obtained similar results for fresh-cut carrots and coconut treated with the scCO2-MAP method. The total color difference was 6.45 for carrots treated at 12 MPa, 40 °C for 20 min and 1.20 for coconut treated at 12 MPa, 45 °C for 30 min. Even if the color change was strongly dependent on the process conditions and the matrix, these results were significantly lower than the color changes obtained by direct scCO2 pasteurization, while the microbial inactivation was similar. Also other studies reported a strong influence of the direct scCO2 method on the aspect of different products, such as coconut (Ferrentino et al., 2012b) and pears (Valverde et al., 2010), especially influenced by the treatment time. Other studies focused on non-thermal technologies achieved similar results on the color change of fresh-cut potatoes. Liu et al. (2022), for instance, applied electron beam irradiation at a maximum dose of 15 kGy to increase the stability of potatoes, and observed a maximum total color difference of 5.46 ± 1.68 which remained stable also during the storage. 4. Conclusions A 23 factorial design was applied to investigate the effect of a novel scCO2 method on the microbial load and color of fresh-cut potatoes using a small-scale plant. Temperature and time positively influenced the microbial inactivation of E. coli inoculated on the samples surface, while temperature and pressure influenced the color change after the treatment. The results suggest that the method could improve the microbial safety of fresh-cut potatoes from possible contamination of pathogenic bacteria. However, a deeper investigation should be addressed in order to maximize the performance, for instance by increasing the treatment time or combining the method with other non-thermal technologies, such as the addition of antimicrobial substances. Moreover, even if the color plays an important role in terms of consumer acceptance, other sensorial attributes, such as texture or taste should be considered to determine the process applicability range. Studies on the activities of enzymes (i.e. PPO and POD) responsible for the product browning should be also considered. The proposed technology has the potential to be a useful method to increase the safety and the shelf life of fresh cut fruits and vegetables, avoiding the use of chlorinated solutions and/or expensive aseptic packaging methods. 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