"Emotion must not be discarded by logicians as inherently fallacious; however, it must also be used cautiously by rhetoricians in order to secure influence over an audience without infringing upon the veracity of one's assertions." I N T R O D U C I N G E M O T I O N : The Use of Emotion and Character in Presidential Speeches T I M H E N D E R S O N T H I S P A P E R E X P L O R E S T H E RE L A T I O N S H I P B E T W E E N T R U T H A N D E M O T I O N I N R H E T O - R I C W I T H S P E C I A L F O C U S O N T H E O P E N I N G M O M E N T S O F T H R E E S P E E C H E S B Y A M E R I C A N P R E S I D E N T S , T H E F I R S T C R U C I A L M O M E N T S O F A S P E E C H A R E P R I M E O P - P O R T U N I T I E S T O A P P E A L T O T H E E M O T I O N S O F T H E A U D I E N C E , A P R A C T I C E W H I C H I S A R G U A B L Y O F D U B I O U S V E R A C I T Y . T O C O U N T E R T H I S S U P P O S E D F A L L A C Y , T H I S P A P E R E X P L O R E S T H R E E S P E E C H E S W H E R E E M O T I O N I S U S E D T R U T H F U L L Y A N D E F F E C T I V E L Y . G I V E N T H E S E R E S U L T S , T H E U S E O F E M O T I O N I N P R E S I D E N T I A L R H E T O R I C I S S E E N T O B E N O T O N L Y P E R M I S S I B L E , B U T N E C E S S A R Y T O I N F L U E N C I N G O N E ' S A U D I E N C E . I N T R O D U C T I O N During the crucial opening moments of speeches to the American people, American Presidents often use emotion i n an attempt to influence their audience's views. Without a convincing and intriguing introduction, rhetoricians are likely to fail in their later attempts to persuade their audi- ence. But the appeal to emotion is often considered a logi- cal fallacy because of the supposed inconsistency of emo- tion in judgments of truth. I n order to judge the relationship of these emotional introductions to truth, three introductions to presidential speeches are defined ac- cording to three emotion-based argumentative tactics iden- tified by Douglas Walton in The Place of Emotion in Argument. The tactics are the argumentum ad populum, ar- gumentum ad baculum, and argumentum ad hominem. Speeches by Presidents Lyndon B. Johnson, John F. Kennedy, and George W. Bush serve as examples of these arguments in political rhetoric. Each speech enhances its appeal to emotion through the use of allusion to character, a tactic treated by Alan Brinton in his article, "Character i n ithotic Argument." Brinton's three examples relate to Seneca's works, but they also shed light on these cases, i f i n slightly different forms. A n examination of these three in- troductions demonstrates that the opening moments of the presidents' speeches are based on logical, yet emotionally- charged, arguments. Although usually suspect in the field of rhetoric, both Walton and Brinton support the claim that emotion can be used effectively and truthfully in political discourse. The speeches below offer views of the president playing the roles of unifier, commander-in-chief, and politician. Although the admiration and trust held by the American people for their president has without doubt declined i n the past decades, there is still an expectation that political lead- ers wi l l speak truthfully to their audiences. This paper con- siders only the beginning of each of these speeches to con- sider the way in which an appeal to emotion at the begin- ning of a speech is meant to immediately impact the audience and prime them for greater persuasion. This paper wi l l focus especially on the importance of the intro- duction in American political rhetoric and the unique rela- tionship between the president and his fellow citizens. Walton describes the argumentum ad populum as an "ap- peal to popular sentiment or opinion" in argumentation. 1 This appeal presupposes that the audience of the speech has some widely held beliefs which the speaker can safely assume hold universal appeal. But Walton identifies a number of reasons why many logicians immediately dis- credit the argumentum ad populum as fallacious. Most sig- nificantly, they maintain that the appeal to emotion auto- matically makes the argument invalid and assumes a universal audience where one does not exist. 1 1 Walton states that neither of these reasons is sufficient to discount the truth of some arguments based on popular appeals. Most basic to Walton's argument against the discrediting of the ad populum is the mistaken presumption that "appeals to popular emotions are in a separate category from logical reasoning." 1" Rather, as wi l l be seen i n the beginning of Lyndon Johnson's speech "We Shall Overcome," the appeal to popular sentiment can draw truthful conclusions. L Y N D O N B. J O H N S O N Speaking during the tumultuous Civil Rights Era, President Lyndon Johnson appeals to the universal themes of "the dignity of man" and the "destiny of democracy" in his argument for greater equality for African Americans. Although these themes are expressed i n phrases with posi- tive connotations, President Johnson's opening remarks .. the opening moments of the presidents' speeches are based on logical, yet emotionally-charged y arguments." E L E M E N T S S P R I N G 06 are meant to suggest a lack of equality. That is, by suggest- ing "dignity" and "democracy" he is really referring to the injustice and inequality in America, triggering in his audi- ence an emotional response of shame and regret. While it could be argued that the appeal to emotion i n this argu- ment makes it immediately erroneous, the issues of race and discrimination are more adequately discussed by a "mutual interaction of thinking and feeling in ethical deci- sion making. " 1 V Indeed it would be nearly impossi- ble to discuss the racial in- equalities i n America at this time without infusing some elements of emotion into one's argument. Topics such as human dig- nity do not lend them- selves to discussions based solely on facts and data. As President Johnson im- plores his people to look to Selma, Alabama as an ex- ample of the undeniable prejudice i n America, the truth of his argument is not threatened by its use of emotions. The topic of Johnson's speech sug- gests, however, that the larger audience is not a universally coherent group. The divisions within America at this time need to be discussed i n relation to the second criticism of ad populum arguments, that they make a uni- fied audience out of a limited group. President Johnson states that i n order for racial inequality to be erased in America, "members of both parties, Americans of all religions, and of all colors, from every sec- tion of this country, [must support] that cause." The American populace is a large and varied group, with differ- ent viewpoints and values, which could call into question the use of the ad populum, challenging the existence of a unified opinion to which to appeal. But Walton states that it is more important that "the audience to whom the argu- ment is directed accepts these premises enthusiastically" than that the premises are universally valid. v It is certainly easier to speak to people who already agree with the speaker's position. In this case, however, it can be as- sumed that at least the ma- jority of the population agreed in principle with the goals of achieving "dignity" and "democracy." This practical approach offers the speaker more flexibility in his approach while still being able to maintain a level of relative truth. Although this is not a per- fect and undeniable truth, relative truth can be accept- able in complicated cases. The people who President Johnson most needs to con- vince are those who hold racial prejudices. These same people would contest the notions of dignity and democracy being inclusive of African Americans and thus call into doubt the ve- racity of the argument. Walton again offers important in- sight in stating that one must be a "rational respondent" i n the audience to qualify as an important judge of an argu- ment. v l The argument could be made here that those who believe that African Americans are not worthy of equal treatment are themselves not rational. This may be using I N T R O D U C I N G E M O T I O N ! T H E USE OF E M O T I O N A N D CHA RA CTER I N P R E S I D E N T I A L SPEECHES historical hindsight, but it must be considered that in this case the possibility of having a universal audience in America is not plausible. While it is important for the pres- ident to convince those who do not agree with h im, it is more practical to try and convince those who do not hold radical views. Indeed the message of the speech is to rally support behind the president's racially unifying policies i n the hope that an American consensus may be forged. So while the president's ad populum argument is based on some important presumptions, these assumptions are both reasonable and necessary to the continuation of the discussion. Having established the necessity of emotion in President Johnson's introduction, it is possible to examine how the president expands upon his original appeal to emotion through the first of Brinton's appeal to character. Following his universal appeal to extinguish the flames of inequality i n America, President Johnson refers to the "unending search for freedom" which has roots i n places like Lexington, Concord, and Appomattox. Much like the events in Selma, Alabama which spurred the president's re- marks, the Battle of Appomattox is one symbol of the strug- gle to secure the freedom of African Americans. Many years after the end of the Civil War, African Americans dur- ing the 1960s were still unequal citizens. One of the three appeals to authority comes in the form of what Brinton calls "the exemplar. " v u Described as a "reference to actual his- torical examples," the audience is encouraged to remember the importance of this event, and the people who died to es- tablish a precedent of racial equality. v l l i President Johnson's earlier exhortation to realize the "destiny of democracy" is supported by the sacrifice and principles that led the soldiers of the North to fight against the injustice of slavery in the South. By using this exemplar, President Johnson's abstract appeal to emotion is given a more tangi- ble representation by referencing America's history. As Brinton suggests, the exemplar suggests the virtuous ac- tions which should be emulated by the audience. iX In this sense, the exemplar provides factual evidence to support what was previously an almost entirely emotional appeal. Although most in the audience had no personal involve- ment in the Civil War, they all knew what occurred and what was at stake. By drawing the connection between the 1860s and the 1960s the president hopes that the shame of America's continuing inequalities wi l l be intensified. Rhetorically speaking, the argument is based less on strict emotional appeal, being supported by this reference to the past. J O H N F. K E N N E D Y The argumentum ad baculum is defined by Walton as an "appeal to threat of force or to fear ... in a critical discus- sion.'^ Walton spends considerable time discussing this definition and whether or not an ad baculum argument must include a threat or i f fear alone can define the ad bac- ulum.™ Walton also states that the "context of the dialogue" determines whether the ad baculum wi l l be deemed valid or fallacious. x n For the purposes of this discussion, the situa- tional definition proves more enlightening to the discus- sion of the truthfulness of his claims. It would be inappro- priate for a direct threat to be made in a speech. It would be more appropriate to carefully use threat or fear i n an argu- ment in what Walton describes as a "negotiation dia- logue." X U 1 I n the case of a negotiation, there is a greater ex- pectation on the part of both parties that threats may be used should resolution of a conflict reach an impasse. The following speech by President John F. Kennedy is an inter- esting variation on the typical negotiation dialogue between a speaker and an opponent. Rather than a threat of force against his or her opponent, the third party of Communist Russia serves as the threat to both speaker and audience. Nevertheless, this is an ad baculum argument because of the fear the president's argument is meant to arouse in his audience. A n examination of President Kennedy's "The Berlin Crisis" wi l l then serve as an example of the use of the emotions aroused by fear in an argument. Domestically and internationally, the perceived threat of communism had created a climate of fear in post-World War I I America. Fears were realized when, in 19 61, Soviet Russia contested America's claim to parts of the city of E L E M E N T S S P R I N G 06 Berlin, which had been divided at the end of World War I I . In this time of crisis President Kennedy spoke to the American people about the threat facing them and the need to meet this crisis with fortitude. To begin his speech, President Kennedy referenced the "grim warnings about the future of the world" offered by Russian Premier Khrushchev weeks earlier. Although the American people would not be directly harmed by this action, there is an implied threat that i f the Soviets forced the Americans out of Berlin, they could emerge anywhere. In this case the threat could do harm to both members of the dia- logue; both parties in this speech could be harmed by the same source. It is ap- parent that the emotions aroused in both parties as a result of this speech are fear and uncertainty. But does this use of emotion constitute a logical fallacy? This question may be bet- ter answered by examining the larger purpose of the speech. Later in his speech, President Kennedy asks Congress for more money and support for the Armed Forces to help the people of Berlin. But the president also states that the American peo- ple must be aware of "new threats in Berlin or elsewhere" because "[Americans] cannot afford not to meet this chal- lenge." President Kennedy's aims in this speech are more wide-reaching than simply freeing the oppressed people of Berlin. As a means for asking for more money and sup- plies to fight this threat, the president evidences his appeal to fear with an event occurring at the moment. Although the president hopes to use this incident as a means for building up the military, there was at least some semblance of a threat to American interests to warrant this reaction. So while historians have and wi l l argue about the actual threat of communism, in this case it can be said that the ar- gument ad baculum was based upon evidence. The appeal to fear i n this case was a truthful representation of the situation facing the United States at the time. His argument appeals to the emotions of the American people, and President Kennedy uses techniques to rhetorically exploit these emotions. President Kennedy com- pletes his ad baculum argu- ment by becoming the savior of the American people, the suppressor of their fears. By speaking "frankly" and "openly" about the situation, the sit- uation does not seem so grave. To conclude his introduction, President Kennedy uses an allusion to the past to shore up his ad baculum argument and appeal to fear. Exploiting the division between security and anxiety, the president ref- erences the victory of the Allied powers over Nazi Germany which led to the partitioning of Berlin. Here we find an- other example of an appeal to character and authority as de- fined by Brinton. This reference to Nazi Germany may be defined as a mix of an "exemplar" and a "spectator."x l v The spectator is defined by Brinton as an example which forces the members of the audience to ask themselves: what I N T R O D U C I N G E M O T I O N : T H E USE OF E M O T I O N A N D CHA RA CTER I N P R E S I D E N T I A L SPEECHES would this person do in this situation or what would I do i f this person were watching? In this context the exemplar re- minds the audience of the courage and sacrifice required to win that war and the spectator asks them what those who sacrificed for that war would do i n this situation. Many in the audience had fresh memories of either fighting in the war or living during war time and would have easily drawn the parallels between this new dilemma and W W I I . This is another reversal in language in President Kennedy's intro- duction. After the strength conveyed in the second para- graph, the president again resumes his somber-toned allu- sion to a time of victory achieved through great hardship. By constantly shifting the emotions he is appealing to, President Kennedy further exploits the alarm created in the first lines of his speech and garners more leverage to con- vince his audience of his proposals later i n the speech. This allusion to W W I I is the final piece of the ad baculum be- cause it references a threat that had already been faced and defeated. But this allusion also implies that without simi- lar sacrifices the new enemy, unlike the old one, may be vic- torious. It is apparent that the ad baculum argument must be care- fully used. Clearly the United States was facing a threat and the president wished to inform his people. But the repeated appeal to fear is cause for reasonable suspicion of the truth- fulness of his argument. As Walton suggests, the ad bacu- lum argument may be used as "scaremongering." x v It is difficult to believe that many Americans at the time viewed the President's remarks as such given the larger situation. Instead, it should be remarked that the president met this situation with appropriate concern and persuasive rhetori- cal techniques. The leaders of the Soviet Union were listen- ing to the president's speech and were themselves targets of the president's attack. In this sense, the speech could function on two levels according to Walton's division of the ad baculum.XY1 On the level already discussed, the presi- dent's use of fear was indirectly targeted towards the American populace in order to stir an awareness of the sit- uation and support Kennedy's cause, what Walton de- scribes as a "non-threat. , , X V 1 1 On the other hand, i f viewed as being directed towards the Soviet Union, this speech could be viewed as an indirect threat, because it is not specifically addressed to the Soviet U n i o n . x v i i i While the president knew the Soviet leaders would be listening, it was the support of his constituency, the American nation, that was most important to h im. They serve as the primary au- dience of his ad baculum argument. GEORGE W . B U S H In the final emotion-based argument, the argumentum ad hominem, President George W. Bush contends that his op- ponent i n the 2 0 0 4 Presidential Election, Senator John Kerry, has dubious credibility for the position of president because of his inability to establish consistent policy posi- tions. According to the subdivision of the ad hominem ar- guments by Walton, this argument by President Bush should be classified as a circumstantial ad hominem or the "questioning of an arguer's position by citing a presump- tive inconsistency within that posit ion." x , x In fact, President Bush's attack is a textbook case of this type of argument, one that many raised against Senator Kerry during the elec- tion. At the beginning of his opening statement, President Bush (referring to Kerry) states he "can see why people think he changes positions a lot, because he does." The president uses as evidence in his introduction Senator Kerry's record with regard to the War in Iraq: he supported the war before it occurred, but condemned it when popular sentiment changed and his opponent Howard Dean spoke out against it. President Bush is implying, and later explic- itly states, that because of such uncertainty, Senator Kerry's ability to lead the country in a time of war is dubious. President Bush does not concentrate on his own policies di- rectly, but does this indirectly by pointing to the matters which Senator Kerry has changed positions on and he has continued to support. The strength of this argument relies on the audience's belief that what the president has done has been beneficial, but most important is that Bush de- fends the consistency of his own actions. In his introduc- tion, President Bush sets himself up against Senator Kerry as a man of deep-seated beliefs, worthy of a second term as president. Undecided voters are left wondering about the ELEM ENTS S P R I N G 06 character of Senator Kerry in opposition to the president who has not wavered from his position despite controversy. By placing this attack at the beginning of the debate the president is able to point out this character flaw throughout the debate. The ad hominem in the introduction of the de- bate can serve as the theme of the debate, to which the pres- ident may continually return. Although the argument is backed up with examples by President Bush, it is prima- rily an appeal to the ab- stract, emotional character- istics Senator Kerry exemplifies. President Bush's reference to Senator Kerry's record to call into doubt his character is another use of one of Brinton's appeals to author- ity. In this case, the presi- dent is appealing to a very straightforward "citation" of his opponent's voting record. x x The citation is de- scribed by Brinton "as a form of ithotic argument [which] involves the direct or indirect quotation of a source with the intention that identification of the opinion or attitude ex- pressed with the source wi l l influence hearers or read- ers toward acceptance."3041 It is clear from the discussion above that President Bush's quotation is an indirect one which references changes in Senator Kerry's beliefs on a number of issues. This exam- ple relies on the premise that the American populace is sus- picious of politicians who do not keep their word and are unsure of what they support. Through this example, the president hopes to show that the senator is unfit to be pres- ident. In making this argument the president insists that he represents the opposite of the values which he claims Senator Kerry has exhibited in his "wishy-washy" voting record. As a means of rhetorical strategy, this argument both condemns one's opponent and extols the virtue of the speaker. This is a dual nature which has not been seen i n any of the previous arguments and is an important device for speakers to use. Although the ad hominem has a reputation for being fallacious, and nothing more than an attack on one's character, i t should be considered relevant and im- portant criticism in a critical discussion. According to Walton, this importance is primarily derived from the personalization which oc- curs when an ad hominem is used because it concentrates its attack on the character of one's opponent.™ 1 But rather than considering this personalization as a nega- tive aspect of discussion, Walton goes so far as to say that this is "the most impor- tant single benefit of a successful critical discus- s ion. " x x l i i While it is clear that raising character issues is important to debate, it is also important to recognize that there is the possibility that such arguments can be used excessively and insultingly. In such cases, the ad hominem loses its effectiveness with the audience, which is also able to recognize the subtlety and importance of the argument when used well. The overuse or abuse of the ad hominem can be more injurious to the speaker than the intended target of criticism. When used I N T R O D U C I N G E M O T I O N : T H E USE OF E M O T I O N A N D CHA RA CTER I N P R E S I D E N T I A L SPEECHES in President Bush's opening remarks during the debate, however, the ad hominem immediately imprints a negative image of Senator Kerry's character upon the audience. Whether or not he directly addresses this again is not as im- portant as the fact that it remains i n the back of the audi- ence's mind throughout the rest of the debate. This is then an exceedingly effective method to use during a debate be- cause it figures greatly into the later discussions without having to be mentioned. C O N C L U S I O N From this discussion it is apparent that the opening lines of presidential speeches are often filled with rhetorical strate- gies that are primarily based on emotions. This discussion has focused on three introductions, three arguments based on emotion, and three appeals to character. In light of each of these sources the richness and complexity of introduc- tions to rhetoric is undeniable. Without a convincing and appealing introduction, a speaker's ability to influence an audience later in the speech is greatly inhibited. The im- portance of emotion, as discussed through Walton's pres- entation of the emotion-based arguments, has shown that, practically speaking, emotions are sometimes the most ac- curate judges of truth available. Similarly, Brinton's article offers three appeals to character which have been shown to enhance arguments based on emotion. The argumentum ad populum, argumentum ad baculum, and argumentum ad hominem must be used with appropriate decorum to the sit- uation to be persuasive. Should these arguments extend beyond the boundaries of decency in a civilized forum, such as the president's podium, the audience may be un- convinced and the fallacious argument wi l l harm the speaker instead of his opponent. Emotion must not be dis- carded by logicians as inherently fallacious; however, it must also be used cautiously by rhetoricians in order to se- cure influence over an audience without infringing upon the veracity of one's assertions. E N D N O T E S i . Walton, (65) i i . Walton, (66) i i i . Walton, (67) iv. Walton, (67) v. Walton, (70) v i . Walton, (69) v i i . Brinton, (252) v i i i . Brinton, (252) ix. Brinton, (253) x. Walton, (145) xi . Walton, (152) x i i . Walton, (144) x i i i . Walton, (144) xiv. Brinton, (252-254) xv. Walton, (174) xvi. Walton, (180) xvii . Walton, (180) xvii i . Walton, (181) xix. Walton, (202) xx. Brinton, (251) xxi. Brinton, (251) xxii . Walton, (192) xxii i . Walton, (192) REFERENCES Brinton, Alan. 1986. "Character i n ithotic Argument." History of Philosophy Quarterly, 3, pp. 245-258. Bush, George W. 2004. "Second Presidential Debate of 2004 Election." Retrieved f rom http: //www.cbsnews.com/stories/2004/10/08/ politics/main648302 .shtml. Johnson, Lyndon. 1965. "We Shall Overcome." Speech. Retrieved f rom http://www.tamu.edu/ comm / pres / speeches/lbjovercome.html. Kennedy, John F. 1961. "The Berlin Crisis." Speech. Retrieved f rom http://www.tamu.edu/ comm/pres/speeches/ j fkberl in.html. Walton, Douglas. 1992. The Place of Emotion i n Argument. University Park: Pennsylvania State University Press. E L E M E N T S S P R I N G 06 http://www.cbsnews.com/stories/2004/10/08/ http://www.tamu.edu/ http://www.tamu.edu/