id	author	title	date	pages	extension	mime	words	sentence	flesch	summary	cache	txt
cblr-2938	Lawhead, Alan	Useful Limits to the Fifth Amendment: Examining the Benefits that Flow From a Private Regulator’s Ability to Demand Answers to It’s Questions During an Investigation	2009	74	.pdf	application/pdf	27245	1171	52	THE HISTORICAL BASES FOR THE FIFTH AMENDMENT PRIVILEGE DO NOT SUPPORT EXTENDING THIS PRIVILEGE TO FINRA ACTIONS In spite of the uniform consensus among the courts and in the SEC's appellate opinions that FINRA is a private actor, a host of commentators have contended that courts should treat Self-Regulatory Organizations as state actors. While Fifth Amendment protections are valuable to attorneys defending FINRA actions, they do not in any sense lead to more robust protection for securities markets.	cache/cblr-2938.pdf	txt/cblr-2938.txt