253

The Use of Institutional Repositories: 
The Ohio State University Experience

Tschera Harkness Connell

Tschera Harkness Connell is Associate Professor and Head, Scholarly Resources Integration Department 
at The Ohio State University Libraries; e-mail: Connell.17@osu.edu.

In this paper the author compares the use of digital materials that have 
been deposited in The Ohio State University (OSU) Knowledge Bank (KB). 
Comparisons are made for content considered in scope of the university 
archives and those considered out of scope, for materials originating from 
different campus sources, and for different types of content. Results show 
that both mediated and unmediated content is used and therefore justifies 
the preservation costs for unmediated content. Results also show articles 
and undergraduate theses are most frequently used type of materials 
leading to the conclusion that it is important to collect content from all 
levels of the educational process.

ll institutional repositories face 
the issue of content recruit-
ment. The fact that we speak of 
recruitment rather than collec-

tion development implies that nonlibrar-
ians or nonarchivists have a major role 
in what goes into the repository and by 
extension, what is preserved. However, 
for many universities, librarians and/or 
archivists set the selection policy for the 
institutional repository. This selective ap-
proach enables the library and archives to 
decide where to commit tight resources 
for long-term preservation and mainte-
nance. However, such policies have the 
potential to diminish a sense of owner-
ship and participation among other units 
on campus, thus making the repository 
more a library/archives project than an 
institutional initiative. 

The goals for the institutional reposi-
tory (IR) determine its content. The con-
cept of the “Knowledge Bank” at the Ohio 
State University began with a high-level 

university task force on distance learn-
ing. After a year of work, this task force 
approached the then- Director of Librar-
ies, Joseph J. Branin, with a conceptual 
model for better managing and using 
the intellectual digital assets of the insti-
tution.1 This history of interest beyond 
the libraries has influenced greatly the 
goals, policies, and management of the 
Knowledge Bank. The responsibility for 
getting content is a distributed one. From 
its inception, the Knowledge Bank was 
seen as a project of the university and not 
of the libraries. The role of the libraries is 
one of knowledge management providing 
hardware, software, training, and support 
to entities on campus wanting to make 
available their digital assets. Many col-
lections originate with subject specialists 
from the libraries and archives but there 
are also many collections that originate 
outside the libraries and archives. 

In the summer of 2009, the staffs of the 
libraries and the archives discussed ways 

crl-134rl



254  College & Research Libraries  May 2011

to increase collaboration between the two 
units and to tag content contributed by 
end-user communities that is also within 
the scope of the archives. An offshoot 
result was the desire to know more about 
the use of IR content. In this paper, the 
author examines the use of digital materi-
als that have been deposited in The Ohio 
State University (OSU) Knowledge Bank 
(KB) from three perspectives:

1) Are there differences in the fre-
quency of use of materials identified 
by the archives as within scope of their 
collections and all other materials in the 
Knowledge Bank?

2) Are there differences in the frequen-
cy of use among categories of sources for 
content? Categories of sources examined 
are academic units, research centers, sup-
port units, and informal communities.

3) Are there differences in the fre-
quency of use among different types of 
content? Type refers to the nature of the 
materials; text and moving-image are 
examples of two of the twenty types of 
materials examined. 

Literature Review
The literature on IRs consistently defines 
their role as capturing, disseminating, 
and preserving the intellectual output 
of an institution.2 What is meant by 
intellectual output is not so clear. Writ-
ers have described intellectual works, 
narrowly, as scholarly works,3 and more 
broadly as digital materials created by the 
institution and its community members.4 
A persistent theme is that the primary 
content of IRs is intended to be faculty 
research—preprints and postprints. 
This theme is heavily reflected in early 
definitions of IRs that emphasize IRs as 
alternatives to scholarly publishing. As 
early as 1994, the Association of Research 
Libraries published an Internet discus-
sion subtitled a “subversive” proposal 
for electronic publishing.5 Although this 
discussion predates IRs, many of the is-
sues raised formed a rationale for their 
development. The desire to provide 
alternatives to traditional scholarly pub-

lishing is evident in the 2002 Scholarly 
Publishing and Academic Resources Coalition 
(SPARC) position paper on IRs. Raym 
Crow writes that, defined broadly, “a 
digital institutional repository could be 
any collection of digital material”6 defined 
by the institution; but, given the SPARC’s 
emphasis on scholarly communication, 
SPARC limits its definition to scholarly 
material. In terms of repository goals, 
SPARC emphasizes that content must be 
cumulative and perpetual, and open and 
interoperable.7 SPARC’s goal is to revise 
the current model of scholarly publishing. 

Clifford Lynch, likewise, sees IRs as a 
means for “accelerating changes in schol-
arship and scholarly communication.”8 
But he also writes of meeting the needs 
of the local institutional community. He 
defines IRs as “a set of services that a 
university offers to the members of its 
community for the management and 
dissemination of digital materials cre-
ated by the institution and its community 
members.”9 This definition emphasizes 
the responsibility of the organization 
in capturing, organizing, distributing, 
and preserving the institution’s digital 
assets—the services and collaboration of 
multiple units of the institution. In terms 
of content, Lynch includes documentation 
of the activities of the institution as well 
as research and pedagogical materials. 

As the institutional repository experi-
ence expands, most writers tie content 
of the IR to the purpose the individual 
institutional repository is designed to 
achieve. Sarah Shreeves and Melissa Cra-
gin write that “just as there is a range of 
motivations driving the implementation 
of IRs, the type of content contained in 
repositories can also vary; this variation 
is often dependent, of course, upon the 
goal of the repository.”10 Susan Gibbons 
notes that Lynch’s “set of services” is 
undefined, because “to be successful 
an IR must provide the set of services 
needed by its unique community of us-
ers, and these services will and should 
differ from institution to institution.”11 
Marianne Buehler and Marcia Trauernicht 



The Use of Institutional Repositories  255

note that “each institution has to make 
its own philosophical decisions of what 
items and types of materials are to be 
included in an IR.”12 Julie Bobay writes 
that the “original vision for institutional 
repositories … was to support a world-
wide network of interoperable open-
access collections of journal articles that 
had been formally published elsewhere” 
but that for large academic libraries IRs 
are “becoming more than repositories 
of peer-reviewed articles.”13 The content 
of Western Kentucky University’s re-
pository (TopSCHOLAR) is the “schol-
arly research, creative activity and other 
full-text learning resources that merit 
enduring and archival value and perma-
nent access.”14 The Rochester Institute of 
Technology (RIT) libraries define their 
content as “peer-reviewed intellectual 
work, related to research and teaching 
that also includes materials representing 
RIT’s cultural, historical, and adminis-
trative documentation.”15 In addition to 
peer-reviewed journal articles, Bobay 
lists access to administrative records, dis-
sertations, grey literature, monographs, 
small datasets, and retrospective issues of 
published journals as content institutional 
repositories may provide.16 A 2009 article 
on the IR at Humboldt State University 
(HSU) describes not only what is collected 
but what is not. HSU repository collects 
scholarship produced by HSU faculty, 
students, and staff. Major emphasis is on 
theses and projects produced by gradu-
ate students. Administrative records and 
course materials are not included due to 
the lack of resources for that additional 
commitment.17 

Related to what is collected is the issue 
of who chooses what to collect. Gibbons, 
when advising on the formulation of poli-
cies for an IR, asks this question: “Who 
can make deposits into an IR: All mem-
bers of the organization or just one class 
of members, such as academic faculty? … 
Will all material be welcome or just those 
approved by appointed people within the 
organization?”18 Lynch places the respon-
sibility for building the collection on the 

campus community as a whole. Although 
acknowledging the practical resource 
constraints such as having enough storage 
space for large datasets, he argues:

that complex, cumbersome “gate 
keeping” policies for admitting ma-
terials to institutional repositories—
particularly those that emulate 
practices from traditional scholarly 
publication such as the use of peer 
reviewers—are highly counterpro-
ductive; this will prevent institu-
tional repositories from supporting 
and empowering faculty innovators 
and leaders. Membership in the 
campus community—certainly, if 
nothing else, membership in the 
campus faculty—should be suffi-
cient credential to place materials in 
the institutional repository.19

Crow takes a similar view in stating 
that “the aim of institutional repositories 
is to preserve the entire intellectual out-
put of the institution,”20 which he views 
in contrast to archives where “university 
archivists exercise broad discretion in de-
termining which papers and other digital 
objects to collect and store.”21 

Crow raises the issue of the relation-
ship of IRs and archives. University ar-
chives are charged with the responsibility 
of maintaining university administrative 
records and preserving materials related 
to the history of the institution and the 
activities of the campus community. 
He also notes that IRs and archives can 
complement each other or compete 
with each other.22 Douglas Bicknese, an 
archivist, notes that the “role of campus 
archives is often overlooked”23 when IRs 
are established. Looking at issues of selec-
tion, he notes that “trying to preserve the 
entire intellectual output of an institu-
tion is a noble goal for an on-line digital 
repository, although realistically some 
appraisal of its contents will eventually 
be required.”24 He offers the expertise 
and experience of archivists for “selecting 
records of enduring value” for an online 



256  College & Research Libraries  May 2011

digital repository (374, p. 88).25 Don Boa-
dle relates his experience of managing a 
regional Australian archive. He makes 
the point that, “like all university-based 
combined function regional repositories, 
our most pressing concern remains the 
scarcity of resources in relation to the 
number of functions we are expected to 
perform.”26 Lack of resources and support 
for IRs are a concern as Dorothea Salo 
discusses in her 2008 article appraising 
the state of IRs.27

Much of the literature on assessment of 
IRs focuses the evaluation of the overall 
system in terms of management, opera-
tion and sustainability. The Open Archival 
Information System (OAIS) Reference 
Model and the Trustworthy Repository 
checklist are two frequently discussed 
tools for planning and evaluating progress 
of an institutional repository. In 2008, Yong 
Ho Kim and Hyun Hee Kim analyzed 10 
studies of digital libraries and IRs focusing 
“on criteria and indicators of procedural 
evaluation.”28 In their review of the lit-
erature they identified the inclusion and 
quality of metadata to be a major consid-
eration in content evaluation. Metadata 
quality indicators included number of 
elements, completeness, accuracy, and 
consistency. Other criteria for evaluat-
ing content include currency (number 
of documents published in last 3 years 
[% of total]), size, and diversity (number 
of document types). They also looked at 
indicators of use. Using the results of the 
literature review as a base, they “devised 
the diagnostic IR evaluation framework.”29 
Testing that framework, they concluded 
that the factors of use were the “most 
crucial performance criterion.”30

Overall, the literature on evaluating the 
content of IRs is limited and needed. Mar-
tha Whittaker writes that “accountability 
and the emphasis on return on investment 
make the assessment of the usage of digi-
tal resources essential.”31 This paper helps 
fill the gap in the literature by examining 
the use of digital materials that have been 
deposited in The Ohio State University 
(OSU) Knowledge Bank (KB). 

Background
Description of OSU’s selection policy and 
Knowledge Bank content
The Knowledge Bank is only one of sev-
eral media that OSU uses to distribute 
its digital content. For example, OSU 
mandates that student theses (Masters) 
and dissertations are submitted to the 
online OhioLINK Electronic Theses and 
Dissertation Center. In addition, the li-
braries have deposited collections with 
the OhioLINK Digital Media Center. 
On campus, several enterprisewide sys-
tems are used for distributing scholarly 
content. Carmen (Desire2Learn learning 
technology) is used by OSU for the man-
agement of course content. The Colleges 
of the Arts and Sciences offers a locally 
developed tool, Media Manager, to help 
faculty organize, share, and present digital 
media files. Media Manager is not meant 
to be a permanent archive but a working 
space where faculty can develop resources 
to share as part of their research and 
teaching. The libraries publish current 
electronic journals using both the Open 
Journal System software and the Knowl-
edge Bank (DSpace software). 

In this environment of multiple op-
tions, one of the roles of members of the 
Knowledge Bank management team is 
to refer potential content to the systems 
best suited to the goals of the community 
wanting to make the material available. 
For example, if a group of faculty is 
collaborating on the development of an 
interdisciplinary learning module, they 
may be referred to the staff of Media 
Manager; or, if a faculty member wants 
to limit distribution of the material to 
current enrollment in her classes, she is 
encouraged to use Carmen. The content in 
the Knowledge Bank is openly accessible. 
This attempt at a distributed approach to 
knowledge management ties back to the 
goals of the Knowledge Bank initiators. 
By the time of the implementation of 
DSpace at OSU, the original campuswide 
committee had expanded their vision of 
knowledge management to include: 



The Use of Institutional Repositories  257

the full array of digital assets and 
information services available to or 
being created by OSU faculty, staff, 
and students. Using this broader 
definition, many components of 
the Knowledge Bank already ex-
ist. … The institutional repository 
then became another component, 
yet to be built, within the larger 
Knowledge Bank. The advantage 
of this approach is that it promotes 
integration of all forms of academic 
digital content and the recognition 
that seemingly independent initia-
tives are actually related.32

For clarity, in the remainder of this pa-
per, the term “knowledge management” 
will be used when referring to the larger 
vision (all the options); “Knowledge 
Bank” will be used to refer to OSU’s pub-
lic installation of DSpace. Operationally, 
OSU has emphasized the service aspect 
of Lynch’s definition of an IR.

The OSU Knowledge Bank consists 
of collections submitted by OSU 
communities. A Knowledge Bank 
‘community’ has an affiliation with 
the Ohio State University, a focused 
research interest, has a defined 
OSU manager/director, and has the 
ability to set community policies. 
A community can be an academic 
department, an administrative 
unit, or an interdisciplinary center. 
(The Ohio State University Knowl-
edge Bank Institutional Repository 
Policies: http://library.osu.edu/sites/
kbinfo/policies.html). 

It is difficult to give a meaningful 
number of the collections in the KB be-
cause communities choose the granular-
ity at which they present materials and 
organize their collections. Collections 
may represent whole scrapbooks or in-
dividual photographs, issues of journals 
or individual articles, or even abstracts. 
Community responsibilities include selec-
tion, deciding policy regarding content to 

be submitted, deciding who may submit 
content, and limiting access to content 
in accordance with the KB Access Policy. 
Content that has access restrictions is 
content that has been embargoed for a 
period of time—one, three, or five years. 

Units That Have Collections in the KB
There are 17 academic units (schools, col-
leges, and departments) that have collec-
tions in the Knowledge Bank. These units 
include the Austin E. Knowlton School of 
Architecture, the College of Pharmacy, 
the Department of History, multiple units 
within Food, Agricultural and Environ-
mental Sciences, the John Glenn School 
of Public Affairs, the College of Social 
Work, the School of Earth Sciences, and 
the Newark campus of the university. The 
collections of these academic units feature 
the research of faculty, staff, and students 
through articles, reports, working papers, 
newsletters, and journals. 

Eleven cross-disciplinary units (labo-
ratories, centers, and institutes) have 
collections. Examples of units from this 
group are the East Asian Studies Center, 
the Institute for Excellence in Justice, the 
Mershon Center for International Security 
Studies, the Ohio Agricultural Research 
and Development Center (OARDC), the 
Ohio Water Resources Center, and the 
Olentangy River Wetland Research Park. 
In addition to research in various formats, 
these collections contain lectures, speaker 
series, seminars, and conferences in a 
variety of formats (audio, video, and/or 
textual). 

Eleven support units have collections 
in the KB. The Academy of Teaching, 
the Council on Graduate Students, The 
Honors and Scholars Program, the Uni-
versity Archives, the Office of Outreach 
and Engagement, and the University 
Libraries are examples of this group. The 
Honors and Scholars Program theses col-
lections are some of our fastest growing 
collections; the program strongly encour-
ages honors students to deposit their 
undergraduate theses in the KB before 
they graduate. The Council on Graduate 



258  College & Research Libraries  May 2011

Students submits the winners of multiple 
discipline competitions from the Edward 
F. Hayes Graduate Research Forum. These 
support units also contribute newsletters, 
research lectures, events (for example, a 
video of a conference), and seminars. 

Informal community groups also pro-
vide content. Examples from this group 
are the Ohio State Digital Story Telling 
community, the Gay community, and the 
Ukrainian Cultural Association of Central 
Ohio (which includes members from 
the university community). Collections 
from these communities include digital 
stories, press releases, legal documents, 
photographs, interviews, lectures, and 
seminars. 

There are several serials in the Knowl-
edge Bank. Some of these are current pub-
lications such as newsletters or current 
journals that are using the KB for distribu-
tion. There are also retrospective serials. 
Both current and retrospective serials are 
present in the collections of communities 
described above. In addition, the libraries 
have added three runs of serials as their 
own communities. The largest of these is 
the Ohio Journal of Science (OJS), published 
by the Ohio Academy of Science and 
made available from 1900 to two years 
prior to the current year in collaboration 
with the libraries. This journal is one of 
the most frequently used resources in the 
Knowledge Bank. Two other retrospec-
tive serials have also been added by the 
libraries as their own communities: The 
Ohio Mining Journal (1882–1899) and the 
Ohio State Engineer (1918–1945). 

Institutional repositories such as the 
Knowledge Bank require resources to 
acquire, upgrade, and maintain hardware 
and software and to staff and manage the 
repository program. Good stewardship 
demands that managers of repositories 
evaluate their efforts. Since 2004, several 
internal assessments have been made by 
members of the Digital Initiatives Steer-
ing Committee (DISC) of the libraries. In 
2007, a gap analysis of OSUL’s compli-
ance (in terms of the KB) with the Re-
search Libraries Group and the National 

Archives and Records Administration 
(RLG-NARA) Task Force’s Trustworthy 
Repository standard was performed. In 
2008, members reviewed the OSU Librar-
ies’ compliance with the Open Archival 
Information System (OAIS) Functional 
Model. Also in 2008, a subcommittee of 
DISC performed a general assessment 
of the operations of the KB. In 2009, the 
management of the KB initiated a users’ 
group of representatives of KB commu-
nities to gather feedback on services and 
next steps. This research study reported 
here is the first to look at the frequency 
of use of materials in the KB. 

In this paper, one of the specific com-
parisons of use is between materials iden-
tified by the archives as within the scope 
(referred to as In-Scope) of their collec-
tions and all other materials (Out-Scope) 
in the Knowledge Bank. In some ways, 
the goals for the KB and the mission of the 
University Archives overlap. Both may 
be collecting material within the scope 
of the Archives. “The Archives identifies, 
preserves, and makes available the docu-
mentation of continuing and historical 
value in documenting the University.” 
(http://library.osu.edu/sites/archives/) 
The KB model to help manage and use the 
intellectual digital assets of the institution 
has resulted in a nonrestrictive policy for 
what is accepted for deposit. The content 
of the Knowledge Bank includes content 
of historical value in documenting the 
university, but it includes other materials 
as well. The archives use the Knowledge 
Bank to present and preserve some of the 
materials that they are charged to collect. 
Today’s technological environment makes 
it easy for campus units to create and 
distribute materials that may be of inter-
est to University Archives but are never 
brought to the attention of archives staff. 
The Knowledge Bank provides one more 
way of informing archivists of material of 
potential interest. In 2009, in addition to 
the Knowledge Bank Archives collections, 
university archivists identified items in 
other collections that they considered to 
be of historical value for the university. 



The Use of Institutional Repositories  259

This study compares the frequency 
of use of materials In-Scope and Out-
Scope. The frequency use of materials is 
compared among different categories of 
sources for the material: academic units, 
research centers, support units, and infor-
mal communities. Finally, the frequency 
of use of different types of materials is 
compared.

Methods
In the DSpace software, materials are or-
ganized by items within a collection. Each 
item consists of metadata and bitstreams 
(units of content). An item may have 
multiple bitstreams. An example of an 
item with multiple bitstreams might be a 
multivolume book. The item is the whole 
work, but the content of the work may be 
contained in multiple bitstreams, perhaps 
one bitstream for each volume. This study 
looked at the use of bitstreams that were 
deposited in the KB prior to June 1, 2009. 
Use data were collected for January 1, 
2007, through May 31, 2009.

For the purposes of this study, a use 
is defined as a single download of a 
bitstream. Although downloads do not 
necessarily show that the content is 
used, downloads show, at least poten-
tially, more interest in the content than 
simply hits on the metadata describing 
the content. 

All KB collections except the Byrd 
Expedition Photo Albums of the Byrd 
Polar Research Center and the OSU 
International Symposium on Molecular 
Spectroscopy community collections 
of abstracts were included in the study. 
There are four photo albums of the 

1928–1930 Byrd Antarctic Expedition. 
Each photo in the albums is an individual 
bitstream and is represented by its own 
descriptive metadata. However, because 
many of the photos in the albums have 
very similar metadata, it is almost impos-
sible to locate an individual photo.33 The 
collections of abstracts from the sympo-
siums on molecular spectroscopy were 
omitted because the abstract contained in 
the bitstream is repeated in the metadata 
for the item. The version of the abstracts 
in the metadata has been encoded with 
TeX to facilitate searching by symbols 
and chemical formulas. The implication 
in terms of this study is that a user can 
view the content of the abstract without 
downloading the bitstream. Therefore, 
downloads for these collections may not 
have the same meaning as downloads for 
other collections. 

Use data were collected using AWStats, 
an open source logfile analyzer available 
from the open source software develop-
ment Web site, SourceForge (http://aw-
stats.sourceforge.net/). The “Pages—URL 
(full list)” portion of the AWStats report 
provided the number of downloads of the 
URL for each bitstream that was down-
loaded; collection and item level hits were 
eliminated from the data. 

Calculations were performed by the 
use of each bitstream and for the use of 
each collection. (See table 1.)

To illustrate the definitions in the table, 
consider the Digital Stories Collection in 
the Digital Storytelling Community. In 
2007, there were 2 bitstreams in this col-
lection. Bitstream #1 was downloaded 24 
times in five months. Bitstream #1 use: 

Table 1
Definitions of Use

Definitions of Use Description
Bitstream use:  Mean number 
of downloads per month

Sum of number of downloads of the bitstream for the 
year divided by the number of months the bitstream is 
in the KB

Collection use:  mean bitstream 
use per collection 

Sum of “bitstream use” for all bitstreams in the col-
lection divided by the number of bitstreams in the 
collection



260  College & Research Libraries  May 2011

24/5 = 4.8. Bitstream #2 was downloaded 
41 times in five months. Bitstream #2 use: 
41/5 = 8.2. The collection use is 6.5—the 
sum of the bitstream uses (4.8 + 8.2) divid-
ed by the two bitstreams in the collection. 

Collections in the Knowledge Bank 
were analyzed as individual collections 
even in instances where communities 
of content were presented to the public 
as multiple collections based on chrono-
logical periods. Divided collections fell 
into two categories: publications (serials) 
where individual years were presented as 
a collection and recurring events (confer-
ences and speaker series) where each con-
ference or series is presented as a single 
collection. Examples of the first case are 
Empirical Musicology Review (EMR) and 
The Ohio Journal of Science (OJS). The four 
separate collections representing four 
years of EMR and the 6,546 collections of 
OJS, each representing a separate issue, 
were analyzed as separate collections. An 
example of recurring events collections is 
the National Symposiums on Doctoral Re-
search in Social Work. The 21 Individual 
years were analyzed as 21 collections.

The first research question requires a 
comparison of the use of In-Scope and 
Out-Scope materials. In the summer of 
2009, the staff of the University Archives 
identified content that was outside their 
own KB community but that they ap-
praised as having continuing value to 
OSU’s history. This information was 
shared with staff responsible for the day-
to-day operations of the KB in the form of 
a list. The managers of the KB agreed to 
add to the metadata an indication of the 
Archives’ interest in the items, thus mov-
ing these items to the In-Scope category. 
As well, University Archives are notified 
of new collections to determine if they 
should be added to the list. This list is 
the source for identifying In-Scope col-
lections to compare with other materials 
in the KB. The null hypothesis is that the 
use of In-Scope and Out-Scope collections 
is the same. 

The second research question requires 
a comparison of the use of materials from 

different sources. The categories are de-
scribed above in the “Units That Have 
Collections in the KB” portion of this pa-
per. The source categories compared are 
academic units, research centers, support 
units, and informal communities. The 
libraries’ retrospective serial preservation 
projects fall with other library content 
under the support unit category. The null 
hypothesis is that the use of bitstreams 
from each source is equal to the use of 
bitstreams of each of the other sources.

The third research question requires 
a comparison of the use of materials of 
different types. For this research, the 
Dublin Core Metadata Initiative (DCMI) 
definition of type is used. Type is defined 
as the nature or genre of the resource 
(http://dublincore.org/groups/collec-
tions/collection-application-profile/index.
shtml#vocabs). The DCMI types used to 
categorize content in this study are: Event, 
Moving Image, Sound, Still Image, and 
Text. The types and their definitions as 
used in this study are included in table 2. 
In addition, “text” was broken down into 
subcategories to get a more granular view 
of the data. The subcategories of text used 
in this study are: abstract, annual report, 
article, book or book chapter, data, diary, 
journal (downloads of entire issues, not 
articles), newsletter, official university 
document, oral history, plan or blueprint, 
poster, presentation (written text of pre-
sentation), proceedings, promotional 
materials (fliers and press releases), slides 
(presentation slides), technical report, 
thesis (honors theses), working paper. 
Material that does not fit into the other 
textual categories such as handouts, re-
sources to accompany presentations, best 
practices, and syllabi) were categorized as 
“other text.” The null hypothesis is that 
the use of the bitstreams of each type are 
equal to the use of the bitstreams of each 
other type. The second null hypothesis is 
that the use of each of the subcategories 
of text is equal to the use of each of the 
other subcategories. 

T-tests were used to determine if there 
was a real difference between bitstream 



The Use of Institutional Repositories  261

use of the groups tested. For example, 
the bitstream use for text was 9.7 and the 
bitstream use for event was 5.0 in 2007. 
A t-test was performed to see if the dif-
ference was great enough that it was not 
likely to be the result of chance alone. 
In all cases where t-tests were used, the 
t-tests were two-tailed, and an unequal 
variance was presumed.

Analysis and Results
Comparison of the use of materials identified 
by the archives as within scope of their col-
lections and the out-of-scope materials in the 
Knowledge Bank 

The data in table 3 show that the 
bitstreams identified as within scope 
of the university archive collections are 
downloaded less frequently than the bit-
streams considered out of scope. Making 
the assumption that the bitstreams in this 
study are a representative sample of the 
KB content at a future date, and perform-
ing a t-test between the groups for each 
year shows that the differences in use are 
significant. For all years the results are 
significant at a level less than .00l. (2007 

p-value <.001; 2008 p-value <.001; 2009 p-
value <.001) The null hypothesis is rejected.

Figures 1–3 graphically show the dif-
ferences in use. 

Analysis was also performed eliminat-
ing the retrospective journal collections 
(Ohio Journal of Science, The Ohio Mining 
Journal, and the Ohio State Engineer). 
These three journals represented over 57 
percent (8896/15490) of all the bitstreams 
in the collections considered out of scope. 
The Ohio Journal of Science, especially, is 
heavily used so the additional analysis 
was to determine whether the use of these 
three journals overwhelmed the results 
of the comparison of use for all other 
bitstreams. The results of the comparison 
with the three journals eliminated shows 
a significant difference in use for 2008 and 
2009. (2007 p-value =.10; 2008 and 2009 p-
values <.001) For 2007, the null hypothesis 
is accepted. For 2008 and 2009, the null 
hypothesis is rejected.

Comparison of the Use of Materials from 
Different Sources 
The second research question required 

Table 2
Working Definitions of Types

DCMI Type Definition
Event Used for summaries of events, conference programs, and promotional  

web pages, etc.
Moving Image Used for streaming video, including videos of presentations
Sound Used for streaming audio, including audio of presentations
Still Image Used for drawings, photos, and images of woodcuts
Text Used for bitstreams other than those in the above categories

Table 3
Comparison of Use of bitstreams between Materials within Scope for the 

archives and Materials Not in Scope for the archives
 2007 2008 2009
 In-

Scope
Out-of-
Scope

In-
Scope

Out-of-
Scope

In-
Scope

Out-of-
Scope

No. of collections 1,247 8,384 2,370 11,184 2,513 15,450
Average collection use per month 
per bitstream

3.6 10.4 2.8 8.2 2.2 5.0



262  College & Research Libraries  May 2011

a comparison of the use of bitstreams by 
the source of the collection in which they 
were contained. Table 4 shows the num-
ber of collections from each source and 
the source average use. Comparing the 
use of materials from each type of source 
with the use of each of the other types 
of sources indicates that there were no 
significant differences in use of bitstreams 
between the types of sources. For 2007, 
the p-values ranged between .25 and .97. 
For 2008, p = .45–.84; for 2009, p = .29–.88. 

For example, a t-test comparing the use 
of bitstreams from academic units and 
the use of bitstreams from informal units 
returned the following p-values: 2007 = .44; 
2008 = .84; 2009 = .67. A t-test comparing 
the use of bitstreams from research centers 
and support units returned the following 
p-values: 2007 = .74; 2008 = .75; 2009 = .88.

A second comparison was performed 
for the different sources, eliminating the 
bitstreams of three retrospective journals 
from the support unit source. The second 

fIgUre 1
Comparison of average Use for Collections in Scope and Out of Scope of 

University archives: 2007

75

16 7 2 1 2

270
293

253

81

30
55

0 to 3.9 4 to 7.9 8 to 11.9 12 to 15.9 16 to 19.9 >=20

N
u

m
b

er
 o

f 
C

o
lle

c�
o

n
s

Uses per Month

Collec�ons Average Bitstream Use 2007
In-Scope Out-of-Scope

fIgUre 2
Comparison of average Use for Collections in Scope and Out of Scope of 

University archives: 2008

77

17 2 1 1 4

232

396

192

71
41 46

0 to 3.9 4 to 7.9 8 to 11.9 12 to 15.9 16 to 19.9 ≥20

N
u

m
b

er
 o

f 
C

o
lle

c�
o

n
s

Uses per Month 

Collec�ons Average Bitstream Use 2008

In Scope Out of Scope



The Use of Institutional Repositories  263

sound bitstreams in 2009. In all other cases 
where comparisons are applicable, the 
null hypotheses are rejected. (See table 5 
for results of the comparisons.)

Because of the large proportion of 
bitstreams (35,031/37,289, or 94%) cat-
egorized as text, comparisons of use were 
made for different types of text. Text was 
divided into 20 subtypes: abstract, an-
nual report, article, book or book chapter, 
data, diary, journal, newsletter, official 
university document, oral history, plan 
or blueprint, poster, presentation, pro-
ceedings, promotional materials, slides, 
technical report, other text, thesis, and 
working paper. The use of each subtype 
was compared with the use of each other 
subtype. For example, the use of abstracts 
was compared with the use of annual 

analysis also resulted in no significant 
difference in use. The null hypothesis is 
accepted.

Comparison of the Use of Materials of 
Different Types. 
The results for t-tests for each pair of types 
show that, in most cases, the differences 
in use are significant at a confidence level 
of 95 percent or above. In some cases, the 
comparison could not be made because 
all types of bitstreams were not present in 
the KB for all years. The null hypothesis 
that the use of “event” bitstreams and 
“moving image” bitstreams is the same 
is accepted for all of the three years. 
Similarly, the null hypothesis is accepted 
for the use of event bitstreams and sound 
bitstreams, and for image bitstreams and 

fIgUre 3
Comparison of average Use for Collections in Scope and Out of Scope of 

University archives: 2009

81

16 4 0 0 2

315

436

135

47
15 22

0 to 3.9 4 to 7.9 8 to 11.9 12 to 15.9 16 to 19.9 ≥20

N
u

m
b

er
 o

f 
C

o
lle

c�
o

n
s

Uses per Month

Collec�ons Average Bitstream Use 2009

In Scope Out of Scope

Table 4
Use by Source of Material

Source 2007 2008 2009
Number of 
collections

Average 
use

Number of 
collections

Average 
use

Number of 
collections

Average 
use

Academic unit 629 4.2 791 4.8 799 3.8
Informal 
community

15 9.7 42 8.3 97 8.2

Research Center 866 7.9 1951 5.1 2360 3.7
Support unit 8,121 10.1 10,770 7.8 11,654 6.0



264  College & Research Libraries  May 2011

reports, and articles, and books or book 
chapters, and so on. If all of the subtypes 
had been present for all three years, there 
would be 57 comparisons per type (19 
per year times 3). However, two of the 
subtypes were not present all years. Of-
ficial university documents were present 
for only 2008 and 2009; data were only 
present in 2009. In all, 1,018 comparisons 
were made. (A complete list can be found 
in the appendix.) 

Of the 1,018 comparisons, nearly half 
(502/1,018) showed significant differences 
in use at a .05 level of significance. Figure 
4 reflects the 502 instances of significant 
differences in use. The 20 subtypes are 
ranked by the portion of cases where use 
was significantly higher than for other 
types. For example: Article was compared 
54 times; 42 of the comparisons resulted 
in significant differences in use. Of those 
42, article was used more frequently 41 
times; less frequently one time; and about 
the same 13 times (that is to say, no signifi-
cant difference in use). The one instance 
when article was used less frequently than 
another subtype was in 2008 when diary 

was used more. However, for 2007, article 
was used more frequently; and, in 2009, 
it was used the same amount. 

At the other extreme, in 54 compari-
sons of the use of plans or blueprints with 
other subtypes, there were 28 significant 
differences in use. In only one instance 
were plans used more than another sub-
type (plans were used more than official 
university documents in 2008). In 27 in-
stances, plans were used less frequently 
than other types; and, in 26 instances, 
there were no differences in use.

Discussion
There is clearly a difference in use of 
materials identified by the archives as 
within scope of their collections and the 
out-of-scope materials in the Knowledge 
Bank. This difference remains even when 
large runs of retrospective journals are 
removed from consideration. 

What this means is not so clear. Many of 
the documents in the University Archives 
Knowledge Bank collections are also avail-
able on the university’s Web sites, espe-
cially if the content is current. Examples 

Table 5
Significance of results of Comparison of bitstream  

Use between Types: p-values*
Types Compared Average 

Bitstream 
Use 2007

2007  
p-value

Average 
Bitstream 
Use 2008

2008 
p-value

Average 
Bitstream 
Use 2009

2009 
p-value

Event / Image 1.8 / 0.4 < .001
Event / Moving Image 5.0 / 4.5 .558 3.1 / 3.0 .984 1.8 / 2.4 .260
Event / Sound 3.1 / 0.1 < .001 1.8 / 1.4 .279
Event / Text 5.0 / 9.7 < .001 3.1 / 7.6 < .001 1.8 / 6.2 < .001
Image / Moving Image 0.4 / 2.4 < .001
Image / Sound 0.4 / 1.4 .018
Image / Text 0.4 / 6.2 < .001
Moving Image / Sound 3.0 / 0.1 < .001 2.4 / 1.4 .100
Moving Image / Text 4.5 / 9.7 < .001 3.0 / 6.2 < .001 2.4 / 6.2 < .001
*measure of how rare the result would be if the null hypothesis were true
Difference in use significant when p < .05
bold indicates type with greatest use, when difference is significant
Blank = Not applicable; one of the types had no bitstreams 



The Use of Institutional Repositories  265

include the Board of Trustees Bylaws, the 
Code of Student Conduct, and the Rules of 
the University. The Fifteenth Day Enroll-
ment Highlights (for each quarter) have 
both current and retrospective content, 
but this collection is an exception. Even 
in cases where the content considered in 
scope for the archives but is in other col-
lections, the content may be also available 
on the university’s Web. Two examples are 
the videos of the University Distinguished 
Lectures and the conference material of 
the Mershon Center for International Se-
curity Studies. In both these cases, the con-
tent is currently available from the Office 
of Academic Affairs site and the Mershon 
Center’s site respectively. These Web sites 
are older than the Knowledge Bank and 
likely have users who are accustomed to 
going to the Web sites for information and 
have had no need to get this information 
from the Knowledge Bank. Over time this 
may change as the content of the sites 

change. If older material is removed from 
the sites, it will still be available from the 
Knowledge Bank. 

A related issue is how the archives are 
used. By their nature, archives are his-
torical collections. The Knowledge Bank 
is six years old and most of the material 
identified as of interest to the archives is 
not yet historical. As well, the materials of 
interest to the Archives are not extensive. 
The Archives Knowledge Bank collec-
tions are still being established. Without 
a critical mass, it is difficult to know how 
these collections will be used. In this case, 
a comparison with use ten years from now 
will be helpful. 

Future availability points out another 
important purpose of archives:

 Institutional archivists who use a 
digital repository for administra-
tive records employ it not only for 
informational purposes but also evi-

fIgUre 4
Text Types ranked by Portion of Significantly greater Use

0% 10% 20% 30% 40% 50% 60% 70% 80%

Ar�cle

Thesis

Data

Abstracts

Journal

Poster

Diary

Book or book chapter

Slides

Presenta�on

Proceedings

Oral history

Other text

Promo�onal materials

Working paper

Annual report

Technical report

Newsle�er

Official university doc

Plan or Blueprint

Text Types Ranked by Por�on of Significantly 
Greater Use

Por�on of significally greater use 



266  College & Research Libraries  May 2011

dential. In the latter case, use is only 
part of the rationale, the other being 
the importance of the documents in 
providing evidence for administra-
tive, legal, and historical reasons of 
the functions and transactions of the 
organization.34 

From this perspective, use cannot be 
the only metric for evaluating archives 
content in an institutional repository. 
However, even without knowing whether 
the use of material of interest to the 
archives is indicative of future use, or if 
archives content is fulfilling other pur-
poses, the results of this study show that 
nonmediated selection of materials has 
yielded content that is used. 

The second research question ad-
dressed the issue whether there were 
differences in use between different 
sources of material. The four sources 
examined were academic units, informal 
groups, research centers, and support 
units. The speculation was that these 
different units would offer content that 
was different in nature from the con-
tent of the other sources. For example, 
perhaps the research centers archived 
research results, but the informal groups 
archived material more documentary in 
nature. Perhaps the academic units ar-
chived faculty papers, while the support 
units archived policies, procedures, and 
content that could be considered refer-
ence in nature. However, there were no 
differences in the use of bitstreams from 
the four sources defined in this study. A 
closer examination of the bitstreams from 
each of the sources revealed that all the 
sources had a broad range of content. 
Research centers, academic and support 
units documented conferences, archived 
research papers, and posted videos of 
lectures. All four of the groups contained 
primary sources. The use of “sources” 
as defined in this study was not a good 
way to look at differences in the nature 
or purposes of the content. 

There were differences in the amount 
of use for the different types of content. In 

all cases, text was most used and images 
were least used. Images in the Knowledge 
Bank are not well presented, which could 
be one factor in their low use. Users of 
images need to be able to zoom and to 
browse, neither of which is possible in the 
current version of the Knowledge Bank. 

Ninety-four percent of Knowledge 
Bank content is text. Text is by far the most 
used type of material. It is not known if 
this result is due to the predominance of 
text in the Knowledge Bank or whether it 
represents a true preference on the part of 
users. Additional study is needed. 

An examination of 20 subtypes of text 
reveals that articles and theses are the 
most used. In many ways, articles and 
theses are similar. They are both a record 
of research. The principal difference is 
that theses are the work of undergraduate 
students, while articles can be the work 
of faculty or students. However, most 
articles in the Knowledge Bank are the 
work of faculty or graduate students. This 
study shows that these forms of reporting 
research results are the most frequently 
used types of text in the Knowledge Bank.

Posters, presentations, and slides are 
all media for documenting oral presen-
tations. These three text types fall lower 
on the ranked list of types use when 
compared with articles, theses, data, ab-
stracts, and journals. Oral presentations 
are often new information, presented be-
fore it is written and published. It would 
be useful to know why formerly pub-
lished material is used more frequently. 
One possibility is that the Knowledge 
Bank is open access, which allows people 
anywhere free access to the information. 
For journal articles, open access provides 
an avenue to the content without cost 
to the user. For theses, the content is 
unique and is distributed through the 
Knowledge Bank. Another possibility 
is that articles, theses, and journals all 
go through a process of review: articles 
and journals by editors or peer reviewers 
and theses by faculty advisors. Oral pre-
sentations, while timely, often are given 
without prereview. 



The Use of Institutional Repositories  267

The two types least used are plans or 
blueprints and official university docu-
ments. Almost all the plans come from a 
single collection, the Herrick archives. John 
H. Herrick compiled building documenta-
tion for every known structure at The Ohio 
State University from the inception of the 
university in the 1870s through 1988. The 
plans are drawings of the structures. The 
fact that all the plans represent a single, 
narrow topic is likely to limit their use. Of-
ficial university documents are a relatively 
new addition to the Knowledge Bank; at 
the time, the data gathered numbered only 
64. Until more documents are collected, 
they will probably have limited use. And, 
as was noted in the results section, most of 
these documents are also available on the 
university’s Web site. 

Conclusions
The results of this study begin to inform 
an understanding of the use of materi-
als in the Knowledge Bank. Currently, 
services relating to depositing material 
in the Knowledge Bank are free to the 
university community. If, at some point, 
the libraries decide to charge for storage 
of large collections, it would be interest-
ing to know how such a decision would 
affect both the content and the use of 
community collections. 

Although there were differences in the 
amount of use between materials in scope 
and out of scope, the implications of this 
result are not clear. Due to the fact that 
Knowledge Bank materials out of scope to 
the Archives are used significantly more 
frequently, it is reasonable to conclude 
that these materials are useful as well. 
From this perspective, the results show 
that nonmediated selection yields content 
that is used and therefore justifies the 
preservation costs. 

The goal of determining whether 
there were differences in use between 
different sources of material was based 
on the assumption that different units 
offer content that was different in 
nature from the content of the other 
sources. The reasons that this was not 
a good approach to the issue have been 
discussed. Future research is needed 
to determine whether the nature of the 
content (research, policies, procedures) 
is a determinant of use. 

All types of materials that comprise 
the Knowledge Bank are used and this 
supports continuing to collect a variety 
of types of material. Whether the fact 
that text is used more frequently than 
any other type of content is due to us-
ers’ preference for text or that text is 
the most predominant form of content 
in the Knowledge Bank has not been 
determined. 

The fact that undergraduate theses 
rank almost as highly as articles under-
lines the importance of collecting content 
from all levels of the educational process. 
Future research can help to determine if 
this result is due to the egalitarian nature 
of the Internet, where a searcher has 
no direct way of determining whether 
results are peer reviewed. The results 
of a study of download statistics for the 
open access institutional repository at 
the University of Wollongong, Austra-
lia, revealed that, during the six months 
studied, 95.8 percent of the referrals 
to the repository came from Google. 
Most of these referrals linked directly 
from the search results to the pdf of the 
document.35 The extensive use of theses 
and articles could also be evidence of a 
cultural shift, in which users value ac-
cess and/or currency over peer-reviewed 
information. 



268  College & Research Libraries  May 2011

abstract 2007 2008 2009 annual report 2007 2008 2009
 Abstract +  
Annual report -   
Article + + + Article + + +
Book/book chapter + Book/book chapter + +
Data NA NA + Data NA NA +
Diary + Diary +  
Journal + Journal + +
Newsletter - - Newsletter - - -
Official univ doc NA - - Official univ doc NA - -
Oral history Oral history  
Plan or Blueprint - - Plan or Blueprint - - -
Poster + + Poster + +
Presentation + Presentation + +
Proceedings + + Proceedings - + +
Promo materials - Promo materials +  
Slides + Slides +  
Technical report Technical report  
Text + Text + +
Thesis + + Thesis + + +
Working paper   + Working paper    
 
article 2007 2008 2009 book/book chapter 2007 2008 2009
Abstract - - - Abstract -
Annual report - - - Annual report - -
  Article + +  
Book/book chapter - -  
Data NA NA - Data NA NA  
Diary - + Diary +  
Journal - - Journal + -

Appendix: Comparison of Each Text Subtype with 
the Use of Each Other Text Subtype
Key:
A symbol in the cell means that the difference in use between the type listed in the 
row and the type listed  in the header is significant at the .05 level.

Plus "+" means that type listed in the row is used more frequently than type listed in header.

Minus "-" means that type listed in the row is used less frequently than type listed in header.



The Use of Institutional Repositories  269

Newsletter - - - Newsletter - - -
Official univ doc NA - - Official univ doc NA - -
Oral history - - - Oral history - -
Plan or Blueprint - - - Plan or Blueprint - - -
Poster - - - Poster + -
Presentation - - Presentation -
Proceedings - - Proceedings - +  
Promo materials - - - Promo materials - -
Slides - - - Slides -
Technical report - - - Technical report -
Text - - Text  
Thesis - Thesis + +  
Working paper - - - Working paper   -

Data 2007 2008 2009 Diary 2007 2008 2009
Abstract NA NA - Abstract -  
Annual report NA NA - Annual report -  
Article NA NA + Article + +  
Book/book chapter NA NA Book/book chapter -  
  Data NA NA  
Diary NA NA  
Journal NA NA Journal + -  
Newsletter NA NA - Newsletter - -  
Official univ doc NA NA - Official univ doc NA -  
Oral history NA NA - Oral history -  
Plan or Blueprint NA NA - Plan or Blueprint - - -
Poster NA NA Poster + -  
Presentation NA NA Presentation - -
Proceedings NA NA Proceedings - -  
Promo materials NA NA - Promo materials -  
Slides NA NA - Slides + -  
Technical report NA NA - Technical report - -
Text NA NA Text -  
Thesis NA NA Thesis +  
Working paper NA NA  Working paper  -  

Journal 2007 2008 2009 Newsletter 2007 2008 2009
Abstract - Abstract + +
Annual report - - Annual report + + +
Article + + Article + + +



270  College & Research Libraries  May 2011

Book/book chapter - + Book/book chapter + + +
Data NA NA Data NA NA +
Diary - + Diary + +  
 Journal + + +
Newsletter - - -  
Official univ doc NA - - Official univ doc NA -  
Oral history - - - Oral history + + +
Plan or Blueprint - - - Plan or Blueprint - -
Poster - Poster + + +
Presentation - Presentation + +
Proceedings - + Proceedings + +
Promo materials - - - Promo materials + +  
Slides - - Slides + + +
Technical report - Technical report +  
Text Text + + +
Thesis + + Thesis + + +
Working paper -   Working paper + + +

Official university 
document

2007 2008 2009 Oral history 2007 2008 2009

Abstract NA + + Abstract  
Annual report NA + + Annual report  
Article NA + + Article + - +
Book/book chapter NA + + Book/book chapter + +
Data NA NA + Data NA NA +
Diary NA + Diary +  
Journal NA + + Journal + + +
Newsletter NA + Newsletter - - -
 Official univ doc NA - -
Oral history NA + +   
Plan or Blueprint NA + - Plan or Blueprint - - -
Poster NA + + Poster + + +
Presentation NA + + Presentation + +
Proceedings NA + + Proceedings - + +
Promo materials NA + + Promo materials + -  
Slides NA + + Slides + + +
Technical report NA + Technical report  
Text NA + + Text + +
Thesis NA + + Thesis + +
Working paper NA + + Working paper    



The Use of Institutional Repositories  271

Plan or blueprint 2007 2008 2009 Poster 2007 2008 2009
Abstract + + Abstract - -
Annual report + + + Annual report - -
Article + + + Article + +  
Book/book chapter + + + Book/book chapter - -
Data NA NA + Data NA NA  
Diary + + + Diary - +  
Journal + + + Journal +
Newsletter + + Newsletter - - -
Official univ doc NA - + Official univ doc NA - -
Oral history + + + Oral history - - -
 Plan or Blueprint - - -
Poster + + +  
Presentation + + Presentation  
Proceedings + + Proceedings - +  
Promo materials + + + Promo materials - - -
Slides + + + Slides -  
Technical report + + Technical report -
Text + + + Text  
Thesis + + + Thesis + +
Working paper + + + Working paper -   

Presentation 2007 2008 2009 Proceedings 2007 2008 2009
Abstract - Abstract - -
Annual report - - Annual report + - -
Article + + Article + +
Book/book chapter + Book/book chapter +  -
Data NA NA Data NA NA  
Diary + Diary + +  
Journal + Journal + -  
Newsletter - - Newsletter - -
Official univ doc NA - - Official univ doc NA - -
Oral history - - - Oral history + - -
Plan or Blueprint - - Plan or Blueprint - -
Poster Poster + -  
  Presentation + -
Proceedings + +  
Promo materials - - Promo materials + - -
Slides - Slides + - -



272  College & Research Libraries  May 2011

Technical report Technical report + - -
Text Text + -  
Thesis + + Thesis +  
Working paper    Working paper + -  
 
Promotional 
materials

2007 2008 2009 Slides 2007 2008 2009

Abstract + Abstract -
Annual report + Annual report -  
Article + + + Article + + +
Book/book chapter + + Book/book chapter - +
Data NA NA + Data NA NA +
Diary + Diary - +  
Journal + + + Journal + +
Newsletter - - Newsletter - - -
Official univ doc NA - - Official univ doc NA - -
Oral history - + Oral history - - -
Plan or Blueprint - - - Plan or Blueprint - - -
Poster + + + Poster +  
Presentation + + Presentation +  
Proceedings - + + Proceedings - + +
 Promo materials - - -
Slides + + +  
Technical report Technical report  
Text + + Text  
Thesis + + + Thesis + +
Working paper  -  Working paper -   

Tech report 2007 2008 2009 Text 2007 2008 2009
Abstract Abstract -
Annual report Annual report - -
Article + + + Article + +  
Book/book chapter + Book/book chapter  
Data NA NA + Data NA NA  
Diary + Diary +  
Journal + Journal  
Newsletter - Newsletter - - -
Official univ doc NA - - Official univ doc NA - -
Oral history Oral history - -
Plan or Blueprint - - Plan or Blueprint - - -



The Use of Institutional Repositories  273

Poster + Poster  
Presentation Presentation  
Proceedings - + + Proceedings - +  
Promo materials Promo materials - -
Slides Slides  
  Technical report -
Text +   
Thesis + + Thesis +  
Working paper    Working paper    

Thesis 2007 2008 2009 Working paper 2007 2008 2009
Abstract - - Abstract -
Annual report - - - Annual report  
Article Article + + +
Book/book chapter - - Book/book chapter +
Data NA NA Data NA NA  
Diary + Diary +  
Journal - - Journal +  
Newsletter - - - Newsletter - - -
Official univ doc NA - - Official univ doc NA - -
Oral history - - Oral history  
Plan or Blueprint - - - Plan or Blueprint - - -
Poster - - Poster +  
Presentation - - Presentation  
Proceedings - Proceedings - +  
Promo materials - - - Promo materials -  
Slides - - Slides +  
Technical report - - Technical report  
Text - Text  
 Thesis + + +
Working paper - - -

Notes

 1. Joseph J. Branin, “Knowledge Management in Academic Libraries: Building the Knowl-
edge Bank at the Ohio State University,” 11. Available online at http://hdl.handle.net/1811/187. 
[Accessed 31 March 2011].

 2. Patsy Baudoin and Margret Branschofsky, “Implementing an Institutional Repository: The 
DSpace Experience at MIT,” Science & Technology Libraries 24, no. 1 (2003): 31–46; Raym Crow, 
“The Case for Institutional Repositories: A SPARC Position Paper,” ARL Bimonthly Report, no. 223 
(2002), available online at www.arl.org/bm~doc/instrepo.pdf [accessed  31 March 2011]; Miguel 
Ferreira, Eloy Rodrigues, Ana Baptista, and Ricardo Saraiva, “Carrots and Sticks: Some Ideas on 
How to Create a Successful Institutional Repository,” D-Lib Magazine 14, no. 1/2 (2008).



274  College & Research Libraries  May 2011

 3. Andreas Aschenbrenner, Tobias Blanke, David Franders, Mark Hedges, and Ben O’Steen, 
“The Future of Repositories? Patterns for (Cross-) Repository Architectures,” D-Lib Magazine 14, 
nos. 11/12 (2008).

 4. Clifford A. Lynch, “Institutional Repositories: Essential Infrastructure for Scholarship in 
the Digital Age,” portal: Libraries & the Academy 3, no. 2 (2003): 328.

 5. Stevan Harnad, “Overture: The Subversive Proposal,” in Scholarly Journals at the Cross-
roads: A Subversive Proposal for Electronic Publishing, eds. Ann Shumelda Okerson and James J. 
O’Donnell (Washington, D.C.: Association of Research Libraries, 1995). Available at www.arl.org/
sc/subversive/i-overture-the-subversive-proposal.shtml. [Accessed  31 March 2011].

 6. Crow, “The Case for Institutional Repositories,” 16.
 7. Ibid.
 8. Lynch, “Institutional Repositories,” 327.
 9. Ibid., 328.
 10. Sarah L. Shreeves and Melissa H. Cragin, “Introduction: Institutional Repositories: Current 

State and Future,” Library Trends 57, no. 2 (2008): 89–97.
 11. Susan Gibbons, “Defining an Institutional Repository,” Library Technology Reports 40, no. 

4 (2004): 6–10.
 12. Marianne A. Buehler and Marcia S. Trauernicht, “From Digital Library to Institutional 

Repository: A Brief Look at One Library’s Path,” OCLC Systems & Services 23, no. 4 (2007): 382–94.
 13. Julie Bobay, “Institutional Repositories: Why Go There?” Indiana Libraries 27, no. 1 (2008): 7–9.
 14. Jean-Gabriel Banker, Connie Foster, and Glen Wiley, “Institutional Repositories: Strategies 

for the Present and Future,” Serials Librarian 56, nos. 1–4 (2009): 109–15.
 15. Buehler and Trauernicht. “From Digital Library to Institutional Repository.” 383.
 16. Bobay, “Institutional Repositories,” 7.
 17. George Wrenn, Carolyn J. Mueller, and Jeremy Shellhase, “Institutional Repository on a 

Shoestring,” D-Lib Magazine, 15, no. 1/2 (2009).
 18. Susan Gibbons, “Potential Uses,” Library Technology Reports 40, no. 4 (2004): 4–19.
 19. Lynch. “Institutional Repositories,” 333.
 20. Crow, “The Case for Institutional Repositories,” 17.
 21. Ibid.
 22. Ibid.
 23. Douglas Bicknese, “Institutional Repositories and the Institution’s Repository: What Is the 

Role of University Archives with an Institution’s On-Line Digital Repository?” Archival Issues 28, 
no. 2 (2003): 81–93.

 24. Ibid., 88.
 25. Ibid.
 26. Don Boadle, “Academic or Community Resource? Stakeholder Interests and Collection 

Management at Charles Sturt University Regional Archives, 1973–2003,” Australian Library Journal 
52, no. 3 (2003): 273–86.

 27. Dorothea Salo, “Innkeeper at the Roach Motel,” Library Trends 57, no. 2 (2008): 98–123.
 28. Yung Ho Kim and Hyun Hee Kim, “Development and Validation of Evaluation Indicators 

for a Consortium of Institutional Repositories: A Case Study of Collection,” Journal of the American 
Society for Information Science and Technology 59, no. 8 (2008): 1282–94.

 29. Ibid., 1293.
 30. Ibid.
 31. Martha Whittaker, “The Challenge of Acquisitions in the Digital Age,” portal: Libraries & 

the Academy 8, no. 4 (2008): 439–45.
 32. Sally A. Rogers, “Developing an Institutional Knowledge Bank at Ohio State University: 

From Concept to Action Plan,” portal: Libraries & the Academy 3, no. 1 (2003): 125-1-36. Available 
at http://hdl.handle.net/1811/188. [Accessed 31 March 2011]. 

33. In addition, a systems developer recently discovered that the GoogleBot was indexing titles 
of individual photograph bitstreams rather than the descriptive metadata for the items. Since 
most of these images do not have individual titles, the instruction “View/Open” was harvested as 
the title by Google. These two circumstances probably explain why in the 2 years and 5 months 
during which time these 3,069 photos have been in the KB, there have been only a total of 126 
downloads. The extreme lack of use of this collection makes it an anomaly; for this reason, the 
album collections have been omitted from the study.

34. Raimond Goerler, e-mail dated Mar. 8, 2010.
35. Michael Organ, “Download Statistics: What Do They Tell Us?” D-Lib Magazine 12, no. 11 

(2006). Available at www.dlib.org/dlib/november06/organ/11organ.html. [Accessed 31 March 2011].



Using Qualitative Methods in Action Research: 
How Librarians Can Get to the Why of Data
Douglas Cook and Lesley Farmer, editors
This book explains the basic tenets of qualitative research in an 
easily understandable fashion, and details action research proj-
ects that academic librarians can undertake with their patrons. 
Part 1 provides a theoretical and practical overview of the pro-
cess of qualitative and action research. Part 2 includes reports of 
a number of research projects on fairly common problems found 
in libraries. The final section of the book includes examples of 
qualitative research and assessment.

Scholarly Practice, Participatory Design and 
the eXtensible Catalog
Nancy Fried Foster, Katie Clark, Kornelia Tancheva and 
Rebekah Kilzer, editors
As part of the development of eXtensible Catalog (XC), four 
institutions conducted eighty interviews and numerous work-
shops to understand how researchers learn about, acquire, 
and use scholarly resources. In this volume, members of the 
project team report on key findings of the user research that 
was done at Cornell University, Ohio State University, the Uni-
versity of Rochester, and Yale University, and discuss the value 
of including library users and technology specialists from many 
disciplines in the software design and development process.

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