Construction Economics and Building, 16(1), 33-49 Copyright: Construction Economics and Building 2016. © 2016 Grace Ding and Perry Forsythe. This is an Open Access article distributed under the terms of the Creative Commons Attribution 4.0 Unported (CC BY 4.0) License (https://creativecommons.org/licenses/by/4.0/), allowing third parties to copy and redistribute the material in any medium or format and to remix, transform, and build upon the material for any purpose, even commercially, provided the original work is properly cited and states its license. Citation: Ding, G., and Forsythe, P. 2016. A comparative study of floor construction on sloping sites: an analysis of cumulative energy demand and greenhouse gas emissions, Construction Economics and Building, 16(1), 33-49. DOI: http://dx.doi.org/10.5130/AJCEB.v16i1.4813 Corresponding author: Grace Ding; Email - Grace.Ding@uts.edu.au Publisher: University of Technology Sydney (UTS) ePress A comparative study of floor construction on sloping sites: an analysis of cumulative energy demand and greenhouse gas emissions Grace Ding and Perry Forsythe University of Technology Sydney, Australia Abstract In order to make environmentally aware decisions, there is growing interest in the comparative energy and greenhouse gas (GHG) performance of competing construction methods. Little research has been done concerning competing ground floor construction methods, especially given different site variables, such as slope and soil type. A life cycle assessment approach was adopted to analyse environmental impacts, including cumulative energy demand and GHG emissions for detached housing construction in Australia. Data was drawn from 24 case study housing projects, including 12 reinforced concrete and 12 suspended timber floor projects. The data presented in the paper compares cumulative energy demand, GHG and the constituent parts of competing construction methods. The findings indicate that the timber floors use/create significantly less cumulative energy demand and GHG emissions than concrete floors— approximately 2.1 to 2.7 times less energy and 2.3 to 2.9 times less GHG. These findings are limited to the site slope and foundation soil types identified in the paper. The main application of the work is in guidance concerning the lowest environmental impact options for detached housing construction. Keywords: Cumulative energy demand, greenhouse gas emissions, ground floor construction, life cycle assessment. Submission type: Research article Introduction Much has been said about the importance of climate change and the effect that human development has on it (Stern, 2007). In this context, much has also been written on the resource- hungry nature of the construction industry and the burden it places on climate change (Metz, 2007). It is not surprising, therefore, that there is growing interest in the comparative credentials of competing construction methods and the materials that they enlist. Such comparison is not always straightforward, because in certain instances, competing methods offer different sustainability benefits that are hard to resolve. This is the case when comparing floor construction methods in the context of detached residential construction in Australia, especially where contending with the associated subfloor construction brought about by differing site slopes and differing foundation soils. The two main options in the Australian context include reinforced concrete raft slab construction and suspended timber floor construction. https://creativecommons.org/licenses/by/4.0/ http://dx.doi.org/10.5130/AJCEB.v16i1.4813 Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 34 There are various types of raft slab construction defined in AS2870, and of these, ‘waffle raft’ construction (Standards Australia, 2011 p.33) was chosen as the main area of study, since it tends to use materials efficiently in achieving structural requirements and involves minimal variation to suit differing foundation conditions. The configuration includes a floor plate with relatively narrow edge and intermediate footing beams running in both length and breadth directions. These beams are formed between large, rectilinear polystyrene pods. Construction is typically undertaken on top of a level soil platform facilitated by ‘cut and fill’ bulk excavation. Retaining wall construction and associated drainage are structurally required to hold back the perimeter banks of the cut and fill excavation. The suspended timber floor option is comparatively lightweight, with no bulk excavation involved and subsequently no significant change to the site topography. It has an open subfloor which typically involves treated timber poles or precast concrete stumps, set in plain concrete pad footings. The pad footings are spaced to support a defined bearer and joist grid layout. The platform construction typically uses long span bearers and joists made from engineered timber, softwood or hardwood sections, as determined by availability and market conditions. A structural sheet platform floor typically made from plywood or particleboard is fixed on top of the joists; other floor finishes (e.g. carpets) may be added later. Environmental measurement has yet to be fully considered in the context of these respective construction methods. Concrete raft slabs provide considerable thermal mass, which is potentially useful in reducing operating energy once the building is occupied. However, a disadvantage is that the construction process requires significant excavation, including associated energy and emissions arising from the excavation process (Ding and Forsythe, 2013). In contrast, Mahapatra and Gustavsson (2008) cite the advantages of wood as being lighter, easier to work with, less complex and faster in production than the likes of concrete buildings. Wood also provides stored carbon and the construction process is likely to use less embodied energy and create fewer emissions (Carre, 2011; Ximenes, Robinson and Wright, 2006). It is clear, therefore, that there is a need to help determine which of the two options offer the best environmental outcomes and under which site-specific circumstances these occur. For instance, it has been found that path dependency within the construction industry often creates resistance to change concerning construction methods, and there may be a need to break this dependency if sustainability is to have a stronger role in determining appropriate construction methods (Mahapatra and Gustavsson, 2008). This research on comparing construction methods is also important because energy rating schemes and environmental assessments often do not take into account the full life cycle perspective of the construction involved. For instance so called sustainability reporting tools (SRTs) do not necessarily allow an appropriate degree of construction comparison given the broad range of issues they cover including energy, transport, water, materials, waste, land use, ecology, pollution, innovation and cultural issues. Ding (2008) states that the SRTs used in assessing environmental performance of buildings are largely applicable for the design stage of a building life cycle. Siew, Balatbat and Carmichael (2013) further compare the popular SRTs (e.g. BREAM, LEED and Green Star) and it is useful in analysing a number of other issues involved where they point out that at times, such tools carry a lack of attention to life cycle perspectives; they have deterministic scoring which is problematic because of the subjective criteria involved; they involve a lack of published reasoning behind the scores allocated for each criterion and there is a lack of consensus concerning the weighting of individual criteria. Clearly, the above creates issues concerning the validity of comparison and measurement methods. Such issues also reduce the ability to work at a more theoretically explanatory level of understanding. The life cycle assessment (LCA) methodology can assist because it offers a standardised method of implementation and well bounded units of measures that can be applied at different unit scales Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 35 of construction such as assembly, element, system or entire building levels. There is a relatively high degree of objectivity, analysis and the ability to compare competing construction methods. Further, the resulting information can be useful as freestanding findings but can also be potentially plugged into the reporting regimes used by SRTs. In order to help determine the best option from an environmental perspective, this research compares the credentials of contrasting concrete raft slab and suspended timber floor construction from a life cycle perspective. Twenty-four projects were selected in New South Wales (NSW), Australia for the study. This research is aimed at analysing and comparing two commonly used construction methods of floor construction on sloping sites in terms of cumulative energy demand and greenhouse gas (GHG) emissions. The paper begins with a literature review of features and environmental impacts of materials used in both construction methods. Based on the literature review a multiple case study methodology was developed to analyse environmental impacts of construction activities for these two methods. Finally, LCA was applied to analyse cumulative energy demand and GHG emissions to 24 detached dwellings over a service life-span of 60 years. Material features of wood and concrete from an emission perspective Kauppi and Sedjo (2001) chart the potential role of forestation and wood products, with a view to managing carbon pools within global ecosystems around the world. Many sources assert that wood can significantly reduce CO2 emissions relative to other materials. Reasons include the way that dried wood products consist of 50% carbon drawn from CO2 removed from the atmosphere by growing trees. Wood is also said to consume less fossil fuel in manufacture than most competing materials and provides biomass displacement (Sathre and O’Connor, 2010). Buchanan and Levine (1999) show that converting wood to a construction material requires much lower process energy and results in lower carbon emissions than other materials - mainly compared to brick and aluminium, and to a lesser extent steel and concrete. Their results indicate that a 17% increase in wood usage in the New Zealand building industry could result in a 20% reduction in carbon emissions from the manufacture of all building materials. In a similar study, Upton et al. (2008) found that net GHG emissions associated with wood-based houses in the US are 20-50% lower than emissions associated with thermally similar steel or concrete-based houses. In the United States, the Consortium for Research on Renewable Industrial Materials collected life cycle inventory (LCI) and life cycle assessment (LCA) data on common structural wood products used in residential construction under a cradle-to-gate approach, as applied to two house designs and as detailed further by Perez-Garcia et al. (2005) and Lippke et al. (2004). Puettmann and Wilson (2005) built on this work and found that 33% of the energy consumption for producing each wood product comes from renewable resources when the system boundaries consider forest regeneration and harvesting, wood products and resin production, and transportation life cycles. Concrete offers quite a different profile to that of wood, with environmental origins in mineral extraction. As a manufactured material, one of its key constituent ingredients, cement, has not fared well in emissions studies. In 2001, cement was identified as contributing a significant 5% to human-specific CO2 emissions globally (Worrell et al., 2001). In more recent years, blended cements have improved this situation considerably. Goggins, Keane and Kelly (2010) indicate that, while typical Portland cement-based concrete mixes contribute 68% of the total embodied energy in manufacturing concrete, alternative cements using ground granulated blast furnace slag reduce this component by 30%. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 36 Concrete also relies on steel reinforcing for many structural applications - a material involving even higher embodied energy than concrete itself (Glover, White and Langrish, 2002). Temporary formwork and false-work also come as necessary parts of the construction system, and add to overall emissions from onsite processes. Further, the in situ nature of waffle raft slab construction (as studied in this research) limits the ability to maximize the environmental benefits associated with prefabrication. Lopez-Mesa et al. (2009) identified a 12.2% lower impact from precast, relative to in situ, concrete construction. Applying the materials to specific construction methods and building typologies The respective contribution of embodied and operation energy to total energy is not always a fixed or straightforward relationship (Li, Zhu and Zhang, 2010). For instance, embodied energy is known to constitute a larger proportion in low energy buildings, which then enables delivery of improved operational performance (Thormark, 2002). Sartori and Hestnes (2007) found that embodied energy in low energy consumption buildings can vary between 9 and 46% of total energy, and that the embodied energy in conventional buildings can vary between 2 and 38%. Carre (2011) found that the global warming impact of construction and materials contributed between 14 and 45%, underpinning the relevance of this study in fleshing out greater detail about situational context and conditions. In delving more deeply into specific timber and concrete construction methods, Gerilla, Teknomo and Hokao (2007) found that a steel reinforced concrete house had higher environmental impact than a wood house; and using only solar energy for the operation phase would reduce impact by 73% for the wooden house and 70% for the steel reinforced concrete house. Börjesson and Gustavsson (2000) studied the embodied energy in a multi-storey building, comparing wood to concrete framed construction, and their results are similar: that concrete- framed buildings cause higher emissions than the equivalent wood building. Gustavsson and Sathre (2006) tested the certainty of wood as a preferred environmental option relative to concrete by measuring changes in energy and CO2 balances caused by the variation of key parameters in the manufacture and use of the materials. They found the materials of the wood-framed building had lower energy and CO2 balances than those of the concrete-framed building in almost all cases, except where wood processing residue or demolition wood was not recovered and used as fuel. Blengini and Di Carlo (2010) compared a low energy house design with the same design using minimum legal insulation requirements and found that even though the energy for heating was reduced by a ratio of 10:1, there was a significant contribution from construction materials - especially the shell materials - and maintenance operations, to the point that the overall life cycle benefit of the low energy design was only reduced by 2.1:1 and the carbon footprint by 2.2:1 relative to the standard insulation requirements. The main observation from the previous discussion is simply that there is significant variability between lightweight versus heavyweight construction and manifest differently according to different construction methods, climates and different phases over the life cycle of the building. This confirms the reason for undertaking the research detailed in this paper, especially in terms of the floor system and associated subfloor construction (including site slope and soil type) as relevant variables. Relatively little has been done with specific relevance to housing floor construction, where drawing on a sample of real world project designs can take into account site based variables. Inquiry into this relatively unstudied area is therefore the main contribution of this research. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 37 Method The research adopts the LCA methodological approach to analyse environmental impacts for the study. LCA is a ‘cradle-to-grave’ approach and is a tool widely used for environmental performance evaluation (Khasreen, Banfill and Menzies, 2009). It is commonly used to analyse and assess the environmental performance of products, materials or processes over their life cycle in a comprehensive and systematic way. It considers impacts from the acquisition of raw materials to the final disposal of a project. In the 1990s, an environmental management standard was adopted by the International Organization for Standardization (ISO) as part of its 14000 Standards series (International Standards Organisation, 2006). In this series, the 14040 Standard focuses on establishing the principles and framework for LCA study (International Standards Organisation, 2006). The Standard states that the overarching aims of LCA include: • Identification of purpose and boundary of the study, establishing the functional unit of analysis, and defining the key processes, material, and energy flows for analysis • Collection of data and the analysis of material and energy flow for each stage of the product life cycle • Use of inventory data to classify, aggregate, and characterize various midpoint and end point environmental impacts • An interpretation of results and decision making This research uses a case study approach to analyse and compare the environmental impact of ground floor construction using suspended timber and concrete raft slab on sloping sites of detached dwellings in NSW, Australia. The study focuses on the ground floor construction only as the construction of building elements above the ground floor slab are largely the same. It is typical building design for detached dwellings in Australia to use brick veneer structure where the external walls consist of a skin of brick on the outside and timber wall framing with plasterboard lining on the inside, with a cavity in between. Internal walls are timber stud with plasterboard lining on both sides, and roof to be timber with tile covering. Given that the only variables for detached dwelling construction on sloping sites are the ground floor construction and the associated bulk excavation, the study scope was limited to ground floor construction in order to focus on the connection between the building and the ground. The choice to compare suspended timber and concrete raft floor construction methods was made in order to identify and quantify cumulative energy demand and associated GHG emissions in material manufacturing, construction and end-of-life processes for detached dwellings on sloping sites and hence to optimize the selection of design and construction methods from an energy consumption and GHG emissions perspective. The operating stage for detached dwellings is excluded from the study as virtually no maintenance will be required for the structure of the ground floor. Here, natural disasters such as bushfire and flood tend to be occurrences that are either hard to confidently predict or apply to specific geographic areas – hence making it inopportune to apply to the generalist scenarios explored in this study. In addition, timber componentry could be perceived as the most apparent material at maintenance risk - given the potential for termite and fungal attack - but there is little empirical evidence to support this where appropriately treated timber has been used (FWPA, 2010) and assuming professional attention to structural durability and drainage of moisture. This project includes bulk cut and fill excavation on the formation of sloping sites for projects using concrete raft slab construction only, while detail excavation for footings is included for all the projects in both construction methods. The study also included construction of the entire ground floor and the associated footings and retaining structure for projects requiring a cut and fill process. Additionally, for the concrete raft slab option, the study included plant and Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 38 equipment required for the onsite cut and fill excavation, as well as the initial production and subsequent use of materials needed for the construction of raft slab and retaining structure. For the suspended timber floor option, the study focused on the construction of the timber floor, the associated structural components and concrete for pad footings. Only minor disruption of the natural ground and slope is usually required, since the floor is suspended from the natural ground. For both cases, full combustion of transportation of building materials to project sites and disposal of construction and demolition waste to landfill were included. The system boundary was limited to the structure of the ground floor construction and the associated excavation for detached dwellings. The excavation and structure of retaining walls as required for the construction of concrete raft slabs were include in the analysis. The function unit defines the quantification of ground floor slab construction on sloping sites and the study includes all upstream and downstream emissions and waste in the construction of ground floor slabs for detached dwellings. The functional unit in the project has been defined as a detached residential dwelling with a life span of 60 years. The functional unit was set to 1m2 of the dwelling (building) footprint which deals with the ground floor area of the building. The functional unit of the required retaining wall and associated subsoil drainage was set to 10m2. Data collection Case study projects Design document was obtained for 50 detached dwellings in NSW. A screening process of examining the location, slope, soil type, size, and construction details was developed. This screening process identified 24 projects that had similar layout and location. The 24 projects were divided into two groups and each group contained 12 projects. The research used these two groups to assess and model cumulative energy demand and GHG emissions. The two groups are: • Group A: 12 projects using reinforced concrete raft slab construction including cut and fill bulk excavation and related retaining wall construction for the footprint area of the dwelling; • Group B: 12 projects using suspended timber floor construction built on top of the existing topography (i.e. no bulk excavation) and an open subfloor. Table 1 summarizes details of these projects on a range of slopes and soil types. The table presents the information in both gross floor area (GFA) and building footprint (BF). GFA measures the sum of total floor area in a given project, while BF measures only the ground floor area. In Group A, projects ranged from 5-15 degrees, and Group B projects ranged from 6-16+ degrees. The upper end of both ranges represents steeply sloping sites. Soil types for each project were grouped using foundation categorization system in AS2870 (Standards Australia, 2011), which identifies the different types of clay and sandy soils that prevail in the areas under study. The type of soil affects the amount of work involved in excavation and concrete footing requirements. Group A projects required levelling of the sloping ground using cut and fill excavation, but Group B projects did not require this treatment due to the much simpler pad footing system used. The table also shows that approximately 75% of projects in Group A were two-storey, compared with about 41% in Group B. On average, Group A projects have larger GFA and BF, amounting to 50% and 20% more respectively. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 39 Table 1: Summary of projects Project Code Gross Floor Area (m2) Building footprint (m2) Slope (degree) Levels Soil type A B A B A B A B A B 1 228 127 228 127 5.36 6.06 1 1 M M 2 668 216 334 216 6.86 7.10 2 1 S M 3 232 287 232 191 7.08 8.06 1 2 M H 4 216 271 216 154 7.10 9.32 1 2 M M 5 287 147 191 147 8.06 9.98 2 1 H M 6 271 295 154 171 9.32 10.32 2 2 M M 7 363 359 180 195 9.50 10.49 2 2 P H 8 295 189 171 91 10.32 10.73 2 2 M M 9 286 175 188 175 10.34 13.82 2 1 M M 10 359 155 194 155 10.49 15.09 2 1 H M 11 363 188 180 188 12.00 15.57 2 1 P M 12 380 220 171 220 15.00 16.42 2 1 P M Ave 329 219 203 169 - - - - - - Note: M - Moderately reactive clay or silt P - Soft clay or silt or loose sand H - Highly reactive clay S - Slightly reactive clay Only detail construction drawings were provided. Therefore the initial task was to quantify all the materials and products used for the ground floor construction. An inventory dataset for the LCA study was developed. Table 2 summarises the inputs and outputs of materials for the projects. Construction details for the concrete raft slabs included three different types of retaining wall structure and subsoil drainage depending on site topography and soil types. The three types of retaining structure were treated timber log for relatively low slope sites, concrete block structure with concrete core fill and reinforced footings for poorer soil types and steeper slopes, and structural steel post with treated timber log infill for poorer soil strength such as sand and steeper slopes. Comparatively, suspended timber floor construction is simpler and no retaining wall structure is required. The only excavation required is for the pad footings for timber poles to support the floor framing. Table 2: Inputs and outputs flows for the study Inputs Outputs Unit Amount (Average) Unit Amount Concrete raft floor construction Excavator on site for cut & fill activities Litre/hr 15litre/hr (output rate vary to soil & slope type) Levelled cut & fill platform m2 1 Truck remove excess excavated materials to landfill (11m3), travel distance vary from 4 to 39km Litre/km 40litres/100km RC slab and beams m3 1 Filling material m3 Vary from 10 to 123km Retaining wall m2 10 Truck deliver filling material to site (11m3), travel distance vary from 6 to 36km Litre/km 40litres/100km Subsoil drainage m2 10 25MPa RC slab & beams (1m3) Cumulative energy MJ/m2 Various Cement kg 280 GHG kgCO2- e/m2 Various Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 40 Inputs Outputs Unit Amount (Average) Unit Amount Sand kg 685 Aggregate kg 1,535 Water kg 140 Reinforcement kg 105 Formwork kg 50 Polystyrene kg 41 Block retaining wall (10m2) Concrete block kg 2,808 Cement kg 1,104 Sand kg 2,747 Aggregate kg 3,969 Lime kg 92 Steel kg 115 Water kg 672 Treated timber retaining wall (10m2) Treated timber kg 705 Cement kg 269 Sand kg 673 Aggregate kg 1,279 Blue metal kg 118 Water kg 193 Structural steel & treated timber retaining wall (10m2) Steel kg 151 Treated timber kg 276 Cement kg 307 Sand kg 769 Aggregate kg 1,461 Water kg 221 Subsoil drainage (based on 10m2 retaining wall) PVC pipe kg 20 Blue metal kg 4,054 Geofabric kg 2 Suspended timber floor construction Excavator on site for footing excavation Litre/hr 15litre/hr (output rate vary to soil & slope type) Timber suspended floor and subfloor framing m3 1 Truck remove excess excavated materials to landfill (11m3), travel distance vary from 8 to 39km Litre/km 40litres/100km Cumulative energy MJ/m2 Various 25MPa Concrete footing (1m3) GHG kgCO2- e/m2 Various Cement kg 280 Sand kg 685 Aggregate kg 1535 Water kg 140 Timber floor (1m2) Joists & bearers kg 10 Sub-floor framing kg 15 Particleboard flooring kg 11 Bolts kg 0.12 Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 41 Assessing cumulative energy demand and GHG emissions Inventory of material quantities were measured from the drawings. Once materials and energy were determined, a list of environmental profiles associated with each unit process was established using the GaBi 6 LCI database. In addition and as appropriate, other Government published literature was also used e.g. IPCC (2006), DCCEE (2010) and DEH (2006a; 2006b) publications. Cumulative energy demand for the study was estimated in terms of primary energy consumption on a cradle-to-grave approach and is expressed as follows: LCE=EEi+EEr+OE+DE (1) Where: LCE=Life cycle energy EEi=Initial embodied energy EEr=Recurrent embodied energy during occupancy OE=Operating energy DE=Demolition energy In addition to focusing on quantifying cumulative energy demand in terms of material and energy flows, Global Warming Potential (GWP) was also a key item measured from the project sample. GWP is commonly used to illustrate the climatic impact of different gases. The IPCC characterization factors are commonly used to assess the relative impact of different GHGs contributing to the problem of climate change. Generally, CO2 is adopted as the reference standard for GHG effects (IPCC 2006). The GWP value was used to convert different types of gases into a carbon dioxide equivalent (CO2-e) for a 100-year time horizon. The metrics used for the assessment of GWP was expressed in the unit of kilograms of carbon dioxide equivalents per function unit (kgCO2-e). GHG were calculated purely with reference to CO2, CH4 and N2O because the remainder are seldom emitted in the construction process (Cole, 1998). Table 3 lists the GWP values of these GHGs. Table 3: GWP of GHG emissions for the study Name Chemical formula GWP for 100 years Carbon dioxide CO2 1 Methane CH4 25 Nitrous oxide N2O 298 Source: IPCC 2006 The cumulative energy demand and GHG emissions were quantified on a cradle-to-grave approach on the following parameters: 1. Initial embodied energy and associated GHG emissions for all the processes and materials pertaining to all the projects were calculated and multiplied with the energy intensity and GHG emission factors. 2. Energy consumption and GHG emissions for fuel combustion from transportation of materials to site, disposal of construction waste and disposal of demolition waste to landfill at the end of the building’s life cycle. 3. Energy consumption and GHG emissions from plant and equipment for excavation during construction and demolition (including diesel fuel consumption for excavators and trucks). Total consumption was estimated by multiplying the predicted running time of the equipment by the average consumption of diesel fuel per unit of time. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 42 4. Maintenance and replacement as likely to be required to maintain the function of a building throughout its operational stage. However, for all projects, there is virtually no maintenance required if they are constructed to meet the previously defined Australian Standards. For instance, critical timber applications used for in-ground timber poles were treated to an ‘H5’ level of treatment which is capable of lasting the full service life of the building. 5. At the end of the building’s life cycle, each house is assumed to be demolished and sent to landfill. There is potential recycling of materials such as steel, concrete and timber in the study. However the nature of what the reprocessing path, including the next life cycle of these materials is uncertain. Thus, no recycling was considered in the study in order to keep the system boundary as from cradle-to-grave. In the study, only the ground floor and retaining structure were assessed and proportioned. Data analysis and discussion General overview Table 4 summarizes the cumulative energy demand and GHG emissions per GFA and BF in terms of megajoule (MJ/m2) and kilogram carbon dioxide equivalent (kgCO2-e/m 2). Descriptive statistics were calculated to compare results for projects in both groups and results were presented in Table 4. Table 4: Summary of results Project Code Group A Projects (RC) Group B Projects (Timber) Cumulative Energy Demand (MJ/m2) GHG Emissions (kgCO2-e/m2) Cumulative Energy Demand (MJ/m2) GHG Emissions (kgCO2-e/m2) GFA BF GFA BF GFA BF GFA BF 1 1,292 1,292 151 151 562 562 49 49 2 764 1,528 84 168 453 453 44 44 3 815 815 95 95 272 409 27 40 4 1,416 1,416 136 136 265 467 26 45 5 1,006 1,512 104 157 611 611 61 61 6 965 1,697 99 174 256 441 25 43 7 744 1,501 85 172 226 416 21 39 8 776 1,339 69 119 264 549 26 53 9 995 1,514 102 155 599 599 53 53 10 869 1,607 81 150 528 528 55 55 11 456 919 53 107 476 476 49 49 12 561 1,246 66 146 646 646 62 62 Mean 888 1,366 94 144 430 513 41 49 Std. Dev. 273 77 28 25 162 23 16 8 Range 961 883 98 79 420 237 41 23 The table presents the cumulative energy demand and GHG emissions per GFA and BF to facilitate comparison. GHG results for BF are typically higher compared to GFA because the former is only divided by the building footprint and not the total building area (as spread over multiple storeys). Using the BF unit helps highlight the fact that designing buildings to occupy small footprints will reduce energy and GHG emissions in concrete raft slab construction (compared to larger footprints), which means that multi-level design is relatively a better design for residential development on sloping sites. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 43 With regard to cumulative energy demand, concrete raft slabs on cut and fill platforms (Group A) have a wider range of 456 to 1,416 and 815 to 1,697MJ/m2 respectively per GFA and BF. Comparatively, suspended timber floors (Group B) have a smaller range of 226 to 646 and 416 to 646MJ/m2 respectively per GFA and BF. Concrete raft slabs consumed on average 888 and 1,366MJ/m2 compared with projects using suspended timber floor of 430 and 513MJ/m2 respectively per GFA and BF. Group B projects consumed approximately 2.1 and 2.7 times less energy than Group A projects respectively per GFA and BF. In a similar way, GHG emissions of Group B projects exhibited better performance than Group A projects. Concrete raft slabs have a wider range of 53 to151 and 95 to 174kgCO2-e/m 2 as compared to suspended timber floors of 21 to 62 and 39 to 62kgCO2-e/m 2 respectively for GFA and BF. Group A emitted approximately 94 and 144kgCO2-e/m 2 compared with Group B projects, which emitted 41 and 49kgCO2-e/m 2. On average, the Group B projects emitted approximately 2.3 and 2.9 times less GHG than Group A projects respectively for GFA and BF. Table 4 also calculates standard deviations for each project group. The figures in the table reveal that the dispersion of the data in Group B had less variability than the data in Group A for both cumulative energy demand and GHG emissions. Hence, concrete raft slab projects vary more within the features of the respective data sets, relative to the suspended timber floor projects. Figures 1 and 2 compare cumulative energy demand and GHG emissions for both Group A and B projects per GFA and BF according to ascending slope. From the figures, Group B projects demonstrate less variance in both studies. Notwithstanding these differences, the gaps between Group A and B projects are still quite large, especially when presented per BF. This indicates that suspended timber floors perform relatively better than concrete raft slabs in terms of cumulative energy demand and GHG emissions for the range of slopes studied. Figure 1: Cumulative energy demand and GHG emissions for both groups per GFA Figure 2: Cumulative energy demand and GHG emissions for both groups per BF Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 44 Analysis by major components Table 5 compares the average results of the main components for each construction system, using GFA and BF respectively. Further to the data shown in Table 5, Figures 3 and 4 present the constituent components in bar chart format. Specifically, the figures show the data as proportional component contributions to cumulative energy demand and GHG for projects of both groups. From these figures, it can more readily be seen that the main floor construction represents the major component for both Group A and B projects, which will dissected in greater detail under dedicated sub-headings. Table 5: Summary of results by components Components Group A Projects (RC) Group B Projects (Timber) Cumulative energy demand (MJ/m2) GHG emissions (kgCO2-e/m2) Cumulative energy demand (MJ/m2) GHG emissions (kgCO2-e/m2) GFA BF GFA BF GFA BF GFA BF Cut and fill (include subsoil drainage and retaining walls) 140 222 12 19 - - - - Footing excavation - - - - 5 6 1 1 Ground floor structure 727 1,111 80 122 413 492 40 48 End-of-life disposal 21 33 2 2 12 15 1 1 Total 888 1,366 94 143 430 513 42 50 a) Cumulative energy demand For cumulative energy demand, Table 5 and Figure 3 indicate that the main concrete raft slab construction was by far the main contributor for Group A projects, at 82% (equivalent to 727 and 1,111MJ/m2 per GFA and BF respectively). This was followed by a 7% contribution from cut and fill excavation; retaining wall construction came next at 5%; followed by subsoil drainage at 4% (a combine of 140 and 222MJ/m2 per GFA and BF); end of life processes only represented 2% (21 and 33MJ/m2 per GFA and BF). For the concrete raft slab ancillary construction (C&F, retaining wall and sub-soil drainage) is necessary for making the ground floor construction possible. In a combined sense, these ancillary works represent a total of 16% of cumulative energy demand. It is worthwhile considering this work as a collective sub-group, because it helps identify a systematic area that could be targeted for improvement in the overall environmental performance for concrete raft slab construction on sloping sites. The cut and fill processes (including subsoil drainage and retaining wall construction) - only applicable to concrete raft slab (Group A) - constitutes an additional 140 and 222MJ/m2 of energy respectively for GFA and BF. For the cut and fill method, three types of retaining walls were involved to batter the soil for creating a level platform. Seven projects used treated timber logs, three used structural steel posts with treated log infill pieces, while two others used concrete block with concrete core fill and RC footings. Timber retaining walls consumed the least energy, approximately 756MJ/m2, steel posts with timber infill consumed 1,028MJ/m2, and concrete block consumed the most energy, at approximately 1,403MJ/m2 of wall area. For the suspended timber floor construction (Group B), the main floor structure contributed 83%, and plain concrete pad footings add an extra 13%. These two items make up 96% of the total and contribute approximately 413 and 492MJ/m2 per GFA and BF, respectively. Given these results, it can be seen that the timber floor option does not involve any of the necessary ancillary works required for the concrete raft slab option. Only a minor amount of footing excavation is required, compared to that required for the cut and fill bulk excavation for the concrete option. Comparatively, the suspended timber floor method only requires approximately Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 45 5 and 6MJ/m2 respectively for GFA and BF for footing excavation for construction on sloping sites, while as per the previous discussion, the concrete option requires 140 and 222MJ/m2 of energy respectively for GFA and BF. This and the impact of using reinforced concrete as the main construction material go some way to explaining the difference in the cumulative energy demand of the two options. Figure 3: Cumulative energy demand by major components for both groups This means that, if only comparing the main floor structures and excluding both ancillary works and end of life energy, it can be said that for GFA and BF, concrete raft slab construction has consumed 1.8 and 2.3 times more energy than suspended timber floor construction. It can also be said that as a generalization, end-of-life disposal of demolition waste was negligible in the study, only representing 2% and 3% respectively for concrete and timber construction options. b) GHG emissions The GHG emissions assessment follows a similar setting as the cumulative energy demand. In Figure 4 the two floor structures are still the major emitters of GHG, contributing approximately 85% and 97% respectively for concrete and timber construction. Figure 4: GHG emissions by major components for both groups In Table 5 the floor structure is responsible for approximately 80kgCO2-e/m 2 and 40kgCO2-e/m 2 for GFA respectively for concrete and timber options. This means that the concrete option emits approximately twice as much GHG than the timber option. Similarly, when presenting GHG emissions using BF, the floor structure contributes 122kgCO2-e/m 2 and 48kgCO2-e/m 2 respectively for the concrete and timber options. From these calculations, the concrete slab construction has emitted 2.5 times more GHG than the suspended timber floor construction. Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 46 This indicates that reinforced concrete tends to be more polluting than timber oriented construction methods, albeit that this situation could be improved by using low emission cements in the concrete option. The ancillary work (including cut and fill excavation, subsoil drainage and retaining wall) of the concrete option generates a total of 13% of the total GHG emission as opposed to only 1% emission due to excavation for concrete pad footings in the suspended timber floor option (refer to Figure 4). It can be seen that the timber floor option poses a more environmentally friendly construction approach with reduced GHG emissions and less disturbance to the natural topography. In a similar situation, the end of life disposal of demolition waste contributes negligibly, with about 2% of GHG emissions for both options. Statistical analysis: t-test and dummy variables In order to understand whether there may be significant differences between the results of the timber and concrete projects, statistical analysis was conducted using a two-sample t-test of unequal variances and dummy variables in regression analysis. These were performed for both cumulative energy demand and GHG emissions on the building footprint (BF) only as this was considered the most appropriate unit to provide insight into the reliability of the findings. The purpose of the t-test was to make inferences about possible differences in the parameters of the two groups, while the dummy variables test analyses the relationship between variables. The results for the t-test and dummy variables are summarized in Tables 6 and 7. Table 6: Summary of two-sample t-test for differences by construction methods Results Energy GHG t Statistic 7.33 7.44 p-Value 9.09E-06 7.74E-06 Critical value ±2.18 ±2.18 Significance Yes Yes The mean hypothesis test was undertaken using a two-tailed test at a 5% level of significance (i.e. α=0.05). According to the results in Table 6, all the t Statistics were much higher than the critical value of ±2.18 and all the p-values were much less than 0.05. In such cases, the null hypothesis can be rejected. Therefore, it is concluded that, based on the t-test results, there is evidence of significant differences in the samples of the two competing construction methods for both cumulative energy demand and GHG emissions. This statistically supports the previously reported finding that suspended timber floor construction results in significantly less cumulative energy demand and emits less GHG than the concrete construction method. The study was further analysed using a dummy variable in regression analysis to analyse the effect of independent variables on cumulative energy demand and GHG emissions. These independent variables focused on BF for respective construction methods (i.e. concrete raft slab and suspended timber floor) as dummy variables. The test set the suspended timber floor construction method as the dummy and takes on a value of 1, 0 otherwise (i.e. concrete raft slab method). The model was of the form: y=β0+β1x1+β2x2+ε (2) Where y =cumulative energy demand or GHG emissions β0 =y-intercept β1 =slope of y with variable x1 β2 =slope of y with variable x2 x1 =BF (m2) x2 =Construction methods (Timber=1) ε =random error Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 47 The results are summarized in Table 7. With the t Statistic for the line slope for BF and construction method, and the p-values less than 0.05, each of two variables are making a significant contribution to the model, with a significance of 0.05. Table 7: Summary of results for dummy variable in regression analysis Results Cumulative Energy Demand GHG Emission Multiple R 0.92 0.93 R Square 0.86 0.87 Adjusted R Square 0.84 0.86 Standard Error 46178.38 4734.09 Observations 24 24 Coefficients Intercept BF Construction methods (Timber=1) 61779.4 1058.9 -154780.7 4782.7 120.9 -16921.7 t Statistic Intercept BF (m2) Construction methods (Timber=1) 1.26 4.58 -7.57 0.95 5.09 -8.08 p-Value Intercept BF (m2) Construction methods (Timber=1) 0.22 0.0002 1.95E-07 0.35 0.00005 7.05E-08 In the table, the adjusted R2=0.92 and 0.93 for cumulative energy demand and GHG emissions respectively, which implies that there is a strong fit of the model to the data. The high R2 values imply that 86% and 87% of the sample variation in cumulative energy demand and GHG emissions respectively can be explained by variation in the BF and construction method. These results imply that there is a significant relationship between the independent variables (BF and construction method) and dependent variable (energy and GHG emission). The regression models to be fitted are: Cumulative energy demand: y=61779.4+1058.9x1–154780.7x2 (3) GHG emissions: y=4782.7+120.9x1–16921.7x2 (4) When applying the model and holding the construction method constant, for each increase of 1m2 in building footprint, the average energy demand is predicted to increase by 1,059MJ. Similarly, for holding constant the building footprint, the use of suspended timber floor is predicted to reduce average energy demand by 154,781MJ. In the same way for an increase of 1m2 in building footprint, the GHG emission will increase by 121kgCO2-e and the use of suspended timber floor will decrease GHG emission by about 16,922kgCO2-e. Conclusions In terms of cumulative energy demand, suspended timber floors consumed approximately 2.1 and 2.7 times less energy for GFA and BF, compared to concrete raft slabs. For GHG emissions, suspended timber floors exhibited even better performance. GHG emissions per GFA and BF in Group B were approximately 2.3 and 2.9 times (respectively) less than Group A. The results apply to sites ranging in slope from 5-15 degrees for concrete and 6-16 degrees for timber. The results also pertain to clay soil types. In focusing purely on the floor construction, and excluding end of life and ancillary construction required for concrete raft slabs, suspended Construction Economics and Building, 16(1), 33-49 Ding and Forsythe 48 timber floor construction has demonstrated a much lower result in both cumulative energy demand and GHG emissions. The study used traditional Portland cement. In dissecting the results, it is apparent that concrete as a material must work towards lowering its embodied energy and GHG emissions relative to timber, in order to improve its environmental credentials. This is most apparent when considering the small quantity of concrete used in the timber floor for pad footings, yet it is a large contribution to GHG emissions with 36%. With further focus on concrete slab construction, there is also the potential to consider ways of reducing the environmental impact of ancillary construction such as retaining walls, associated site drainage and cut and fill excavation. While the data clearly indicates that suspended timber floors use less cumulative energy and emit less GHG than concrete floors, it is also notable that the values for cumulative energy and GHG are somewhat more constant for timber than concrete for different site slopes, as well. It is considered that this is likely the case, because suspended timber floors touch the ground in limited locations irrespective of site slope. There is a natural tendency to increase post spacing layouts as site slope increases. Subsequently, posts can be easily lengthened to deal with increased site slope while having relatively little impact on material use and by virtue of this, little variation in impact on embodied energy and GHG emissions. A limitation of the study is that it does not take into account the potential benefit of thermal mass. Nor does it take into account the potential benefit of lightweight and well-ventilated open subfloor construction in hot climates. Future research should quantify this using a purposive sampling methodology with the use of real data and blended with computer modelling. 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Melbourne: Forest and Wood Products Research and Development Corporation. http://dx.doi.org/10.1016/j.buildenv.2006.07.021 http://dx.doi.org/10.1016/j.enbuild.2009.11.013 http://dx.doi.org/10.1016/j.buildenv.2005.04.008 http://dx.doi.org/10.3390/su1030674 http://dx.doi.org/10.1016/j.buildenv.2009.08.010 http://dx.doi.org/10.1016/j.buildenv.2008.05.017 http://dx.doi.org/10.1080/09613210802386123 http://dx.doi.org/10.1016/j.enbuild.2006.07.001 http://dx.doi.org/10.1016/j.envsci.2009.12.005 http://dx.doi.org/10.1108/SASBE-03-2013-0010 http://dx.doi.org/10.1017/CBO9780511817434 http://dx.doi.org/10.1016/S0360-1323%2801%2900033-6 http://dx.doi.org/10.1016/S0360-1323%2801%2900033-6 http://dx.doi.org/10.1146/annurev.energy.26.1.303 http://dx.doi.org/10.1016/j.biombioe.2007.07.001 Abstract Introduction Material features of wood and concrete from an emission perspective Case study projects Assessing cumulative energy demand and GHG emissions General overview Analysis by major components a) Cumulative energy demand b) GHG emissions Statistical analysis: t-test and dummy variables Conclusions References