ACRL News Issue (B) of College & Research Libraries 281 Guidelines for Branch Libraries in Colleges and Universities Approved as policy by the Board of Direc­ tors of the Association of College and Research Libraries, on July 3, 1975. Introduction One of the most persistent and difficult or­ ganizational issues for academic libraries is the physical centralization or decentralization of li­ brary services. When should a branch library be created? Are established ones effective? The following Guidelines were developed by the As­ sociation of College and Research Libraries in response to requests from academic librarians and administrators for criteria to assist them in reviewing the need for branch libraries at their institutions. Their objective is to provide a framework for assessing the need for branch li­ braries and for developing policies for adminis­ tering effective branch services. In this document, the term “branch” has been used generally to define a library service unit, with collections, which is usually physical­ ly removed from the main library. It encom­ passes a variety of references, including: Department and professional libraries with collections and services organized primari­ ly to serve the needs of one or two aca­ demic disciplines. Divisional libraries with collections and ser­ vices organized to serve the needs of sev­ eral related subject fields, including inter­ disciplinary studies. Undergraduate libraries with collections and services organized to meet particular in­ struction needs of the institution. The Guidelines Branch libraries under a variety of designa­ tions have been established to extend the ser­ vices of the main library at many academic in­ stitutions. Factors governing their development include the mission of the institution, campus geography, enrollment patterns, financial con­ ditions, space requirements, instructional tech­ niques, user expectations and demands, and ex­ ternal pressures. These guidelines identify the primary factors influencing the development and maintenance of branch library collections and services. A review of these factors as they relate to local circumstances should assist li­ brarians and their institutions in evaluating the need for branch libraries and enable them to make sound decisions related to establishing or continuing branch libraries. The reviewing pro­ cess is described in the following two sections: Need Analysis and Evaluation, and Operating Policies. Need Analysis and E valuation The needs of modern scholarship must be served by access to a broad spectrum of re­ sources, including the literature of a special field and all subjects of related interest. The basic objectives of the academic library are to acquire, organize, store and disseminate record­ ed information, and to provide services by which to obtain it locally, or to guide and assist the user to appropriate external sources. The library user’s major concern is for the totality of the resources available to him. All recorded resources commonly used to enrich or support the learning process, and which are owned by or on loan to the academic institution, are in­ formation resources. These resources should be included as part of the inventory administered by the library so that standards of collection de­ velopment and service can be maintained at reasonable cost. An analysis of need for branch libraries should account for the requirements of a branch library’s primary clientele as well as those of the entire academic community. The analysis should include supporting data cover­ ing the following points: 1. The educational philosophy and objectives of the institution, and the role of library services within this context. 2. A description of projected branch services including— a. Its primary clientele (students, faculty, academic departments) and their in­ formation needs. b. Geographical location related to pri­ mary clientele and to the total commu­ nity of users. c. Collection development and organiza­ tion plans, including projections of maximum size. d. User services, including hours of ac­ cess and on-site staffing requirements. e. Access to union catalogs, delivery ser­ vices, and specialized information sys­ tems. f. Space and equipment requirements, in­ cluding growth projections to meet changing needs. g. Total development and operating costs, including long-range projections to meet growth needs. 3. A description of present library services, including— 282 a. Information needs of the total commu­ nity defining both general and special requirements. b. Geographical location of present facil­ ities related to users’ locations. c. Collection development policies and physical organization of the collection, including cross-disciplinary needs of the academic community and collec­ tion growth projections. d. User services, including hours of access and on-site staffing requirements. e. Union catalogs, delivery systems and specialized information systems. f. Space and equipment requirements, in­ cluding growth projections to meet changing needs. g. Financial support requirements, includ­ ing long-range projections to meet growth needs. 4. A comparative analysis of projected branch services and existing library ser­ vices, using each of the factors identified in points 1, 2 and 3. Note should be made of the following: a. Restrictions on user access to collec­ tions and services, such as geography, transportation facilities, collection ar­ rangements, delivery services for li­ brary materials, service hours, staffing assistance, and special use privileges for defined group of clientele. b. Collection development and arrange­ ment requirements, including the cost of duplicating library resources, and developing new subject collections. c. Space and equipment requirements, in­ cluding the cost of establishing and maintaining new facilities. d. Financial support requirements, in­ cluding long-range projections to meet growth needs. This should include a review of the institution’s long-range projections for financial support of its library programs. Implicit with the creation of a branch is a commitment to funding its de­ velopment, on-going services, and growth while maintaining adequate support levels for library services re­ quired by the total academic commu­ nity. Administrative Principles The decision to establish or continue a branch library should be accompanied by ad­ ministrative policy statements clearly defining the responsibilities of the library system, includ­ ing its branches. Library policy statements sup­ porting objectives and operating procedures of branches should cover the following: the pur­ pose of the branch; administrative structure; collections development; services; staffing; and facilities. To fit into the larger framework of the institution’s objectives and programs, these pol­ icy statements should be approved by the li­ brary director and appropriate administrative officers, and supported by committees repre­ senting a variety of interest groups. The following general principles should be considered in drafting policies for managing branch libraries: Organization The responsibility for the management of all libraries, both main and branch, should rest with the library administration. Li­ brary services are most effective when all the institution’s library resources are con­ sidered part of one system w ith consistent policies for access, accounting, analysis and the like. Centralized planning and di­ rection are necessary to achieve the best use of the financial resources an institution can allocate for library services. The branch library staff should report to the main library administration. This rela­ tionship should be defined in job descrip­ tions and outlined on organization charts. W ritten statements defining goals and ob­ jectives of a branch library should be de­ termined carefully, described clearly, up­ dated regularly, and stated in measurable terms. The review and evaluation of branch operations should be conducted w ith the assistance of the library’s advisory committees representing the interests of the total academic community. A manual of operating policies and proce­ dures is recommended for all branch li­ braries. Collections Development The materials selection policy for each branch should be coordinated w ith the main library’s selection policies. The policy should emphasize the branch’s goals and objectives as the foundation for acquisi­ tions, and the framework within which the branch collection is to be evaluated. The collection should be restricted, as far as possible, to the subjects the branch serves, and should include all forms of material necessary to support those fields. An ex­ plicit policy covering the provision of du­ plicate materials, whether in the main li­ brary, or in a branch, is essential. Discard­ ing policies should be included in selec­ tion policy statements. Collection Organization Whenever centralization can produce sig­ nificant economies in processing and ac­ quisitions, it should be effected. However, 283 an analysis should be made in each case since no absolute rule or guideline can be established. In most cases, centralized pro­ cessing and acquisitions will prove most economical. The holdings of a library system, includ­ ing those of branch libraries, should be listed in union catalogs and other access points to the collections, and be open to the library’s general community. Branch users should have access to the files of the branch’s holdings, union lists and other similar records produced by the library system in the branch. Services Branch libraries should maintain the same standards of service, but not necessarily the same services, as the main library with respect to access, staffing, assistance to users and adequacy of physical facilities. To this end— Branch services, including circulation privileges, should be available to the to­ tal academic community at hours con­ venient to the users. Delivery and pho­ tocopy services are encouraged to pro­ vide maximum accessibility to and utili­ zation of the materials. Competent staffing should be provided to insure the proper development and use of the library’s collection. The staff is a primary link between the communi­ ty’s needs and the library’s collections. The quality of branch services depends on its responsiveness to its user’s needs. I t is essential that the intended users of the branch be consulted periodically to advise the branch on developing and evaluating its services. Reprints of this article are available, upon re­ quest, from the A C R L Office, 50 E. Huron St., Chicago, IL 60611. ■■ Committee Appointed to Write Quantitative Standards for “Guidelines for Two-Year College Learning Resources Programs” The Association of College and Research Li­ braries announces the appointment of a com­ mittee to develop quantitative standards to sup­ plement the “Guidelines for Two-Year College Learning Resources Programs.” William J. Hoffman, dean of educational re­ sources and library services at Mt. San Antonio College, Walnut, California, will chair the com­ mittee. Other members of the committee are: Imogene I. Book, director of the library at Rend Lake College, Ina, Illinois; Glenn R. Dallman, director of library services at St. Petersburg Junior College, Clearwater, Florida; Harriett Genung, Upland, California; Leah K. Nekritz, director of learning resources at Prince George’s Community College, Largo, Maryland; Robert F. Schremser, head librarian at Alexander City State Junior College, Alexander City, Alabama; and Fleming A. Thomas, chairman of the Divi­ sion of Learning Resources at Burlington Coun­ ty College, Pemberton, New Jersey. Dr. Sarah K. Thomson, chairman of the Library and Learning Resources D epartm ent at Bergen Community College, Paramus, New Jersey, will serve as consultant to the committee. The “Guidelines for Two-Year College Learning Resources Programs” were approved as ACRL policy in June 1972. They supersede and replace the “Standards for Junior College Libraries” adopted by the association in May 1960. The “Guidelines” were prepared by a joint committee of members from the American Association of Community and Junior Colleges, the Association for Educational Communica­ tions and Technology, and the Association of College and Research Libraries. The “Guidelines for Two-Year College Learning Resources Programs” are diagnostic and descriptive in nature. They offer an institu­ tion criteria for self-study and planning. The quantitative supplement now being prepared will provide a means for assessing the adequacy of the learning resources program. W hen the supplement is completed, the standards for two-year programs will contain both qualitative and quantitative elements. The committee will meet during th e Amer­ ican Library Association’s Midwinter Meeting, January 18-24, 1975, in Chicago. Prior to the meeting, it will examine all of the existing quantitative statements relating to two-year col­ leges and learning resources centers. The com­ mittee requests that education agencies and state, regional, and national professional asso­ ciations which have prepared quantitative stan­ dards send a single copy of their standards to the Association of College and Research Librar­ ies, 50 E. Huron St., Chicago, IL 60611. ■■