id	sid	eid	entity	type
cblr-1730	1	1	microsoft	ORG
cblr-1730	1	2	6_2017.3_smith_final.docx	CARDINAL
cblr-1730	1	3	alec smith	PERSON
cblr-1730	3	1	third	ORDINAL
cblr-1730	5	1	three	CARDINAL
cblr-1730	7	1	i. introduction	PERSON
cblr-1730	8	1	1203	CARDINAL
cblr-1730	8	2	a. evolution	PERSON
cblr-1730	8	3	2018	DATE
cblr-1730	8	4	columbia law school	ORG
cblr-1730	8	5	2015	DATE
cblr-1730	9	1	merritt fox	PERSON
cblr-1730	10	1	the columbia business law review	ORG
cblr-1730	12	1	1201	CARDINAL
cblr-1730	12	2	1209	CARDINAL
cblr-1730	14	1	1212	CARDINAL
cblr-1730	15	1	1212	CARDINAL
cblr-1730	15	2	1216	CARDINAL
cblr-1730	16	1	1224	CARDINAL
cblr-1730	16	2	d.	NORP
cblr-1730	16	3	1226	CARDINAL
cblr-1730	16	4	two	CARDINAL
cblr-1730	16	5	1233	CARDINAL
cblr-1730	16	6	a. unify	PERSON
cblr-1730	16	7	1233	CARDINAL
cblr-1730	16	8	1236	CARDINAL
cblr-1730	17	1	1238	CARDINAL
cblr-1730	17	2	1243	CARDINAL
cblr-1730	17	3	i.	PERSON
cblr-1730	18	1	1940	DATE
cblr-1730	18	2	1934	DATE
cblr-1730	18	3	isabella fonseca et al	PERSON
cblr-1730	18	4	2015	CARDINAL
cblr-1730	19	1	2	CARDINAL
cblr-1730	19	2	benjamin p. edwards	PERSON
cblr-1730	19	3	14	CARDINAL
cblr-1730	20	1	l. 105	PERSON
cblr-1730	20	2	106	DATE
cblr-1730	20	3	2014	DATE
cblr-1730	21	1	sec	ORG
cblr-1730	21	2	capital gains research bureau, inc.	ORG
cblr-1730	21	3	375	CARDINAL
cblr-1730	21	4	180	CARDINAL
cblr-1730	21	5	1963	DATE
cblr-1730	22	1	smith	PERSON
cblr-1730	22	2	1202	CARDINAL
cblr-1730	22	3	2017	CARDINAL
cblr-1730	22	4	purchase.4	NORP
cblr-1730	23	1	two	CARDINAL
cblr-1730	24	1	advisers.8	ORG
cblr-1730	24	2	one	CARDINAL
cblr-1730	24	3	3	CARDINAL
cblr-1730	24	4	supra	PERSON
cblr-1730	24	5	2	CARDINAL
cblr-1730	24	6	108	CARDINAL
cblr-1730	24	7	4	CARDINAL
cblr-1730	25	1	106	CARDINAL
cblr-1730	26	1	5	CARDINAL
cblr-1730	28	1	6	CARDINAL
cblr-1730	28	2	gary a. varnavides	PERSON
cblr-1730	28	3	16	CARDINAL
cblr-1730	28	4	fordham j. corp. & fin	ORG
cblr-1730	29	1	203	CARDINAL
cblr-1730	29	2	215	CARDINAL
cblr-1730	29	3	2011	DATE
cblr-1730	30	1	u.s.	GPE
cblr-1730	30	2	sec	ORG
cblr-1730	32	1	101	CARDINAL
cblr-1730	32	2	2011	DATE
cblr-1730	33	1	sec	ORG
cblr-1730	33	2	7	CARDINAL
cblr-1730	33	3	united states	GPE
cblr-1730	33	4	v. skelly	PERSON
cblr-1730	33	5	442	CARDINAL
cblr-1730	33	6	94	CARDINAL
cblr-1730	33	7	2d	DATE
cblr-1730	33	8	2006	DATE
cblr-1730	33	9	united states	GPE
cblr-1730	33	10	289	CARDINAL
cblr-1730	33	11	200	CARDINAL
cblr-1730	33	12	2d	DATE
cblr-1730	33	13	2002	DATE
cblr-1730	33	14	leib v. merrill lynch	ORG
cblr-1730	33	15	pierce	ORG
cblr-1730	33	16	fenner & smith, inc.	ORG
cblr-1730	33	17	461	CARDINAL
cblr-1730	34	1	951	CARDINAL
cblr-1730	34	2	aff’d	ORG
cblr-1730	34	3	647	CARDINAL
cblr-1730	34	4	165	CARDINAL
cblr-1730	34	5	6th	ORDINAL
cblr-1730	34	6	1981	DATE
cblr-1730	35	1	8	CARDINAL
cblr-1730	35	2	supra	PERSON
cblr-1730	35	3	2	CARDINAL
cblr-1730	35	4	118	CARDINAL
cblr-1730	36	1	smith	PERSON
cblr-1730	37	1	1203	CARDINAL
cblr-1730	43	1	the first half of the mid-twentieth century	DATE
cblr-1730	43	2	management.10	GPE
cblr-1730	44	1	annual	DATE
cblr-1730	44	2	9	CARDINAL
cblr-1730	44	3	arthur b. laby	PERSON
cblr-1730	44	4	87	CARDINAL
cblr-1730	45	1	l. rev	PERSON
cblr-1730	45	2	707	CARDINAL
cblr-1730	45	3	726	CARDINAL
cblr-1730	45	4	729–30	DATE
cblr-1730	45	5	2012	DATE
cblr-1730	46	1	10	CARDINAL
cblr-1730	47	1	726	CARDINAL
cblr-1730	47	2	11	CARDINAL
cblr-1730	47	3	supra	PERSON
cblr-1730	47	4	2	CARDINAL
cblr-1730	47	5	106–07	DATE
cblr-1730	48	1	1204	CARDINAL
cblr-1730	48	2	columbia business law review	ORG
cblr-1730	48	3	2017	DATE
cblr-1730	49	1	1940	DATE
cblr-1730	49	2	1934	DATE
cblr-1730	50	1	two	CARDINAL
cblr-1730	51	1	1940	DATE
cblr-1730	51	2	section 206	LAW
cblr-1730	51	3	the supreme court	ORG
cblr-1730	51	4	sec	ORG
cblr-1730	51	5	capital gains research bureau	ORG
cblr-1730	51	6	the securities and exchange commission	ORG
cblr-1730	51	7	sec	ORG
cblr-1730	52	1	sec	ORG
cblr-1730	53	1	those securities.16	DATE
cblr-1730	54	1	12	CARDINAL
cblr-1730	54	2	106	CARDINAL
cblr-1730	55	1	13	CARDINAL
cblr-1730	56	1	advisors, inc.	ORG
cblr-1730	57	1	v. lewis	PERSON
cblr-1730	57	2	444	CARDINAL
cblr-1730	57	3	1979	DATE
cblr-1730	57	4	santa fe	FAC
cblr-1730	58	1	v. green	PERSON
cblr-1730	59	1	430	CARDINAL
cblr-1730	59	2	462	CARDINAL
cblr-1730	59	3	471	CARDINAL
cblr-1730	59	4	1977	DATE
cblr-1730	59	5	sec	ORG
cblr-1730	59	6	capital gains research bureau, inc.	ORG
cblr-1730	59	7	375	CARDINAL
cblr-1730	59	8	180	CARDINAL
cblr-1730	59	9	191–92	DATE
cblr-1730	59	10	194	CARDINAL
cblr-1730	59	11	1963	DATE
cblr-1730	60	1	supra	PERSON
cblr-1730	60	2	2	CARDINAL
cblr-1730	60	3	108	CARDINAL
cblr-1730	61	1	14	CARDINAL
cblr-1730	61	2	sec	ORG
cblr-1730	61	3	6	CARDINAL
cblr-1730	61	4	22	DATE
cblr-1730	62	1	sec	ORG
cblr-1730	62	2	capital gains research bureau	ORG
cblr-1730	62	3	375	CARDINAL
cblr-1730	62	4	u.s.	GPE
cblr-1730	62	5	181	CARDINAL
cblr-1730	62	6	15	CARDINAL
cblr-1730	62	7	sec	ORG
cblr-1730	62	8	6	CARDINAL
cblr-1730	62	9	22	CARDINAL
cblr-1730	63	1	16	CARDINAL
cblr-1730	63	2	supra	PERSON
cblr-1730	63	3	2	CARDINAL
cblr-1730	63	4	106	CARDINAL
cblr-1730	64	1	17	CARDINAL
cblr-1730	64	2	christine lazaro	PERSON
cblr-1730	64	3	87	CARDINAL
cblr-1730	64	4	john	PERSON
cblr-1730	64	5	l. rev	PERSON
cblr-1730	64	6	381	CARDINAL
cblr-1730	64	7	382	CARDINAL
cblr-1730	64	8	2014	DATE
cblr-1730	65	1	smith	PERSON
cblr-1730	66	1	1205	CARDINAL
cblr-1730	68	1	two	CARDINAL
cblr-1730	69	1	sec	ORG
cblr-1730	71	1	2111	CARDINAL
cblr-1730	71	2	2111	CARDINAL
cblr-1730	71	3	18	CARDINAL
cblr-1730	71	4	thomas v. metro	PERSON
cblr-1730	72	1	631	CARDINAL
cblr-1730	72	2	1166	DATE
cblr-1730	72	3	10th	ORDINAL
cblr-1730	72	4	2011	DATE
cblr-1730	73	1	eaton vance distribs	PERSON
cblr-1730	73	2	10-10515	DATE
cblr-1730	73	3	2011	DATE
cblr-1730	73	4	1233131	DATE
cblr-1730	73	5	2	CARDINAL
cblr-1730	73	6	d.	NORP
cblr-1730	74	1	mar. 30, 2011	DATE
cblr-1730	75	1	supra	PERSON
cblr-1730	75	2	2	CARDINAL
cblr-1730	75	3	112	CARDINAL
cblr-1730	76	1	19	CARDINAL
cblr-1730	76	2	thomas v. metro	PERSON
cblr-1730	77	1	631	CARDINAL
cblr-1730	77	2	1162	DATE
cblr-1730	78	1	20	CARDINAL
cblr-1730	79	1	1165	CARDINAL
cblr-1730	80	1	21	CARDINAL
cblr-1730	80	2	22	CARDINAL
cblr-1730	80	3	1934	DATE
cblr-1730	80	4	15	CARDINAL
cblr-1730	81	1	78o	DATE
cblr-1730	81	2	2012	DATE
cblr-1730	82	1	23	CARDINAL
cblr-1730	82	2	supra	PERSON
cblr-1730	82	3	2	CARDINAL
cblr-1730	82	4	110	CARDINAL
cblr-1730	82	5	24	CARDINAL
cblr-1730	82	6	2111	CARDINAL
cblr-1730	82	7	finra	ORG
cblr-1730	82	8	may 1, 2014	DATE
cblr-1730	83	1	2111	CARDINAL
cblr-1730	85	1	25	CARDINAL
cblr-1730	85	2	supra	PERSON
cblr-1730	85	3	17	CARDINAL
cblr-1730	85	4	382	CARDINAL
cblr-1730	86	1	1206	CARDINAL
cblr-1730	86	2	columbia business law review	ORG
cblr-1730	86	3	2017	CARDINAL
cblr-1730	87	1	client.27	PERSON
cblr-1730	90	1	california	GPE
cblr-1730	90	2	26	CARDINAL
cblr-1730	90	3	2111	CARDINAL
cblr-1730	90	4	24	CARDINAL
cblr-1730	90	5	27	CARDINAL
cblr-1730	90	6	supra	PERSON
cblr-1730	90	7	2	CARDINAL
cblr-1730	90	8	111	CARDINAL
cblr-1730	91	1	28	CARDINAL
cblr-1730	91	2	34-49216	CARDINAL
cblr-1730	91	3	82	CARDINAL
cblr-1730	91	4	sec	ORG
cblr-1730	91	5	453	CARDINAL
cblr-1730	91	6	458	CARDINAL
cblr-1730	91	7	feb. 10, 2004	DATE
cblr-1730	92	1	belden	GPE
cblr-1730	92	2	34-47859	DATE
cblr-1730	92	3	80	CARDINAL
cblr-1730	92	4	sec	ORG
cblr-1730	92	5	563	CARDINAL
cblr-1730	92	6	565	CARDINAL
cblr-1730	92	7	may 14, 2003	DATE
cblr-1730	92	8	howard, exchange	ORG
cblr-1730	92	9	34-46269	DATE
cblr-1730	92	10	78	CARDINAL
cblr-1730	92	11	sec	ORG
cblr-1730	92	12	338	CARDINAL
cblr-1730	92	13	339	CARDINAL
cblr-1730	92	14	july 26, 2002	DATE
cblr-1730	92	15	77	DATE
cblr-1730	93	1	2	CARDINAL
cblr-1730	93	2	2003	DATE
cblr-1730	93	3	epstein	PERSON
cblr-1730	93	4	34-59328	DATE
cblr-1730	93	5	95	CARDINAL
cblr-1730	93	6	sec	ORG
cblr-1730	93	7	285	CARDINAL
cblr-1730	93	8	294	CARDINAL
cblr-1730	93	9	jan. 30, 2009	DATE
cblr-1730	94	1	29	CARDINAL
cblr-1730	94	2	twomey v. mitchum	PERSON
cblr-1730	94	3	jones & templeton, inc.	ORG
cblr-1730	94	4	69	CARDINAL
cblr-1730	96	1	222	CARDINAL
cblr-1730	96	2	235–36	CARDINAL
cblr-1730	97	1	1968	DATE
cblr-1730	97	2	hobbs v. bateman eichler	PERSON
cblr-1730	97	3	hill richards	PERSON
cblr-1730	97	4	inc.	ORG
cblr-1730	97	5	210	CARDINAL
cblr-1730	99	1	387	CARDINAL
cblr-1730	99	2	403	CARDINAL
cblr-1730	99	3	1985	DATE
cblr-1730	100	1	smith	PERSON
cblr-1730	101	1	1207	CARDINAL
cblr-1730	101	2	first	ORDINAL
cblr-1730	102	1	leib	ORG
cblr-1730	102	2	merrill lynch	ORG
cblr-1730	103	1	young33	ORG
cblr-1730	103	2	matters.35	PRODUCT
cblr-1730	103	3	30	CARDINAL
cblr-1730	103	4	united states	GPE
cblr-1730	103	5	442	CARDINAL
cblr-1730	103	6	94	CARDINAL
cblr-1730	103	7	98	CARDINAL
cblr-1730	103	8	2d	DATE
cblr-1730	103	9	2006	DATE
cblr-1730	104	1	united states	GPE
cblr-1730	104	2	289	CARDINAL
cblr-1730	104	3	200	CARDINAL
cblr-1730	104	4	211	CARDINAL
cblr-1730	104	5	2d	DATE
cblr-1730	104	6	2002	DATE
cblr-1730	104	7	sec	ORG
cblr-1730	104	8	v. zandford	PERSON
cblr-1730	104	9	535	CARDINAL
cblr-1730	104	10	813	CARDINAL
cblr-1730	104	11	823	CARDINAL
cblr-1730	104	12	2002	DATE
cblr-1730	104	13	leib v. merrill lynch	ORG
cblr-1730	104	14	pierce	ORG
cblr-1730	104	15	fenner & smith, inc.	ORG
cblr-1730	104	16	461	CARDINAL
cblr-1730	105	1	951	CARDINAL
cblr-1730	105	2	953	CARDINAL
cblr-1730	105	3	aff’d	ORG
cblr-1730	105	4	647	CARDINAL
cblr-1730	105	5	165	CARDINAL
cblr-1730	105	6	6th	ORDINAL
cblr-1730	105	7	1981	DATE
cblr-1730	106	1	31	CARDINAL
cblr-1730	106	2	supra	PERSON
cblr-1730	106	3	2	CARDINAL
cblr-1730	106	4	115	CARDINAL
cblr-1730	107	1	32	CARDINAL
cblr-1730	107	2	leib	ORG
cblr-1730	107	3	merrill lynch	ORG
cblr-1730	107	4	461	CARDINAL
cblr-1730	108	1	954–55	CARDINAL
cblr-1730	109	1	33	CARDINAL
cblr-1730	109	2	kravitz v. pressman	PERSON
cblr-1730	109	3	frohlich & frost	ORG
cblr-1730	109	4	447	CARDINAL
cblr-1730	109	5	203	CARDINAL
cblr-1730	109	6	206	CARDINAL
cblr-1730	109	7	d.	NORP
cblr-1730	109	8	1978	DATE
cblr-1730	109	9	leib v. merrill lynch	ORG
cblr-1730	109	10	461	CARDINAL
cblr-1730	110	1	954	CARDINAL
cblr-1730	110	2	34	CARDINAL
cblr-1730	110	3	hecht v. harris	PERSON
cblr-1730	110	4	upham & co.	ORG
cblr-1730	110	5	430	CARDINAL
cblr-1730	110	6	1202, 1206	DATE
cblr-1730	110	7	9th	ORDINAL
cblr-1730	110	8	1970	DATE
cblr-1730	110	9	leib v. merrill lynch	ORG
cblr-1730	110	10	461	CARDINAL
cblr-1730	111	1	954	CARDINAL
cblr-1730	111	2	35	CARDINAL
cblr-1730	111	3	blyth eastman dillion & co.	ORG
cblr-1730	111	4	413	CARDINAL
cblr-1730	112	1	377	CARDINAL
cblr-1730	112	2	380–82	DATE
cblr-1730	112	3	n.d. okla	GPE
cblr-1730	113	1	1975	DATE
cblr-1730	114	1	kravitz v. pressman	PERSON
cblr-1730	114	2	447 f. supp	ORG
cblr-1730	115	1	211	CARDINAL
cblr-1730	116	1	36	CARDINAL
cblr-1730	116	2	kravitz v. pressman	PERSON
cblr-1730	116	3	447 f. supp	ORG
cblr-1730	117	1	211	CARDINAL
cblr-1730	117	2	hecht v. harris	PERSON
cblr-1730	117	3	430 f.2d	QUANTITY
cblr-1730	117	4	1206	DATE
cblr-1730	118	1	smith	PERSON
cblr-1730	118	2	1208	CARDINAL
cblr-1730	118	3	columbia business law review	ORG
cblr-1730	118	4	2017	CARDINAL
cblr-1730	120	1	two	CARDINAL
cblr-1730	121	1	first	ORDINAL
cblr-1730	122	1	second	ORDINAL
cblr-1730	123	1	37	CARDINAL
cblr-1730	123	2	kravitz v. pressman	PERSON
cblr-1730	123	3	447 f. supp	ORG
cblr-1730	124	1	211	CARDINAL
cblr-1730	124	2	hecht v. harris	PERSON
cblr-1730	124	3	430 f.2d	QUANTITY
cblr-1730	124	4	1209–10	CARDINAL
cblr-1730	125	1	leib	ORG
cblr-1730	125	2	merrill lynch	ORG
cblr-1730	125	3	461	CARDINAL
cblr-1730	126	1	954–55	CARDINAL
cblr-1730	127	1	38	CARDINAL
cblr-1730	127	2	v. blyth	PERSON
cblr-1730	127	3	413	CARDINAL
cblr-1730	128	1	380–82	CARDINAL
cblr-1730	128	2	merrill lynch	ORG
cblr-1730	128	3	pierce	ORG
cblr-1730	128	4	fenner & smith, inc.	ORG
cblr-1730	129	1	1997-1978	DATE
cblr-1730	130	1	sec	ORG
cblr-1730	130	2	l.	PERSON
cblr-1730	130	3	cch	PERSON
cblr-1730	130	4	96,251	CARDINAL
cblr-1730	130	5	d.	NORP
cblr-1730	130	6	1977	DATE
cblr-1730	131	1	39	CARDINAL
cblr-1730	131	2	shorrock v. merrill lynch	ORG
cblr-1730	131	3	1977–1978	CARDINAL
cblr-1730	132	1	sec	ORG
cblr-1730	132	2	l.	PERSON
cblr-1730	132	3	cch	PERSON
cblr-1730	132	4	1	CARDINAL
cblr-1730	132	5	11–12	CARDINAL
cblr-1730	132	6	21–25	CARDINAL
cblr-1730	133	1	40 robinson	DATE
cblr-1730	133	2	merrill lynch	ORG
cblr-1730	133	3	pierce	ORG
cblr-1730	133	4	fenner & smith, inc.	ORG
cblr-1730	133	5	337	CARDINAL
cblr-1730	133	6	f. supp	PERSON
cblr-1730	134	1	107	CARDINAL
cblr-1730	134	2	112–13	DATE
cblr-1730	134	3	n.d. ala	GPE
cblr-1730	134	4	1971	DATE
cblr-1730	134	5	aff’d	ORG
cblr-1730	134	6	453	CARDINAL
cblr-1730	134	7	417	CARDINAL
cblr-1730	134	8	5th	ORDINAL
cblr-1730	134	9	1972	DATE
cblr-1730	135	1	41	CARDINAL
cblr-1730	135	2	leib	ORG
cblr-1730	135	3	merrill lynch	ORG
cblr-1730	135	4	461	CARDINAL
cblr-1730	136	1	954–55	CARDINAL
cblr-1730	137	1	42	CARDINAL
cblr-1730	137	2	de kwiatkowski	ORG
cblr-1730	137	3	bear, stearns & co.	ORG
cblr-1730	137	4	306	CARDINAL
cblr-1730	137	5	1293	CARDINAL
cblr-1730	137	6	1308	DATE
cblr-1730	137	7	2d	DATE
cblr-1730	137	8	2002	DATE
cblr-1730	138	1	43	CARDINAL
cblr-1730	138	2	supra	PERSON
cblr-1730	138	3	2	CARDINAL
cblr-1730	138	4	118	CARDINAL
cblr-1730	139	1	smith	PERSON
cblr-1730	140	1	1209	CARDINAL
cblr-1730	141	1	first	ORDINAL
cblr-1730	141	2	the 1930s	DATE
cblr-1730	141	3	1940s	DATE
cblr-1730	148	1	44	CARDINAL
cblr-1730	148	2	williams v. scottrade, inc.	PERSON
cblr-1730	148	3	06-10677	DATE
cblr-1730	148	4	1	CARDINAL
cblr-1730	148	5	5	CARDINAL
cblr-1730	148	6	mich	GPE
cblr-1730	148	7	july 24, 2006	DATE
cblr-1730	149	1	45	CARDINAL
cblr-1730	149	2	1940	DATE
cblr-1730	149	3	15	CARDINAL
cblr-1730	150	1	80b-2	CARDINAL
cblr-1730	150	2	2012	DATE
cblr-1730	150	3	1934	DATE
cblr-1730	150	4	15	CARDINAL
cblr-1730	151	1	78o	DATE
cblr-1730	151	2	2012	DATE
cblr-1730	152	1	smith	PERSON
cblr-1730	152	2	1210	CARDINAL
cblr-1730	152	3	columbia business law review	ORG
cblr-1730	152	4	2017	CARDINAL
cblr-1730	153	1	investor.48	PRODUCT
cblr-1730	154	1	trainings.50 46	ORG
cblr-1730	155	1	williams	PERSON
cblr-1730	155	2	2006 wl 2077588	DATE
cblr-1730	155	3	4–5	CARDINAL
cblr-1730	155	4	47	CARDINAL
cblr-1730	155	5	46	DATE
cblr-1730	155	6	2	CARDINAL
cblr-1730	155	7	williams	PERSON
cblr-1730	155	8	2006 wl 2077588	DATE
cblr-1730	155	9	4–5	CARDINAL
cblr-1730	155	10	48	DATE
cblr-1730	156	1	strategyscan	NORP
cblr-1730	157	1	49	CARDINAL
cblr-1730	157	2	screener	ORG
cblr-1730	157	3	charles schwab 11	PERSON
cblr-1730	157	4	oct. 9	DATE
cblr-1730	157	5	2017	DATE
cblr-1730	157	6	50	CARDINAL
cblr-1730	157	7	48	CARDINAL
cblr-1730	157	8	free webinar	ORG
cblr-1730	159	1	9klb	CARDINAL
cblr-1730	161	1	1211	DATE
cblr-1730	164	1	leib	ORG
cblr-1730	164	2	merrill lynch	ORG
cblr-1730	164	3	duties.52	PRODUCT
cblr-1730	164	4	charles schwab	PERSON
cblr-1730	164	5	u.s.	GPE
cblr-1730	165	1	51	CARDINAL
cblr-1730	165	2	leib	ORG
cblr-1730	165	3	merrill lynch	ORG
cblr-1730	165	4	pierce	ORG
cblr-1730	165	5	fenner & smith, inc.	ORG
cblr-1730	165	6	461	CARDINAL
cblr-1730	166	1	951	CARDINAL
cblr-1730	166	2	953	CARDINAL
cblr-1730	166	3	aff’d	ORG
cblr-1730	166	4	647	CARDINAL
cblr-1730	166	5	165	CARDINAL
cblr-1730	166	6	6th	ORDINAL
cblr-1730	166	7	1981	DATE
cblr-1730	167	1	52	CARDINAL
cblr-1730	167	2	supra	PERSON
cblr-1730	167	3	2	CARDINAL
cblr-1730	167	4	114–115	CARDINAL
cblr-1730	168	1	53	CARDINAL
cblr-1730	168	2	charles schwab	PERSON
cblr-1730	170	1	54	CARDINAL
cblr-1730	171	1	de kwiatkowski	ORG
cblr-1730	171	2	bear, stearns & co.	ORG
cblr-1730	171	3	306	CARDINAL
cblr-1730	171	4	1293	CARDINAL
cblr-1730	171	5	1308	DATE
cblr-1730	171	6	2d	DATE
cblr-1730	171	7	2002	DATE
cblr-1730	172	1	smith	PERSON
cblr-1730	172	2	1212	CARDINAL
cblr-1730	173	1	2017	CARDINAL
cblr-1730	174	1	third	ORDINAL
cblr-1730	176	1	one	CARDINAL
cblr-1730	176	2	between 56	CARDINAL
cblr-1730	176	3	34-49216	CARDINAL
cblr-1730	176	4	82	CARDINAL
cblr-1730	176	5	sec	ORG
cblr-1730	176	6	453	CARDINAL
cblr-1730	176	7	458	CARDINAL
cblr-1730	176	8	feb. 10, 2004	DATE
cblr-1730	177	1	epstein	PERSON
cblr-1730	177	2	34-59328	DATE
cblr-1730	177	3	95	CARDINAL
cblr-1730	177	4	sec	ORG
cblr-1730	177	5	285	CARDINAL
cblr-1730	177	6	294	CARDINAL
cblr-1730	177	7	jan. 30, 2009	DATE
cblr-1730	177	8	belden, exchange	ORG
cblr-1730	177	9	34-47859	DATE
cblr-1730	177	10	80	CARDINAL
cblr-1730	177	11	sec	ORG
cblr-1730	177	12	563	CARDINAL
cblr-1730	177	13	565	CARDINAL
cblr-1730	177	14	may 14, 2003	DATE
cblr-1730	177	15	howard, exchange	ORG
cblr-1730	177	16	34-46269	DATE
cblr-1730	177	17	78	CARDINAL
cblr-1730	177	18	sec	ORG
cblr-1730	177	19	338	CARDINAL
cblr-1730	177	20	339	CARDINAL
cblr-1730	177	21	july 26, 2002	DATE
cblr-1730	177	22	77	DATE
cblr-1730	178	1	2	CARDINAL
cblr-1730	178	2	2003	DATE
cblr-1730	179	1	57	CARDINAL
cblr-1730	179	2	williams v. scottrade, inc.	PERSON
cblr-1730	179	3	06-10677	DATE
cblr-1730	179	4	5	CARDINAL
cblr-1730	179	5	mich	GPE
cblr-1730	180	1	july 24, 2006	DATE
cblr-1730	181	1	58	CARDINAL
cblr-1730	181	2	46	DATE
cblr-1730	181	3	2	CARDINAL
cblr-1730	181	4	59	CARDINAL
cblr-1730	181	5	williams	PERSON
cblr-1730	181	6	2006 wl 2077588	DATE
cblr-1730	181	7	5	CARDINAL
cblr-1730	181	8	smith	PERSON
cblr-1730	182	1	1213	CARDINAL
cblr-1730	190	1	60	CARDINAL
cblr-1730	192	1	61	CARDINAL
cblr-1730	192	2	1940	DATE
cblr-1730	192	3	15	CARDINAL
cblr-1730	193	1	80b-2	CARDINAL
cblr-1730	193	2	2012	DATE
cblr-1730	193	3	sec	ORG
cblr-1730	193	4	capital gains research bureau, inc.	ORG
cblr-1730	193	5	375	CARDINAL
cblr-1730	193	6	u.s.	GPE
cblr-1730	193	7	1963	DATE
cblr-1730	193	8	thomas v. metro	PERSON
cblr-1730	194	1	631	CARDINAL
cblr-1730	194	2	1153	CARDINAL
cblr-1730	194	3	1060–61	DATE
cblr-1730	194	4	1166	DATE
cblr-1730	194	5	10th	ORDINAL
cblr-1730	195	1	1214	CARDINAL
cblr-1730	195	2	columbia business law review	ORG
cblr-1730	195	3	2017	CARDINAL
cblr-1730	195	4	distinction.62	PRODUCT
cblr-1730	198	1	williams v. scottrade	PERSON
cblr-1730	198	2	two reasons.66 first	DATE
cblr-1730	198	3	leib v. merrill lynch	ORG
cblr-1730	198	4	cir. 2011	ORG
cblr-1730	198	5	eaton vance distribs	PERSON
cblr-1730	200	1	10-10515	DATE
cblr-1730	200	2	2011	DATE
cblr-1730	200	3	1233131	DATE
cblr-1730	200	4	10	CARDINAL
cblr-1730	201	1	d.	NORP
cblr-1730	202	1	mar. 30, 2011	DATE
cblr-1730	202	2	supra	PERSON
cblr-1730	202	3	2	CARDINAL
cblr-1730	202	4	114–15	CARDINAL
cblr-1730	203	1	62	CARDINAL
cblr-1730	203	2	9	CARDINAL
cblr-1730	203	3	722	CARDINAL
cblr-1730	203	4	726	CARDINAL
cblr-1730	203	5	729–30	DATE
cblr-1730	203	6	60	CARDINAL
cblr-1730	204	1	63	CARDINAL
cblr-1730	204	2	60	CARDINAL
cblr-1730	204	3	64	CARDINAL
cblr-1730	205	1	williams v. scottrade, inc.	PERSON
cblr-1730	205	2	06-10677	DATE
cblr-1730	205	3	1	CARDINAL
cblr-1730	205	4	5	CARDINAL
cblr-1730	205	5	mich	GPE
cblr-1730	206	1	july 24, 2006	DATE
cblr-1730	207	1	66	CARDINAL
cblr-1730	208	1	4–5	CARDINAL
cblr-1730	208	2	67	CARDINAL
cblr-1730	209	1	5	CARDINAL
cblr-1730	210	1	smith	PERSON
cblr-1730	211	1	1215	CARDINAL
cblr-1730	211	2	account.68	GPE
cblr-1730	211	3	second	ORDINAL
cblr-1730	211	4	williams	PERSON
cblr-1730	212	1	second	ORDINAL
cblr-1730	215	1	williams v. scottrade	PERSON
cblr-1730	215	2	contract.71	PRODUCT
cblr-1730	217	1	70	CARDINAL
cblr-1730	217	2	34-49216	CARDINAL
cblr-1730	217	3	82	CARDINAL
cblr-1730	217	4	sec	ORG
cblr-1730	217	5	453	CARDINAL
cblr-1730	217	6	458	CARDINAL
cblr-1730	217	7	feb. 10, 2004	DATE
cblr-1730	218	1	sec	ORG
cblr-1730	219	1	535	CARDINAL
cblr-1730	219	2	813	CARDINAL
cblr-1730	219	3	2002	DATE
cblr-1730	219	4	united states v. skelly	GPE
cblr-1730	219	5	442	CARDINAL
cblr-1730	219	6	94	CARDINAL
cblr-1730	219	7	98	CARDINAL
cblr-1730	219	8	2d	DATE
cblr-1730	219	9	2006	DATE
cblr-1730	219	10	united states	GPE
cblr-1730	219	11	289	CARDINAL
cblr-1730	219	12	200	CARDINAL
cblr-1730	219	13	211	CARDINAL
cblr-1730	219	14	2d	DATE
cblr-1730	219	15	2002	DATE
cblr-1730	219	16	leib v. merrill lynch	ORG
cblr-1730	219	17	pierce	ORG
cblr-1730	219	18	fenner & smith, inc.	ORG
cblr-1730	219	19	461	CARDINAL
cblr-1730	220	1	951	CARDINAL
cblr-1730	220	2	953–54	DATE
cblr-1730	221	1	aff’d	ORG
cblr-1730	221	2	647	CARDINAL
cblr-1730	221	3	165	CARDINAL
cblr-1730	221	4	6th	ORDINAL
cblr-1730	221	5	1981	DATE
cblr-1730	221	6	epstein	PERSON
cblr-1730	221	7	34-59328	DATE
cblr-1730	221	8	95	CARDINAL
cblr-1730	221	9	sec	ORG
cblr-1730	221	10	285	CARDINAL
cblr-1730	221	11	294	CARDINAL
cblr-1730	221	12	300	CARDINAL
cblr-1730	221	13	jan. 30, 2009	DATE
cblr-1730	221	14	belden, exchange	ORG
cblr-1730	221	15	3447859	DATE
cblr-1730	221	16	80	CARDINAL
cblr-1730	221	17	sec	ORG
cblr-1730	221	18	563	CARDINAL
cblr-1730	221	19	565	CARDINAL
cblr-1730	221	20	may 14, 2003	DATE
cblr-1730	221	21	howard, exchange	ORG
cblr-1730	221	22	34-46269	DATE
cblr-1730	221	23	78	CARDINAL
cblr-1730	221	24	sec	ORG
cblr-1730	221	25	338	CARDINAL
cblr-1730	221	26	339	CARDINAL
cblr-1730	221	27	july 26, 2002	DATE
cblr-1730	221	28	77	DATE
cblr-1730	222	1	2	CARDINAL
cblr-1730	222	2	2003	DATE
cblr-1730	223	1	71	CARDINAL
cblr-1730	223	2	williams	PERSON
cblr-1730	223	3	2006 wl 2077588	DATE
cblr-1730	223	4	5.	CARDINAL
cblr-1730	223	5	72	DATE
cblr-1730	223	6	1	CARDINAL
cblr-1730	223	7	19–20	DATE
cblr-1730	223	8	38	DATE
cblr-1730	223	9	july 2016	DATE
cblr-1730	224	1	1216	CARDINAL
cblr-1730	224	2	2017	CARDINAL
cblr-1730	226	1	for.74	GPE
cblr-1730	227	1	services.75	NORP
cblr-1730	230	1	46	DATE
cblr-1730	230	2	2	CARDINAL
cblr-1730	230	3	13	CARDINAL
cblr-1730	230	4	1	CARDINAL
cblr-1730	230	5	8	CARDINAL
cblr-1730	230	6	2017	CARDINAL
cblr-1730	231	1	73	CARDINAL
cblr-1730	231	2	robert s. adler &	PERSON
cblr-1730	231	3	elliot m. silverstein	PERSON
cblr-1730	231	4	david	PERSON
cblr-1730	231	5	5	CARDINAL
cblr-1730	232	1	negot	PERSON
cblr-1730	233	1	l. rev	PERSON
cblr-1730	233	2	1,	PERCENT
cblr-1730	233	3	5	CARDINAL
cblr-1730	234	1	74	CARDINAL
cblr-1730	235	1	32	DATE
cblr-1730	236	1	75	CARDINAL
cblr-1730	236	2	72	CARDINAL
cblr-1730	236	3	46	CARDINAL
cblr-1730	236	4	72	DATE
cblr-1730	237	1	smith	PERSON
cblr-1730	238	1	1217	CARDINAL
cblr-1730	239	1	one	CARDINAL
cblr-1730	241	1	section 13	LAW
cblr-1730	247	1	76	CARDINAL
cblr-1730	247	2	72	DATE
cblr-1730	247	3	8	CARDINAL
cblr-1730	248	1	77	CARDINAL
cblr-1730	248	2	thomas v. metro	PERSON
cblr-1730	249	1	631	CARDINAL
cblr-1730	249	2	1162	DATE
cblr-1730	249	3	10th	ORDINAL
cblr-1730	249	4	2011	DATE
cblr-1730	250	1	smith	PERSON
cblr-1730	250	2	1218	CARDINAL
cblr-1730	250	3	columbia business law review	ORG
cblr-1730	251	1	2017	CARDINAL
cblr-1730	259	1	trading.78	PERSON
cblr-1730	260	1	account.80	ORG
cblr-1730	260	2	leib	ORG
cblr-1730	260	3	merrill lynch	ORG
cblr-1730	260	4	78	CARDINAL
cblr-1730	260	5	screener	ORG
cblr-1730	260	6	49	CARDINAL
cblr-1730	260	7	feb. 3	DATE
cblr-1730	260	8	2017	DATE
cblr-1730	260	9	3:25 pm	TIME
cblr-1730	260	10	https://www.optionsxpress.com/myaccount.aspx	ORG
cblr-1730	262	1	79	CARDINAL
cblr-1730	262	2	sec	ORG
cblr-1730	262	3	v. zandford	PERSON
cblr-1730	262	4	535	CARDINAL
cblr-1730	262	5	813	CARDINAL
cblr-1730	262	6	822	CARDINAL
cblr-1730	262	7	2002	DATE
cblr-1730	262	8	united states v. skelly	GPE
cblr-1730	262	9	442	CARDINAL
cblr-1730	262	10	94	CARDINAL
cblr-1730	262	11	98	CARDINAL
cblr-1730	262	12	2d	DATE
cblr-1730	262	13	2006	DATE
cblr-1730	262	14	united states	GPE
cblr-1730	262	15	289	CARDINAL
cblr-1730	262	16	200	CARDINAL
cblr-1730	262	17	211	CARDINAL
cblr-1730	262	18	2d	DATE
cblr-1730	262	19	2002	DATE
cblr-1730	262	20	leib v. merrill lynch	ORG
cblr-1730	262	21	pierce	ORG
cblr-1730	262	22	fenner & smith, inc.	ORG
cblr-1730	262	23	461	CARDINAL
cblr-1730	263	1	951	CARDINAL
cblr-1730	263	2	954	CARDINAL
cblr-1730	263	3	aff’d	CARDINAL
cblr-1730	263	4	647	CARDINAL
cblr-1730	263	5	165	CARDINAL
cblr-1730	263	6	6th	ORDINAL
cblr-1730	263	7	1981	DATE
cblr-1730	264	1	80	CARDINAL
cblr-1730	264	2	edwards	ORG
cblr-1730	264	3	supra	PERSON
cblr-1730	264	4	2	CARDINAL
cblr-1730	264	5	114	CARDINAL
cblr-1730	265	1	smith	PERSON
cblr-1730	273	1	81	CARDINAL
cblr-1730	273	2	leib	ORG
cblr-1730	273	3	merrill lynch	ORG
cblr-1730	273	4	461	CARDINAL
cblr-1730	274	1	954	CARDINAL
cblr-1730	274	2	82	CARDINAL
cblr-1730	274	3	leib	ORG
cblr-1730	274	4	merrill lynch	ORG
cblr-1730	274	5	461	CARDINAL
cblr-1730	275	1	954	CARDINAL
cblr-1730	276	1	screener	ORG
cblr-1730	276	2	49	CARDINAL
cblr-1730	276	3	78	CARDINAL
cblr-1730	277	1	83	CARDINAL
cblr-1730	277	2	feb. 3,	DATE
cblr-1730	277	3	2017	DATE
cblr-1730	277	4	2:23 pm	TIME
cblr-1730	277	5	https://www.optionsxpress.com/myaccount.aspx	ORG
cblr-1730	279	1	1220	CARDINAL
cblr-1730	279	2	columbia business law review	ORG
cblr-1730	279	3	2017	CARDINAL
cblr-1730	289	1	williams v. scottrade	PERSON
cblr-1730	290	1	1221	CARDINAL
cblr-1730	291	1	contracts85	PERSON
cblr-1730	291	2	investor.86	ORG
cblr-1730	291	3	brokers.87	GPE
cblr-1730	291	4	third	ORDINAL
cblr-1730	296	1	84	CARDINAL
cblr-1730	296	2	williams v. scottrade, inc.	PERSON
cblr-1730	296	3	06-10677	DATE
cblr-1730	296	4	4–	CARDINAL
cblr-1730	296	5	5	DATE
cblr-1730	296	6	mich	GPE
cblr-1730	297	1	july 24, 2006	DATE
cblr-1730	297	2	85	CARDINAL
cblr-1730	297	3	yannis bakos	PERSON
cblr-1730	297	4	david r. trossen	PERSON
cblr-1730	298	1	43	CARDINAL
cblr-1730	299	1	1	CARDINAL
cblr-1730	299	2	32	DATE
cblr-1730	299	3	2014	DATE
cblr-1730	299	4	only one	CARDINAL
cblr-1730	299	5	two	CARDINAL
cblr-1730	299	6	1000	CARDINAL
cblr-1730	300	1	86	CARDINAL
cblr-1730	300	2	sec	ORG
cblr-1730	300	3	6	CARDINAL
cblr-1730	300	4	96	CARDINAL
cblr-1730	301	1	87	CARDINAL
cblr-1730	301	2	6	CARDINAL
cblr-1730	301	3	215	CARDINAL
cblr-1730	301	4	sec	ORG
cblr-1730	301	5	6	CARDINAL
cblr-1730	301	6	94–101	CARDINAL
cblr-1730	302	1	1222	CARDINAL
cblr-1730	303	1	2017	CARDINAL
cblr-1730	306	1	efficiently.88	ORG
cblr-1730	306	2	two	CARDINAL
cblr-1730	310	1	88	CARDINAL
cblr-1730	310	2	hannah brennan	PERSON
cblr-1730	310	3	19	CARDINAL
cblr-1730	310	4	telecomm.	ORG
cblr-1730	313	1	l. rev	PERSON
cblr-1730	313	2	1 (	CARDINAL
cblr-1730	314	1	89	CARDINAL
cblr-1730	314	2	larry harris	PERSON
cblr-1730	314	3	240	CARDINAL
cblr-1730	314	4	2003	DATE
cblr-1730	315	1	90	CARDINAL
cblr-1730	316	1	206–07	DATE
cblr-1730	316	2	222–23	CARDINAL
cblr-1730	317	1	1223	CARDINAL
cblr-1730	318	1	three	CARDINAL
cblr-1730	320	1	provide.91	PERSON
cblr-1730	324	1	91	CARDINAL
cblr-1730	324	2	46	DATE
cblr-1730	324	3	2	CARDINAL
cblr-1730	324	4	60	CARDINAL
cblr-1730	325	1	92	CARDINAL
cblr-1730	325	2	46	DATE
cblr-1730	325	3	2	CARDINAL
cblr-1730	325	4	93	CARDINAL
cblr-1730	325	5	supra	PERSON
cblr-1730	325	6	2	CARDINAL
cblr-1730	325	7	111	CARDINAL
cblr-1730	326	1	94	CARDINAL
cblr-1730	326	2	28	CARDINAL
cblr-1730	327	1	95	CARDINAL
cblr-1730	327	2	46	DATE
cblr-1730	327	3	2	CARDINAL
cblr-1730	327	4	60	CARDINAL
cblr-1730	328	1	smith	PERSON
cblr-1730	328	2	1224	CARDINAL
cblr-1730	329	1	2017	CARDINAL
cblr-1730	329	2	circumstances.97	ORG
cblr-1730	330	1	merrill lynch	ORG
cblr-1730	332	1	first	ORDINAL
cblr-1730	334	1	three to two	CARDINAL
cblr-1730	336	1	96	CARDINAL
cblr-1730	336	2	thomas v. metro	PERSON
cblr-1730	337	1	631	CARDINAL
cblr-1730	337	2	1164	DATE
cblr-1730	337	3	10th	ORDINAL
cblr-1730	337	4	2011	DATE
cblr-1730	338	1	v. eaton vance distribs	PERSON
cblr-1730	338	2	inc.	GPE
cblr-1730	338	3	2011	DATE
cblr-1730	338	4	1233131	DATE
cblr-1730	338	5	2	CARDINAL
cblr-1730	338	6	d.	NORP
cblr-1730	339	1	mar. 30, 2011	DATE
cblr-1730	340	1	supra	PERSON
cblr-1730	340	2	2	CARDINAL
cblr-1730	340	3	113	CARDINAL
cblr-1730	341	1	97	CARDINAL
cblr-1730	341	2	leib	ORG
cblr-1730	341	3	merrill lynch	ORG
cblr-1730	341	4	pierce	ORG
cblr-1730	341	5	fenner & smith, inc.	ORG
cblr-1730	341	6	461	CARDINAL
cblr-1730	342	1	951	CARDINAL
cblr-1730	342	2	953	CARDINAL
cblr-1730	342	3	aff’d	ORG
cblr-1730	342	4	647	CARDINAL
cblr-1730	342	5	165	CARDINAL
cblr-1730	342	6	6th	ORDINAL
cblr-1730	342	7	1981	DATE
cblr-1730	343	1	98	CARDINAL
cblr-1730	343	2	46	DATE
cblr-1730	343	3	2	CARDINAL
cblr-1730	344	1	smith	PERSON
cblr-1730	345	1	1225	CARDINAL
cblr-1730	348	1	two	CARDINAL
cblr-1730	349	1	sec	ORG
cblr-1730	349	2	two	CARDINAL
cblr-1730	350	1	two	CARDINAL
cblr-1730	350	2	two	CARDINAL
cblr-1730	353	1	sec	ORG
cblr-1730	354	1	first	ORDINAL
cblr-1730	355	1	two	CARDINAL
cblr-1730	356	1	99	CARDINAL
cblr-1730	356	2	28	CARDINAL
cblr-1730	357	1	100	CARDINAL
cblr-1730	357	2	6	CARDINAL
cblr-1730	357	3	215	CARDINAL
cblr-1730	357	4	sec	ORG
cblr-1730	357	5	6	CARDINAL
cblr-1730	357	6	94	CARDINAL
cblr-1730	358	1	101	CARDINAL
cblr-1730	358	2	28	CARDINAL
cblr-1730	359	1	102	CARDINAL
cblr-1730	359	2	supra	PERSON
cblr-1730	359	3	2	CARDINAL
cblr-1730	359	4	111	CARDINAL
cblr-1730	360	1	1226	CARDINAL
cblr-1730	360	2	columbia business law review	ORG
cblr-1730	360	3	2017	DATE
cblr-1730	366	1	the leib v. merrill lynch factors	ORG
cblr-1730	370	1	d.	NORP
cblr-1730	371	1	103	CARDINAL
cblr-1730	371	2	sec	ORG
cblr-1730	371	3	6	CARDINAL
cblr-1730	371	4	22	CARDINAL
cblr-1730	371	5	sec	ORG
cblr-1730	371	6	capital gains research bureau, inc.	ORG
cblr-1730	371	7	375	CARDINAL
cblr-1730	371	8	180	CARDINAL
cblr-1730	371	9	194	CARDINAL
cblr-1730	371	10	edwards	ORG
cblr-1730	371	11	supra	PERSON
cblr-1730	371	12	2	CARDINAL
cblr-1730	371	13	106	CARDINAL
cblr-1730	372	1	104	CARDINAL
cblr-1730	372	2	28	CARDINAL
cblr-1730	373	1	105	CARDINAL
cblr-1730	373	2	lazaro	ORG
cblr-1730	373	3	17	CARDINAL
cblr-1730	373	4	382	CARDINAL
cblr-1730	375	1	1227	CARDINAL
cblr-1730	378	1	sec	ORG
cblr-1730	378	2	2005	DATE
cblr-1730	381	1	106	CARDINAL
cblr-1730	381	2	williams v. scottrade, inc.	PERSON
cblr-1730	381	3	06-10677	DATE
cblr-1730	381	4	4–	CARDINAL
cblr-1730	381	5	5	DATE
cblr-1730	381	6	mich	GPE
cblr-1730	382	1	july 24, 2006	DATE
cblr-1730	383	1	107	CARDINAL
cblr-1730	383	2	thomas v. metro	PERSON
cblr-1730	384	1	631	CARDINAL
cblr-1730	384	2	1164	DATE
cblr-1730	384	3	10th	ORDINAL
cblr-1730	384	4	2011	DATE
cblr-1730	385	1	eaton vance distribs	PERSON
cblr-1730	385	2	10-10515	DATE
cblr-1730	385	3	2011	DATE
cblr-1730	385	4	1233131	DATE
cblr-1730	385	5	2	CARDINAL
cblr-1730	385	6	d.	NORP
cblr-1730	386	1	mar. 30, 2011	DATE
cblr-1730	386	2	supra	PERSON
cblr-1730	386	3	2	CARDINAL
cblr-1730	386	4	113	CARDINAL
cblr-1730	387	1	108	CARDINAL
cblr-1730	387	2	46	DATE
cblr-1730	387	3	2	CARDINAL
cblr-1730	387	4	72	DATE
cblr-1730	387	5	19–20	CARDINAL
cblr-1730	387	6	72	DATE
cblr-1730	387	7	8	CARDINAL
cblr-1730	388	1	109	CARDINAL
cblr-1730	388	2	thomas v. metro	PERSON
cblr-1730	389	1	631	CARDINAL
cblr-1730	389	2	10th	ORDINAL
cblr-1730	389	3	2011	DATE
cblr-1730	390	1	110	CARDINAL
cblr-1730	390	2	17	CARDINAL
cblr-1730	391	1	275	CARDINAL
cblr-1730	391	2	2005	DATE
cblr-1730	392	1	smith	PERSON
cblr-1730	392	2	1228	CARDINAL
cblr-1730	392	3	columbia business law review	ORG
cblr-1730	392	4	2017	CARDINAL
cblr-1730	392	5	leib	ORG
cblr-1730	392	6	merrill lynch	ORG
cblr-1730	393	1	sec	ORG
cblr-1730	393	2	three	CARDINAL
cblr-1730	394	1	2010	DATE
cblr-1730	394	2	88%	PERCENT
cblr-1730	394	3	finra	ORG
cblr-1730	394	4	18%	PERCENT
cblr-1730	394	5	37%	PERCENT
cblr-1730	394	6	finra	ORG
cblr-1730	396	1	111	CARDINAL
cblr-1730	396	2	supra	PERSON
cblr-1730	396	3	2	CARDINAL
cblr-1730	396	4	106	CARDINAL
cblr-1730	396	5	72	DATE
cblr-1730	396	6	1	CARDINAL
cblr-1730	396	7	112	CARDINAL
cblr-1730	396	8	6	CARDINAL
cblr-1730	396	9	215	CARDINAL
cblr-1730	396	10	sec	ORG
cblr-1730	396	11	6	CARDINAL
cblr-1730	396	12	9	CARDINAL
cblr-1730	396	13	113	CARDINAL
cblr-1730	396	14	edwards	ORG
cblr-1730	396	15	supra	PERSON
cblr-1730	396	16	2	CARDINAL
cblr-1730	396	17	118	CARDINAL
cblr-1730	396	18	sec	ORG
cblr-1730	396	19	6	CARDINAL
cblr-1730	396	20	101	CARDINAL
cblr-1730	396	21	114	CARDINAL
cblr-1730	396	22	sec	ORG
cblr-1730	396	23	6	CARDINAL
cblr-1730	396	24	12	CARDINAL
cblr-1730	396	25	lazaro	ORG
cblr-1730	396	26	supra	PERSON
cblr-1730	396	27	17	CARDINAL
cblr-1730	396	28	401–02	DATE
cblr-1730	396	29	412	CARDINAL
cblr-1730	396	30	115	CARDINAL
cblr-1730	396	31	sec	ORG
cblr-1730	396	32	6	CARDINAL
cblr-1730	396	33	106–07	DATE
cblr-1730	396	34	110–11	CARDINAL
cblr-1730	396	35	lazaro	ORG
cblr-1730	396	36	supra	PERSON
cblr-1730	396	37	17	CARDINAL
cblr-1730	396	38	409	CARDINAL
cblr-1730	398	1	1229	CARDINAL
cblr-1730	400	1	leib	ORG
cblr-1730	400	2	merrill lynch	ORG
cblr-1730	400	3	section 206(3	LAW
cblr-1730	401	1	one	CARDINAL
cblr-1730	405	1	116	CARDINAL
cblr-1730	405	2	supra	PERSON
cblr-1730	405	3	2	CARDINAL
cblr-1730	405	4	106	CARDINAL
cblr-1730	405	5	117	CARDINAL
cblr-1730	405	6	sec	ORG
cblr-1730	405	7	6	CARDINAL
cblr-1730	405	8	112–13	CARDINAL
cblr-1730	405	9	lazaro supra	PERSON
cblr-1730	405	10	17	CARDINAL
cblr-1730	405	11	409	CARDINAL
cblr-1730	406	1	118	CARDINAL
cblr-1730	406	2	1940	DATE
cblr-1730	406	3	15	CARDINAL
cblr-1730	407	1	2012	DATE
cblr-1730	408	1	119	CARDINAL
cblr-1730	408	2	17	CARDINAL
cblr-1730	408	3	384	CARDINAL
cblr-1730	408	4	120	CARDINAL
cblr-1730	408	5	384	CARDINAL
cblr-1730	409	1	1230	CARDINAL
cblr-1730	409	2	2017	CARDINAL
cblr-1730	411	1	sec	ORG
cblr-1730	411	2	sec	ORG
cblr-1730	411	3	first	ORDINAL
cblr-1730	411	4	sec	ORG
cblr-1730	411	5	second	ORDINAL
cblr-1730	411	6	sec	ORG
cblr-1730	411	7	sec	ORG
cblr-1730	411	8	sec	ORG
cblr-1730	411	9	sec	ORG
cblr-1730	411	10	121	CARDINAL
cblr-1730	411	11	409–10	CARDINAL
cblr-1730	412	1	122	CARDINAL
cblr-1730	412	2	sec	ORG
cblr-1730	412	3	6	CARDINAL
cblr-1730	412	4	107	CARDINAL
cblr-1730	412	5	110–11	DATE
cblr-1730	412	6	123	CARDINAL
cblr-1730	412	7	133	CARDINAL
cblr-1730	413	1	lazaro	ORG
cblr-1730	413	2	supra	PERSON
cblr-1730	413	3	17	CARDINAL
cblr-1730	413	4	409–10	CARDINAL
cblr-1730	414	1	124	CARDINAL
cblr-1730	414	2	sec	ORG
cblr-1730	414	3	6	CARDINAL
cblr-1730	414	4	113	CARDINAL
cblr-1730	415	1	125	CARDINAL
cblr-1730	415	2	lazaro	ORG
cblr-1730	415	3	17	CARDINAL
cblr-1730	415	4	382	CARDINAL
cblr-1730	415	5	409	CARDINAL
cblr-1730	416	1	127	CARDINAL
cblr-1730	416	2	sec	ORG
cblr-1730	416	3	6	CARDINAL
cblr-1730	416	4	113	CARDINAL
cblr-1730	417	1	lazaro	ORG
cblr-1730	417	2	supra	PERSON
cblr-1730	417	3	17	CARDINAL
cblr-1730	417	4	409	CARDINAL
cblr-1730	419	1	1231	CARDINAL
cblr-1730	424	1	sec	ORG
cblr-1730	425	1	sec	ORG
cblr-1730	425	2	dodd	PERSON
cblr-1730	425	3	sec	ORG
cblr-1730	425	4	2	CARDINAL
cblr-1730	425	5	section 206(3).129 section 206(3	LAW
cblr-1730	425	6	sec	ORG
cblr-1730	425	7	128	CARDINAL
cblr-1730	425	8	lazaro	ORG
cblr-1730	425	9	17	CARDINAL
cblr-1730	425	10	409–10	CARDINAL
cblr-1730	426	1	129	CARDINAL
cblr-1730	426	2	dodd-frank wall street	PERSON
cblr-1730	428	1	111	CARDINAL
cblr-1730	428	2	913	CARDINAL
cblr-1730	428	3	124	CARDINAL
cblr-1730	429	1	1376	CARDINAL
cblr-1730	429	2	1828–29	CARDINAL
cblr-1730	429	3	2010	DATE
cblr-1730	429	4	1940	DATE
cblr-1730	429	5	15	CARDINAL
cblr-1730	430	1	2012	DATE
cblr-1730	431	1	lazaro	ORG
cblr-1730	431	2	supra	PERSON
cblr-1730	431	3	17	CARDINAL
cblr-1730	431	4	410	CARDINAL
cblr-1730	431	5	sec	ORG
cblr-1730	431	6	6	CARDINAL
cblr-1730	431	7	119	CARDINAL
cblr-1730	431	8	130	CARDINAL
cblr-1730	431	9	1940	DATE
cblr-1730	431	10	15	CARDINAL
cblr-1730	432	1	2012	DATE
cblr-1730	433	1	131	CARDINAL
cblr-1730	433	2	1232	CARDINAL
cblr-1730	433	3	columbia business law review	ORG
cblr-1730	434	1	2017	CARDINAL
cblr-1730	434	2	section 206(3).132	LAW
cblr-1730	434	3	sec	ORG
cblr-1730	443	1	132	CARDINAL
cblr-1730	443	2	sec	ORG
cblr-1730	443	3	6	CARDINAL
cblr-1730	443	4	120	CARDINAL
cblr-1730	444	1	lazaro	ORG
cblr-1730	444	2	supra	PERSON
cblr-1730	444	3	17	CARDINAL
cblr-1730	444	4	410	CARDINAL
cblr-1730	445	1	133	CARDINAL
cblr-1730	445	2	edwards	ORG
cblr-1730	445	3	supra	PERSON
cblr-1730	445	4	2	CARDINAL
cblr-1730	445	5	114–15	CARDINAL
cblr-1730	445	6	leib v. merrill lynch	ORG
cblr-1730	445	7	pierce	ORG
cblr-1730	445	8	fenner & smith, inc.	ORG
cblr-1730	445	9	461	CARDINAL
cblr-1730	446	1	951	CARDINAL
cblr-1730	446	2	953–55	CARDINAL
cblr-1730	446	3	e.d. mich.	GPE
cblr-1730	447	1	aff’d	ORG
cblr-1730	447	2	647	CARDINAL
cblr-1730	447	3	165	CARDINAL
cblr-1730	447	4	6th	ORDINAL
cblr-1730	447	5	1981	DATE
cblr-1730	448	1	smith	PERSON
cblr-1730	449	1	1233	CARDINAL
cblr-1730	449	2	two	CARDINAL
cblr-1730	449	3	a. unify	PERSON
cblr-1730	449	4	today	DATE
cblr-1730	449	5	the 1920s	DATE
cblr-1730	449	6	1930s.134	DATE
cblr-1730	449	7	2111.137	CARDINAL
cblr-1730	450	1	sec	ORG
cblr-1730	450	2	134	CARDINAL
cblr-1730	450	3	lazaro	ORG
cblr-1730	450	4	17	CARDINAL
cblr-1730	450	5	411	CARDINAL
cblr-1730	450	6	135	CARDINAL
cblr-1730	450	7	9	CARDINAL
cblr-1730	450	8	727–35	DATE
cblr-1730	451	1	136	CARDINAL
cblr-1730	451	2	17	CARDINAL
cblr-1730	451	3	411	CARDINAL
cblr-1730	452	1	6	CARDINAL
cblr-1730	452	2	215–16	CARDINAL
cblr-1730	452	3	sec	ORG
cblr-1730	452	4	6	CARDINAL
cblr-1730	452	5	101	CARDINAL
cblr-1730	452	6	137	CARDINAL
cblr-1730	452	7	williams v. scottrade, inc.	PERSON
cblr-1730	452	8	06-10677	DATE
cblr-1730	452	9	5	CARDINAL
cblr-1730	452	10	mich	GPE
cblr-1730	453	1	july 24, 2006	DATE
cblr-1730	454	1	138 lazaro	PERSON
cblr-1730	454	2	17	CARDINAL
cblr-1730	454	3	413	CARDINAL
cblr-1730	454	4	139	CARDINAL
cblr-1730	454	5	sec	ORG
cblr-1730	454	6	6	CARDINAL
cblr-1730	454	7	107–10	DATE
cblr-1730	454	8	lazaro	ORG
cblr-1730	454	9	supra	PERSON
cblr-1730	454	10	17	CARDINAL
cblr-1730	454	11	413	CARDINAL
cblr-1730	455	1	1234	CARDINAL
cblr-1730	455	2	2017	CARDINAL
cblr-1730	458	1	one	CARDINAL
cblr-1730	460	1	140 lazaro	PERSON
cblr-1730	460	2	17	CARDINAL
cblr-1730	460	3	413	CARDINAL
cblr-1730	460	4	141	CARDINAL
cblr-1730	460	5	supra	PERSON
cblr-1730	460	6	2	CARDINAL
cblr-1730	460	7	106–07	DATE
cblr-1730	461	1	lazaro	ORG
cblr-1730	461	2	supra	PERSON
cblr-1730	461	3	17	CARDINAL
cblr-1730	461	4	413	CARDINAL
cblr-1730	462	1	142	CARDINAL
cblr-1730	462	2	sec	ORG
cblr-1730	462	3	6	CARDINAL
cblr-1730	462	4	125–26	DATE
cblr-1730	463	1	143	CARDINAL
cblr-1730	464	1	1235	CARDINAL
cblr-1730	475	1	sec	ORG
cblr-1730	475	2	section 206(3	LAW
cblr-1730	476	1	1236	CARDINAL
cblr-1730	476	2	2017	CARDINAL
cblr-1730	476	3	2	CARDINAL
cblr-1730	476	4	two	CARDINAL
cblr-1730	477	1	section 206(3	LAW
cblr-1730	482	1	144	CARDINAL
cblr-1730	482	2	120	CARDINAL
cblr-1730	482	3	lazaro	ORG
cblr-1730	482	4	17	CARDINAL
cblr-1730	482	5	410	CARDINAL
cblr-1730	482	6	145	CARDINAL
cblr-1730	482	7	1940	DATE
cblr-1730	482	8	15	CARDINAL
cblr-1730	483	1	2012	DATE
cblr-1730	484	1	146	CARDINAL
cblr-1730	484	2	supra	PERSON
cblr-1730	484	3	2	CARDINAL
cblr-1730	484	4	115	CARDINAL
cblr-1730	485	1	147	CARDINAL
cblr-1730	485	2	lazaro	ORG
cblr-1730	485	3	17	CARDINAL
cblr-1730	485	4	413–14	DATE
cblr-1730	486	1	smith	PERSON
cblr-1730	487	1	1237	CARDINAL
cblr-1730	490	1	today	DATE
cblr-1730	493	1	annual	DATE
cblr-1730	495	1	148	CARDINAL
cblr-1730	495	2	6	CARDINAL
cblr-1730	495	3	215	CARDINAL
cblr-1730	496	1	sec	ORG
cblr-1730	496	2	6	CARDINAL
cblr-1730	496	3	94–95	CARDINAL
cblr-1730	497	1	149	CARDINAL
cblr-1730	497	2	supra	PERSON
cblr-1730	497	3	17	CARDINAL
cblr-1730	497	4	413	CARDINAL
cblr-1730	497	5	150	CARDINAL
cblr-1730	498	1	1238	CARDINAL
cblr-1730	498	2	2017	CARDINAL
cblr-1730	499	1	three	CARDINAL
cblr-1730	508	1	two	CARDINAL
cblr-1730	508	2	1934	DATE
cblr-1730	512	1	1239 1940,151	CARDINAL
cblr-1730	514	1	first	ORDINAL
cblr-1730	516	1	sec	ORG
cblr-1730	517	1	151	CARDINAL
cblr-1730	517	2	1934	DATE
cblr-1730	517	3	15	CARDINAL
cblr-1730	518	1	2012	DATE
cblr-1730	518	2	1940	DATE
cblr-1730	518	3	15	CARDINAL
cblr-1730	519	1	2012	DATE
cblr-1730	520	1	152	CARDINAL
cblr-1730	520	2	supra	PERSON
cblr-1730	520	3	2	CARDINAL
cblr-1730	520	4	121	CARDINAL
cblr-1730	521	1	153	CARDINAL
cblr-1730	524	1	156	CARDINAL
cblr-1730	524	2	sec	ORG
cblr-1730	524	3	6	CARDINAL
cblr-1730	524	4	22	DATE
cblr-1730	525	1	smith	PERSON
cblr-1730	525	2	1240	CARDINAL
cblr-1730	525	3	2017	CARDINAL
cblr-1730	532	1	fara	PERSON
cblr-1730	533	1	second	ORDINAL
cblr-1730	537	1	157	CARDINAL
cblr-1730	537	2	supra	PERSON
cblr-1730	537	3	2	CARDINAL
cblr-1730	537	4	106	CARDINAL
cblr-1730	539	1	1241	CARDINAL
cblr-1730	540	1	two	CARDINAL
cblr-1730	541	1	first	ORDINAL
cblr-1730	545	1	second	ORDINAL
cblr-1730	552	1	158	CARDINAL
cblr-1730	552	2	sec	ORG
cblr-1730	552	3	6	CARDINAL
cblr-1730	552	4	22	CARDINAL
cblr-1730	552	5	sec	ORG
cblr-1730	552	6	capital gains research bureau, inc.	ORG
cblr-1730	552	7	375	CARDINAL
cblr-1730	552	8	180	CARDINAL
cblr-1730	552	9	194	CARDINAL
cblr-1730	552	10	1963	DATE
cblr-1730	552	11	lazaro	ORG
cblr-1730	552	12	supra	PERSON
cblr-1730	552	13	17	CARDINAL
cblr-1730	552	14	132	CARDINAL
cblr-1730	552	15	2111	CARDINAL
cblr-1730	552	16	24	CARDINAL
cblr-1730	553	1	williams v. scottrade, inc.	PERSON
cblr-1730	553	2	0610677	DATE
cblr-1730	553	3	2006 wl 2077588	DATE
cblr-1730	553	4	4–5	CARDINAL
cblr-1730	553	5	e.d. mich	GPE
cblr-1730	553	6	july 24, 2006	DATE
cblr-1730	554	1	smith	PERSON
cblr-1730	554	2	1242	CARDINAL
cblr-1730	554	3	columbia business law review	ORG
cblr-1730	555	1	2017	CARDINAL
cblr-1730	560	1	the coming years	DATE
cblr-1730	562	1	159	CARDINAL
cblr-1730	562	2	2006 wl 2077588	DATE
cblr-1730	562	3	4–5	CARDINAL
cblr-1730	562	4	160	CARDINAL
cblr-1730	562	5	monica loseman	PERSON
cblr-1730	562	6	2016	CARDINAL
cblr-1730	562	7	mid-year	DATE
cblr-1730	563	1	l. sch	PERSON
cblr-1730	563	2	f. corp governance & fin	ORG
cblr-1730	565	1	july 30, 2016	DATE
cblr-1730	567	1	161	CARDINAL
cblr-1730	567	2	supra	PERSON
cblr-1730	567	3	2	CARDINAL
cblr-1730	567	4	supra	PERSON
cblr-1730	567	5	9	CARDINAL
cblr-1730	567	6	6	CARDINAL
cblr-1730	567	7	lazaro	ORG
cblr-1730	567	8	17	CARDINAL
cblr-1730	568	1	smith	PERSON
cblr-1730	569	1	1243	CARDINAL
cblr-1730	572	1	three	CARDINAL
cblr-1730	573	1	1930s	DATE
cblr-1730	573	2	1940s	DATE