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cblr-2931	6	1	718	CARDINAL
cblr-2931	7	1	722	CARDINAL
cblr-2931	7	2	727 a.	PERSON
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cblr-2931	7	4	729	CARDINAL
cblr-2931	7	5	sec	ORG
cblr-2931	8	1	733	CARDINAL
cblr-2931	8	2	737	CARDINAL
cblr-2931	9	1	749	CARDINAL
cblr-2931	10	1	756 vi	PERSON
cblr-2931	13	1	762	CARDINAL
cblr-2931	13	2	recent years	DATE
cblr-2931	14	1	sec	ORG
cblr-2931	16	1	sec	ORG
cblr-2931	16	2	cary c. boshamer	PERSON
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cblr-2931	17	1	b.a. 1969	ORG
cblr-2931	17	2	columbia university	ORG
cblr-2931	17	3	1972	DATE
cblr-2931	17	4	columbia university school of law	ORG
cblr-2931	23	1	i. introduction-the	PERSON
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cblr-2931	24	1	sec	ORG
cblr-2931	25	1	recent years	DATE
cblr-2931	28	1	sec	ORG
cblr-2931	29	1	one	CARDINAL
cblr-2931	29	2	the last decade	DATE
cblr-2931	29	3	1	CARDINAL
cblr-2931	29	4	2010	DATE
cblr-2931	29	5	http://finra.complinet.com/en/display/display.html?rbid=2403&recordid=6 905&elementid=5504&highlight=2010#r6905	DATE
cblr-2931	30	1	2 section 10(b	TIME
cblr-2931	30	2	1934	DATE
cblr-2931	30	3	sec	ORG
cblr-2931	31	1	15	CARDINAL
cblr-2931	32	1	2010	DATE
cblr-2931	32	2	dodd-frank wall street reform	ORG
cblr-2931	33	1	111	CARDINAL
cblr-2931	33	2	203	CARDINAL
cblr-2931	33	3	124	CARDINAL
cblr-2931	34	1	1376	CARDINAL
cblr-2931	34	2	2010	DATE
cblr-2931	35	1	section 15(c	LAW
cblr-2931	35	2	sec	ORG
cblr-2931	36	1	15	CARDINAL
cblr-2931	37	1	2010	DATE
cblr-2931	37	2	124	CARDINAL
cblr-2931	38	1	1376	CARDINAL
cblr-2931	38	2	2010	DATE
cblr-2931	39	1	711	CARDINAL
cblr-2931	41	1	first	ORDINAL
cblr-2931	42	1	bernard madoff,3	PERSON
cblr-2931	45	1	sec	ORG
cblr-2931	45	2	congress	ORG
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cblr-2931	49	1	sec	ORG
cblr-2931	49	2	3	CARDINAL
cblr-2931	50	1	anwar v. fairfield greenwich ltd.	PERSON
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cblr-2931	50	3	2010	DATE
cblr-2931	50	4	17	CARDINAL
cblr-2931	50	5	july 29, 2010	DATE
cblr-2931	51	1	4	CARDINAL
cblr-2931	51	2	joe rauch	PERSON
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cblr-2931	51	6	sec	ORG
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cblr-2931	52	3	n.y.	GPE
cblr-2931	52	4	jan. 12, 2010	DATE
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cblr-2931	53	2	la w	FAC
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cblr-2931	60	1	goldman sachs	ORG
cblr-2931	60	2	goldman	ORG
cblr-2931	68	1	6	CARDINAL
cblr-2931	68	2	sec	ORG
cblr-2931	68	3	goldman sachs & co.	ORG
cblr-2931	69	1	2010	DATE
cblr-2931	69	2	1508202	DATE
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cblr-2931	69	4	http://www.sec	ORG
cblr-2931	71	1	sec	ORG
cblr-2931	71	2	goldman sachs & co.	ORG
cblr-2931	71	3	sec	ORG
cblr-2931	71	4	21592	DATE
cblr-2931	71	5	10	CARDINAL
cblr-2931	72	1	3229	CARDINAL
cblr-2931	72	2	july 15, 2010	DATE
cblr-2931	73	1	patricia hurtado &	ORG
cblr-2931	73	2	christine harper	PERSON
cblr-2931	73	3	sec	ORG
cblr-2931	73	4	goldman sachs	ORG
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cblr-2931	73	6	u.s.	GPE
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cblr-2931	73	8	july 21, 2010	DATE
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cblr-2931	75	1	713	CARDINAL
cblr-2931	76	1	congress	ORG
cblr-2931	76	2	sec	ORG
cblr-2931	82	1	congress	ORG
cblr-2931	83	1	dodd-frank wall street reform	ORG
cblr-2931	85	1	111	CARDINAL
cblr-2931	85	2	124	CARDINAL
cblr-2931	86	1	1376,	DATE
cblr-2931	86	2	1828	DATE
cblr-2931	86	3	2010	DATE
cblr-2931	87	1	1o	CARDINAL
cblr-2931	87	2	124	CARDINAL
cblr-2931	88	1	1824-25	DATE
cblr-2931	89	1	sec	ORG
cblr-2931	89	2	bernard madoff	PERSON
cblr-2931	89	3	alan stanford	PERSON
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cblr-2931	90	6	n.y. times	ORG
cblr-2931	90	7	feb. 17, 2009	DATE
cblr-2931	90	8	http://www.nytimes.com/2009/02/18/business/18stan	ORG
cblr-2931	90	9	stanford	ORG
cblr-2931	90	10	diana henriques	PERSON
cblr-2931	90	11	n.y.	GPE
cblr-2931	90	12	nov. 21, 2008	DATE
cblr-2931	90	13	http://www.nytimes.com/2008/12/21/business/worldbusiness/21iht-madoff	ORG
cblr-2931	91	1	4.18852346.htm	DATE
cblr-2931	92	1	12	CARDINAL
cblr-2931	93	1	2010714	CARDINAL
cblr-2931	93	2	columbla business law review no	ORG
cblr-2931	94	1	congress	ORG
cblr-2931	95	1	congress	ORG
cblr-2931	95	2	sec	ORG
cblr-2931	96	1	section 913	LAW
cblr-2931	96	2	sec	ORG
cblr-2931	96	3	six months	DATE
cblr-2931	97	1	sec	ORG
cblr-2931	97	2	sec	ORG
cblr-2931	97	3	sec	ORG
cblr-2931	99	1	section 913(g	LAW
cblr-2931	99	2	dodd	PERSON
cblr-2931	99	3	sec	ORG
cblr-2931	100	1	1940	DATE
cblr-2931	101	1	13	CARDINAL
cblr-2931	101	2	124	CARDINAL
cblr-2931	102	1	1824-27	DATE
cblr-2931	102	2	14	CARDINAL
cblr-2931	102	3	124	CARDINAL
cblr-2931	103	1	1825	DATE
cblr-2931	104	1	1	CARDINAL
cblr-2931	104	2	sec	ORG
cblr-2931	104	3	dodd-frank	PERSON
cblr-2931	104	4	2010	CARDINAL
cblr-2931	104	5	134	CARDINAL
cblr-2931	104	6	july 27, 2010	DATE
cblr-2931	104	7	july 27, 2010	DATE
cblr-2931	104	8	124	CARDINAL
cblr-2931	105	1	1827	DATE
cblr-2931	106	1	16 § 913(f	QUANTITY
cblr-2931	106	2	124	CARDINAL
cblr-2931	107	1	1827-28	DATE
cblr-2931	107	2	donald c. langevoort	PERSON
cblr-2931	107	3	71	CARDINAL
cblr-2931	108	1	l. rev	PERSON
cblr-2931	108	2	439	CARDINAL
cblr-2931	108	3	456	CARDINAL
cblr-2931	108	4	2010	DATE
cblr-2931	109	1	1 § 913(g	CARDINAL
cblr-2931	109	2	124	CARDINAL
cblr-2931	110	1	1827-28	DATE
cblr-2931	110	2	19	CARDINAL
cblr-2931	110	3	124	CARDINAL
cblr-2931	111	1	1828	DATE
cblr-2931	111	2	15	CARDINAL
cblr-2931	111	3	1934	DATE
cblr-2931	111	4	15	CARDINAL
cblr-2931	113	1	715	CARDINAL
cblr-2931	114	1	1963	DATE
cblr-2931	114	2	the supreme court	ORG
cblr-2931	116	1	20	CARDINAL
cblr-2931	116	2	sec	ORG
cblr-2931	117	1	joshua e. broaded	PERSON
cblr-2931	117	2	12	CARDINAL
cblr-2931	119	1	l.j	PERSON
cblr-2931	119	2	27	CARDINAL
cblr-2931	119	3	2009	DATE
cblr-2931	120	1	one	CARDINAL
cblr-2931	121	1	§ 206(3	ORG
cblr-2931	121	2	15	CARDINAL
cblr-2931	122	1	2010	DATE
cblr-2931	122	2	arthur b. laby	PERSON
cblr-2931	122	3	65	CARDINAL
cblr-2931	124	1	395	CARDINAL
cblr-2931	124	2	2010	DATE
cblr-2931	125	1	21	CARDINAL
cblr-2931	125	2	sec	ORG
cblr-2931	125	3	capital gains research bureau, inc.	ORG
cblr-2931	125	4	375	CARDINAL
cblr-2931	125	5	180	CARDINAL
cblr-2931	125	6	191-92	CARDINAL
cblr-2931	125	7	1963	DATE
cblr-2931	125	8	1940	DATE
cblr-2931	128	1	congress	ORG
cblr-2931	129	1	2	CARDINAL
cblr-2931	129	2	1412	CARDINAL
cblr-2931	129	3	2d	DATE
cblr-2931	129	4	1961	DATE
cblr-2931	130	1	375	CARDINAL
cblr-2931	130	2	u.s.	GPE
cblr-2931	130	3	191	CARDINAL
cblr-2931	133	1	20 10716	CARDINAL
cblr-2931	133	2	columbia business law review no	ORG
cblr-2931	135	1	dodd	PERSON
cblr-2931	135	2	sec	ORG
cblr-2931	136	1	advice.2 2	LOC
cblr-2931	136	2	sec	ORG
cblr-2931	137	1	sec	ORG
cblr-2931	137	2	sec	ORG
cblr-2931	138	1	sec	ORG
cblr-2931	139	1	sec	ORG
cblr-2931	141	1	sec	ORG
cblr-2931	141	2	sec	ORG
cblr-2931	142	1	sec	ORG
cblr-2931	143	1	sec	ORG
cblr-2931	144	1	sec	ORG
cblr-2931	146	1	2	CARDINAL
cblr-2931	146	2	124	CARDINAL
cblr-2931	147	1	1828	DATE
cblr-2931	148	1	23	CARDINAL
cblr-2931	149	1	124	CARDINAL
cblr-2931	150	1	1828	DATE
cblr-2931	151	1	717	CARDINAL
cblr-2931	151	2	columbia business law review	ORG
cblr-2931	156	1	the nineteenth century	DATE
cblr-2931	156	2	25	CARDINAL
cblr-2931	156	3	26	CARDINAL
cblr-2931	156	4	35	CARDINAL
cblr-2931	156	5	439	CARDINAL
cblr-2931	156	6	452	CARDINAL
cblr-2931	156	7	1872	DATE
cblr-2931	157	1	syracuse knitting co.	ORG
cblr-2931	157	2	43	CARDINAL
cblr-2931	157	3	637	CARDINAL
cblr-2931	157	4	639	CARDINAL
cblr-2931	162	1	arkansas valley compress	ORG
cblr-2931	162	2	& warehouse co.	ORG
cblr-2931	163	1	morgan	ORG
cblr-2931	163	2	229	CARDINAL
cblr-2931	163	3	133	CARDINAL
cblr-2931	163	4	136	CARDINAL
cblr-2931	163	5	1950	DATE
cblr-2931	163	6	718	CARDINAL
cblr-2931	165	1	2010	DATE
cblr-2931	168	1	8	CARDINAL
cblr-2931	169	1	9	CARDINAL
cblr-2931	169	2	standards(or	PERSON
cblr-2931	170	1	27	CARDINAL
cblr-2931	170	2	dan m. kahan	PERSON
cblr-2931	170	3	1994	DATE
cblr-2931	171	1	345	CARDINAL
cblr-2931	171	2	410	CARDINAL
cblr-2931	171	3	1994	DATE
cblr-2931	172	1	joseph	PERSON
cblr-2931	172	2	190	CARDINAL
cblr-2931	172	3	10th	ORDINAL
cblr-2931	172	4	1870	DATE
cblr-2931	172	5	410	CARDINAL
cblr-2931	172	6	charles l. black	PERSON
cblr-2931	172	7	jr.	PERSON
cblr-2931	172	8	1986	DATE
cblr-2931	173	1	2	CARDINAL
cblr-2931	173	2	u.s.	GPE
cblr-2931	173	3	825	CARDINAL
cblr-2931	173	4	1278	CARDINAL
cblr-2931	173	5	1280	DATE
cblr-2931	173	6	1987	DATE
cblr-2931	175	1	weiss	ORG
cblr-2931	175	2	u.s.	GPE
cblr-2931	175	3	122	CARDINAL
cblr-2931	175	4	675	CARDINAL
cblr-2931	175	5	681	CARDINAL
cblr-2931	175	6	5th	ORDINAL
cblr-2931	177	1	greco v. state	PERSON
cblr-2931	177	2	499	CARDINAL
cblr-2931	177	3	209	CARDINAL
cblr-2931	177	4	214	CARDINAL
cblr-2931	177	5	md.	GPE
cblr-2931	177	6	1985	DATE
cblr-2931	177	7	515	CARDINAL
cblr-2931	177	8	220	CARDINAL
cblr-2931	177	9	md	GPE
cblr-2931	177	10	1986	DATE
cblr-2931	178	1	29	CARDINAL
cblr-2931	178	2	oliver wendell holmes, jr.	PERSON
cblr-2931	178	3	1909	DATE
cblr-2931	179	1	30	CARDINAL
cblr-2931	179	2	edward l. rubin	PERSON
cblr-2931	179	3	89	CARDINAL
cblr-2931	180	1	l. rev	PERSON
cblr-2931	180	2	369	CARDINAL
cblr-2931	180	3	1989	DATE
cblr-2931	181	1	719	CARDINAL
cblr-2931	185	1	congress	ORG
cblr-2931	187	1	alfred c. aman	PERSON
cblr-2931	187	2	william t. mayton	PERSON
cblr-2931	187	3	37	CARDINAL
cblr-2931	187	4	2d	DATE
cblr-2931	189	1	lawrence a. cunningham	PERSON
cblr-2931	189	2	60	CARDINAL
cblr-2931	190	1	l. rev	PERSON
cblr-2931	190	2	1411	CARDINAL
cblr-2931	190	3	2007	DATE
cblr-2931	191	1	aman & mayton	ORG
cblr-2931	191	2	31	CARDINAL
cblr-2931	191	3	65	DATE
cblr-2931	191	4	gellhorn & robinson	ORG
cblr-2931	191	5	75	CARDINAL
cblr-2931	192	1	l. rev	PERSON
cblr-2931	192	2	771	CARDINAL
cblr-2931	192	3	792	CARDINAL
cblr-2931	192	4	1975	DATE
cblr-2931	193	1	aman & mayton	ORG
cblr-2931	193	2	31	CARDINAL
cblr-2931	193	3	66-67	CARDINAL
cblr-2931	196	1	67	DATE
cblr-2931	197	1	tihe private sector	ORG
cblr-2931	199	1	richard j. pierce	PERSON
cblr-2931	199	2	jr.	PERSON
cblr-2931	199	3	497-498	CARDINAL
cblr-2931	199	4	5th	ORDINAL
cblr-2931	199	5	2010	DATE
cblr-2931	201	1	congress	ORG
cblr-2931	202	1	720	CARDINAL
cblr-2931	202	2	2010	DATE
cblr-2931	210	1	the supreme court	ORG
cblr-2931	210	2	sec	ORG
cblr-2931	211	1	aman & mayton	ORG
cblr-2931	211	2	31	CARDINAL
cblr-2931	211	3	67	CARDINAL
cblr-2931	211	4	cristie l. ford	PERSON
cblr-2931	211	5	45	CARDINAL
cblr-2931	213	1	l. j. 1	PERSON
cblr-2931	213	2	2	DATE
cblr-2931	214	1	aman & mayton	ORG
cblr-2931	214	2	31	CARDINAL
cblr-2931	214	3	67	CARDINAL
cblr-2931	214	4	colin s. diver	PERSON
cblr-2931	214	5	93	CARDINAL
cblr-2931	214	6	yale l.j. 65 (1983)	PERSON
cblr-2931	215	1	332	CARDINAL
cblr-2931	215	2	u.s.	GPE
cblr-2931	215	3	194	CARDINAL
cblr-2931	215	4	202	CARDINAL
cblr-2931	216	1	aman & mayton	ORG
cblr-2931	216	2	31	CARDINAL
cblr-2931	216	3	104	CARDINAL
cblr-2931	216	4	the securities exchange commission	ORG
cblr-2931	217	1	william cary	PERSON
cblr-2931	217	2	william cary	PERSON
cblr-2931	217	3	82-85	PERCENT
cblr-2931	217	4	1967	DATE
cblr-2931	218	1	721	CARDINAL
cblr-2931	218	2	columbia business law review	ORG
cblr-2931	218	3	three	CARDINAL
cblr-2931	219	1	first	ORDINAL
cblr-2931	220	1	second	ORDINAL
cblr-2931	222	1	third	ORDINAL
cblr-2931	227	1	1	CARDINAL
cblr-2931	228	1	two	CARDINAL
cblr-2931	229	1	37	CARDINAL
cblr-2931	229	2	67	CARDINAL
cblr-2931	230	1	franklin supply co.	ORG
cblr-2931	230	2	v. tolman	PERSON
cblr-2931	230	3	454 f.2d	CARDINAL
cblr-2931	230	4	1059	CARDINAL
cblr-2931	230	5	1065	DATE
cblr-2931	230	6	9th	ORDINAL
cblr-2931	230	7	1972	DATE
cblr-2931	230	8	keenan v. d.h. blair & co.	PERSON
cblr-2931	230	9	838 f. supp	ORG
cblr-2931	231	1	82	CARDINAL
cblr-2931	231	2	89	DATE
cblr-2931	231	3	1993	DATE
cblr-2931	232	1	farragut mortgage co.	ORG
cblr-2931	232	2	arthur andersen	PERSON
cblr-2931	232	3	llp	ORG
cblr-2931	233	1	1999 wl 823656	DATE
cblr-2931	233	2	1	CARDINAL
cblr-2931	233	3	13	CARDINAL
cblr-2931	236	1	aug. 5, 1999	DATE
cblr-2931	238	1	722	CARDINAL
cblr-2931	238	2	2010	DATE
cblr-2931	243	1	area.4 5	DATE
cblr-2931	243	2	one	CARDINAL
cblr-2931	244	1	6	CARDINAL
cblr-2931	245	1	two	CARDINAL
cblr-2931	245	2	one	CARDINAL
cblr-2931	247	1	one	CARDINAL
cblr-2931	247	2	42	CARDINAL
cblr-2931	247	3	deborah a. demott	PERSON
cblr-2931	247	4	1988	DATE
cblr-2931	247	5	duke l.j.	PERSON
cblr-2931	247	6	879	CARDINAL
cblr-2931	247	7	1988	DATE
cblr-2931	247	8	d. gordon smith	PERSON
cblr-2931	247	9	55	CARDINAL
cblr-2931	248	1	l. rev	PERSON
cblr-2931	248	2	1399	CARDINAL
cblr-2931	248	3	1402	DATE
cblr-2931	248	4	2002	DATE
cblr-2931	248	5	victor brudney	PERSON
cblr-2931	248	6	38	CARDINAL
cblr-2931	248	7	l. rev	PERSON
cblr-2931	248	8	595	CARDINAL
cblr-2931	248	9	624	CARDINAL
cblr-2931	248	10	1997	DATE
cblr-2931	249	1	kelli a. alces	PERSON
cblr-2931	249	2	35	CARDINAL
cblr-2931	249	3	iowa	GPE
cblr-2931	249	4	j. corp.	ORG
cblr-2931	249	5	l. 239	PERSON
cblr-2931	249	6	240	CARDINAL
cblr-2931	249	7	2009	DATE
cblr-2931	250	1	tamar frankel	PERSON
cblr-2931	250	2	71	CARDINAL
cblr-2931	251	1	l. rev	PERSON
cblr-2931	251	2	795	CARDINAL
cblr-2931	251	3	1983	DATE
cblr-2931	252	1	43	CARDINAL
cblr-2931	252	2	240	CARDINAL
cblr-2931	252	3	frankel	PERSON
cblr-2931	252	4	supra	PERSON
cblr-2931	253	1	44	CARDINAL
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cblr-2931	254	2	43	CARDINAL
cblr-2931	254	3	259	CARDINAL
cblr-2931	254	4	demott	ORG
cblr-2931	254	5	43	CARDINAL
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cblr-2931	254	7	42	CARDINAL
cblr-2931	254	8	1402-03	DATE
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cblr-2931	255	3	260	CARDINAL
cblr-2931	255	4	4	CARDINAL
cblr-2931	255	5	second	ORDINAL
cblr-2931	255	6	874	CARDINAL
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cblr-2931	260	1	one	CARDINAL
cblr-2931	262	1	one	CARDINAL
cblr-2931	262	2	four	CARDINAL
cblr-2931	262	3	1	CARDINAL
cblr-2931	262	4	one	CARDINAL
cblr-2931	262	5	2	CARDINAL
cblr-2931	262	6	one	CARDINAL
cblr-2931	262	7	3	CARDINAL
cblr-2931	262	8	one	CARDINAL
cblr-2931	262	9	4	CARDINAL
cblr-2931	262	10	one	CARDINAL
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cblr-2931	268	1	52	CARDINAL
cblr-2931	268	2	supra	PERSON
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cblr-2931	268	4	1427	DATE
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cblr-2931	272	3	724	CARDINAL
cblr-2931	274	1	2010	DATE
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cblr-2931	278	1	1	CARDINAL
cblr-2931	279	1	2	CARDINAL
cblr-2931	279	2	3	CARDINAL
cblr-2931	280	1	9	CARDINAL
cblr-2931	282	1	one	CARDINAL
cblr-2931	282	2	one	CARDINAL
cblr-2931	284	1	1	CARDINAL
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cblr-2931	288	3	44	DATE
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cblr-2931	289	2	44	DATE
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cblr-2931	290	2	259	CARDINAL
cblr-2931	291	1	62	CARDINAL
cblr-2931	291	2	supra	PERSON
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cblr-2931	309	3	546	CARDINAL
cblr-2931	309	4	n.y. 1928	GPE
cblr-2931	310	1	42	CARDINAL
cblr-2931	310	2	882	CARDINAL
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cblr-2931	310	5	44	DATE
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cblr-2931	311	2	42	CARDINAL
cblr-2931	311	3	902	CARDINAL
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cblr-2931	312	3	44	DATE
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cblr-2931	313	2	244	CARDINAL
cblr-2931	314	1	726	CARDINAL
cblr-2931	314	2	la w	FAC
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cblr-2931	325	3	u.s. 80	DATE
cblr-2931	325	4	85-86	PERCENT
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cblr-2931	326	6	42	CARDINAL
cblr-2931	326	7	902	CARDINAL
cblr-2931	327	1	70	CARDINAL
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cblr-2931	327	8	1488	CARDINAL
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cblr-2931	328	2	2	CARDINAL
cblr-2931	328	3	first	ORDINAL
cblr-2931	328	4	1933,"3	CARDINAL
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cblr-2931	331	1	6	CARDINAL
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cblr-2931	331	3	the end of the seventeenth century	DATE
cblr-2931	331	4	jobbers7	PERSON
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cblr-2931	333	2	2009	DATE
cblr-2931	334	1	7	CARDINAL
cblr-2931	335	1	1933	DATE
cblr-2931	335	2	first	ORDINAL
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cblr-2931	336	2	1	CARDINAL
cblr-2931	336	3	48	CARDINAL
cblr-2931	337	1	74	CARDINAL
cblr-2931	337	2	15	CARDINAL
cblr-2931	338	1	77a	CARDINAL
cblr-2931	339	1	2010	DATE
cblr-2931	340	1	1933	DATE
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cblr-2931	342	3	1-a	CARDINAL
cblr-2931	342	4	3d	CARDINAL
cblr-2931	342	5	1989	DATE
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cblr-2931	344	1	76	CARDINAL
cblr-2931	345	1	1	CARDINAL
cblr-2931	345	2	james d. cox & thomas lee hazen	PERSON
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cblr-2931	345	4	2.2	CARDINAL
cblr-2931	345	5	3d	CARDINAL
cblr-2931	345	6	2010	DATE
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cblr-2931	346	2	first	ORDINAL
cblr-2931	347	1	11	CARDINAL
cblr-2931	347	2	595	CARDINAL
cblr-2931	347	3	1696	CARDINAL
cblr-2931	347	4	1	CARDINAL
cblr-2931	347	5	joel seligman	PERSON
cblr-2931	347	6	3-4	MONEY
cblr-2931	347	7	3d	CARDINAL
cblr-2931	347	8	1989	DATE
cblr-2931	348	1	728	CARDINAL
cblr-2931	348	2	la w	FAC
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cblr-2931	355	2	1934	DATE
cblr-2931	355	3	sec	ORG
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cblr-2931	356	1	74	CARDINAL
cblr-2931	356	2	the years	DATE
cblr-2931	356	3	7 hist	QUANTITY
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cblr-2931	357	2	760	CARDINAL
cblr-2931	357	3	761	CARDINAL
cblr-2931	357	4	1957	DATE
cblr-2931	358	1	71	CARDINAL
cblr-2931	358	2	74	CARDINAL
cblr-2931	358	3	80 15	DATE
cblr-2931	359	1	2010	DATE
cblr-2931	360	1	81 1 u.s.c	QUANTITY
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cblr-2931	361	2	1934	DATE
cblr-2931	361	3	15	CARDINAL
cblr-2931	362	1	2010	DATE
cblr-2931	363	1	1983	DATE
cblr-2931	363	2	sec	ORG
cblr-2931	363	3	sec	ORG
cblr-2931	364	1	the years	DATE
cblr-2931	364	2	sec	ORG
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cblr-2931	366	1	j. 244	PERSON
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cblr-2931	366	7	l. rev	PERSON
cblr-2931	367	1	515	CARDINAL
cblr-2931	367	2	1968	DATE
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cblr-2931	367	4	106	CARDINAL
cblr-2931	367	5	l. rev	PERSON
cblr-2931	367	6	1 (1957	DATE
cblr-2931	367	7	richard w. jennings	PERSON
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cblr-2931	367	9	29	CARDINAL
cblr-2931	369	1	663	CARDINAL
cblr-2931	369	2	1964	DATE
cblr-2931	370	1	sam s. miller	PERSON
cblr-2931	370	2	19	CARDINAL
cblr-2931	370	3	sec	ORG
cblr-2931	372	1	l.j. 3 (1991	PERSON
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cblr-2931	372	3	jr.	PERSON
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cblr-2931	372	5	85	CARDINAL
cblr-2931	372	6	l. rev	PERSON
cblr-2931	373	1	739	CARDINAL
cblr-2931	373	2	1991	DATE
cblr-2931	374	1	howard c. westwood & edward g. howard	PERSON
cblr-2931	374	2	17	CARDINAL
cblr-2931	376	1	518	CARDINAL
cblr-2931	376	2	1952	DATE
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cblr-2931	376	5	sec	ORG
cblr-2931	377	1	sec	ORG
cblr-2931	379	1	sec	ORG
cblr-2931	379	2	finra	ORG
cblr-2931	380	1	three	CARDINAL
cblr-2931	381	1	1934	DATE
cblr-2931	382	1	1940	DATE
cblr-2931	383	1	28	CARDINAL
cblr-2931	384	1	l. rev	PERSON
cblr-2931	385	1	250	CARDINAL
cblr-2931	385	2	1959	DATE
cblr-2931	386	1	8	CARDINAL
cblr-2931	386	2	roth	PERSON
cblr-2931	386	3	sec	ORG
cblr-2931	386	4	22	CARDINAL
cblr-2931	386	5	1109	DATE
cblr-2931	386	6	d.c	GPE
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cblr-2931	389	1	servs.	ORG
cblr-2931	390	1	sec	ORG
cblr-2931	390	2	797	CARDINAL
cblr-2931	390	3	188	CARDINAL
cblr-2931	390	4	191	CARDINAL
cblr-2931	390	5	4th	ORDINAL
cblr-2931	390	6	1986	DATE
cblr-2931	392	1	sec	ORG
cblr-2931	392	2	99-1014	CARDINAL
cblr-2931	392	3	1	CARDINAL
cblr-2931	392	4	2000	DATE
cblr-2931	394	1	15	CARDINAL
cblr-2931	395	1	78c(a)(4)(a	DATE
cblr-2931	395	2	2010	DATE
cblr-2931	396	1	8	CARDINAL
cblr-2931	398	1	la w	FAC
cblr-2931	399	1	20 10	CARDINAL
cblr-2931	400	1	1940	DATE
cblr-2931	401	1	15(a	DATE
cblr-2931	401	2	1934	DATE
cblr-2931	402	1	section 15(b	LAW
cblr-2931	402	2	1	CARDINAL
cblr-2931	402	3	sec	ORG
cblr-2931	402	4	2	CARDINAL
cblr-2931	402	5	sec	ORG
cblr-2931	402	6	10(b)13	CARDINAL
cblr-2931	403	1	15(c)94	CARDINAL
cblr-2931	403	2	1934	DATE
cblr-2931	403	3	section 17(a	LAW
cblr-2931	403	4	1933,"6	CARDINAL
cblr-2931	403	5	section 206	LAW
cblr-2931	404	1	96	CARDINAL
cblr-2931	405	1	sec	ORG
cblr-2931	405	2	two	CARDINAL
cblr-2931	407	1	8	CARDINAL
cblr-2931	409	1	1978	DATE
cblr-2931	412	1	1940	CARDINAL
cblr-2931	412	2	203	CARDINAL
cblr-2931	412	3	15	CARDINAL
cblr-2931	413	1	2010	DATE
cblr-2931	414	1	9	CARDINAL
cblr-2931	414	2	sec	ORG
cblr-2931	414	3	148	CARDINAL
cblr-2931	416	1	58	CARDINAL
cblr-2931	416	2	59	CARDINAL
cblr-2931	416	3	2d	DATE
cblr-2931	416	4	2005	DATE
cblr-2931	417	1	93 15	CARDINAL
cblr-2931	419	1	5	CARDINAL
cblr-2931	419	2	thomas lee hazen	PERSON
cblr-2931	419	3	12.1	CARDINAL
cblr-2931	419	4	6th	ORDINAL
cblr-2931	419	5	2009	DATE
cblr-2931	420	1	9 15	TIME
cblr-2931	424	1	96	CARDINAL
cblr-2931	425	1	80b-6	CARDINAL
cblr-2931	426	1	731	CARDINAL
cblr-2931	427	1	two	CARDINAL
cblr-2931	427	2	customers99	ORG
cblr-2931	427	3	sec	ORG
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cblr-2931	427	5	1	CARDINAL
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cblr-2931	427	7	2	CARDINAL
cblr-2931	427	8	102	CARDINAL
cblr-2931	427	9	3	CARDINAL
cblr-2931	427	10	4	CARDINAL
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cblr-2931	427	14	14.10	CARDINAL
cblr-2931	428	1	98	CARDINAL
cblr-2931	428	2	14.15-14.18	CARDINAL
cblr-2931	430	1	10	CARDINAL
cblr-2931	430	2	sec	ORG
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cblr-2931	431	2	sec	ORG
cblr-2931	431	3	90	CARDINAL
cblr-2931	431	4	1483	CARDINAL
cblr-2931	431	5	1488	CARDINAL
cblr-2931	431	6	10th	ORDINAL
cblr-2931	431	7	1996	DATE
cblr-2931	431	8	5%	PERCENT
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cblr-2931	433	1	nasd	ORG
cblr-2931	433	2	5%	PERCENT
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cblr-2931	433	8	14.14(3	CARDINAL
cblr-2931	434	1	102	CARDINAL
cblr-2931	434	2	eichler v. sec	PERSON
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cblr-2931	434	5	1985	DATE
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cblr-2931	438	1	5 hazen	PERSON
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cblr-2931	444	1	05	CARDINAL
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cblr-2931	446	2	7	CARDINAL
cblr-2931	446	3	sec	ORG
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cblr-2931	447	1	sec	ORG
cblr-2931	448	1	sec	ORG
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cblr-2931	449	1	sec	ORG
cblr-2931	449	2	15c1	CARDINAL
cblr-2931	449	3	0	CARDINAL
cblr-2931	452	1	46108	CARDINAL
cblr-2931	452	2	june 25, 2002	DATE
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cblr-2931	452	6	14.17	CARDINAL
cblr-2931	452	7	105	CARDINAL
cblr-2931	452	8	17	CARDINAL
cblr-2931	453	1	240.15c3-1	CARDINAL
cblr-2931	453	2	2010	DATE
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cblr-2931	454	1	106	CARDINAL
cblr-2931	454	2	supra	PERSON
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cblr-2931	455	1	107	CARDINAL
cblr-2931	455	2	14.15-14.23	CARDINAL
cblr-2931	456	1	108	CARDINAL
cblr-2931	456	2	14.9	CARDINAL
cblr-2931	457	1	1'0	CARDINAL
cblr-2931	457	2	5 hazen	PERCENT
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cblr-2931	458	1	110 17	CARDINAL
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cblr-2931	460	9	5 hazen	PERCENT
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cblr-2931	461	2	columbia business law review	ORG
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cblr-2931	464	1	'20	DATE
cblr-2931	464	2	sec	ORG
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cblr-2931	465	2	sec	ORG
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cblr-2931	465	5	93	CARDINAL
cblr-2931	465	6	14.18	CARDINAL
cblr-2931	465	7	nasd hearing panel	ORG
cblr-2931	465	8	yankee financial	ORG
cblr-2931	465	9	more than $3.8 million	MONEY
cblr-2931	465	10	finra	ORG
cblr-2931	465	11	jan. 13, 2005	DATE
cblr-2931	465	12	nasdw_012997&sssourcenodeld=9	PERSON
cblr-2931	465	13	nasd	ORG
cblr-2931	465	14	more than $38 million	MONEY
cblr-2931	466	1	11	CARDINAL
cblr-2931	466	2	supra	PERSON
cblr-2931	466	3	93	CARDINAL
cblr-2931	466	4	14.15-14.18	CARDINAL
cblr-2931	467	1	114	CARDINAL
cblr-2931	467	2	supra	PERSON
cblr-2931	467	3	93	CARDINAL
cblr-2931	467	4	14.20	CARDINAL
cblr-2931	468	1	supra	PERSON
cblr-2931	468	2	93	CARDINAL
cblr-2931	468	3	14.21	CARDINAL
cblr-2931	469	1	116	CARDINAL
cblr-2931	469	2	supra	PERSON
cblr-2931	469	3	93	CARDINAL
cblr-2931	469	4	14.13	CARDINAL
cblr-2931	470	1	supra	PERSON
cblr-2931	470	2	93	CARDINAL
cblr-2931	470	3	14.9	CARDINAL
cblr-2931	470	4	11	CARDINAL
cblr-2931	470	5	supra	PERSON
cblr-2931	470	6	93	CARDINAL
cblr-2931	471	1	17	CARDINAL
cblr-2931	472	1	240.10b-5 (2010	DATE
cblr-2931	473	1	120	CARDINAL
cblr-2931	473	2	17	CARDINAL
cblr-2931	474	1	2010	DATE
cblr-2931	474	2	section 15(c)(1	LAW
cblr-2931	476	1	121	CARDINAL
cblr-2931	476	2	no. 9088a	DATE
cblr-2931	476	3	no. 61167a	DATE
cblr-2931	476	4	2009 wl 6761741	DATE
cblr-2931	476	5	19	CARDINAL
cblr-2931	476	6	dec. 15, 2009	DATE
cblr-2931	476	7	sec	ORG
cblr-2931	476	8	hazel bishop	PERSON
cblr-2931	476	9	inc.	ORG
cblr-2931	476	10	40	CARDINAL
cblr-2931	476	11	sec	ORG
cblr-2931	476	12	718	CARDINAL
cblr-2931	476	13	1961	DATE
cblr-2931	476	14	734	CARDINAL
cblr-2931	476	15	2010	DATE
cblr-2931	478	1	finra	ORG
cblr-2931	479	1	finra	ORG
cblr-2931	480	1	2 hazen	PERSON
cblr-2931	480	2	supra	PERSON
cblr-2931	480	3	93	CARDINAL
cblr-2931	480	4	4.28	CARDINAL
cblr-2931	480	5	6.1	CARDINAL
cblr-2931	480	6	122	CARDINAL
cblr-2931	480	7	2010	DATE
cblr-2931	480	8	http://finra.complinet.com/en/display/display.html?rbid=2403&recordid=6 905&elementid=5504&highlight=2010#r6905	DATE
cblr-2931	481	1	finra	ORG
cblr-2931	482	1	5	CARDINAL
cblr-2931	482	2	supra	PERSON
cblr-2931	482	3	93	CARDINAL
cblr-2931	482	4	14.14	CARDINAL
cblr-2931	482	5	3220	CARDINAL
cblr-2931	483	1	finra	ORG
cblr-2931	484	1	gustafson	PERSON
cblr-2931	484	2	572	CARDINAL
cblr-2931	484	3	f. supp	PERSON
cblr-2931	485	1	1154	CARDINAL
cblr-2931	485	2	1158	DATE
cblr-2931	485	3	d.	NORP
cblr-2931	485	4	1983	DATE
cblr-2931	486	1	section 15a(b)(5	LAW
cblr-2931	486	2	1934	DATE
cblr-2931	486	3	finra	ORG
cblr-2931	487	1	congress	ORG
cblr-2931	488	1	heath v. sec	PERSON
cblr-2931	488	2	586	CARDINAL
cblr-2931	488	3	122	CARDINAL
cblr-2931	488	4	132	CARDINAL
cblr-2931	488	5	2d	DATE
cblr-2931	488	6	2009	DATE
cblr-2931	489	1	09-959	CARDINAL
cblr-2931	489	2	2010	DATE
cblr-2931	489	3	u.s.	GPE
cblr-2931	489	4	3029	CARDINAL
cblr-2931	489	5	5, 2010	DATE
cblr-2931	489	6	6	CARDINAL
cblr-2931	489	7	louis loss & joel seligman	ORG
cblr-2931	489	8	2796	CARDINAL
cblr-2931	489	9	3d	CARDINAL
cblr-2931	489	10	2002	DATE
cblr-2931	490	1	nasd	ORG
cblr-2931	490	2	2110	CARDINAL
cblr-2931	491	1	735	CARDINAL
cblr-2931	491	2	sec	ORG
cblr-2931	493	1	timothy l. burkes	PERSON
cblr-2931	493	2	51	CARDINAL
cblr-2931	494	1	356	CARDINAL
cblr-2931	494	2	1993	DATE
cblr-2931	494	3	affd	GPE
cblr-2931	494	4	29	CARDINAL
cblr-2931	494	5	630	CARDINAL
cblr-2931	494	6	9th	ORDINAL
cblr-2931	494	7	1994	DATE
cblr-2931	496	1	360	CARDINAL
cblr-2931	497	1	conway	GPE
cblr-2931	497	2	2010 wl 4254606	DATE
cblr-2931	497	3	oct. 26, 2010	DATE
cblr-2931	498	1	123	CARDINAL
cblr-2931	498	2	supra	PERSON
cblr-2931	498	3	93	CARDINAL
cblr-2931	498	4	14.3	CARDINAL
cblr-2931	498	5	124	CARDINAL
cblr-2931	498	6	cheryl goss weiss	PERSON
cblr-2931	498	7	23	CARDINAL
cblr-2931	498	8	j. corp.	ORG
cblr-2931	498	9	l. 65 (1997	ORG
cblr-2931	498	10	francis j. facciolo	PERSON
cblr-2931	498	11	early twentieth centuries	DATE
cblr-2931	498	12	26	CARDINAL
cblr-2931	498	13	l. rev	PERSON
cblr-2931	498	14	155 (2005	DATE
cblr-2931	498	15	steven a. ramirez	PERSON
cblr-2931	498	16	70	CARDINAL
cblr-2931	499	1	l. rev	PERSON
cblr-2931	500	1	527	CARDINAL
cblr-2931	500	2	2002	DATE
cblr-2931	501	1	125	CARDINAL
cblr-2931	501	2	u.s.	GPE
cblr-2931	501	3	santoro	PERSON
cblr-2931	501	4	302	CARDINAL
cblr-2931	501	5	76	CARDINAL
cblr-2931	501	6	82	CARDINAL
cblr-2931	501	7	2d	DATE
cblr-2931	501	8	2002	DATE
cblr-2931	501	9	sec	ORG
cblr-2931	501	10	415	CARDINAL
cblr-2931	501	11	589	CARDINAL
cblr-2931	501	12	597	CARDINAL
cblr-2931	501	13	2d	DATE
cblr-2931	501	14	1969	DATE
cblr-2931	501	15	rolf v. blyth eastman dillon & co.	ORG
cblr-2931	501	16	424	CARDINAL
cblr-2931	502	1	1021	CARDINAL
cblr-2931	502	2	1036	DATE
cblr-2931	502	3	1977	DATE
cblr-2931	503	1	516	CARDINAL
cblr-2931	503	2	251	CARDINAL
cblr-2931	503	3	258	CARDINAL
cblr-2931	503	4	4th	ORDINAL
cblr-2931	503	5	1975	DATE
cblr-2931	503	6	moscarelli v. stamm	PERSON
cblr-2931	503	7	288 f. supp	ORG
cblr-2931	504	1	453	CARDINAL
cblr-2931	504	2	1968	DATE
cblr-2931	505	1	la w	FAC
cblr-2931	505	2	vie w736	PERSON
cblr-2931	506	1	2010	DATE
cblr-2931	508	1	6	CARDINAL
cblr-2931	509	1	2 1	CARDINAL
cblr-2931	509	2	c. broker-dealers	PERSON
cblr-2931	510	1	126	CARDINAL
cblr-2931	510	2	goodrich v. e. f. hutton grp.	PERSON
cblr-2931	510	3	542	CARDINAL
cblr-2931	510	4	1200	DATE
cblr-2931	510	5	1204	DATE
cblr-2931	510	6	1988	DATE
cblr-2931	511	1	mccracken v. edward d. jones & co.	ORG
cblr-2931	511	2	445	CARDINAL
cblr-2931	511	3	375	CARDINAL
cblr-2931	511	4	381	CARDINAL
cblr-2931	511	5	iowa	GPE
cblr-2931	511	6	1989	DATE
cblr-2931	512	1	byrley	ORG
cblr-2931	512	2	640	CARDINAL
cblr-2931	512	3	187	CARDINAL
cblr-2931	512	4	198	CARDINAL
cblr-2931	512	5	ohio	GPE
cblr-2931	512	6	1994	DATE
cblr-2931	512	7	webber	PERSON
cblr-2931	512	8	jackson	PERSON
cblr-2931	512	9	curtis, inc.	ORG
cblr-2931	513	1	adams 718	PERSON
cblr-2931	513	2	508	CARDINAL
cblr-2931	513	3	515	CARDINAL
cblr-2931	513	4	1986	DATE
cblr-2931	514	1	127	CARDINAL
cblr-2931	514	2	glisson v. freeman	PERSON
cblr-2931	514	3	532	CARDINAL
cblr-2931	514	4	442	CARDINAL
cblr-2931	514	5	449	CARDINAL
cblr-2931	514	6	ga	ORG
cblr-2931	516	1	2000	DATE
cblr-2931	519	1	v. e.f. hutton & co.	ORG
cblr-2931	519	2	409	CARDINAL
cblr-2931	519	3	262	CARDINAL
cblr-2931	519	4	264	CARDINAL
cblr-2931	519	5	ga	ORG
cblr-2931	521	1	1991	DATE
cblr-2931	522	1	the delaware supreme court	ORG
cblr-2931	527	1	o'malley v. boris	PERSON
cblr-2931	527	2	742	CARDINAL
cblr-2931	527	3	845	CARDINAL
cblr-2931	527	4	849	CARDINAL
cblr-2931	527	5	1999	DATE
cblr-2931	527	6	merrill lynch pierce fenner & smith, inc.	ORG
cblr-2931	528	1	v. cheng	PERSON
cblr-2931	528	2	901 f.2d	MONEY
cblr-2931	528	3	1124	DATE
cblr-2931	528	4	d.c	GPE
cblr-2931	528	5	cir. 1990	ORG
cblr-2931	529	1	642	CARDINAL
cblr-2931	529	2	309	CARDINAL
cblr-2931	529	3	md.	GPE
cblr-2931	529	4	1994	DATE
cblr-2931	530	1	1994	DATE
cblr-2931	530	2	2	CARDINAL
cblr-2931	531	1	l. rptr	PERSON
cblr-2931	532	1	446	CARDINAL
cblr-2931	532	2	1994	DATE
cblr-2931	533	1	737	CARDINAL
cblr-2931	534	1	28	CARDINAL
cblr-2931	535	1	'29	TIME
cblr-2931	536	1	3 o	DATE
cblr-2931	540	1	newton	ORG
cblr-2931	540	2	merrill	ORG
cblr-2931	540	3	lynch	ORG
cblr-2931	540	4	pierce	ORG
cblr-2931	540	5	fenner & smith, inc.	ORG
cblr-2931	540	6	135	CARDINAL
cblr-2931	540	7	266	CARDINAL
cblr-2931	540	8	270	CARDINAL
cblr-2931	540	9	3d	CARDINAL
cblr-2931	540	10	1998	DATE
cblr-2931	541	1	1	CARDINAL
cblr-2931	541	2	donald c. langevoort	PERSON
cblr-2931	541	3	71	CARDINAL
cblr-2931	542	1	l. rev	PERSON
cblr-2931	543	1	439	CARDINAL
cblr-2931	543	2	2010	DATE
cblr-2931	544	1	steven d. irwin	PERSON
cblr-2931	545	1	12	CARDINAL
cblr-2931	547	1	l.j	PERSON
cblr-2931	548	1	41	CARDINAL
cblr-2931	549	1	2009	DATE
cblr-2931	551	1	1.0	CARDINAL
cblr-2931	551	2	sec	ORG
cblr-2931	551	3	561	CARDINAL
cblr-2931	551	4	459	CARDINAL
cblr-2931	551	5	499	DATE
cblr-2931	551	6	d.n.j. 2007	DATE
cblr-2931	551	7	mcadam v. dean witter reynolds, inc.	ORG
cblr-2931	551	8	896	CARDINAL
cblr-2931	551	9	750	CARDINAL
cblr-2931	551	10	767	CARDINAL
cblr-2931	551	11	3d	CARDINAL
cblr-2931	551	12	1990	DATE
cblr-2931	552	1	1	CARDINAL
cblr-2931	552	2	2310	CARDINAL
cblr-2931	552	3	united states v. laurienti	ORG
cblr-2931	552	4	611	CARDINAL
cblr-2931	552	5	530	CARDINAL
cblr-2931	552	6	540	CARDINAL
cblr-2931	552	7	9th	ORDINAL
cblr-2931	552	8	2010	DATE
cblr-2931	553	1	122	CARDINAL
cblr-2931	553	2	sec	ORG
cblr-2931	553	3	capital gains research bureau, inc.	ORG
cblr-2931	553	4	375	CARDINAL
cblr-2931	553	5	180	CARDINAL
cblr-2931	553	6	191-92	CARDINAL
cblr-2931	553	7	1963	DATE
cblr-2931	553	8	21	CARDINAL
cblr-2931	554	1	561	CARDINAL
cblr-2931	554	2	506	CARDINAL
cblr-2931	554	3	la w	FAC
cblr-2931	554	4	vie w	PERSON
cblr-2931	560	1	sec	ORG
cblr-2931	562	1	flanagan	PERSON
cblr-2931	563	1	3-9784	CARDINAL
cblr-2931	563	2	71	CARDINAL
cblr-2931	564	1	1415,	DATE
cblr-2931	564	2	2000	DATE
cblr-2931	564	3	98210	DATE
cblr-2931	564	4	24	CARDINAL
cblr-2931	564	5	jan. 31, 2000	DATE
cblr-2931	564	6	aaron	PERSON
cblr-2931	565	1	aaron v. sec	PERSON
cblr-2931	566	1	446	CARDINAL
cblr-2931	566	2	u.s.	GPE
cblr-2931	566	3	1980	DATE
cblr-2931	566	4	ernst & ernst	ORG
cblr-2931	566	5	425	CARDINAL
cblr-2931	566	6	185	CARDINAL
cblr-2931	566	7	1976	DATE
cblr-2931	566	8	section 10(b	LAW
cblr-2931	566	9	santa fe	FAC
cblr-2931	567	1	v. green	PERSON
cblr-2931	568	1	430	CARDINAL
cblr-2931	568	2	462	CARDINAL
cblr-2931	568	3	476-80	CARDINAL
cblr-2931	568	4	1977	DATE
cblr-2931	569	1	134	CARDINAL
cblr-2931	569	2	sec	ORG
cblr-2931	569	3	535	CARDINAL
cblr-2931	569	4	813	CARDINAL
cblr-2931	569	5	823	CARDINAL
cblr-2931	569	6	2002	DATE
cblr-2931	569	7	blinder, robinson & co.	ORG
cblr-2931	569	8	903	CARDINAL
cblr-2931	569	9	186	CARDINAL
cblr-2931	569	10	200	CARDINAL
cblr-2931	569	11	3d cir	QUANTITY
cblr-2931	569	12	1990	DATE
cblr-2931	570	1	v. levinson	PERSON
cblr-2931	570	2	485	CARDINAL
cblr-2931	570	3	224	CARDINAL
cblr-2931	570	4	239	CARDINAL
cblr-2931	570	5	1988	DATE
cblr-2931	571	1	135	CARDINAL
cblr-2931	571	2	33743	DATE
cblr-2931	571	3	56	CARDINAL
cblr-2931	571	4	sec	ORG
cblr-2931	571	5	558	CARDINAL
cblr-2931	571	6	1994	DATE
cblr-2931	571	7	73633	DATE
cblr-2931	571	8	8	CARDINAL
cblr-2931	571	9	mar. 9, 1994	DATE
cblr-2931	571	10	two	CARDINAL
cblr-2931	577	1	bissell	ORG
cblr-2931	577	2	174	CARDINAL
cblr-2931	577	3	246	CARDINAL
cblr-2931	578	1	739	CARDINAL
cblr-2931	581	1	13	CARDINAL
cblr-2931	581	2	d.e	GPE
cblr-2931	581	3	wine investments, inc.	ORG
cblr-2931	583	1	3-8543	CARDINAL
cblr-2931	584	1	1999	DATE
cblr-2931	584	2	373279	CARDINAL
cblr-2931	584	3	sec	ORG
cblr-2931	584	4	june 9, 1999	DATE
cblr-2931	584	5	charles hughes & co.	ORG
cblr-2931	584	6	sec	ORG
cblr-2931	584	7	139	CARDINAL
cblr-2931	584	8	434	CARDINAL
cblr-2931	584	9	436	CARDINAL
cblr-2931	584	10	2d	DATE
cblr-2931	584	11	1943	DATE
cblr-2931	584	12	321	CARDINAL
cblr-2931	584	13	786	CARDINAL
cblr-2931	584	14	1944	DATE
cblr-2931	584	15	sec	ORG
cblr-2931	584	16	resch-cassin & co.	ORG
cblr-2931	584	17	362	CARDINAL
cblr-2931	584	18	f. supp	PERSON
cblr-2931	585	1	964	CARDINAL
cblr-2931	585	2	978	CARDINAL
cblr-2931	585	3	s.d.n.y. 1973	DATE
cblr-2931	585	4	34-2350	CARDINAL
cblr-2931	585	5	6	CARDINAL
cblr-2931	586	1	386	CARDINAL
cblr-2931	586	2	388	CARDINAL
cblr-2931	586	3	36426	DATE
cblr-2931	586	4	dec. 19, 1939	DATE
cblr-2931	586	5	davis v. merrill lynch	PERSON
cblr-2931	586	6	pierce	ORG
cblr-2931	586	7	fenner & smith, inc.	ORG
cblr-2931	586	8	906	CARDINAL
cblr-2931	586	9	1206	DATE
cblr-2931	586	10	1215	DATE
cblr-2931	586	11	8th	ORDINAL
cblr-2931	586	12	1990	DATE
cblr-2931	587	1	117	CARDINAL
cblr-2931	587	2	first albany corp.	ORG
cblr-2931	587	3	741	CARDINAL
cblr-2931	587	4	841	CARDINAL
cblr-2931	587	5	2001	DATE
cblr-2931	587	6	719	CARDINAL
cblr-2931	587	7	882	CARDINAL
cblr-2931	589	1	1999	DATE
cblr-2931	589	2	stokes v. henson	PERSON
cblr-2931	589	3	265	CARDINAL
cblr-2931	591	1	836	CARDINAL
cblr-2931	591	2	839	CARDINAL
cblr-2931	592	1	1990	DATE
cblr-2931	594	1	mccracken v. edward d. jones & co.	PERSON
cblr-2931	594	2	445	CARDINAL
cblr-2931	594	3	375	CARDINAL
cblr-2931	594	4	iowa	GPE
cblr-2931	595	1	1989	DATE
cblr-2931	595	2	williams v. edward d. jones & co.	PERSON
cblr-2931	595	3	556	CARDINAL
cblr-2931	596	1	2d 914	CARDINAL
cblr-2931	597	1	1990	DATE
cblr-2931	598	1	138	CARDINAL
cblr-2931	600	1	servs.	ORG
cblr-2931	602	1	166	CARDINAL
cblr-2931	602	2	529	CARDINAL
cblr-2931	602	3	536	CARDINAL
cblr-2931	602	4	2d	DATE
cblr-2931	602	5	1999	DATE
cblr-2931	602	6	new york	GPE
cblr-2931	602	7	sec	ORG
cblr-2931	602	8	v. pasternak	PERSON
cblr-2931	602	9	561	CARDINAL
cblr-2931	603	1	2d 459	CARDINAL
cblr-2931	603	2	499	DATE
cblr-2931	603	3	d.n.j. 2008	DATE
cblr-2931	606	1	139	CARDINAL
cblr-2931	606	2	french	NORP
cblr-2931	606	3	first	ORDINAL
cblr-2931	606	4	sec	ORG
cblr-2931	606	5	209	CARDINAL
cblr-2931	606	6	f. supp	PERSON
cblr-2931	607	1	2d 818	DATE
cblr-2931	607	2	825	CARDINAL
cblr-2931	607	3	tenn. 2002	GPE
cblr-2931	608	1	tennessee	GPE
cblr-2931	608	2	v. j.c. bradford & co.	PERSON
cblr-2931	608	3	886	CARDINAL
cblr-2931	608	4	1472	CARDINAL
cblr-2931	608	5	1481	CARDINAL
cblr-2931	608	6	6th	ORDINAL
cblr-2931	608	7	1989	DATE
cblr-2931	608	8	youngblood v. wall	PERSON
cblr-2931	608	9	815 s.w.2d 512	QUANTITY
cblr-2931	608	10	516	CARDINAL
cblr-2931	608	11	tenn	PRODUCT
cblr-2931	610	1	1991	DATE
cblr-2931	612	1	columibia business law review	ORG
cblr-2931	613	1	2010740	DATE
cblr-2931	616	1	40	CARDINAL
cblr-2931	616	2	one	CARDINAL
cblr-2931	620	1	4 3	CARDINAL
cblr-2931	621	1	14	CARDINAL
cblr-2931	621	2	209	CARDINAL
cblr-2931	621	3	f. supp	PERSON
cblr-2931	622	1	2d	DATE
cblr-2931	623	1	825	CARDINAL
cblr-2931	626	1	willems	ORG
cblr-2931	626	2	u.s.	GPE
cblr-2931	626	3	bancorp piper jaffray, inc.	ORG
cblr-2931	626	4	107	CARDINAL
cblr-2931	626	5	465	CARDINAL
cblr-2931	626	6	470	CARDINAL
cblr-2931	626	7	2005	DATE
cblr-2931	627	1	5 hazen	PERCENT
cblr-2931	627	2	supra	PERSON
cblr-2931	627	3	93	CARDINAL
cblr-2931	628	1	141	CARDINAL
cblr-2931	628	2	304	CARDINAL
cblr-2931	628	3	f. supp	PERSON
cblr-2931	629	1	2d 520	DATE
cblr-2931	629	2	526	CARDINAL
cblr-2931	629	3	s.d.n.y. 2004	DATE
cblr-2931	630	1	new york	GPE
cblr-2931	631	1	rozsa v. may	PERSON
cblr-2931	631	2	davis grp.	PERSON
cblr-2931	631	3	187	CARDINAL
cblr-2931	631	4	f. supp	PERSON
cblr-2931	632	1	2d 123	DATE
cblr-2931	632	2	129	DATE
cblr-2931	632	3	s.d.n.y. 2002	DATE
cblr-2931	632	4	adler coleman clearing corp.	ORG
cblr-2931	632	5	198	CARDINAL
cblr-2931	632	6	73	DATE
cblr-2931	633	1	s.d.n.y. 1996	DATE
cblr-2931	634	1	142	CARDINAL
cblr-2931	634	2	fezzani v. bear	PERSON
cblr-2931	634	3	stearns & co.	ORG
cblr-2931	634	4	384	CARDINAL
cblr-2931	635	1	2d	DATE
cblr-2931	636	1	618	CARDINAL
cblr-2931	636	2	2004	DATE
cblr-2931	637	1	4	CARDINAL
cblr-2931	640	1	sec	ORG
cblr-2931	640	2	llc	GPE
cblr-2931	640	3	600874/2007	DATE
cblr-2931	640	4	n.y.	GPE
cblr-2931	642	1	july 1, 2008	DATE
cblr-2931	643	1	ubs	ORG
cblr-2931	643	2	n.y. court	ORG
cblr-2931	643	3	sec	ORG
cblr-2931	643	4	l. daily (bna	ORG
cblr-2931	643	5	aug. 1, 2008	DATE
cblr-2931	643	6	bloomberg.com	ORG
cblr-2931	643	7	july 29, 2008	DATE
cblr-2931	644	1	741	CARDINAL
cblr-2931	644	2	relationship4 6	FAC
cblr-2931	646	1	conway v. icahn & co.	ORG
cblr-2931	646	2	16	CARDINAL
cblr-2931	646	3	504	CARDINAL
cblr-2931	646	4	2d	DATE
cblr-2931	646	5	1994	DATE
cblr-2931	647	1	new york	GPE
cblr-2931	647	2	v. a.g. edwards & sons, inc.	PERSON
cblr-2931	647	3	810	CARDINAL
cblr-2931	647	4	1042	CARDINAL
cblr-2931	647	5	11th	ORDINAL
cblr-2931	647	6	1987	DATE
cblr-2931	647	7	florida	GPE
cblr-2931	647	8	merrill lynch	ORG
cblr-2931	647	9	pierce	ORG
cblr-2931	647	10	fenner & smith, inc.	ORG
cblr-2931	647	11	396	CARDINAL
cblr-2931	647	12	mo	GPE
cblr-2931	647	13	1965	DATE
cblr-2931	650	1	871 f.2d	MONEY
cblr-2931	650	2	8th	ORDINAL
cblr-2931	650	3	1989	DATE
cblr-2931	650	4	missouri	GPE
cblr-2931	650	5	bache halsey stuart	PERSON
cblr-2931	650	6	shields, inc.	ORG
cblr-2931	650	7	650	CARDINAL
cblr-2931	650	8	817	CARDINAL
cblr-2931	650	9	6th	ORDINAL
cblr-2931	650	10	1981	DATE
cblr-2931	650	11	ohio	GPE
cblr-2931	650	12	merrill lynch	ORG
cblr-2931	650	13	pierce	ORG
cblr-2931	650	14	fenner & smith, inc.	ORG
cblr-2931	650	15	v. perelle	PERSON
cblr-2931	650	16	514	CARDINAL
cblr-2931	650	17	552	CARDINAL
cblr-2931	650	18	560-61	CARDINAL
cblr-2931	651	1	1986	DATE
cblr-2931	652	1	second	ORDINAL
cblr-2931	652	2	merrill lynch	ORG
cblr-2931	652	3	pierce	ORG
cblr-2931	652	4	fenner & smith, inc.	ORG
cblr-2931	652	5	cole	PRODUCT
cblr-2931	652	6	457	CARDINAL
cblr-2931	652	7	656	CARDINAL
cblr-2931	652	8	conn	GPE
cblr-2931	652	9	1983	DATE
cblr-2931	652	10	reinhart v. rauscher pierce	PERSON
cblr-2931	652	11	sec	ORG
cblr-2931	652	12	. corp.	ORG
cblr-2931	652	13	490	CARDINAL
cblr-2931	652	14	240	CARDINAL
cblr-2931	652	15	1971	DATE
cblr-2931	652	16	gregory a. hicks	PERSON
cblr-2931	652	17	39	CARDINAL
cblr-2931	652	18	depaul l. rev	PERSON
cblr-2931	653	1	709	CARDINAL
cblr-2931	653	2	1990	DATE
cblr-2931	654	1	randall w. quinn	PERSON
cblr-2931	654	2	sec	ORG
cblr-2931	654	3	1990	DATE
cblr-2931	656	1	l. rev	PERSON
cblr-2931	656	2	61	CARDINAL
cblr-2931	656	3	1990	DATE
cblr-2931	659	1	servs.	ORG
cblr-2931	660	1	corp.	ORG
cblr-2931	660	2	166	CARDINAL
cblr-2931	660	3	529	CARDINAL
cblr-2931	660	4	2d	DATE
cblr-2931	660	5	1999	DATE
cblr-2931	660	6	988 f. supp	ORG
cblr-2931	661	1	375	CARDINAL
cblr-2931	661	2	386	CARDINAL
cblr-2931	662	1	7	CARDINAL
cblr-2931	662	2	associated randall bank	ORG
cblr-2931	662	3	v. griffin	PERSON
cblr-2931	662	4	kubik, stephens & thompson, inc.	ORG
cblr-2931	662	5	3	CARDINAL
cblr-2931	662	6	208	CARDINAL
cblr-2931	662	7	7th	ORDINAL
cblr-2931	662	8	1993	DATE
cblr-2931	662	9	wisconsin	GPE
cblr-2931	662	10	burdett v. miller	PERSON
cblr-2931	662	11	957	CARDINAL
cblr-2931	662	12	1375	DATE
cblr-2931	662	13	1381	CARDINAL
cblr-2931	662	14	7th	ORDINAL
cblr-2931	662	15	1992	DATE
cblr-2931	662	16	illinois	GPE
cblr-2931	662	17	greenwood v. dittmer	PERSON
cblr-2931	662	18	776	CARDINAL
cblr-2931	662	19	785	CARDINAL
cblr-2931	662	20	8th	ORDINAL
cblr-2931	662	21	1985	DATE
cblr-2931	662	22	arkansas	GPE
cblr-2931	662	23	ray e. friedman & co.	PERSON
cblr-2931	662	24	v. jenkins	PERSON
cblr-2931	662	25	738 f.2d	MONEY
cblr-2931	662	26	251	CARDINAL
cblr-2931	662	27	8th	ORDINAL
cblr-2931	662	28	1984	DATE
cblr-2931	662	29	north dakota	GPE
cblr-2931	662	30	304	CARDINAL
cblr-2931	662	31	f. supp	PERSON
cblr-2931	663	1	2d 520	DATE
cblr-2931	663	2	526	CARDINAL
cblr-2931	663	3	s.d.n.y. 2004	DATE
cblr-2931	664	1	new york	GPE
cblr-2931	664	2	stephenson v. deutsche bank ag	ORG
cblr-2931	664	3	282	CARDINAL
cblr-2931	665	1	2d 1032	DATE
cblr-2931	665	2	1061	CARDINAL
cblr-2931	665	3	d.	NORP
cblr-2931	665	4	2003	DATE
cblr-2931	666	1	shamsi v. dean witter reynolds, inc.	ORG
cblr-2931	666	2	743	CARDINAL
cblr-2931	666	3	f. supp	PERSON
cblr-2931	667	1	87	CARDINAL
cblr-2931	667	2	d. mass.	ORG
cblr-2931	667	3	1989	DATE
cblr-2931	667	4	paine	GPE
cblr-2931	667	5	webber	PERSON
cblr-2931	667	6	jackson & curtis, inc.	ORG
cblr-2931	668	1	v. adams	PERSON
cblr-2931	668	2	718	CARDINAL
cblr-2931	668	3	508	CARDINAL
cblr-2931	668	4	1986	DATE
cblr-2931	668	5	larson	ORG
cblr-2931	668	6	207	CARDINAL
cblr-2931	668	7	709	CARDINAL
cblr-2931	668	8	1973	DATE
cblr-2931	668	9	desciose v. chiles	PERSON
cblr-2931	668	10	heider & co.	ORG
cblr-2931	668	11	476	CARDINAL
cblr-2931	668	12	200	CARDINAL
cblr-2931	668	13	neb. 1991	DATE
cblr-2931	668	14	dean witter	ORG
cblr-2931	670	1	20 10742	TIME
cblr-2931	670	2	la w	FAC
cblr-2931	670	3	vie w	PERSON
cblr-2931	674	1	1o	CARDINAL
cblr-2931	675	1	282	CARDINAL
cblr-2931	675	2	271	CARDINAL
cblr-2931	675	3	724	CARDINAL
cblr-2931	675	4	n.y.	GPE
cblr-2931	676	1	2001	DATE
cblr-2931	677	1	berki v. reynolds sec	PERSON
cblr-2931	677	2	560	CARDINAL
cblr-2931	677	3	282	CARDINAL
cblr-2931	677	4	1977	DATE
cblr-2931	678	1	14	CARDINAL
cblr-2931	680	1	servs.	ORG
cblr-2931	682	1	166	CARDINAL
cblr-2931	682	2	529	CARDINAL
cblr-2931	682	3	2d	DATE
cblr-2931	682	4	1999	DATE
cblr-2931	682	5	new york	GPE
cblr-2931	683	1	donald, lufkin & jenrette, inc.	ORG
cblr-2931	683	2	157	CARDINAL
cblr-2931	683	3	933	CARDINAL
cblr-2931	683	4	940	CARDINAL
cblr-2931	683	5	2d	DATE
cblr-2931	683	6	1998	DATE
cblr-2931	683	7	new york	GPE
cblr-2931	683	8	kwiatkowski v. bear	PERSON
cblr-2931	683	9	stearns & co.	ORG
cblr-2931	683	10	96	CARDINAL
cblr-2931	683	11	4798	DATE
cblr-2931	683	12	1999	DATE
cblr-2931	683	13	1277245	DATE
cblr-2931	683	14	7-8	CARDINAL
cblr-2931	683	15	nov. 29, 1999	DATE
cblr-2931	683	16	smith barney, inc.	ORG
cblr-2931	683	17	230	CARDINAL
cblr-2931	683	18	664	CARDINAL
cblr-2931	683	19	666	CARDINAL
cblr-2931	683	20	646	CARDINAL
cblr-2931	683	21	n.y.	GPE
cblr-2931	684	1	1996	DATE
cblr-2931	684	2	piper jaffray & co.	ORG
cblr-2931	684	3	407 f. supp	ORG
cblr-2931	685	1	2d 1085	CARDINAL
cblr-2931	685	2	2006	DATE
cblr-2931	685	3	2005	DATE
cblr-2931	685	4	28	CARDINAL
cblr-2931	687	1	cordova v. lehman bros.	PERSON
cblr-2931	687	2	413	CARDINAL
cblr-2931	688	1	2d 1309	DATE
cblr-2931	688	2	fla	GPE
cblr-2931	689	1	2006	DATE
cblr-2931	691	1	14	CARDINAL
cblr-2931	691	2	mccracken	ORG
cblr-2931	691	3	edward d. jones & co.	ORG
cblr-2931	691	4	445	CARDINAL
cblr-2931	691	5	375	CARDINAL
cblr-2931	691	6	381	CARDINAL
cblr-2931	691	7	iowa	GPE
cblr-2931	691	8	1989	DATE
cblr-2931	691	9	quoting kurth v. van horn	PERSON
cblr-2931	691	10	380	CARDINAL
cblr-2931	691	11	693	CARDINAL
cblr-2931	691	12	695-96	CARDINAL
cblr-2931	691	13	iowa	GPE
cblr-2931	691	14	1986	DATE
cblr-2931	692	1	150	CARDINAL
cblr-2931	692	2	united states	GPE
cblr-2931	692	3	442	CARDINAL
cblr-2931	692	4	94	CARDINAL
cblr-2931	692	5	98	CARDINAL
cblr-2931	692	6	2d	DATE
cblr-2931	692	7	2006	DATE
cblr-2931	692	8	united states	GPE
cblr-2931	692	9	289	CARDINAL
cblr-2931	692	10	200	CARDINAL
cblr-2931	692	11	211	CARDINAL
cblr-2931	692	12	2d	DATE
cblr-2931	692	13	2002	DATE
cblr-2931	692	14	tapia v. chase	PERSON
cblr-2931	692	15	manhattan bank	ORG
cblr-2931	692	16	n.a.	GPE
cblr-2931	692	17	149	CARDINAL
cblr-2931	692	18	404	CARDINAL
cblr-2931	692	19	412	CARDINAL
cblr-2931	692	20	5th	ORDINAL
cblr-2931	692	21	1998	DATE
cblr-2931	693	1	donald, lufkin & jenrette, inc.	ORG
cblr-2931	693	2	157	CARDINAL
cblr-2931	693	3	933	CARDINAL
cblr-2931	693	4	940	CARDINAL
cblr-2931	693	5	2d	DATE
cblr-2931	693	6	1998	DATE
cblr-2931	695	1	trumball invs	PERSON
cblr-2931	697	1	wachovia	DATE
cblr-2931	697	2	n.a.	GPE
cblr-2931	697	3	436	CARDINAL
cblr-2931	697	4	443	CARDINAL
cblr-2931	697	5	447	CARDINAL
cblr-2931	697	6	4th	ORDINAL
cblr-2931	697	7	2006	DATE
cblr-2931	698	1	first	ORDINAL
cblr-2931	699	1	virginia	GPE
cblr-2931	700	1	563	CARDINAL
cblr-2931	700	2	2d	DATE
cblr-2931	700	3	1987	DATE
cblr-2931	701	1	743	CARDINAL
cblr-2931	702	1	fiduciary.1 52	DATE
cblr-2931	704	1	mcadam v. dean witter reynolds, inc.	ORG
cblr-2931	704	2	896	CARDINAL
cblr-2931	704	3	750	CARDINAL
cblr-2931	704	4	766	CARDINAL
cblr-2931	704	5	3d	CARDINAL
cblr-2931	704	6	1990	DATE
cblr-2931	704	7	new jersey	GPE
cblr-2931	704	8	v. lehman bros	PERSON
cblr-2931	704	9	kuhn loeb, inc.	ORG
cblr-2931	704	10	769	CARDINAL
cblr-2931	704	11	561	CARDINAL
cblr-2931	704	12	567	CARDINAL
cblr-2931	704	13	9th	ORDINAL
cblr-2931	704	14	1985	DATE
cblr-2931	704	15	california	GPE
cblr-2931	705	1	chor v. piper	PERSON
cblr-2931	705	2	jaffray & hopwood, inc.	ORG
cblr-2931	705	3	862	CARDINAL
cblr-2931	705	4	26	DATE
cblr-2931	705	5	32	DATE
cblr-2931	705	6	1993	DATE
cblr-2931	706	1	allen d. madison	PERSON
cblr-2931	706	2	1999	DATE
cblr-2931	708	1	l. rev	PERSON
cblr-2931	708	2	271	CARDINAL
cblr-2931	708	3	1999	DATE
cblr-2931	710	1	baker v. wheat	PERSON
cblr-2931	710	2	sec	ORG
cblr-2931	710	3	643	CARDINAL
cblr-2931	711	1	1420	CARDINAL
cblr-2931	711	2	1428	CARDINAL
cblr-2931	712	1	1986	DATE
cblr-2931	713	1	west virginia	GPE
cblr-2931	715	1	davis v. merrill lynch	PERSON
cblr-2931	715	2	pierce	ORG
cblr-2931	715	3	fenner & smith, inc.	ORG
cblr-2931	715	4	906	CARDINAL
cblr-2931	715	5	1206	DATE
cblr-2931	715	6	1217	DATE
cblr-2931	715	7	1990	DATE
cblr-2931	715	8	south dakota	GPE
cblr-2931	716	1	s & l	ORG
cblr-2931	717	1	american express, inc.	ORG
cblr-2931	717	2	886	CARDINAL
cblr-2931	717	3	1249	CARDINAL
cblr-2931	717	4	1258	DATE
cblr-2931	717	5	10th	ORDINAL
cblr-2931	717	6	1989	DATE
cblr-2931	718	1	oklahoma	GPE
cblr-2931	718	2	s.a.	GPE
cblr-2931	719	1	merrill lynch	ORG
cblr-2931	719	2	pierce	ORG
cblr-2931	719	3	fenner & smith, inc.	ORG
cblr-2931	719	4	709	CARDINAL
cblr-2931	719	5	605	CARDINAL
cblr-2931	719	6	607	CARDINAL
cblr-2931	719	7	9th	ORDINAL
cblr-2931	719	8	1983	DATE
cblr-2931	719	9	california	GPE
cblr-2931	719	10	merrill lynch	ORG
cblr-2931	719	11	pierce	ORG
cblr-2931	719	12	fenner & smith, inc.	ORG
cblr-2931	720	1	v. cheng	PERSON
cblr-2931	720	2	697	CARDINAL
cblr-2931	720	3	f. supp	PERSON
cblr-2931	721	1	1224	CARDINAL
cblr-2931	721	2	1226	CARDINAL
cblr-2931	721	3	1988	DATE
cblr-2931	721	4	leib v. merrill lynch	ORG
cblr-2931	721	5	pierce	ORG
cblr-2931	721	6	fenner & smith, inc.	ORG
cblr-2931	721	7	461	CARDINAL
cblr-2931	722	1	951	CARDINAL
cblr-2931	722	2	952	CARDINAL
cblr-2931	722	3	1978	DATE
cblr-2931	723	1	duffy v. cavalier	PERSON
cblr-2931	723	2	259	CARDINAL
cblr-2931	725	1	162	CARDINAL
cblr-2931	725	2	172-73	CARDINAL
cblr-2931	727	1	1989	DATE
cblr-2931	728	1	262	CARDINAL
cblr-2931	730	1	195	CARDINAL
cblr-2931	730	2	1989	DATE
cblr-2931	731	1	15	CARDINAL
cblr-2931	731	2	burdett v. miller	PERSON
cblr-2931	731	3	957	CARDINAL
cblr-2931	731	4	1375	DATE
cblr-2931	731	5	1381	CARDINAL
cblr-2931	731	6	7th	ORDINAL
cblr-2931	731	7	1992	DATE
cblr-2931	732	1	152	CARDINAL
cblr-2931	732	2	united states	GPE
cblr-2931	732	3	laurienti	ORG
cblr-2931	732	4	611	CARDINAL
cblr-2931	732	5	530	CARDINAL
cblr-2931	732	6	540	CARDINAL
cblr-2931	732	7	9th	ORDINAL
cblr-2931	732	8	2010	DATE
cblr-2931	732	9	united states	GPE
cblr-2931	732	10	273	CARDINAL
cblr-2931	732	11	363	CARDINAL
cblr-2931	732	12	376	CARDINAL
cblr-2931	732	13	3d	CARDINAL
cblr-2931	732	14	2001	DATE
cblr-2931	732	15	united states	GPE
cblr-2931	732	16	hussey	PERSON
cblr-2931	732	17	254	CARDINAL
cblr-2931	732	18	428	CARDINAL
cblr-2931	732	19	2d	CARDINAL
cblr-2931	732	20	2001	DATE
cblr-2931	732	21	louros v. kreicas	PERSON
cblr-2931	732	22	367	CARDINAL
cblr-2931	732	23	f. supp	PERSON
cblr-2931	733	1	2d 572	DATE
cblr-2931	733	2	595-96	CARDINAL
cblr-2931	733	3	2005	DATE
cblr-2931	733	4	new york's	GPE
cblr-2931	733	5	martin	PERSON
cblr-2931	734	1	finra	ORG
cblr-2931	734	2	08-27, 2008	DATE
cblr-2931	734	3	20, 2008	DATE
cblr-2931	734	4	2210	CARDINAL
cblr-2931	736	1	la w	FAC
cblr-2931	736	2	vie w	PERSON
cblr-2931	737	1	2010744	DATE
cblr-2931	744	1	mccracken v. edward d. jones & co.	PERSON
cblr-2931	744	2	445	CARDINAL
cblr-2931	744	3	375	CARDINAL
cblr-2931	744	4	381	CARDINAL
cblr-2931	744	5	iowa	GPE
cblr-2931	745	1	1989	DATE
cblr-2931	746	1	142	CARDINAL
cblr-2931	746	2	1391	CARDINAL
cblr-2931	746	3	1394	DATE
cblr-2931	746	4	11th	ORDINAL
cblr-2931	746	5	1998	DATE
cblr-2931	747	1	alabama securities act	ORG
cblr-2931	747	2	johnston v. cigna corp.	ORG
cblr-2931	747	3	916	CARDINAL
cblr-2931	747	4	643	CARDINAL
cblr-2931	747	5	649	CARDINAL
cblr-2931	748	1	1996	DATE
cblr-2931	750	1	arst	ORG
cblr-2931	750	2	nicolaus & co.	ORG
cblr-2931	750	3	871	CARDINAL
cblr-2931	750	4	f. supp	PERSON
cblr-2931	751	1	1370	CARDINAL
cblr-2931	751	2	1384	CARDINAL
cblr-2931	751	3	1994	DATE
cblr-2931	751	4	86	CARDINAL
cblr-2931	751	5	973	CARDINAL
cblr-2931	751	6	10th	ORDINAL
cblr-2931	751	7	1996	DATE
cblr-2931	752	1	walston & co.	ORG
cblr-2931	752	2	miller	ORG
cblr-2931	752	3	410	CARDINAL
cblr-2931	752	4	658	CARDINAL
cblr-2931	752	5	661	CARDINAL
cblr-2931	752	6	1966	DATE
cblr-2931	752	7	merrill lynch	ORG
cblr-2931	752	8	pierce	ORG
cblr-2931	752	9	fenner & smith, inc.	ORG
cblr-2931	752	10	377	CARDINAL
cblr-2931	752	11	605	CARDINAL
cblr-2931	752	12	610	CARDINAL
cblr-2931	752	13	1985	DATE
cblr-2931	753	1	shamsi v. dean witter reynolds, inc.	ORG
cblr-2931	753	2	743	CARDINAL
cblr-2931	753	3	f. supp	PERSON
cblr-2931	754	1	87	CARDINAL
cblr-2931	754	2	92	CARDINAL
cblr-2931	754	3	1989	DATE
cblr-2931	755	1	smith barney	ORG
cblr-2931	755	2	harris upham & co.	ORG
cblr-2931	755	3	804	CARDINAL
cblr-2931	755	4	154	CARDINAL
cblr-2931	755	5	155	CARDINAL
cblr-2931	755	6	1st	ORDINAL
cblr-2931	755	7	1986	DATE
cblr-2931	755	8	vogelaar v. h.l. robbins & co.	PERSON
cblr-2931	755	9	204	CARDINAL
cblr-2931	755	10	461	CARDINAL
cblr-2931	755	11	1965	DATE
cblr-2931	755	12	desciose v. chiles	PERSON
cblr-2931	755	13	heider & co.	ORG
cblr-2931	755	14	476	CARDINAL
cblr-2931	755	15	200	CARDINAL
cblr-2931	755	16	206	CARDINAL
cblr-2931	755	17	neb. 1991	DATE
cblr-2931	756	1	745	CARDINAL
cblr-2931	756	2	columbia business law review broker-dealers	ORG
cblr-2931	757	1	1 6 7	CARDINAL
cblr-2931	761	1	157	CARDINAL
cblr-2931	761	2	messer v. e.f. hutton & co.	PERSON
cblr-2931	761	3	833	CARDINAL
cblr-2931	761	4	909	CARDINAL
cblr-2931	761	5	11th	ORDINAL
cblr-2931	761	6	1987	DATE
cblr-2931	761	7	847	CARDINAL
cblr-2931	761	8	673	CARDINAL
cblr-2931	761	9	11th	ORDINAL
cblr-2931	761	10	1988	DATE
cblr-2931	761	11	florida	GPE
cblr-2931	762	1	158	CARDINAL
cblr-2931	762	2	davis v. merrill lynch	PERSON
cblr-2931	762	3	pierce	ORG
cblr-2931	762	4	fenner & smith, inc.	ORG
cblr-2931	762	5	906	CARDINAL
cblr-2931	762	6	1206	DATE
cblr-2931	762	7	1215	DATE
cblr-2931	762	8	8th	ORDINAL
cblr-2931	762	9	1990	DATE
cblr-2931	762	10	south dakota	GPE
cblr-2931	764	1	inc.	ORG
cblr-2931	764	2	886	CARDINAL
cblr-2931	764	3	1249	CARDINAL
cblr-2931	764	4	1259	DATE
cblr-2931	764	5	10th	ORDINAL
cblr-2931	764	6	1989	DATE
cblr-2931	765	1	first	ORDINAL
cblr-2931	765	2	717	CARDINAL
cblr-2931	765	3	f. supp	PERSON
cblr-2931	766	1	1519	CARDINAL
cblr-2931	766	2	1526	CARDINAL
cblr-2931	766	3	fla	GPE
cblr-2931	766	4	1989	DATE
cblr-2931	766	5	duffy v. cavalier	PERSON
cblr-2931	766	6	264	CARDINAL
cblr-2931	768	1	740	CARDINAL
cblr-2931	768	2	751	CARDINAL
cblr-2931	770	1	1989	DATE
cblr-2931	772	1	laird	PERSON
cblr-2931	772	2	897	CARDINAL
cblr-2931	772	3	826	CARDINAL
cblr-2931	772	4	835	CARDINAL
cblr-2931	772	5	5th	ORDINAL
cblr-2931	772	6	1990	DATE
cblr-2931	774	1	159	CARDINAL
cblr-2931	774	2	bache halsey stuart	PERSON
cblr-2931	774	3	shields, inc.	ORG
cblr-2931	774	4	650	CARDINAL
cblr-2931	774	5	817	CARDINAL
cblr-2931	774	6	819	CARDINAL
cblr-2931	774	7	6th	ORDINAL
cblr-2931	774	8	1981	DATE
cblr-2931	774	9	rupert v. clayton brokerage co.	PERSON
cblr-2931	774	10	st. louis	GPE
cblr-2931	774	11	737	CARDINAL
cblr-2931	774	12	1106	DATE
cblr-2931	774	13	1109	DATE
cblr-2931	774	14	1987	DATE
cblr-2931	774	15	paine	GPE
cblr-2931	774	16	webber	PERSON
cblr-2931	774	17	jackson & curtis, inc.	ORG
cblr-2931	775	1	v. adams	PERSON
cblr-2931	775	2	718	CARDINAL
cblr-2931	775	3	508	CARDINAL
cblr-2931	775	4	517	CARDINAL
cblr-2931	775	5	1986	DATE
cblr-2931	775	6	en banc	ORG
cblr-2931	776	1	merrill lynch	ORG
cblr-2931	776	2	377	CARDINAL
cblr-2931	776	3	609	CARDINAL
cblr-2931	778	1	petersen	PERSON
cblr-2931	778	2	sec	ORG
cblr-2931	778	3	settlement corp.	ORG
cblr-2931	778	4	277	CARDINAL
cblr-2931	780	1	468	CARDINAL
cblr-2931	780	2	471	CARDINAL
cblr-2931	782	1	1991	DATE
cblr-2931	783	1	twomey v. mitchum	PERSON
cblr-2931	783	2	jones & templeton, inc.	ORG
cblr-2931	783	3	69	CARDINAL
cblr-2931	785	1	222	CARDINAL
cblr-2931	785	2	235	CARDINAL
cblr-2931	787	1	1968	DATE
cblr-2931	789	1	first albany corp.	ORG
cblr-2931	789	2	741	CARDINAL
cblr-2931	789	3	841	CARDINAL
cblr-2931	789	4	850	CARDINAL
cblr-2931	789	5	2001	DATE
cblr-2931	790	1	1'	DATE
cblr-2931	790	2	476	CARDINAL
cblr-2931	790	3	206	CARDINAL
cblr-2931	791	1	fey v. walston & co.	ORG
cblr-2931	791	2	493	CARDINAL
cblr-2931	791	3	1036	CARDINAL
cblr-2931	791	4	7th	ORDINAL
cblr-2931	791	5	1974	DATE
cblr-2931	791	6	russo v. bache halsey stuart	PERSON
cblr-2931	791	7	shields, inc.	ORG
cblr-2931	791	8	554	CARDINAL
cblr-2931	791	9	f. supp	PERSON
cblr-2931	792	1	613	CARDINAL
cblr-2931	792	2	n.d.	GPE
cblr-2931	792	3	1982	DATE
cblr-2931	792	4	wedbush morgan sec	PERSON
cblr-2931	792	5	283	CARDINAL
cblr-2931	794	1	238	CARDINAL
cblr-2931	794	2	242	CARDINAL
cblr-2931	796	1	1991	DATE
cblr-2931	797	1	martinez tapia v. chase	PERSON
cblr-2931	797	2	manhattan	GPE
cblr-2931	797	3	746	CARDINAL
cblr-2931	799	1	20 10	CARDINAL
cblr-2931	801	1	new york	GPE
cblr-2931	801	2	62	CARDINAL
cblr-2931	802	1	6 1	CARDINAL
cblr-2931	803	1	n.a.	GPE
cblr-2931	803	2	149	CARDINAL
cblr-2931	803	3	404	CARDINAL
cblr-2931	803	4	412	CARDINAL
cblr-2931	803	5	5th	ORDINAL
cblr-2931	803	6	1998	DATE
cblr-2931	805	1	donald, lufkin & jenrette, inc.	ORG
cblr-2931	805	2	157	CARDINAL
cblr-2931	805	3	933	CARDINAL
cblr-2931	805	4	940	CARDINAL
cblr-2931	805	5	2d	DATE
cblr-2931	805	6	1998	DATE
cblr-2931	805	7	new york	GPE
cblr-2931	806	1	hill v. bache halsey stuart	PERSON
cblr-2931	806	2	shields, inc.	ORG
cblr-2931	806	3	790	CARDINAL
cblr-2931	806	4	817	CARDINAL
cblr-2931	806	5	824	CARDINAL
cblr-2931	806	6	10th	ORDINAL
cblr-2931	806	7	1986	DATE
cblr-2931	806	8	kwiatkowski v. bear	PERSON
cblr-2931	806	9	stearns & co.	ORG
cblr-2931	806	10	96	CARDINAL
cblr-2931	806	11	4798	DATE
cblr-2931	806	12	1999	DATE
cblr-2931	806	13	1277245	DATE
cblr-2931	806	14	nov. 29, 1999	DATE
cblr-2931	807	1	161	CARDINAL
cblr-2931	808	1	5 hazen	PERSON
cblr-2931	808	2	supra	PERSON
cblr-2931	808	3	93	CARDINAL
cblr-2931	808	4	14.16	CARDINAL
cblr-2931	809	1	162	CARDINAL
cblr-2931	809	2	bissell v. merrill lynch & co.	ORG
cblr-2931	809	3	937 f. supp	ORG
cblr-2931	810	1	237	CARDINAL
cblr-2931	810	2	246	CARDINAL
cblr-2931	810	3	s.d.n.y. 1996	DATE
cblr-2931	812	1	163	CARDINAL
cblr-2931	812	2	157	CARDINAL
cblr-2931	812	3	940	CARDINAL
cblr-2931	812	4	kwiatkowski	PERSON
cblr-2931	812	5	1999 wl 1277245	DATE
cblr-2931	812	6	9	CARDINAL
cblr-2931	812	7	646 n.y.s.2d	QUANTITY
cblr-2931	813	1	larson	ORG
cblr-2931	813	2	207	CARDINAL
cblr-2931	813	3	709	CARDINAL
cblr-2931	813	4	711	CARDINAL
cblr-2931	813	5	minn	GPE
cblr-2931	813	6	1973	DATE
cblr-2931	813	7	davis v. midwest	PERSON
cblr-2931	814	1	sec	ORG
cblr-2931	814	2	439	CARDINAL
cblr-2931	814	3	383	CARDINAL
cblr-2931	814	4	388	CARDINAL
cblr-2931	816	1	1989	DATE
cblr-2931	816	2	puckett v. rufenacht	PERSON
cblr-2931	816	3	bromagen & hertz, inc.	ORG
cblr-2931	816	4	587 so.2d 273	CARDINAL
cblr-2931	816	5	279	CARDINAL
cblr-2931	816	6	1991	DATE
cblr-2931	818	1	vogel v. a.g. edwards & sons, inc.	PERSON
cblr-2931	818	2	801	CARDINAL
cblr-2931	818	3	746	CARDINAL
cblr-2931	818	4	751-52	CARDINAL
cblr-2931	820	1	1990	DATE
cblr-2931	820	2	merrill lynch	ORG
cblr-2931	820	3	pierce	ORG
cblr-2931	820	4	fenner & smith	ORG
cblr-2931	820	5	514	CARDINAL
cblr-2931	820	6	552	CARDINAL
cblr-2931	820	7	561	CARDINAL
cblr-2931	820	8	747	PRODUCT
cblr-2931	821	1	6 6	CARDINAL
cblr-2931	821	2	1	CARDINAL
cblr-2931	821	3	2	CARDINAL
cblr-2931	821	4	3	CARDINAL
cblr-2931	821	5	4	CARDINAL
cblr-2931	821	6	5	CARDINAL
cblr-2931	821	7	6	CARDINAL
cblr-2931	822	1	'6	ORG
cblr-2931	823	1	1986	DATE
cblr-2931	824	1	edward d. jones & co.	ORG
cblr-2931	824	2	975	CARDINAL
cblr-2931	824	3	539	CARDINAL
cblr-2931	824	4	544	CARDINAL
cblr-2931	824	5	1998	DATE
cblr-2931	825	1	v. dean witter reynolds inc.	ORG
cblr-2931	825	2	889 s.w.2d 483	QUANTITY
cblr-2931	825	3	493-94	CARDINAL
cblr-2931	825	4	1994	DATE
cblr-2931	825	5	gochnauer v. a.g. edwards & sons, inc.	PERSON
cblr-2931	825	6	810	CARDINAL
cblr-2931	825	7	1042	CARDINAL
cblr-2931	825	8	1049	CARDINAL
cblr-2931	825	9	11th	ORDINAL
cblr-2931	825	10	1987	DATE
cblr-2931	825	11	leib v. merrill lynch	ORG
cblr-2931	825	12	pierce	ORG
cblr-2931	825	13	fenner & smith, inc.	ORG
cblr-2931	825	14	461	CARDINAL
cblr-2931	826	1	951	CARDINAL
cblr-2931	826	2	952	CARDINAL
cblr-2931	827	1	1978	DATE
cblr-2931	828	1	647	CARDINAL
cblr-2931	828	2	165	CARDINAL
cblr-2931	828	3	6th	ORDINAL
cblr-2931	828	4	1981	DATE
cblr-2931	829	1	1	CARDINAL
cblr-2931	829	2	wallace v. hinkle nw.	PERSON
cblr-2931	829	3	717	CARDINAL
cblr-2931	829	4	1280	DATE
cblr-2931	829	5	1282	DATE
cblr-2931	831	1	1986	DATE
cblr-2931	831	2	starkweather v. shaffer	PERSON
cblr-2931	831	3	497	CARDINAL
cblr-2931	831	4	358	CARDINAL
cblr-2931	831	5	361	CARDINAL
cblr-2931	831	6	1972	DATE
cblr-2931	831	7	one	CARDINAL
cblr-2931	833	1	1	CARDINAL
cblr-2931	833	2	157	CARDINAL
cblr-2931	833	3	940	CARDINAL
cblr-2931	833	4	kwiatkowski	PERSON
cblr-2931	833	5	1999 wl 1277245	DATE
cblr-2931	833	6	7	CARDINAL
cblr-2931	833	7	oppenheimer & co.	ORG
cblr-2931	833	8	681	CARDINAL
cblr-2931	833	9	f. supp	PERSON
cblr-2931	834	1	1045	CARDINAL
cblr-2931	834	2	1055	DATE
cblr-2931	834	3	1988	DATE
cblr-2931	835	1	167	CARDINAL
cblr-2931	835	2	461	CARDINAL
cblr-2931	836	1	953	CARDINAL
cblr-2931	836	2	parnell	PERSON
cblr-2931	836	3	730	CARDINAL
cblr-2931	836	4	948	CARDINAL
cblr-2931	836	5	1998	DATE
cblr-2931	837	1	748	CARDINAL
cblr-2931	837	2	la w	FAC
cblr-2931	837	3	vie w	PERSON
cblr-2931	839	1	2010	DATE
cblr-2931	845	1	v. e.f. hutton & co.	ORG
cblr-2931	845	2	409	CARDINAL
cblr-2931	845	3	262	CARDINAL
cblr-2931	845	4	264	CARDINAL
cblr-2931	845	5	ga	ORG
cblr-2931	847	1	1991	DATE
cblr-2931	849	1	williams v. edward d. jones & co.	PERSON
cblr-2931	849	2	556 so.2d 914	CARDINAL
cblr-2931	849	3	916	CARDINAL
cblr-2931	851	1	1990	DATE
cblr-2931	852	1	roberson v. painewebber, inc.	PERSON
cblr-2931	852	2	998	CARDINAL
cblr-2931	852	3	193	CARDINAL
cblr-2931	852	4	198	CARDINAL
cblr-2931	853	1	civ	ORG
cblr-2931	854	1	1999	DATE
cblr-2931	856	1	169	CARDINAL
cblr-2931	856	2	brennan v. midwestern united life ins. co.	PERSON
cblr-2931	856	3	286 f. supp	ORG
cblr-2931	857	1	702	CARDINAL
cblr-2931	857	2	707	CARDINAL
cblr-2931	857	3	n.d. ind	GPE
cblr-2931	858	1	1968	DATE
cblr-2931	859	1	417 f.2d 147	MONEY
cblr-2931	859	2	7th	ORDINAL
cblr-2931	859	3	1969	DATE
cblr-2931	859	4	charles hughes & co.	ORG
cblr-2931	859	5	sec	ORG
cblr-2931	860	1	139	CARDINAL
cblr-2931	860	2	434	CARDINAL
cblr-2931	860	3	436	CARDINAL
cblr-2931	860	4	2d	DATE
cblr-2931	860	5	merrill lynch	ORG
cblr-2931	860	6	pierce	ORG
cblr-2931	860	7	fenner & smith, inc.	ORG
cblr-2931	860	8	cole	PRODUCT
cblr-2931	860	9	457	CARDINAL
cblr-2931	860	10	656	CARDINAL
cblr-2931	860	11	664	CARDINAL
cblr-2931	860	12	conn	GPE
cblr-2931	860	13	1983	DATE
cblr-2931	863	1	tucker	PERSON
cblr-2931	863	2	anthony & r. l. day, inc.	ORG
cblr-2931	864	1	cv86-0227043s	ORG
cblr-2931	864	2	1991	DATE
cblr-2931	864	3	8	CARDINAL
cblr-2931	864	4	conn	GPE
cblr-2931	866	1	may 3, 1991	DATE
cblr-2931	867	1	749	CARDINAL
cblr-2931	867	2	sec	ORG
cblr-2931	870	1	'72	ORG
cblr-2931	872	1	170	CARDINAL
cblr-2931	872	2	supra	PERSON
cblr-2931	872	3	1	CARDINAL
cblr-2931	872	4	123	CARDINAL
cblr-2931	872	5	128	CARDINAL
cblr-2931	872	6	136	CARDINAL
cblr-2931	873	1	17	CARDINAL
cblr-2931	873	2	first boston corp.	ORG
cblr-2931	874	1	2005	DATE
cblr-2931	874	2	9	CARDINAL
cblr-2931	875	1	mar. 31, 2005	DATE
cblr-2931	875	2	gruntal & co.	ORG
cblr-2931	875	3	san diego bancorp	ORG
cblr-2931	875	4	901	CARDINAL
cblr-2931	875	5	f. supp	PERSON
cblr-2931	876	1	607	CARDINAL
cblr-2931	876	2	619	CARDINAL
cblr-2931	876	3	1995	DATE
cblr-2931	877	1	172	CARDINAL
cblr-2931	877	2	santa fe indus., inc.	ORG
cblr-2931	878	1	v. green	PERSON
cblr-2931	879	1	430	CARDINAL
cblr-2931	879	2	462	CARDINAL
cblr-2931	879	3	472	CARDINAL
cblr-2931	879	4	1977	DATE
cblr-2931	879	5	sec	ORG
cblr-2931	880	1	bissell	ORG
cblr-2931	880	2	merrill lynch & co.	ORG
cblr-2931	880	3	937 f. supp	ORG
cblr-2931	881	1	237	CARDINAL
cblr-2931	881	2	246	CARDINAL
cblr-2931	881	3	s.d.n.y. 1996	DATE
cblr-2931	882	1	the supreme court's	ORG
cblr-2931	882	2	section 10(b	LAW
cblr-2931	885	1	174	CARDINAL
cblr-2931	885	2	burdett v. miller	PERSON
cblr-2931	885	3	957	CARDINAL
cblr-2931	885	4	1375	DATE
cblr-2931	885	5	1381	CARDINAL
cblr-2931	885	6	7th	ORDINAL
cblr-2931	885	7	1992	DATE
cblr-2931	885	8	william l. prosser	PERSON
cblr-2931	885	9	697	CARDINAL
cblr-2931	885	10	4th	ORDINAL
cblr-2931	885	11	1971	DATE
cblr-2931	886	1	smith barney	ORG
cblr-2931	886	2	harris upham & co.	ORG
cblr-2931	886	3	804	CARDINAL
cblr-2931	886	4	154	CARDINAL
cblr-2931	886	5	155	CARDINAL
cblr-2931	886	6	1st	ORDINAL
cblr-2931	886	7	1986	DATE
cblr-2931	889	1	20 10750	CARDINAL
cblr-2931	889	2	col umia b usiness la w	ORG
cblr-2931	889	3	vie w	PERSON
cblr-2931	892	1	first	ORDINAL
cblr-2931	895	1	sec	ORG
cblr-2931	895	2	415	CARDINAL
cblr-2931	895	3	589	CARDINAL
cblr-2931	895	4	596	CARDINAL
cblr-2931	895	5	2d	DATE
cblr-2931	895	6	1969	DATE
cblr-2931	896	1	merrill lynch	ORG
cblr-2931	896	2	pierce fenner & smith, inc.	ORG
cblr-2931	896	3	14149	DATE
cblr-2931	896	4	1977	DATE
cblr-2931	896	5	187397	DATE
cblr-2931	896	6	6 (nov. 9, 1977	DATE
cblr-2931	898	1	as observed many years ago	DATE
cblr-2931	901	1	one	CARDINAL
cblr-2931	902	1	1933	DATE
cblr-2931	903	1	kahn v. sec	PERSON
cblr-2931	903	2	297	CARDINAL
cblr-2931	903	3	112	CARDINAL
cblr-2931	903	4	115	CARDINAL
cblr-2931	903	5	2d	DATE
cblr-2931	903	6	1961	DATE
cblr-2931	903	7	clark	PERSON
cblr-2931	903	8	j.	PERSON
cblr-2931	904	1	thomson mckinnon sec	ORG
cblr-2931	904	2	inc.	ORG
cblr-2931	904	3	143	CARDINAL
cblr-2931	904	4	612	CARDINAL
cblr-2931	904	5	619	CARDINAL
cblr-2931	905	1	s.d.n.y. 1992	DATE
cblr-2931	907	1	176	CARDINAL
cblr-2931	907	2	charles hughes & co.	ORG
cblr-2931	907	3	sec	ORG
cblr-2931	907	4	139	CARDINAL
cblr-2931	907	5	434	CARDINAL
cblr-2931	907	6	437	CARDINAL
cblr-2931	907	7	2d	DATE
cblr-2931	908	1	177	CARDINAL
cblr-2931	908	2	8	CARDINAL
cblr-2931	908	3	louis loss & joel seligman	ORG
cblr-2931	908	4	9-c-1	QUANTITY
cblr-2931	908	5	3816	CARDINAL
cblr-2931	908	6	3d	CARDINAL
cblr-2931	908	7	2004	DATE
cblr-2931	909	1	751	CARDINAL
cblr-2931	912	1	sec	ORG
cblr-2931	914	1	178	CARDINAL
cblr-2931	914	2	filloramo v. johnston	ORG
cblr-2931	914	3	lemon & co.	ORG
cblr-2931	914	4	697	CARDINAL
cblr-2931	914	5	f. supp	PERSON
cblr-2931	915	1	517	CARDINAL
cblr-2931	915	2	521	CARDINAL
cblr-2931	915	3	1988	DATE
cblr-2931	915	4	minton sec	PERSON
cblr-2931	915	5	inc.	ORG
cblr-2931	915	6	32074	DATE
cblr-2931	915	7	fed	ORG
cblr-2931	916	1	sec	ORG
cblr-2931	916	2	l.	PERSON
cblr-2931	916	3	cch	PERSON
cblr-2931	916	4	85,128	CARDINAL
cblr-2931	916	5	mar. 31, 1993	DATE
cblr-2931	917	1	sec	ORG
cblr-2931	918	1	nicholas wolfson	PERSON
cblr-2931	918	2	richard m. phillips & thomas a. russo	PERSON
cblr-2931	918	3	2	CARDINAL
cblr-2931	918	4	1977	DATE
cblr-2931	918	5	carol r. goforth	PERSON
cblr-2931	918	6	33	CARDINAL
cblr-2931	918	7	st.	GPE
cblr-2931	918	8	louis u. l.j	ORG
cblr-2931	918	9	407	CARDINAL
cblr-2931	918	10	1989	DATE
cblr-2931	918	11	donald c. langevoort	PERSON
cblr-2931	918	12	84	CARDINAL
cblr-2931	918	13	calif	GPE
cblr-2931	919	1	l. rev	PERSON
cblr-2931	920	1	627	CARDINAL
cblr-2931	920	2	1996	DATE
cblr-2931	920	3	donald c. langevoort	PERSON
cblr-2931	920	4	61 tex	QUANTITY
cblr-2931	920	5	l. rev	PERSON
cblr-2931	920	6	1247	CARDINAL
cblr-2931	920	7	1983	DATE
cblr-2931	920	8	robert n. leavell	PERSON
cblr-2931	920	9	65	CARDINAL
cblr-2931	921	1	l. rev	PERSON
cblr-2931	921	2	1569	CARDINAL
cblr-2931	921	3	1967	DATE
cblr-2931	922	1	roberta s. karmel	PERSON
cblr-2931	922	2	52	CARDINAL
cblr-2931	922	3	lee l. rev	PERSON
cblr-2931	922	4	1271	CARDINAL
cblr-2931	922	5	1995	DATE
cblr-2931	923	1	19	CARDINAL
cblr-2931	923	2	kahn v. sec	PERSON
cblr-2931	923	3	297	CARDINAL
cblr-2931	923	4	112	CARDINAL
cblr-2931	923	5	115	CARDINAL
cblr-2931	923	6	2d	DATE
cblr-2931	923	7	1961	DATE
cblr-2931	923	8	clark j.	PERSON
cblr-2931	924	1	2010752	CARDINAL
cblr-2931	924	2	la w	FAC
cblr-2931	924	3	vie w no.3:710	ORG
cblr-2931	926	1	sec	ORG
cblr-2931	927	1	sec	ORG
cblr-2931	929	1	2	CARDINAL
cblr-2931	929	2	sec	ORG
cblr-2931	930	1	3	CARDINAL
cblr-2931	930	2	sec	ORG
cblr-2931	930	3	sec	ORG
cblr-2931	931	1	180	CARDINAL
cblr-2931	931	2	sec	ORG
cblr-2931	931	3	resch-cassin & co.	ORG
cblr-2931	931	4	362	CARDINAL
cblr-2931	931	5	f. supp	PERSON
cblr-2931	932	1	964	CARDINAL
cblr-2931	932	2	979	CARDINAL
cblr-2931	932	3	s.d.n.y. 1973	DATE
cblr-2931	933	1	brennan v. midwestern	PERSON
cblr-2931	933	2	united life ins. co.	ORG
cblr-2931	933	3	286 f. supp	ORG
cblr-2931	934	1	702	CARDINAL
cblr-2931	934	2	707	CARDINAL
cblr-2931	934	3	n.d. ind	GPE
cblr-2931	935	1	1968	DATE
cblr-2931	935	2	417 f.2d 147	MONEY
cblr-2931	935	3	7th	ORDINAL
cblr-2931	935	4	1969	DATE
cblr-2931	936	1	joseph v. shields	PERSON
cblr-2931	936	2	jr.	PERSON
cblr-2931	936	3	1967-1969	DATE
cblr-2931	937	1	sec	ORG
cblr-2931	937	2	l.	PERSON
cblr-2931	937	3	1 77,643	CARDINAL
cblr-2931	937	4	jan. 3, 1969	DATE
cblr-2931	938	1	182	CARDINAL
cblr-2931	938	2	sec	ORG
cblr-2931	938	3	charles plohn & co.	ORG
cblr-2931	938	4	433	CARDINAL
cblr-2931	938	5	376	CARDINAL
cblr-2931	938	6	2d	DATE
cblr-2931	938	7	1970	DATE
cblr-2931	938	8	joseph	PERSON
cblr-2931	938	9	supra	PERSON
cblr-2931	938	10	181	CARDINAL
cblr-2931	939	1	sec	ORG
cblr-2931	939	2	415	CARDINAL
cblr-2931	939	3	589	CARDINAL
cblr-2931	939	4	2d	DATE
cblr-2931	939	5	1969	DATE
cblr-2931	939	6	hamilton waters & co.	ORG
cblr-2931	939	7	1965	DATE
cblr-2931	939	8	oct. 18, 1965	DATE
cblr-2931	939	9	b. fennekohl & co.	ORG
cblr-2931	939	10	6898	DATE
cblr-2931	939	11	sept. 18, 1962	DATE
cblr-2931	939	12	alexander reid & co.	ORG
cblr-2931	939	13	6727, 1962 wl 68704	DATE
cblr-2931	939	14	feb. 8, 1962	DATE
cblr-2931	939	15	2350, 1939	DATE
cblr-2931	939	16	36426	DATE
cblr-2931	939	17	dec. 19, 1939	DATE
cblr-2931	940	1	1	CARDINAL
cblr-2931	940	2	richardt-alyn & co.	ORG
cblr-2931	940	3	151	CARDINAL
cblr-2931	940	4	1999	DATE
cblr-2931	940	5	13	CARDINAL
cblr-2931	940	6	sept. 30, 1999	DATE
cblr-2931	940	7	62	CARDINAL
cblr-2931	940	8	sec	ORG
cblr-2931	940	9	2242-44	DATE
cblr-2931	940	10	newton v. merrill lynch	ORG
cblr-2931	940	11	pierce	ORG
cblr-2931	940	12	fenner & smith, inc.	ORG
cblr-2931	940	13	135	CARDINAL
cblr-2931	940	14	266	CARDINAL
cblr-2931	940	15	270	CARDINAL
cblr-2931	940	16	3d	CARDINAL
cblr-2931	940	17	1998	DATE
cblr-2931	940	18	e.f. hutton & co.	ORG
cblr-2931	940	19	34-25887	CARDINAL
cblr-2931	940	20	41	CARDINAL
cblr-2931	940	21	sec	ORG
cblr-2931	940	22	413	CARDINAL
cblr-2931	940	23	1988	DATE
cblr-2931	940	24	901859	CARDINAL
cblr-2931	940	25	july 6, 1988	DATE
cblr-2931	940	26	randall w. quinn	PERSON
cblr-2931	940	27	sec	ORG
cblr-2931	940	28	1990	DATE
cblr-2931	942	1	l. rev	PERSON
cblr-2931	942	2	61	CARDINAL
cblr-2931	942	3	1990	DATE
cblr-2931	943	1	sec	ORG
cblr-2931	943	2	15c1-2	CARDINAL
cblr-2931	944	1	753	CARDINAL
cblr-2931	944	2	754	CARDINAL
cblr-2931	945	1	2010	DATE
cblr-2931	946	1	finra	ORG
cblr-2931	947	1	'86	ORG
cblr-2931	947	2	section 15(c)(1	LAW
cblr-2931	948	1	17	CARDINAL
cblr-2931	949	1	2010	DATE
cblr-2931	950	1	sec	ORG
cblr-2931	950	2	10b-5	CARDINAL
cblr-2931	950	3	17	CARDINAL
cblr-2931	951	1	240.10b-5 (2010	DATE
cblr-2931	952	1	113, 1997 wl 441913	DATE
cblr-2931	952	2	19	CARDINAL
cblr-2931	952	3	aug. 6, 1997	DATE
cblr-2931	953	1	trost & co.	ORG
cblr-2931	953	2	12	CARDINAL
cblr-2931	954	1	531	CARDINAL
cblr-2931	954	2	535	CARDINAL
cblr-2931	954	3	1942	DATE
cblr-2931	954	4	johansen	PERSON
cblr-2931	955	1	1997 wl 1121295	DATE
cblr-2931	955	2	8	CARDINAL
cblr-2931	955	3	sept. 18, 1997	DATE
cblr-2931	956	1	sec	ORG
cblr-2931	956	2	sec	ORG
cblr-2931	956	3	101	CARDINAL
cblr-2931	956	4	1450	CARDINAL
cblr-2931	956	5	1469	DATE
cblr-2931	956	6	2d	DATE
cblr-2931	956	7	1996	DATE
cblr-2931	956	8	mac robbins & co.	ORG
cblr-2931	956	9	6846	DATE
cblr-2931	956	10	67931	DATE
cblr-2931	956	11	2	CARDINAL
cblr-2931	956	12	july 11, 1962	DATE
cblr-2931	956	13	sec	ORG
cblr-2931	957	1	dealers, inc.	ORG
cblr-2931	957	2	3700,	DATE
cblr-2931	957	3	11	CARDINAL
cblr-2931	957	4	june 11, 1945	DATE
cblr-2931	961	1	2350, 1939 wl 36426	DATE
cblr-2931	961	2	2	CARDINAL
cblr-2931	961	3	dec. 19, 1939	DATE
cblr-2931	963	1	r. b. marich	PERSON
cblr-2931	964	1	ms-849	PERSON
cblr-2931	964	2	n.27	PERSON
cblr-2931	964	3	nbcc	ORG
cblr-2931	964	4	dec. 23, 1991	DATE
cblr-2931	964	5	2000	DATE
cblr-2931	964	6	768524	DATE
cblr-2931	964	7	7	CARDINAL
cblr-2931	964	8	n.a.s.d.r	ORG
cblr-2931	965	1	june 2, 2000	DATE
cblr-2931	965	2	34902	DATE
cblr-2931	965	3	57	CARDINAL
cblr-2931	965	4	sec	ORG
cblr-2931	965	5	2315	CARDINAL
cblr-2931	965	6	1994	DATE
cblr-2931	965	7	oct. 27, 1994	DATE
cblr-2931	965	8	56	CARDINAL
cblr-2931	965	9	sec	ORG
cblr-2931	965	10	724	CARDINAL
cblr-2931	965	11	mar. 14, 1994	DATE
cblr-2931	966	1	2010	DATE
cblr-2931	966	2	http://finra.complinet.com/en/display/displaymain	ORG
cblr-2931	974	1	the 1990s	DATE
cblr-2931	978	1	nasd rule im-23102(b)(5)(d	ORG
cblr-2931	978	2	http://finra.complinet.com/en/display/displaymai n.html?rbid=2403&element	PRODUCT
cblr-2931	982	1	755	CARDINAL
cblr-2931	982	2	the late 1990s	DATE
cblr-2931	984	1	issues"-those	GPE
cblr-2931	986	1	the 1990s	DATE
cblr-2931	991	1	1	CARDINAL
cblr-2931	991	2	supra	PERSON
cblr-2931	991	3	93	CARDINAL
cblr-2931	991	4	5110	CARDINAL
cblr-2931	991	5	id=6831	ORG
cblr-2931	991	6	5190	CARDINAL
cblr-2931	992	1	189	CARDINAL
cblr-2931	992	2	finra	ORG
cblr-2931	992	3	5131	DATE
cblr-2931	992	4	nasd	ORG
cblr-2931	992	5	2712	CARDINAL
cblr-2931	993	1	nyse	ORG
cblr-2931	993	2	nasd ipo advisory committee	ORG
cblr-2931	993	3	may 2003	DATE
cblr-2931	994	1	10	CARDINAL
cblr-2931	994	2	jenny anderson	PERSON
cblr-2931	994	3	2	CARDINAL
cblr-2931	994	4	$40 million	MONEY
cblr-2931	994	5	lp.o	CARDINAL
cblr-2931	995	1	n.y. tmes	PERSON
cblr-2931	995	2	jan. 26, 2005	DATE
cblr-2931	995	3	http://www.nytimes.co m/2005/01/26/business/26wall.html	PRODUCT
cblr-2931	996	1	la w	FAC
cblr-2931	996	2	vie w	PERSON
cblr-2931	998	1	2010756	CARDINAL
cblr-2931	998	2	10	CARDINAL
cblr-2931	999	1	sec	ORG
cblr-2931	1003	1	2	CARDINAL
cblr-2931	1003	2	the 1990s	DATE
cblr-2931	1003	3	spinning"'19	GPE
cblr-2931	1007	1	191 the 1933	DATE
cblr-2931	1007	2	hazen	ORG
cblr-2931	1007	3	supra	PERSON
cblr-2931	1007	4	93	CARDINAL
cblr-2931	1007	5	3	CARDINAL
cblr-2931	1008	1	1933	DATE
cblr-2931	1008	2	15	CARDINAL
cblr-2931	1009	1	2010	DATE
cblr-2931	1009	2	1933	DATE
cblr-2931	1011	1	193	CARDINAL
cblr-2931	1012	1	spitzer v. mcleod	PERSON
cblr-2931	1012	2	2006 wl 1374014	DATE
cblr-2931	1012	3	n.y.	GPE
cblr-2931	1013	1	2006	DATE
cblr-2931	1015	1	ebay	ORG
cblr-2931	1015	2	inc s'holders'	ORG
cblr-2931	1016	1	2004	DATE
cblr-2931	1016	2	4	CARDINAL
cblr-2931	1016	3	jan. 23, 2004	DATE
cblr-2931	1018	1	management corp.	ORG
cblr-2931	1018	2	36314	DATE
cblr-2931	1018	3	60	CARDINAL
cblr-2931	1018	4	sec	ORG
cblr-2931	1018	5	962	CARDINAL
cblr-2931	1018	6	579449	DATE
cblr-2931	1018	7	3	CARDINAL
cblr-2931	1018	8	sept. 29, 1995	DATE
cblr-2931	1019	1	195	CARDINAL
cblr-2931	1020	1	sec	ORG
cblr-2931	1020	2	morgan stanley & co.	ORG
cblr-2931	1022	1	1:05 cv00166	TIME
cblr-2931	1022	2	19050	DATE
cblr-2931	1022	3	757	CARDINAL
cblr-2931	1022	4	nasd	ORG
cblr-2931	1022	5	finra	ORG
cblr-2931	1022	6	6	CARDINAL
cblr-2931	1026	1	2005	DATE
cblr-2931	1026	2	156766	DATE
cblr-2931	1026	3	jan. 25, 2005	DATE
cblr-2931	1026	4	sec	ORG
cblr-2931	1026	5	goldman sachs & co.	ORG
cblr-2931	1026	6	05	CARDINAL
cblr-2931	1026	7	s.d.n.y. 2005	DATE
cblr-2931	1026	8	19051,	DATE
cblr-2931	1026	9	156767	DATE
cblr-2931	1026	10	jan. 25, 2005	DATE
cblr-2931	1027	1	two	CARDINAL
cblr-2931	1027	2	$40 million	MONEY
cblr-2931	1028	1	sec	ORG
cblr-2931	1028	2	1	CARDINAL
cblr-2931	1028	3	2	CARDINAL
cblr-2931	1029	1	1	CARDINAL
cblr-2931	1029	2	one	CARDINAL
cblr-2931	1029	3	the same day	DATE
cblr-2931	1029	4	37	CARDINAL
cblr-2931	1029	5	sec	ORG
cblr-2931	1030	1	563	CARDINAL
cblr-2931	1030	2	march 28, 2005	DATE
cblr-2931	1031	1	cf cordes & co.	ORG
cblr-2931	1032	1	servs.	ORG
cblr-2931	1033	1	v. a.g. edwards & sons, inc.	PERSON
cblr-2931	1033	2	502	CARDINAL
cblr-2931	1033	3	91	CARDINAL
cblr-2931	1033	4	2d	DATE
cblr-2931	1033	5	2007	DATE
cblr-2931	1034	1	finra	ORG
cblr-2931	1034	2	5131	DATE
cblr-2931	1034	3	supra	PERSON
cblr-2931	1034	4	189	CARDINAL
cblr-2931	1035	1	758	CARDINAL
cblr-2931	1036	1	2010	DATE
cblr-2931	1038	1	2003	DATE
cblr-2931	1038	2	sec	ORG
cblr-2931	1038	3	nasd	ORG
cblr-2931	1041	1	nasd	ORG
cblr-2931	1041	2	sec	ORG
cblr-2931	1041	3	october 2003	DATE
cblr-2931	1042	1	2790	CARDINAL
cblr-2931	1042	2	5130	CARDINAL
cblr-2931	1042	3	01	CARDINAL
cblr-2931	1043	1	202	CARDINAL
cblr-2931	1043	2	1	CARDINAL
cblr-2931	1043	3	the end of the first business day	DATE
cblr-2931	1043	4	2	CARDINAL
cblr-2931	1043	5	nasd	ORG
cblr-2931	1043	6	197	CARDINAL
cblr-2931	1043	7	nasd, inc.	ORG
cblr-2931	1043	8	48701	DATE
cblr-2931	1043	9	2003	DATE
cblr-2931	1043	10	oct. 24, 2003	DATE
cblr-2931	1044	1	98	CARDINAL
cblr-2931	1044	2	199	CARDINAL
cblr-2931	1044	3	5130	CARDINAL
cblr-2931	1044	4	2	CARDINAL
cblr-2931	1044	5	nasd	ORG
cblr-2931	1044	6	im2110-1	ORG
cblr-2931	1045	1	2 hazen	PERCENT
cblr-2931	1045	2	supra	PERSON
cblr-2931	1045	3	93	CARDINAL
cblr-2931	1045	4	6.3	CARDINAL
cblr-2931	1046	1	201	CARDINAL
cblr-2931	1046	2	nasd	ORG
cblr-2931	1047	1	2 hazen	PERCENT
cblr-2931	1047	2	supra	PERSON
cblr-2931	1047	3	93	CARDINAL
cblr-2931	1047	4	6.3	CARDINAL
cblr-2931	1048	1	202	CARDINAL
cblr-2931	1049	1	203	CARDINAL
cblr-2931	1051	1	20	CARDINAL
cblr-2931	1051	2	finders	GPE
cblr-2931	1052	1	759	CARDINAL
cblr-2931	1053	1	sec	ORG
cblr-2931	1059	1	06	CARDINAL
cblr-2931	1062	1	205	CARDINAL
cblr-2931	1063	1	twelve months	DATE
cblr-2931	1065	1	annually	DATE
cblr-2931	1066	1	a year	DATE
cblr-2931	1066	2	nasd	ORG
cblr-2931	1067	1	2	CARDINAL
cblr-2931	1067	2	760	CARDINAL
cblr-2931	1068	1	2010 no.	DATE
cblr-2931	1070	1	the security2 08	EVENT
cblr-2931	1071	1	2 09	CARDINAL
cblr-2931	1071	2	sec	ORG
cblr-2931	1071	3	finra	ORG
cblr-2931	1073	1	sec	ORG
cblr-2931	1080	1	supra	PERSON
cblr-2931	1080	2	93	CARDINAL
cblr-2931	1081	1	20	CARDINAL
cblr-2931	1081	2	2	CARDINAL
cblr-2931	1081	3	761	CARDINAL
cblr-2931	1081	4	columbia business law review	ORG
cblr-2931	1084	1	congress	ORG
cblr-2931	1084	2	sec	ORG
cblr-2931	1089	1	762	CARDINAL
cblr-2931	1090	1	20 10	CARDINAL