Microsoft Word - 70 2017.docx   Vol  5,  No  1  (2017)   ISSN  2167-­‐8677  (online)   DOI  10.5195/d3000.2017.70           http://dentistry3000.pitt.edu     New  articles  in  this  journal  are  licensed  under  a  Creative  Commons  Attribution  4.0  United  States  License.     This  journal  is  published  by  the  University  Library  System,  University  of  Pittsburgh  as  part  of  its  D-­‐Scribe  Digital  Publishing  Program  and  is  cosponored   by  the  University  of  Pittsburgh  Press.     Etiology  and  familial  inheritance  of  pleomorphic  adenomas   Krysten  Clark1      1University  of  Pi.sburgh,  School  of  Dental  Medicine Abstract   Background:  A  pleomorphic  adenoma  is  the  most  common  salivary  gland  neoplasm  in  both  children  and  adults.  Ple-­‐ omorphic  adenomas  are  derived  from  ductal  and  myoepithelial  cells  and  are  most  commonly  found  in  the  superficial   lobe  of  the  paro,d  gland.  The  purpose  of  this  ar,cle  is  to  discuss  the  genes  involved  in  pleomorphic  adenomas  and   the  possible  autosomal  dominant  mode  of  inheritance.  Case  Descrip+on:  The  first  pa+ent  was  a  white  male  who  was   diagnosed  with  carcinoma  ex  pleomorphic  adenoma,  a  highly  aggressive  tumor,  at  the  age  of  57.  He  had  an  undiag-­‐ nosed  pleomorphic  adenoma  for  approximately  15  years  prior.  The  tumor  was  excised  and  the  pa9ent  underwent  ra-­‐ dia$on   in   the   loca$on  of  his  paro!d  gland   for  4  years  un!l  he  deceased.  The  second  pa!ent   is  a  white   female,  his   daughter,  who  was  diagnosed  with  a  benign  pleomorphic  adenoma  at  the  age  of  46.  Her  salivary  gland  tumor  was  ex-­‐ cised  and  normal   follow  up  appointments  occurred.  Prac%cal   Implica&ons:  Pleomorphic  adenomas  most  commonly   affect  the  paro+d  gland,  the  largest  of  the  three  major  salivary  gland  tumors.  Occurrence  and  excision  of  this  salivary   gland  tumor  will  cause  a  decrease  in  the  secre2on  of  saliva,  leading  to  a  dry  mouth  and  an  increased  risk  of  caries.     Cita%on:   Clark,   K.   (2017)   E"ology   and   familial   inheritance  of  pleomorphic  adenomas.  Den$stry   3000.  1:a001  doi:10.5195/d3000.2017.70   Received:    May  9,  2017   Accepted:    May  10,  2017   Published:    June  16,  2017   Copyright:   ©2017   Clark,   K.   This   is   an   open   ac-­‐ cess  ar!cle   licensed  under  a  Crea!ve  Commons   A"ribu%on  Work  4.0  United  States  License.   Email:  kdc40@pi).edu   Introduction   Pleomorphic  adenomas  rep-­‐ resent  about  65%  of  all  salivary  gland   neoplasms.  They  are  the  most  com-­‐ mon  salivary  gland  neoplasm  in  both   children  and  adults.    The  majority  oc-­‐ cur  in  the  parotid  gland,  although  it  is   possible  for  them  to  arise  in  minor   salivary  glands  or  the  submandibular   and  sublingual  glands.  It  is  a  painless,   slow  growing  mass  that  can  be  pal-­‐ pated  just  behind  the  ear  once  large   enough.  They  are  defined  as  mixed   tumors  because  they  contain  both   epithelial,  mesenchymal,  and  myoepi-­‐ thelial  cells.  Histologically,  pleo-­‐ morphic  adenomas  are  arranged  in   various  patterns  between  these  three   types  of  cells  [1].   Pleomorphic  adenomas  most   commonly  arise  in  4th  decade  of  life   and  have  a  slight  predilection  towards   females.  The  prognosis  of  a  pleo-­‐ morphic  adenoma  is  typically  very   good,  and  the  chance  of  malignancy  is   less  than  5%  if  it  is  diagnosed  within  a   few  years.  This  chance  increases  up   to  9.5%  after  15  years  [1].  The  rate  of   recurrence  is  under  5%  as  long  as   complete  excision  occurs.  However,  if   the  tumor  is  poorly  encapsulated,  the   rate  of  recurrence  can  be  quite  high.   The  treatment  for  a  pleomorphic  ad-­‐ enoma  consists  of  removal  of  the  tu-­‐ mor  and  surrounding  salivary  gland   tissue,  leading  to  a  decreased  salivary   flow.     Carcinoma  ex  pleomorphic   adenoma  is  a  rare  and  aggressive  ma-­‐ lignant  tumor  that  can  arise  from  a   pleomorphic  adenoma.  It  represents   only  about  12%  of  malignant  salivary   gland  tumors  [1].  Normally,  the  risk  of   malignancy  is  very  low  unless  the  ini-­‐ tial  neoplasm  is  untreated  for  a  pro-­‐ longed  period  of  time  or  recurrence   of  the  primary  tumor  occurs.  The   mass  is  usually  painless  but  can  cause   facial  nerve  paralysis.  Treatment  in-­‐ cludes  complete  excision  of  the  tu-­‐ mor,  most  likely  followed  by  radia-­‐ tion.  During  the  time  of  radiation,  it  is   extremely  important  for  the  patient   to  visit  a  dentist.  The  five-­‐year  surviv-­‐ al  rate  of  carcinoma  ex  pleomorphic   adenoma  is  only  about  30%.  The  pur-­‐ pose  of  this  report  is  to  to  provide   evidence  for  an  autosomal  dominant   mode  of  inheritance  of  pleomorphic   adenomas.   Subjects   A  46-­‐year-­‐old  female  patient   was  diagnosed  with  a  pleomorphic   adenoma  of  the  parotid  gland  by  an   ENT  after  her  dentist  palpated  a  lump   in  the  area  during  a  routine  head  and   neck  exam.  The  tumor  was  excised,   defined  as  benign,  and  after  follow  up   appointments  for  5  years,  no  further   treatment  was  necessary.  The  likeli-­‐ hood  of  recurrence  in  her  case  is  un-­‐ der  5%  [2]..  This  patient’s  father  was   diagnosed  with  carcinoma  ex  pleo-­‐ morphic  adenoma  at  the  age  of  57,   and  deceased  4  years  later  after  met-­‐ astatic  spread  to  his  lungs.  This  pa-­‐ tient  also  had  the  tumor  excised  and   received  radiation.  Upon  diagnosis  of   E!ology  and  familial  inheritance  of  pleomorphic  adenomas   Vol  5,  No  1  (2017)        DOI  10.5195/d3000.2017.70    http://dentistry3000.pitt.edu   his  malignant  tumor,  he  admitted  to   feeling  a  lump  in  the  same  location   for  at  least  15  years.  Figure  1  suggests   a  family  segregation  compatible  with     autosomal  dominant  mode  of  inher-­‐ itance.   Discussion   The  exact  cause  of  pleo-­‐ morphic  adenomas  is  unknown,  alt-­‐ hough  70%  of  cases  show  some  form   of  chromosomal  abnormality.  There   are  both  genetic  and  environmental   risk  factors.  One  well  known  envi-­‐ ronmental  risk  factor  is  exposure  to   therapeutic  radiation.  According  to   research,  patients  treated  with  radia-­‐ tion  for  childhood  malignancies  had   an  increased  risk  of  developing  a  sali-­‐ vary  gland  neoplasm.  Survivors  of  the   atomic  bomb  drop  have  also  shown   an  increased  risk.  However,  many  of   these  developing  tumors  were  malig-­‐ nant  mucoepidermoid  carcinomas   instead  of  pleomorphic  adenomas  [2].   Also,  according  to  research  studies,   smoking  surprisingly  does  not  seem   to  have  a  strong  association  with  the   development  of  pleomorphic  adeno-­‐ mas,  although  it  plays  a  significant   role  in  the  develop-­‐ ment  of  Warthin’s  tu-­‐ mor,  a  different  type  of   benign  salivary  gland   tumor  that  also  com-­‐ monly  affects  the  pa-­‐ rotid  gland  [3].  The  on-­‐ set  and  progression  of   pleomorphic  adenomas   has  also  potentially   thought  to  be  linked  to   the  use  of  mobile   phones,  although  more   research  needs  to  be   done.  One  last  envi-­‐ ronmental  risk  factor  to   the  formation  of  ple-­‐ omorphic  adenomas   has  viral  origin.  Alt-­‐ hough  EBV  and  cyto-­‐ megalovirus  do  not   seem  to  be  correlated,  infection  with   the  Simian  virus,  a  highly  oncogenic   tumor  virus,  seems  to  play  a  role  in   the  development  of  pleomorphic  ad-­‐ enomas  [4].     The  simian  virus  (SV40)  was   originally  in  monkeys,  but  accidental-­‐ ly  transferred  to  many  humans  who   received  an  anti-­‐polio  vaccine.  How-­‐ ever,  based  on  research,  it  seems  that   even  individuals  who  did  not  receive   the  polio  vaccine  have  been  infected   with  SV40[4].  The  virus  has  recently   been  found  to  be  involved  with  dif-­‐ ferent  types  of  human  tumors,  includ-­‐ ing  brain  and  bone  tumors,  mesothe-­‐ liomas,  thyroid  carcinomas,  and  pitui-­‐ tary  adenomas.  Through  the  use  of   PCR,  it  was  discovered  that  the  SV40   Tag  sequence  was  often  found  in  ple-­‐ omorphic  adenomas  but  not  in  nor-­‐ mal  salivary  gland  tissue  [4].  These   results  indicate  that  the  Simian  virus   likely  plays  a  role  in  the  onset  or  pro-­‐ gression  of  pleomorphic  adenomas.       Three  genes  have  been  corre-­‐ lated  with  the  development  of  pleo-­‐ morphic  adenomas.  The  first  is  pleo-­‐ morphic  adenoma  gene1  (PLAG1),   which  is  found  on  chromosome  8  and   present  in  about  39%  of  diagnosed   patients  [5].  The  second  gene  is  the   high  mobility  group  AT-­‐hook  2  gene   (HMGA2),  located  on  chromosome  12   and  found  in  8%  of  patients.  The   above  two  mutations  are  both  trans-­‐ locations.  Lastly,  the  mucin  1  gene   (MUC1)  has  been  correlated  to  the   recurrence  and  malignant  transfor-­‐ mation  of  pleomorphic  adenomas.     PLAG1  and  HMGA2  mutations   are  both  proto-­‐oncogenes,  also   known  as  gain  of  function  mutations.   Proto-­‐oncogenes  are  normal  genes  in   the  body  that  are  converted  to  onco-­‐ genes  by  three  different  mechanisms.   The  first  mechanism  is  a  point  muta-­‐ tion  that  results  in  a  continuously  ac-­‐ tivated  protein.  The  second  mecha-­‐ nism  is  localized  duplication  of  a  DNA   segment,  leading  to  gene  amplifica-­‐ tion  and  overexpression  of  that  pro-­‐ tein.  The  third  mechanism  is  chromo-­‐ somal  translocation  that  causes  a  dif-­‐ ferent  promoter  to  promote  inappro-­‐ priate  expression  of  a  protein  that  is   normally  under  gene  control  [6].   HMGA2  and  most  commonly  PLAG1   are  both  transformed  into  oncogenes   by  translocation.  However,  trisomy  8   is  a  possible  mechanism  for  the  over-­‐ expression  of  PLAG1.     PLAG1,  found  on  chromo-­‐ some  8,  has  been  consistently  rear-­‐ ranged  and  over-­‐expressed  in  indi-­‐ viduals  with  pleomorphic  adenomas.   The  most  common  PLAG1  transloca-­‐ tion  is  found  at  8q12,  leading  PLAG1   to  be  ubiquitously  expressed.  The  two   most  common  translocation  genes   are  CTNNB1  found  on  chromosome  3   and  LIFR  found  on  chromosome  5  [5].   Also,  mosaic  trisomy  8  is  the  most   common  chromosomal  deviation  as-­‐ sociated  with  salivary  gland  tumors   [7].  Based  on  recent  research  it  has   been  noted  that  PLAG1  acts  as  a  pro-­‐ Figure  1:  Family  pedigree.  Patient  1  is  in  generation  1  and  had  carci-­‐ noma  ex  pleomorphic  adenoma  after  approx.  15  years  without  removal   of  primary  tumor.  Patient  2  is  in  generation  2  and  had  a  pleomorphic   adenoma.  Offspring  in  generation  3  are  still  in  their  20’s  and  younger   than  the  average  age  range  for  diagnosis.   E!ology  and  familial  inheritance  of  pleomorphic  adenomas   Vol  5,  No  1  (2017)        DOI  10.5195/d3000.2017.70    http://dentistry3000.pitt.edu   to-­‐oncogene,  and  the  overexpression   of  this  gene  is  crucial  to  the  develop-­‐ ment  of  pleomorphic  adenomas.  It   has  also  been  noted  that  the  role  of   PLAG1  is  confined  to  pleomorphic   adenomas  and  carcinoma  ex  pleo-­‐ morphic  adenoma  and  does  not  play   a  role  in  other  types  of  salivary  gland   neoplasms.  PLAG1  encodes  a  zinc  fin-­‐ ger  protein  and  activates  DNA  tran-­‐ scription  by  binding  to  DNA  in  a  se-­‐ quence-­‐specific  manner.  One  poten-­‐ tial  binding  site  of  PLAG1  was  found   on  the  promoter  region  of  human   insulin-­‐like  growth  factor  II  (IGF-­‐II),   leading  to  its  overexpression  [7].  The   activation  of  IGFII  causes  growth   promoting  activity,  which  could  lead   to  the  formation  of  a  tumor.       Mutations  in  HMGA2  seem  to   be  more  common  in  carcinoma  ex   pleomorphic  adenoma,  and  are  only   found  in  around  8%  of  benign  pleo-­‐ morphic  adenomas.  HMGA2,  a  small   non-­‐histone  associated  protein  locat-­‐ ed  on  chromosome  12,  can  modify   transcription  by  altering  the  chroma-­‐ tin  structure.  This  gene  also  mutates   through  translocation,  leading  to  the   expression  of  HMGA2,  loss  of  regula-­‐ tion,  and  promotion  of  cell  growth   [8].  The  amplification  of  this  gene  has   been  suggested  to  play  a  role  in  the   malignant  transformation  of  pleo-­‐ morphic  adenomas.  Since  both  PLAG1   and  HMGA2  mutations  are  consistent   with  pleomorphic  adenoma,  the  de-­‐ tection  of  these  mutations  can  aid  in   the  diagnosis.       Although  the  recurrence  rate   of  pleomorphic  adenomas  is  low  in   many  cases  where  surgical  excision  is   properly  performed,  if  recurrence   does  occur,  the  chance  of  re-­‐ recurrence  is  high.  These  tumors  are   often  multi-­‐nodular  and  poorly  en-­‐ capsulated.  Mucin-­‐1  gene  is  one  of   the  glycoproteins  that  makes  up  mu-­‐ cus.  There  is  no  expression  of  MUC1   in  normal  salivary  glands.  However,  in   a  study  by  Hamada  et  al,  the   MUC1/DF3  mutation  was  found  in  4   of  9  patients  with  recurrent  pleo-­‐ morphic  adenomas,  but  only  in  3  of   40  patients  with  non-­‐recurrent  pleo-­‐ morphic  adenomas  [9].  According  to   literature,  the  expression  of   MUC1/DF3  could  be  used  as  a  marker   to  detect  the  possible  recurrence  and   malignant  transformation  of  pleo-­‐ morphic  adenomas.     The  evidence  shows  that  ple-­‐ omorphic  adenomas  do  tend  to  have   a  familial  component  and  the  two   modes  of  inheritance  for  pleomorphic   adenomas  are  autosomal  dominant   inheritance  and  a  somatic  mutation   [7].  If  pleomorphic  adenomas  are   passed  in  an  autosomal  fashion,  a   patient’s  offspring  would  have  a  50%   chance  of  passing  the  disease  down   to  offspring.  Based  on  the  presented   case,  the  first  male  patient  likely  had   a  mutation  and  passed  the  mutated   gene  to  his  daughter  in  an  autosomal   dominant  type  fashion.  However,  fur-­‐ ther  research  needs  to  be  done  to   potentially  link  familial  inheritance  to   the  PLAG1  mutation,  the  mutated   gene  most  commonly  found  in  pleo-­‐ morphic  adenomas.     Pleomorphic  adenomas  can   cause  an  increase  in  dental  caries.   The  parotid  gland  is  entirely  serous   and  drains  into  the  oral  cavity   through  Stenson’s  duct.  It  produces   approximately  20%  of  the  salivary   content  in  the  oral  cavity.  The  sub-­‐ mandibular  gland,  produces  around   65%  of  saliva  and  enters  the  oral  cavi-­‐ ty  through  Wharton’s  duct.  Although   pleomorphic  adenomas  most  typically   arise  in  the  parotid  gland,  it  can  arise   in  either  of  the  major  salivary  glands.   Complete  removal  of  these  tumors   causes  a  decrease  in  the  production   of  one  of  the  major  salivary  glands.   This  will  almost  certainly  lead  to  a   decrease  in  the  production  of  saliva.   Saliva  plays  an  essential  role  in  the   prevention  of  caries,  and  a  decreased   salivary  flow  in  the  oral  cavity  makes   an  individual  more  prone  to  the  de-­‐ velopment  of  caries.  If  a  pleomorphic   adenoma  does  develop  into  carcino-­‐ ma  ex  pleomorphic  adenoma  and   radiation  therapy  is  required  after   surgical  removal,  the  likelihood  of   caries  increases  exponentially.  Radia-­‐ tion  therapy  causes  an  individual  to   lose  almost  all  salivary  flow,  and  fre-­‐ quent  dental  visits  are  required  dur-­‐ ing  this  time.       Genetic  testing  for  pleo-­‐ morphic  adenomas  could  cause  po-­‐ tentially  lead  to  ethical  implications   related  to  insurance  companies.  Also,   there  may  be  a  fine  line  between   normal  and  abnormal  palpation  dur-­‐ ing  a  head  and  neck  exam.  It  is  very   important  that  a  dentist  refers  a  pa-­‐ tient  to  a  specialist  if  they  feel  any-­‐ thing  abnormal,  and  missing  a  mass  in   a  major  or  minor  salivary  gland  could   be  an  ethical  implication.  Overall,   pleomorphic  adenomas  are  very   treatable  when  caught  early  and  do   not  recur.  There  does  seem  to  be  a   genetic  link  between  pleomorphic   adenomas  and  a  few  genes,  like  the   PLAG1  gene.  More  research  needs  to   be 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