Diffusion of oxygen in hypostoichiometric uranium dioxide nanocrystals. A molecular dynamics simulation
Chimica Techno Acta ARTICLE
published by Ural Federal University 2021, vol. 8(1), № 20218107
journal homepage: chimicatechnoacta.ru DOI: 10.15826/chimtech.2021.8.1.07
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Diffusion of oxygen in hypostoichiometric uranium dioxide
nanocrystals. A molecular dynamics simulation
K.A. Nekrasov
ab*
, A.E. Galashev
a
, D.D. Seitov
b
, S.K. Gupta
c
a: Institute of High-Temperature Electrochemistry of the Ural Branch of the Russian Academy
of Sciences, 22 S.Kovalevskoy Street/ 20 Akademicheskaya Street,
Yekaterinburg 620990, Russian Federation
b: Ural Federal University, 19 Mira Street, Yekaterinburg 620002, Russia Federation
c: St. Xavier’s College, Ahmedabad 380009, India
* Corresponding author: kirillnkr@mail.ru
This article belongs to the PCEE-2020 Special Issue.
© 2021, The Authors. This article is published in open access form under the terms and conditions of the Creative
Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Abstract
A molecular dynamic simulation of diffusion of intrinsic oxygen ani-
ons in the bulk of hypostoichiometric UO2x nanocrystals with a free
surface was carried out. The main diffusion mechanism turned out to
be the migration of oxygen by the anionic vacancies. It is shown that
in the range of values of the non-stoichiometry parameter
0.05 x 0.275 the oxygen diffusion coefficient D is weakly depend-
ent on temperature, despite the uniform distribution of the vacancies
over the model crystallite. The reliable D values calculated for the
temperature T = 923 K are in the range from 310
9
to 710
8
cm
2
/s, in
quantitative agreement with the experimental data. The correspond-
ing diffusion activation energy is in the range from 0.57 eV to 0.65
eV, depending on the interaction potentials used for the calculations.
Keywords
uranium dioxide
hypostoichiometry
oxygen diffusion
nanocrystals
Received: 04.02.2021
Revised: 30.03.2021
Accepted: 30.03.2021
Available online: 31.03.2021
1. Introduction
Recently, considerable efforts have been directed towards
experimental research for the development of a non-
aqueous technology for reprocessing irradiated nuclear
fuel [1–4]. The key technology for highly efficient pro-
cessing of such fuels is pyrolysis combined with molten
salt electrolysis. This technology can be applied to highly
burned fuel without long exposure time. The advantages
of the electrochemical method are due to the high radia-
tion resistance of inorganic molten salt, which makes it
possible to dissolve highly radioactive nuclear fuel. The
possibility of recycling the molten salt, and compactness
of the equipment are also important.
This study is related to the problem of reduction of
crystalline UO2 to metallic uranium, which consists in the
removal of oxygen from the crystal lattice. In the process
of electrochemical reduction of uranium from UO2, oxygen
is gradually released into the environment (for example,
into the LiClLi2O molten salt surrounding the crystal sur-
face). The crystal becomes hypostoichiometric, and the
relative content of uranium increases in the course of ura-
nium reduction up to the complete oxygen removal. The
described technique has been well studied experimentally
[1–6]; however, further optimization of the technology
requires an understanding of the mechanisms of oxygen
release at the atomic level. These mechanisms remain in-
sufficiently studied to date.
The rate of oxygen release is limited by the coefficient
of its diffusion in the hypostoichiometric crystal UO2x.
The experimental data on the diffusion of oxygen in UO2x
relate mainly to values of x within 0.1 [7–9]. The values of
the oxygen diffusion coefficient obtained in [7] and [8] for
the temperature used in the electrochemical reduction of
uranium (923 K) differ by two orders of magnitude (being
in the range from 210
6
to 110
8
cm
2
/s at x = 0.03).
Higher values of x in UO2x are achievable only with in-
creasing temperature. The oxygen diffusion coefficient for
x 0.2 has been measured at relatively high temperatures
of 20002100 С [10].
To clarify the features of oxygen diffusion at signifi-
cant deviations of UO2x from stoichiometry, computation-
al simulation of this process is of interest. To date, such
studies have been performed mainly for hyperstoichio-
metric UO2 that contains excess oxygen [11–14]. Oxygen-
depleted hypostoichiometric uranium dioxide has been
studied much less [15–17].
Let us note that correct accounting for the ion charge
transfer in a non-stoichiometric crystal requires the use of
ab initio calculations. Nevertheless, the simulation of the
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Chimica Techno Acta 2021, vol. 8(1), № 20218107 ARTICLE
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crystals within the framework of classical molecular dy-
namics also remains relevant. An important advantage of
the latter approach is the ability to study large systems
over a long time evolution.
Molecular dynamic modeling of oxygen diffusion in
UO2 was previously carried out at temperatures signifi-
cantly higher than 923 K [18-20], and in most of these
studies, the periodic boundary conditions describing a
quasi-infinite crystal were used. However, upon reduction
in an electrochemical cell, the surface of uranium dioxide
can become severely indented at the atomic level, which
requires the presence of a free surface in the simulation.
In this work, the presence of the surface was taken into
account by modeling UO2-x nanocrystals isolated in vacu-
um.
The results of classical modeling are fundamentally
dependent on the choice of the particle interaction poten-
tials. To simulate a UO2 crystal, a number of sets of empir-
ical potentials have been proposed, optimized for different
problems (see, for example, reviews [20–22]). The oxygen
diffusion coefficients calculated using different potentials
could differ significantly. The applicability of the existing
potentials under hypostoichiometric conditions has not
been sufficiently studied. In the present work, three such
sets of potentials [17, 20, 23] are compared.
2. The Model
The molecular dynamics model in this work was a UO2x
crystallite in the shape of an octahedron with a free sur-
face. The specified stoichiometry was ensured by remov-
ing the required amount of oxygen anions, selected at ran-
dom, from the crystal. In this case, the electroneutrality of
the crystal was maintained by replacing part of the U
q+
cations with U
(q1)+ ions. Here, q is the effective charge of
the uranium cation within a specific set of interaction po-
tentials. At x = 0, the crystallite consisted of 2720 urani-
um ions and 5440 oxygen ions.
The x values for which the oxygen diffusion coeffi-
cients were calculated in this work varied from 0.003 to
0.275. This range is within the experimental existence of
non-stoichiometric uranium dioxide (O/U from 1.65 to
2.25 [24]). Values of x above 0.1 in UO2x are achieved only
at temperatures above 1000 K [10-11, 25]. Nevertheless, in
the process of the electrochemical reduction of uranium at
lower temperatures, the occurrence of local oxygen-
depleted regions at the boundary of the crystal with the
electrolyte is not excluded. The temperature 923 K in this
work has been chosen to match the common conditions of
the electrolytic uranium reduction.
To ensure the symmetry of the charge distribution over
the surface of the nanocrystal, neutral UO2 molecules were
used as "building" blocks. The two oxygen ions were
placed on the same straight line with the uranium cation,
using the displacements (0.25, 0.25, 0.25)a and (+0.25,
+0.25, =0.25)a relative to the cation center, where a is the
lattice constant. This made it possible to minimize the ef-
fect of surface charges on the bulk properties of the model
crystals, which had to be taken into account considering
the long-range character of the Coulomb force.
The interaction of the intrinsic ions was simulated by
three sets of potentials [17, 20, 23], in order to compare
the results of using each of the sets. Set I (MOX-07,
S. Potashnikov et al., 2011 [20]) is characterized by a rela-
tively accurate reproduction of both the mechanical and
thermophysical characteristics of the stoichiometric UO2
crystal and the energies of its own disordering [20–22].
Set II (Yakub-09, E. Yakub et al., 2009 [17]) provides the
most accurate melting temperature of UO2. Set III (Busker-
02, G. Busker, 2002 [23]), in contrast to potentials I and
II, uses the whole charges of oxygen anions (2e) and ura-
nium cations (+4e), which would allow, in a further study
of the electrochemical cells, to simulate the transition of
oxygen ions from the UO2x crystal to the LiClLi2O molten
salt without changing their charge.
Note that along with the potentials listed above, there
are a number of other sets of potentials of similar quality,
such as Basak-03 [26], Morelon-03 [11], Goel-08 [19].
Most of these sets are characterized by non-integral effec-
tive charges of the intrinsic ions. The lesser-known Busker
potentials are studied in this work as an example of poten-
tials with integral charges, which have acceptable quality
at temperatures up to 1000 K, according to the review
[20].
All the potentials were represented in general form
𝑈𝑖𝑗(𝑅) = 𝐾E
𝑞
𝑖
𝑞
𝑗
𝑅
+ 𝐴𝑖𝑗𝑒
−𝐵𝑖𝑗𝑅 − 𝐶𝑖𝑗𝑅
−6
+ 𝜀𝑖𝑗 ∙
∙ (𝑒−2𝛽𝑖𝑗(𝑅−𝑅𝑚,𝑖𝑗) − 2𝑒−𝛽𝑖𝑗(𝑅−𝑅𝑚,𝑖𝑗))
(1)
that takes into account the repulsion of overlapping elec-
tron shells, the van der Waals attraction, and the possibil-
ity of chemical bond formation. The first term on the
right-hand side corresponds to the long-range Coulomb
interaction, the second term is the repulsive potential be-
tween the ion cores, the third term is the dispersive (van
der Walls) attraction and the last term is the Morse poten-
tial accounting the covalent bonding energy attributed to
U–O interaction. The quantities qi and qj are the effective
ion charges, KE is the Coulomb's law constant, and the rest
are fitting parameters that cannot be measured or com-
puted separately. The parameter values are listed in Table
1. The non-Coulomb part of the potential UU was zero in
the potential sets I and III.
For the model nanocrystals in this work, the long-
range Coulomb forces were calculated explicitly, due to
the finite number of particles in the model. In order to
avoid the non-physical effects of the long-range Coulomb
interaction, the charge distribution over the nanocrystal
surface was made as symmetric as possible.
The Newtonian equations of motion were integrated by
the leapfrog method with a time step t = 310
15
s.
Chimica Techno Acta 2021, vol. 8(1), № 20218107 ARTICLE
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Table 1 The potential parameter values
Parameter
Potentials I Potentials II Potentials III
OO OU OO OU U-U OO OU
A, eV 50211.7 873.107 883.12 432.18 187.03 9547.96 1761.78
B, 10
10
m
1
5.52 2.78386 2.9223 2.9223 2.9223 4.562 2.806
C, eV10
60
m 74.7961 3.996 32
, eV 0.5055
, 10
10
m
1
1.864
Rm, 10
10
m 2.378
q, e 1.37246 1.1104 2
q+, e +2.74492 +2.2208 +4
The Berendsen thermostat was used, as well as an original
procedure for correcting the crystallite rotation. Simula-
tion times reached 200 ns.
To determine the oxygen diffusion coefficient in the
bulk of the model crystals, we calculated the mean square
of the displacement of anions that were separated from
the surface by a distance no less than 1.75a, where
a = 0.551 nm was the lattice constant of the UO2.00 crystal
at T = 923 K. There were 895 such anions at x = 0. The
indicated lattice constant is the experimental value [27]. It
coincides with the calculated values for all the three sets
of potentials used in this work with an accuracy of 0.001
nm.
The simulations were carried out using an in-house de-
veloped software package, the same as in earlier works
[2829]. The required high computing performance was
obtained by parallelizing the calculations on CUDA archi-
tecture graphics processing units.
3. Results and Discussion
Fig. 1 shows the characteristic dependence of the bulk ani-
on mean square displacement on the evolution
time of the system. The curve is characterized by three
sections. The first two sections correspond to the process
of establishing an equilibrium concentration of the anion
vacancies in the bulk of the crystal. This process included
a rapid release of excess vacancies at the first stage, as
well as a slower adjustment of the concentration during
the second phase. The third section describes a linear in-
crease in with time under conditions of constant
average concentration of the vacancies, in accordance with
the direct vacancy mechanism of oxygen ion migration.
The time dependence of the concentration of the vacancies
relative to the sites of the anion sublattice in the bulk of
the crystal [V], corresponding to Fig. 1, is shown in Fig. 2.
In this work, the oxygen diffusion coefficient was de-
termined from the slope of the latter section using a gen-
eralization of the well-known Einstein relation in the form
(2):
𝐷 =
1
6
∙
𝑑〈𝑎2〉
𝑑𝑡
(2)
Let us note that, at small deviations from stoichiome-
try x < 0.002, the equilibrium concentration of the vacan-
cies in the bulk of the crystal turned out to be zero, so that
in the equilibrium state of the crystallite diffusion of ani-
ons was not observed. An example of the corresponding
graph is shown in Fig. 3. The dependence
Fig 1 A characteristic time dependence of the mean square dis-
placement of the oxygen anions in the bulk of the model nano-
crystal. Here, T = 923 K, x = 0.1625, and the set of potentials III
was used
Fig 2 A time dependence of the relative oxygen vacancy concen-
tration in the bulk of the model nanocrystal. Here, T = 923 K,
x = 0.1625, and the set of potentials III was used.
= (0.0043t + 2.62), 1020 m2
0
0.5
1
1.5
2
2.5
3
3.5
0 30 60 90 120 150
<
a
2
>
,
1
0
2
0
m
2
time t, ns
0.08
0.082
0.084
0.086
0.088
0.09
0.092
0.094
0.096
0.098
0.1
0 30 60 90 120 150
V
a
c
a
n
c
ie
s
p
e
r
a
n
io
n
s
u
b
la
tt
ic
e
s
it
e
[
V
]
time t, ns
Chimica Techno Acta 2021, vol. 8(1), № 20218107 ARTICLE
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Fig 3 The mean square displacement of the bulk oxygen anions of
a model nanocrystal at small deviations of the composition UO2x
from stoichiometry. Here, T = 923 K, x = 0.0015, and the set of
potentials II was used.
is shown within 150 ns in order to show the region of its
increase in more detail. Until the end of the simulation
(200 ns), the mean square of the displacement remained
constant.
Fig. 4 illustrates the relationship between the equilib-
rium bulk concentration of the anionic vacancies (referred
to the concentration of sites of the anionic sublattice) and
the non-stoichiometric parameter x, which specified the
composition of the model crystallites UO2x as a whole,
including the surface. These plots show that the distribu-
tion of the vacancies over the crystal was practically uni-
form, regardless of their concentration, for all the three
sets of interaction potentials. Ideally, the concentration of
vacancies and the parameter x would be related as
[V] = 0.5x.
Fig. 5 shows the results of calculating the oxygen diffu-
sion coefficient at a temperature of T = 923 K depending
on the stoichiometry of the UO2x. It can be seen that the
potentials I, II, and III give significantly different values of
the diffusion coefficient, the maximum divergence of
which reaches almost 500 times.
Fig 4 The relative concentration of the oxygen vacancies in the
bulk depending on the stoichiometry of the model nanocrystals
UO2x
The highest diffusion coefficients were obtained using
potentials I, the lowest correspond to potentials III. Poten-
tials II made it possible to obtain a better agreement be-
tween the calculation and experiment [8]. The calculation
with potentials I also does not contradict the experimental
data, taking into account the high values of the diffusion
coefficient obtained in [7]. Potentials III clearly underes-
timate the oxygen diffusion coefficient. However, they
reproduce the tendency observed in [7] towards a de-
crease in the diffusion coefficient with an increase in the
deviation of the crystal composition from stoichiometry.
Regardless of the set of interaction potentials, the sim-
ulation predicts the absence of a strong dependence of the
oxygen diffusion coefficient D on stoichiometry at x above
0.05. Experimental data [8] also indicate a weakening of
the dependence of D on x with an increase in hypostoichi-
ometry. Similarly, in the experiment [9], at values of x
near 0.2 and temperatures of 20002100 С, the oxygen
diffusion coefficient was practically independent on x. To
explain these results, it can be assumed that simultaneous
diffusion jumps of many anions in a confined space are
hindered.
Fig. 5 also shows the results of calculating the oxygen
diffusion coefficient with periodic boundary conditions
(6144 ions in the ideal supercell) for the potentials II.
These diffusion coefficients are overestimated in compari-
son with the rest of the calculations of this work, although
they are within the spread of the experimental data. More
research is needed to clarify the reason for the discrepan-
cy.
Fig. 6 demonstrates the dependence of the oxygen dif-
fusion coefficient in model nanocrystals UO20.0375 on the
reciprocal temperature. When using potentials I and II, the
calculation corresponds to the temperature range from
923 K to 1750 K, and in the case of potentials III, the upper
temperature was T = 2500 K. The following values of the
diffusion activation energy were obtained: ED[I] = 0.57 eV,
ED[II] = 0.65 eV, ED[III] = 0.80 eV (the sets of potentials
are indicated in square brackets).
Fig 5 The oxygen diffusion coefficient at T = 923 K
0
0.5
1
1.5
2
2.5
0 30 60 90 120 150
<
a
2
>
,
1
0
2
0
m
2
time t, ns
[V] = (0.530 0.009)x + (9.57 0.001)104
0
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
0 0.05 0.1 0.15 0.2 0.25 0.3
V
a
c
a
n
c
ie
s
p
e
r
a
n
io
n
s
u
b
la
tt
ic
e
s
it
e
[
V
]
non-stoichiometric parameter x
Potentials I
Potentials II
Potentials III
0.0001
0.0010
0.0100
0.1000
1.0000
10.0000
100.0000
0 0.05 0.1 0.15 0.2 0.25 0.3
D
1
0
7
,
c
m
2
/s
non-stoichiometric parameter x in UO2-x
Mox-07 (I)
Yakub-09 (II)
Busker-02 (III)
Experiment [7]
Experiment [8]
PBC, Yakub-09 (II)
Chimica Techno Acta 2021, vol. 8(1), № 20218107 ARTICLE
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Fig 6 Temperature dependences of the oxygen diffusion
coefficient in the model nanocrystals
The effective activation energies of oxygen diffusion ED
obtained in experiments [7] and [8] turned out to be very
close to each other, and their values were practically inde-
pendent of stoichiometry. In particular, at x = 0.03
ED = 0.56 eV in [7], while ED = 0.51 eV in [8]. It can be
seen that the calculated energy ED[I] is close to these data,
the energy ED[II] is comparable with them, and only
ED[III] is overestimated in a significant way. The tempera-
ture dependences of the calculated diffusion coefficients
can be represented in the following form:
D[I] = 5.5510
5
exp{0.57 eV / kT) cm
2
/s, (3)
D[II] = 6.110
5
exp{0.65 eV / kT) cm
2
/s, (4)
D[III] = 5.5510
5
exp{0.80 eV / kT) cm
2
/s. (5)
4. Conclusions
According to the comparison of the calculation results
with experimental data, the pair potential approximation
has provided a quantitative accuracy of modeling of the
oxygen diffusion process in hypostoichiometric uranium
dioxide nanocrystals, despite the simplicity of the model.
Most reliable results were obtained using the sets of
interaction potentials I and II, which are characterized by
realistic effective charges of intrinsic uranium and oxygen
ions. The diffusion coefficient values calculated using
these potentials at a temperature of T = 923 K were in the
range from 310
9
to 710
8
cm
2
/s. The calculated depend-
ence of the diffusion coefficient on the stoichiometry of
the crystal UO2x at 0.05 x 0.275 is weak, in agreement
with the experimental data [7–9]. A similar effect can take
place in the process of electrochemical reduction of urani-
um from UO2 dissolved in a molten salt such as LiClLi2O.
Acknowledgments
The work was financially supported by the State Atomic
Energy Corporation Rosatom, state contract no.
Н.4о.241.19.20.1048 dated 17.04.2020, identifier
17706413348200000540. S.K. Gupta thanks the Depart-
ment of Science and Technology (India) and the Russian
Foundation for Basic Research (Russia) for the financial
support (Grant no.: INT/RUS/RFBR/IDIR/P-6/2016).
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ln(DI) = (0.57 0.02) eV (9.8 0.1) ln(DII) = (0.65 0.01) eV (9.7 0.1)
ln(DIII) = (0.80 0.01) eV (9.8 0.1)
-21
-20
-19
-18
-17
-16
-15
-14
-13
-12
4 6 8 10 12 14
ln
(D
),
[
c
m
2
/s
]
1/kT, 1/eV
Potentials I
Potentials II
Potentials III
Kim&Olander-1981 [8]
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https://doi.org/10.1016/0022-3115(92)90515-M
https://doi.org/10.13182/NT10-A10861
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