CUBO, A Mathematical Journal Vol. 24, no. 02, pp. 333–341, August 2022 DOI: 10.56754/0719-0646.2402.0333 Ideal based graph structures for commutative rings M. I. Jinnah 1 Shine C. Mathew 2, B 1Formerly of Department of Mathematics, University of Kerala, Kariavattom, Thiruvananthapuram, Kerala, India. jinnahmi@yahoo.co.in 2Department of Mathematics, St. Berchmans College, Changanacherry, Kottayam, Kerala, India. shinecmathew@gmail.com B ABSTRACT We introduce a graph structure Γ∗2(R) for commutative rings with unity. We study some of the properties of the graph Γ∗2(R). Also we study some parameters of Γ ∗ 2(R) and find rings for which Γ∗2(R) is split. RESUMEN Introducimos una estructura de grafo Γ∗2(R) para ani- llos conmutativos con unidad. Estudiamos algunas de las propiedades del grafo Γ∗2(R). También estudiamos algunos parámetros de Γ∗2(R) y encontramos anillos para los cuales Γ∗2(R) se escinde. Keywords and Phrases: Maximal ideal, idempotent, clique number, domination number, split graph. 2020 AMS Mathematics Subject Classification: 13A15, 05C75. Accepted: 20 July, 2022 Received: 17 November, 2021 c©2022 M. I. Jinnah et al. This open access article is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License. http://cubo.ufro.cl/ http://dx.doi.org/10.56754/0719-0646.2402.0333 https://orcid.org/0000-0002-1234-8907 https://orcid.org/0000-0002-8999-2645 mailto:jinnahmi@yahoo.co.in mailto:shinecmathew@gmail.com 334 M. I. Jinnah & S. C. Mathew CUBO 24, 2 (2022) 1 Introduction The idea of relating a commutative ring to a graph was introduced by Istvan Beck [3]. He introduced a graph, Γ(R), whose vertices are the elements of R and two distinct vertices x and y are adjacent if and only if xy = 0. In [1], Anderson and Livingston modified the definition of Beck to introduce the zero-divisor graph, Γ∗(R), and investigated many of its properties. Γ∗(R) is the subgraph of Γ(R) induced by the set of non-zero zero-divisors of R. Cherian Thomas introduced many graph structures for R in [10] and obtained many interesting results. Throughout the paper, the word ‘ring’ shall mean a commutative ring with 1 6= 0 which is not a field. We denote the Jacobson radical of a ring R by J(R) and the set of all maximal ideals by max R. For the basic concepts from graph theory refer [4, 9]; for commutative ring theory, see [2]. We give two ideal based graphs, Γ1(R) and Γ2(R), introduced in [10]. The graph Γ1(R) has all ideals of R as vertices and two distinct vertices a and b are adjacent if and only if ab = 0. The graph Γ2(R) has the same vertex set as that of Γ1(R) and two distinct vertices a and b are adjacent if and only if a + b = R. In [5], the authors have studied the subgraph Γ∗1(R) of Γ1(R) induced by all the non-zero proper ideals of R. We state the following result: Theorem 1.1 ([5]). Let R be an Artin ring. Γ∗1(R) is complete if and only if one of the following holds: (i) R ∼= F1 ⊕ F2 where F1 and F2 are fields. (ii) R is local with maximal ideal m having index of nilpotency 2. (iii) R is local with principal maximal ideal m having index of nilpotency 3. In [8], S. C. Mathew has introduced and studied some basic properties of Γ∗2(R) which is the subgraph of Γ2(R) induced by the set of all non-zero proper ideals of R. In this paper we include those results, for the sake of completeness. We compare the graphs Γ∗1(R) and Γ ∗ 2(R) and find the clique number and domination number of Γ∗ 2 (R). Also we investigate the properties of rings for which Γ∗ 2 (R) is split. CUBO 24, 2 (2022) Ideal based graph structures for commutative rings 335 2 The graph Γ∗2(R) and its properties In this section we define the graph Γ∗2(R) and investigate some properties of the graph. Definition 2.1. Let R be a ring. We associate a graph Γ∗ 2 (R) to R whose vertex set is the set of all non-zero proper ideals of R and for distinct ideals a and b, the corresponding vertices are adjacent if and only if a + b = R. Remark 2.2. Γ∗ 2 (R) is totally disconnected if and only if R is local. Remark 2.3. Γ∗2(R) = K1 if and only if (R, m) is local with m principal and m 2 = 0. Theorem 2.4. Let R be a non-local ring. Then Γ∗ 2 (R) is connected if and only if J(R) = 0. Proof. (⇒): Assume Γ∗ 2 (R) is connected. If J(R) 6= 0, then J(R) is an isolated vertex in Γ∗ 2 (R). (⇐): Assume that J(R) = 0. Now, max R induces a complete subgraph in Γ∗ 2 (R). Let a be any proper non-zero non maximal ideal. Since J(R) = 0, there exists a maximal ideal m such that a * m. Thus a is adjacent to m and hence Γ∗ 2 (R) is connected. Corollary 2.5. If Γ∗ 2 (R) is connected, diam Γ∗ 2 (R) ≤ 3. Remark 2.6. a is an isolated vertex of Γ∗ 2 (R) if and only if a ⊆ J(R). Next result follows from the proof of Theorem 2.4 and Remark 2.6. Theorem 2.7. Γ∗ 2 (R) is connected except for isolated vertices. That is, Γ∗ 2 (R) has at most one component different from K1. Theorem 2.8. Γ∗ 2 (R) ∼= K2 if and only if R is a direct sum of two fields. Proof. (⇒): Let R ∼= F1 ⊕ F2 where F1 and F2 are fields. Then the ideals of R are F1 ⊕ 0, 0 ⊕ F2, 0 ⊕ 0 and F1 ⊕ F2. Then, Γ ∗ 2 (R) ∼= K2. (⇐): Suppose Γ∗2(R) ∼= K2. Then R is non-local. Also, R cannot have more than two maximal ideals. Therefore R has exactly two maximal ideals, say m1 and m2 with m1 ∩ m2 = 0. This implies R ∼= R m1 ⊕ R m2 , a direct sum of two fields. Theorem 2.9. The only triangle free connected graphs that can be realized as Γ∗2(R) are K1 and K2. Proof. Let G be a triangle free connected graph. Since G is triangle free R can have at most two maximal ideals. Also since G is connected the result follows. Theorem 2.10. Γ∗ 2 (R) is complete if and only if either R is a direct sum of two fields or R is local with principal maximal ideal having index of nilpotency 2. 336 M. I. Jinnah & S. C. Mathew CUBO 24, 2 (2022) Proof. (⇒): If Γ∗2(R) is complete, R can have at most two maximal ideals. For, assume R has 3 maximal ideals say, m1, m2 and m3. Then m1m2 = 0; otherwise m1m2 is a vertex of Γ ∗ 2 (R) and will not be adjacent to m1 and m2. For the same reason, m1m3 = 0. Then m1(m2 + m3) = 0. This implies m1 = 0 which is not possible. Now assume that R has exactly 2 maximal ideals say, m1 and m2. Then J(R) = m1m2 = {0}. Thus R is a direct sum of 2 fields. Now, if R is local with maximal ideal m, since Γ∗ 2 (R) is complete, m must be principal with index of nilpotency 2. (⇐): If R is a direct sum of two fields, Γ∗2(R) ∼= K2 and if R is local with principal maximal ideal having index of nilpotency 2, Γ∗ 2 (R) ∼= K1. The following corollary is immediate. Corollary 2.11. The only complete graphs that can be realized as Γ∗2(R) are K1 and K2. 3 Comparison between Γ∗1(R) and Γ ∗ 2(R) Theorem 3.1. Assume diam Γ∗ 2 (R) = 2. Then any two vertices in Γ∗ 2 (R) which are not adjacent are also not adjacent in Γ∗1(R). That is, Γ ∗ 1(R) is a subgraph of Γ ∗ 2(R). Proof. Let diam Γ∗ 2 (R) = 2. Suppose a and b are not adjacent in Γ∗ 2 (R). Then, there exists a maximal ideal m such that a + m = R = b + m. Therefore, (a + m)(b + m) = R. That is, ab + am + bm + m2 = R. But, ab + am + bm + m2 ⊆ ab + m. Therefore, ab + m = R. This implies, in particular, ab 6= 0. Thus, a and b are not adjacent in Γ∗ 1 (R). Remark 3.2. Suppose a and b are adjacent in Γ∗ 2 (R). Then, a + b = R. This implies ab = a ∩ b. Hence a is adjacent to b in Γ∗1(R) if and only if a ∩ b = 0. This must hold for every pair of comaximal ideals a and b. Theorem 3.3. Let R be a non-local ring. Then, Γ∗ 2 (R) is a subgraph of Γ∗ 1 (R) if and only if R is a direct sum of two fields; and hence Γ∗ 1 (R) = Γ∗ 2 (R) only when R is a direct sum of two fields. Proof. (⇒): Γ∗ 2 (R) is a subgraph of Γ∗ 1 (R) if and only if for any pair of comaximal ideals a and b of R, ab = 0. So, if Γ∗2(R) is a subgraph of Γ ∗ 1(R), in particular, m1m2 = 0 where m1 and m2 are two maximal ideals of R. Hence, R ∼= R m1 ⊕ R m2 . (⇐): If R is a direct sum of two fields, Γ∗ 1 (R) = Γ∗ 2 (R) = K2. Theorem 3.4. If R is a finite direct sum of fields, Γ∗1(R) ∼= Γ∗2(R). CUBO 24, 2 (2022) Ideal based graph structures for commutative rings 337 Proof. Let R = F1 ⊕ F2 ⊕ · · · ⊕ Fn where Fi’s are fields. Thus, an ideal a of R is of the form, a1 ⊕ a2 ⊕ · · · ⊕ an where, ai = 0 or Fi. Define ϕ : V (Γ∗ 1 (R)) → V (Γ∗ 2 (R)) by ϕ(a1 ⊕ a2 ⊕ · · · ⊕ an) = b1 ⊕ b2 ⊕ · · · ⊕ bn where bi =      Fi, if ai = (0) 0, if ai = Fi. Clearly, ϕ is a bijection. Suppose a and b are adjacent in Γ∗ 1 (R). Thus b must contain 0 at the positions in which a contains Fi’s. Therefore, ϕ(b) contains Fi’s at the positions where ϕ(a) contains 0. Then, ϕ(a) is adjacent to ϕ(b). Similarly, if ϕ(a) and ϕ(b) are adjacent in Γ∗ 2 (R) then, a and b are adjacent in Γ∗ 1 (R). Thus, ϕ is a graph isomorphism. That is, Γ∗1(R) ∼= Γ∗2(R). Remark 3.5. In the context of Theorem 3.4, we can explicitly determine Γ∗1(R) and Γ ∗ 2(R) by identifying the vertex set with the power set P(X) \ {X, ∅} where X = {1, 2, . . . , n} and A ⊂ X with ⊕ i∈A Fi. Then A and B are adjacent in Γ ∗ 1(R) if and only if A ∩ B = ∅ and A and B are adjacent in Γ∗ 2 (R) if and only if A ∪ B = X. Theorem 3.6. Γ∗ 1 (R) and Γ∗ 2 (R) are edge disjoint if and only if R has no non-trivial idempotents. Proof. (⇒): Suppose that R contains a non-trivial idempotent e. Then, R = Re ⊕ R(1 − e). This implies, Re + R(1 − e) = R and Re ∩ R(1 − e) = ReR(1 − e) = 0. That is, Γ∗ 1 (R) and Γ∗ 2 (R) are not edge disjoint. (⇐): Assume that Γ∗ 1 (R) and Γ∗ 2 (R) are not edge disjoint and then there exist two ideals a and b such that a+b = R and a∩b = ab = 0. Then, R = a⊕b and hence, a = Re and b = R(1−e) for some idempotent e. Since a and b are non-zero proper ideals, e must be non-trivial. Theorem 3.7. Let R be a non-local ring. If Γ∗ 1 (R) = Γ∗ 2 (R), R is not semi-local. Proof. Assume that R is semi-local with maximal ideals m1, m2, . . . , mn. Then, there are the following possibilities. Case (I): Γ∗2(R) is connected. This assumption implies m1m2 · · · mn = 0, by Theorem 2.4. Therefore, (m1 · · · mn−1), mn are adjacent in Γ∗1(R) as well as in Γ ∗ 2(R), which means Γ ∗ 1(R) 6= Γ ∗ 2 (R). Case (II): Γ∗ 2 (R) is disconnected. This implies m1m2 · · · mn = J(R) 6= 0. We subdivide this case into two. 338 M. I. Jinnah & S. C. Mathew CUBO 24, 2 (2022) Case (II)(a): J(R) is nilpotent. Then there exist least positive integers k1, k2, . . . , kn such that m k1 1 m k2 2 · · · mknn = 0 with at least one kj > 1 for 1 ≤ j ≤ n, say kn > 1. If kn > 2, we have (m1 · · · mn) + mn 6= R and (m1 · · · mn)mn 6= 0. That is, Γ ∗ 1 (R) 6= Γ∗ 2 (R). Now consider the case when kn = 2. If ki > 1 for some i 6= n, (m1 · · · mn)+ mn 6= R and (m1 · · · mn)mn 6= 0. If ki = 1 ∀i 6= n, (m1 · · · ml−1ml+1 · · · m 2 n) + ml = R where l 6= n. But, (m1 · · · ml−1ml+1 · · · m 2 n)ml = 0. So, Γ ∗ 1 (R) 6= Γ∗ 2 (R). Case (II)(b): J(R) is not nilpotent. In this case we have (m1 · · · mn) + m1 6= R and (m1 · · · mn)m1 6= 0. Thus, if Γ∗ 1 (R) = Γ∗ 2 (R), R cannot be semi-local. Theorem 3.8. Let (R, m) be an Artin local ring. Then, Γ∗1(R) = Γ ∗ 2 (R) if and only if either m has index of nilpotency 2 or m is principal with index of nilpotency 3. Proof. Follows from Remark 2.2 and Theorem 1.1. 4 Some parameters of Γ∗2(R) In this section we find the clique number and the domination number of Γ∗ 2 (R). Theorem 4.1. cl(Γ∗2(R)) = | max R|. Proof. Clearly max R induces a complete subgraph. Let a be any non-zero non-maximal proper ideal of R. Then a is contained in a maximal ideal. That is, there exists a maximal ideal m such that a is not adjacent to m. Thus, max R induces a maximal complete subgraph. Now suppose S = {ai : i ∈ Λ}, where Λ is an index set, induces a complete subgraph in Γ ∗ 2 (R). Then one maximal ideal can contain at most one ai ∈ S. That is, there exists an injective map from S to max R. This implies, |S| ≤ | max R|. Thus, cl(Γ∗ 2 (R)) = | max R|. Theorem 4.2. Let R be a semi local ring with | max R| = n > 2. Then, γ(Γ∗ 2 (R)) = | max R| + Number of isolated vertices in Γ∗2(R). Proof. Let Γ∗∗ 2 (R) be the connected component of Γ∗ 2 (R) induced by the non-isolated vertices of Γ∗2(R). Now, by Theorem 2.7, it is enough to show that γ(Γ ∗∗ 2 (R)) = | max R|. Let max R = {m1, m2, . . . , mn}. Clearly max R is a dominating set for Γ ∗∗ 2 (R). Now consider, S = {m2 · · · mn, m1m3 · · · mn, . . . , m1m2 · · · mn−1}, which is an independent set in Γ ∗∗ 2 (R). Note that any ideal a /∈ S can be adjacent only to at most one element of S. So every dominating set CUBO 24, 2 (2022) Ideal based graph structures for commutative rings 339 in Γ∗∗2 (R) must contain at least n elements. Thus, γ(Γ ∗∗ 2 (R)) = n = | max R|. Hence the result follows. Remark 4.3. If R is a semi-local ring with | max R| = 2 then, the above result is not true. For example, if R is a direct sum of two fields, γ(Γ∗ 2 (R)) = γ(K2) = 1 but | max R| = 2. 5 Splitness A graph (V, E) is said to be a split graph if V is the disjoint union of two sets K and S where K induces a complete subgraph and S is an independent set. Then, we can assume either K is a clique or S is a maximal independent set. In [6] & [7], the authors have carried out a detailed study on splitness of some graphs associated with a ring. In this section we continue the study in the case of Γ∗2(R). Lemma 5.1. Let R = R1 × R2 × R3 be a ring. If Γ ∗ 2(R) is split, each Ri must be a field. Proof. Suppose R1 is not a field. Then there exists a proper non-zero ideal I of R1. Then, {I × R2 × R3, R1 × R2 × 0, 0 × R2 × R3, R1 × 0 × 0} induces a C4 in Γ ∗ 2 (R), a contradiction. Lemma 5.2. If Fi (1 ≤ i ≤ 3) are fields and R = F1 × F2 × F3 then Γ ∗ 2 (R) is split. Proof. V (Γ∗ 2 (R)) can be partitioned into K = {F1 × F2 × 0, F1 × 0 × F3, 0 × F2 × F3} and S = {F1 × 0 × 0, 0 × F2 × 0, 0 × 0 × F3} where K induces a complete subgraph and S is an independent set. Lemma 5.3. Let F be a field and R1 a local ring. Let R = R1 × F. Then Γ ∗ 2 (R) is split. Proof. Let {Ij : j ∈ J} be the collection of non-zero proper ideals of R1. Then {Ij × F : j ∈ J} ∪ {Ij × 0 : j ∈ J} is an independent set and {0 × F, R1 × 0} is a K2. This forms a partition of V (Γ∗2(R)). Thus, Γ ∗ 2(R) is split. Lemma 5.4. Suppose R has exactly n maximal ideals mi (1 ≤ i ≤ n) with each mi being generated by an idempotent ei. Then R ∼= n ∏ i=1 Fi where each Fi ∼= R/mi, a field. Proof. Let e = ∏n i=1 ei. Then e ∈ J(R). Therefore, 1 − e is a unit (and an idempotent). So, 1 − e = 1 ⇒ e = 0. Then by the Chinese Remainder Theorem, R ∼= R ∏n i=1 Rei ∼= R ⋂n i=1 Rei ∼= n ∏ i=1 R Rei . 340 M. I. Jinnah & S. C. Mathew CUBO 24, 2 (2022) Theorem 5.5. Let R be a ring. Γ∗2(R) is a split graph if and only if one of the following conditions holds: (i) R is local. (ii) R ∼= R1 × F where R1 is a local ring and F is a field. (iii) R ∼= F1 × F2 × F3 where Fi’s are fields. Proof. First we note that Γ∗2(R) is split if and only if Γ2(R) is split. Also, if R is local, Γ ∗ 2(R) is split. Sufficiency of other conditions follows from the lemmas. To prove the necessity of the conditions, we assume that R is not local and V (Γ2(R)) is the disjoint union of two sets K and S where K induces a complete subgraph and S is an independent set. We assume that K and S are non-empty. Also, S can contain at most one maximal ideal. Case (I): S contains a maximal ideal, say m1. In this case, R can have only one maximal ideal other than m1. For, if m2 and m3 are distinct maximal ideals other than m1, then m2 and m3 are in K. Then, m2m3 ∈ S, m1 ∈ S. Clearly, m1 + m2m3 = R, a contradiction. Thus, R contains only one maximal ideal other than m1, say m2 which belongs to K. Let xi ∈ mi (i = 1, 2) with x1+x2 = 1. As m 2 2 +m1 = R, m 2 2 ∈ K which implies m22 = m2. Similarly, as Rx2 + m1 = R, Rx2 ∈ K which implies m2 = Rx2. Then, m2 is a finitely generated maximal ideal which is idempotent. Hence, m2 is generated by an idempotent. So, R ∼= R1 × F where F is a field and m2 is isomorphic to the ideal R1 × {0}. Further, R1 must be local. Case (II): S contains no maximal ideal. In this case, R can have at most three maximal ideals, for, if m1, m2, m3 and m4 are distinct maximal ideals, m1m2 and m3m4 are in S which leads to a contradiction. If R has only two maximal ideals, say, m1 and m2, then m1, m2 ∈ K. Since, m 2 i + mi 6= R (i = 1, 2), we have m2 1 , m2 2 ∈ S. But m2 1 + m2 2 = R. So, to avoid a contradiction we have to assume m2 1 = m1 or m22 = m2. That is, R ∼= R1 × F where F is a field and R1 is a local ring. So, let us assume R has exactly 3 maximal ideals m1, m2 and m3. Note that mi ∈ K (i = 1, 2, 3). Then, as m1 + m2m3 = R, there exists x1 ∈ m1 such that Rx1 + m2m3 = R which implies Rx1 ∈ K and hence, Rx1 = m1. Similarly arguing with m 2 1 + m2m3 = R, we get m1 = m 2 1 . Then m1 is generated by an idempotent. Similarly each mj (j = 2, 3) is generated by an idempotent. Then by the Lemma 5.4, R ∼= F1 × F2 × F3 where Fi (1 ≤ i ≤ 3) are fields. CUBO 24, 2 (2022) Ideal based graph structures for commutative rings 341 References [1] D. F. Anderson and P. S. Livingston, “The zero-divisor graph of a commutative ring”, J. Algebra, vol. 217, no. 2, pp. 434–447, 1999. [2] M. F. Atiyah and I. G. Macdonald, Introduction to commutative algebra, Reading, MA: Addison-Wesley, 1969. [3] I. 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Thomas, “A study of some problems in algebraic graph theory - graphs arising from rings”, Ph.D. Thesis, University of Kerala, Thiruvananthapuram, India, 2004. Introduction The graph 2*(R) and its properties Comparison between 1*(R) and 2*(R) Some parameters of 2*(R) Splitness