EUROPEAN JOURNAL OF PURE AND APPLIED MATHEMATICS Vol. 17, No. 4, 2024, 2467-2480 ISSN 1307-5543 – ejpam.com Published by New York Business Global A Subclass of Bi-univalent Functions Defined by a Symmetric q-Derivative Operator and Gegenbauer Polynomials Mohamed Illafe1,∗, Maisarah Haji Mohd2, Feras Yousef3,4, Shamani Supramaniam2 1 School of Engineering, Math, & Technology, Navajo Technical University, Crownpoint, NM 87313, USA 2 School of Mathematical Sciences, Universiti Sains Malaysia, Penang 11800, Malaysia 3 Department of Mathematics, The University of Jordan, Amman 11942, Jordan 4 Jadara University Research Center, Jadara University, Irbid 21110, Jordan Abstract. This paper introduces a novel subclass of bi-univalent analytic functions by utilizing a symmetric q-derivative operator in conjunction with Gegenbauer polynomials. Within this newly defined subclass, we derive bounds for the first two Maclaurin coefficients and address the Fekete- Szegő problem. By varying the parameters in our results between 0 and 1, we obtain a range of new insights and rediscover some previously established results. This approach not only broadens the scope of bi-univalent function theory but also deepens the understanding of coefficient bounds and extremal problems within this context. 2020 Mathematics Subject Classifications: 30C45 Key Words and Phrases: Bi-univalent analytic functions, Gegenbauer (or Ultraspherical) poly- nomials, Fekete-Szegö functional 1. Definitions and Preliminaries Let A denote the class of all analytic functions f defined in the open unit disk U = {z ∈ C : |z| < 1} and normalized by the conditions f(0) = 0 and f ′(0) = 1. Thus each f ∈ A has a Taylor-Maclaurin series expansion of the form: f(z) = z + ∞∑ n=2 an z n, (z ∈ U). (1) Let S denote the class of all functions f ∈ A which are univalent in U. In addition, Subordination, denoted as f ≺ g, between functions f and g in S occurs when there exists ∗Corresponding author. DOI: https://doi.org/10.29020/nybg.ejpam.v17i4.5408 Email addresses: millafe@navajotech.edu (M. Illafe), maisarah hjmohd@usm.my (M. Haji Mohd), fyousef@ju.edu.jo (F. Yousef), shamani@usm.my (S. Supramaniam) https://www.ejpam.com 2467 Copyright: © 2024 The Author(s). (CC BY-NC 4.0) M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2468 an analytic function w(z) such that w(0) = 0, |w(z)| < 1 for z ∈ U, and f(z) = g(w(z)). The inverse function of the function f ∈ S is given by: f−1(w) = w − a2w 2 + ( 2a22 − a3 ) w3 − ( 5a32 − 5a2a3 + a4 ) w4 + · · · . (2) A function f is said to be bi-univalent in U if both f(z) and f−1(z) are univalent in U. Let Σ denote the class of bi-univalent functions in U given by (1). Lewin [25], Brannan and Clunie [9], and Netanyahu [28] are known to be the first researchers who have studied the class Σ. Since then, the class Σ has attracted several researchers, see [2, 3, 13, 16, 20, 27, 30, 33, 34]. Orthogonal polynomials have been widely studied since their discovery by Legendre in 1784 [24]. They have been used as a mathematical approach to solve ordinary differen- tial equations associated with model problems under certain conditions. The advantages of orthogonal polynomials in modern mathematics and their application in physics and engineering cannot be ignored. Orthogonal polynomials play a key role in approximation theory, differential integral equations, and mathematical statistics. Additionally, these polynomials have been instrumental in various applications, such as scattering theory, sig- nal analysis [1, 5, 8, 10, 12, 14, 15, 17, 18, 31]. Let Cα n (x) be the Gegenbauer polynomial of degree n defined using the following re- currence relation Cα n (x) = 1 n [ 2x(n+ α− 1)Cα n−1(x)− (n+ 2α− 2)Cα n−1(x) ] , with Cα 0 (x) = 1, Cα 1 (x) = 2αx, Cα 2 (x) = 2α(1 + α)x2 − α. (3) The Gegenbauer polynomials generate Legendre polynomials and Chebyshev polyno- mials when taking α equaling 1/2 and 1, respectively. Amourah et al. [6] were the first to investigate the polynomials generated by Hα(x, z), defining them as follows: Hα(x, z) = 1 (1− 2xz + z2)α , (−1 ≤ x ≤ 1, and z ∈ U). Also, since Hα is an analytic function in U, it can be expressed as follows: Hα(x, z) = ∞∑ n=0 Cα n (x)z n. (4) The theory of q-calculus operators has many applications in science and engineering. Notably, several researchers have made significant contributions to the study of q-calculus, see [4, 7, 23, 26, 29]. M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2469 Definition 1. ([22]) Let f ∈ A, the Jackson’s q-derivative is defined by Dqf(z) = { f(z)−f(qz) (1−q)z for z ̸= 0, f ′(0) for z = 0 (5) where 0 < q < 1. From (5), we can write Dqf(z) = 1 + ∞∑ n=2 [n]qanz n−1 (6) where [n]q denotes the basic number and given by [n]q = 1− qn 1− q , n ∈ N = {1, 2, . . .}. Definition 2. For a function f given by (1), the symmetric q-derivative is defined as:( D̃qf ) (z) = { f(qz)−f(q−1z) (q−q−1)z z ̸= 0 f ′(0) z = 0 . (7) Equation (7) implies D̃qz n = [̃n]qz n−1, and D̃qf of a function f given by (1) is defined as ( D̃qf ) (z) = 1 + ∞∑ n=2 [̃n]qanz n−1 where the symbol [̃n]q is defined as [̃n]q = qn − q−n q − q−1 . Using equations (2) and (7), we obtain( D̃qg ) (w) = g(qw)− g ( q−1w ) (q − q−1)w = 1− [̃2]qa2w + [̃3]q ( 2a22 − a3 ) w2 − [̃4]q ( 5a32–5a2a3 + a4 ) w3 + · · · (8) In recent times, numerous researchers have been investigating the concept of bi-univalent functions linked to Gegenbour polynomials. Some notable studies in this area include ref- erences [19] and [21]. In the present work, we propose the following novel subclasses. 2. The class Bα Σ(t, γ, ν, ϵ) Definition 3. ([32]) For γ ≥ 1, ν, ϵ ≥ 0, 0 ≤ α ≤ 1, ζ = 2γ+ν 2γ+1 and t ∈ (1/2, 1], a function f ∈ Σ given by (1) is in Mα Σ(γ, ν, ϵ) if for all z, w ∈ D, it satisfies the following subordination: Re ( (1− γ) ( f(z) z )ν + γf ′(z) ( f(z) z )ν−1 + ζϵzf ′′(z) ) > α (9) M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2470 and Re ( (1− γ) ( g(w) w )ν + γg′(w) ( g(w) w )ν−1 + ζϵzg′′(w) ) > α (10) where f ∈ Σ defined by (1), and g = f−1 given by (2). Definition 4. Let α > 0, γ ≥ 1, ν ≥ 0, ϵ ≥ 0, ζ = 2γ+ν 2γ+1 , t ∈ (1/2, 1], and f ∈ Σ that is given by (4) is in B̃q Σ(t, γ, ν, ϵ) if for all z, w ∈ D, it satisfies the following subordination (1− γ) ( f(z) z )ν + γD̃q (f(z)) ( f(z) z )ν−1 + ζϵzD̃q ( D̃q (f(z)) ) ≺ Hα(t, z) (11) and (1− γ) ( g(w) w )ν + γD̃q (g(w)) ( g(w) w )ν−1 + ζϵzD̃q ( D̃q (g(w)) ) ≺ Hα(t, w), (12) where g = f−1(w) is given by (2). given by (4). Definition 5. The function f ∈ 1B̃q Σ(t, γ, ν) := B̃q Σ(t, γ, ν, 0) iff it satisfies the following subordination (1− γ) ( f(z) z )ν + γD̃q (f(z)) ( f(z) z )ν−1 ≺ Hα(t, z) and (1− γ) ( g(w) w )ν + γD̃q (g(w)) ( g(w) w )ν−1 ≺ Hα(t, w). Definition 6. The function f ∈ 2B̃q Σ(t, γ, ϵ) := B̃q Σ(t, γ, 1, ϵ) iff it satisfies the following subordination (1− γ) ( f(z) z ) + γD̃q (f(z)) + ζϵzD̃q ( D̃q (f(z)) ) ≺ Hα(t, z) and (1− γ) ( g(w) w ) + γD̃q (g(w)) + ζϵzD̃q ( D̃q (g(w)) ) ≺ Hα(t, w). Definition 7. The function f ∈ 3B̃q Σ(t, γ) := B̃q Σ(t, γ, 1, 0) iff it satisfies the following subordination: (1− γ) ( f(z) z ) + γD̃q (f(z)) ≺ Hα(t, z) and (1− γ) ( g(w) w ) + γD̃q (g(w)) ≺ Hα(t, w). M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2471 Definition 8. The function f ∈ 4B̃q Σ(t) := B̃q Σ(t, 1, 1, 0) iff it satisfies the following subor- dination: D̃q (f(z)) ≺ Hα(t, z) and ( D̃qg(w) ) ≺ Hα(t, w). Let P = {p : U → C | p(z) = 1 + ∞∑ n=1 pn z n, is analytic function, and Re(p) > 0}. The following lemma will be used when proofing our main results. Lemma 1. ([11]) If p ∈ P, then |pn| ≤ 2, n ∈ N. (13) Throughout the rest of the paper, we assume that 0 < q < 1, x ∈ ( 1 2 , 1 ] and α is a nonzero real constant. 3. Main Results Theorem 1. Let f ∈ B̃q Σ(t, γ, ν, ϵ). Then |a2| ≤ 2αx √ x√√√√√√√ ∣∣∣∣x2 [α(2[̃2]qγ (ν − 1) + 2[̃3]qγ + ν (ν − 2γ + 1) + 2[̃2]q [̃3]qζϵ ) − 2 (1 + α)Υ ] +(1 + 2x)Υ ∣∣∣∣ and |a3| ≤ 2 [ [̃3]qγ − [̃2]qζϵ ] x2α2 Υ − 4αx[ γ ( [̃3]q + ν − 1 ) + (1− γ) ν + [̃2]q [̃3]qζϵ ] , where Υ := ( ν − γ + [̃2]q(γ + ζϵ) )2 . Proof. Let f ∈ B̃q Σ(t, γ, ν, ϵ). By Definition 4, there exist u, v such that u(0) = v(0) = 0 and |u(z)| < 1, |v(w)| < 1 where z, w ∈ U, then (1− γ) ( f(z) z )ν + γD̃q (f(z)) ( f(z) z )ν−1 + ζϵzD̃q ( D̃q (f(z)) ) = Hα(x, u(z)) (14) M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2472 and (1− γ) ( g(w) w )ν + γD̃q (g(w)) ( g(w) w )ν−1 + ζϵzD̃q ( D̃q (g(w)) ) = Hα(x, v(w)) (15) Now, let p, q ∈ P given by p(z) = 1 + u(z) 1− u(z) = 1 + c1z + c2z 2 + · · · and q(w) = 1 + v(w) 1− v(w) = 1 + d1w + d2w 2 + · · · . Hence, we can write u(z) = p(z)− 1 p(z) + 1 = 1 2 c1z + 1 2 ( c2 − 1 2 c21 ) z2 + · · · (16) and v(w) = q(w)− 1 q(w) + 1 = 1 2 d1w + 1 2 ( d2 − 1 2 d21 ) w2 + · · · . (17) Now, using equations (14), (15), (16) and (17), we can write Hα(x, u(z)) = 1 + 1 2 Cα 1 (x)c1z + [ 1 4 Cα 2 (x)c 2 1 + 1 2 Cα 1 (x) ( c2 − 1 2 c21 )] z2 + · · · , (18) and Hα(x, v(w)) = 1 + 1 2 Cα 1 (x)d1w + [ 1 4 Cα 2 (x)d 2 1 + 1 2 Cα 1 (x) ( d2 − 1 2 d21 )] w2 + · · · . (19) Also, from equations (18) and (19), we get( ν − γ + [̃2]q(γ + ζϵ) ) a2 = 1 2 Cα 1 (x)c1, (20) (ν − 1) [ γ [̃2]q + γ (ν − 2) 2 + (1− γ) ν 2 ] a22+ [ γ ( [̃3]q + ν − 1 ) + (1− γ) ν + [̃2]q [̃3]qζϵ ] a3 = 1 2 Cα 1 (x) ( c2 − c21 2 ) + 1 4 Cα 2 (x) c21, (21) − ( ν − γ + [̃2]q(γ + ζϵ) ) a2 = 1 2 Cα 1 (x)d1, (22) and (ν − 1) [ [̃2]qγ + 2[̃3]qγ + (ν + 2) γ 2 + ν (ν + 3) (1− γ) 2 (ν − 1) + 2[̃2]q [̃3]qζϵ (ν − 1) ] a22 − [ γ ( [̃3]q + ν − 1 ) + (1− γ) ν + [̃2]q [̃3]qζϵ ] a3 = 1 2 Cα 1 (x) ( d2 − d21 2 ) + 1 4 Cα 2 (x) d21. (23) M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2473 Equations (20) and (22) implies c1 = −d1 (24) and 8 ( ν − γ + [̃2]q(γ + ζϵ) )2 a22 = (Cα 1 (x)) 2 (c21 + d21 ) . (25) Adding (21) and (23), we deduce[ 2[̃2]qγ (ν − 1) + 2[̃3]qγ + ν (ν − 2γ + 1) + 2[̃2]q [̃3]qζϵ ] a22 = 1 2 Cα 1 (x) (c2 + d2)+ 1 4 (Cα 2 (x)− Cα 1 (x)) ( c21 + d21 ) . (26) Plugging ( c21 + d21 ) obtained from (25) into (26) yield [ 2[̃2]qγ (ν − 1) + 2[̃3]qγ + ν (ν − 2γ + 1) + 2[̃2]q [̃3]qζϵ− 2Υ [Cα 2 (x)− Cα 1 (x)] [Cα 1 (x)] 2 ] a22 = 1 2 Cα 1 (x) (c2 + d2) , (27) where Υ := ( ν − γ + [̃2]q(γ + ζϵ) )2 . Furthermore, from (13), (19) and (27), it follows that |a2| ≤ 2αx √ x√√√√√√√ ∣∣∣∣x2 [α(2[̃2]qγ (ν − 1) + 2[̃3]qγ + ν (ν − 2γ + 1) + 2[̃2]q [̃3]qζϵ ) − 2 (1 + α)Υ ] +(1 + 2x)Υ ∣∣∣∣ Subtracting (21) from (23), we have 2 [ γ ( [̃3]q + ν − 1 ) + (1− γ) ν + [̃2]q [̃3]qζϵ ] (a3 − a22) = 1 2 Cα 1 (x) (c2 − d2)+ 1 4 (Cα 2 (x)− Cα 1 (x)) ( c21 − d21 ) . (28) Utilizing equations (3) and (25), we can write (28) as a3 = a22 + Cα 1 (x) 4 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ] (c2 − d2) . (29) Now, using equations (3) and (13), we can write M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2474 a3 = 2α2x3 (c2 + d2) x2 [ 4γ [̃2]q(ν − 1) + 4γ [̃3]q + 2ν(ν − 2γ + 1) + 4[̃2]q [̃3]qζϵ− 2(1 + α)Υ ] + (1 + 2x)Υ + αx (c2 − d2) 2 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ] . (30) This concludes the proof of Theorem 1. 4. The Fekete-Szegö Inequality |a3 − φa22| Theorem 2. If f ∈ B̃q Σ(t, γ, ν, ϵ), then ∣∣a3 − φa22 ∣∣ ≤  αx γ [̃3]q−(γ−ν)+[̃2]q [̃3]qζϵ if 0 ≤ |h(φ)| ≤ 1 2 [ γ [̃3]q−(γ−ν)+[̃2]q [̃3]qζϵ ] , 2αx |h(φ)| if |h(φ)| ≥ 1 2 [ γ [̃3]q−(γ−ν)+[̃2]q [̃3]qζϵ ] , where h(φ) = 2(1− φ)αx2 αx2 [ 4γ [̃2]q(ν − 1) + 4γ [̃3]q + 2ν(ν − 2γ + 1) + 4[̃2]q [̃3]qζϵ− 2(1 + (1/α))Υ ] + (1 + 2x)Υ , and Υ := ( ν − γ + [̃2]q(γ + ζϵ) )2 . Proof: Consider f in Bα Σ(x, τ, γ, ν, ϵ), then by (29) we obtain a3 − φa22 = a22 + Cα 1 (x) 4 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ] (c2 − d2)− φa22 = (1− φ)a22 + Cα 1 (x) 4 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ] (c2 − d2) . M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2475 Then, in view of (3), and the value of a2 in equation (27), we have a3 − φa22 = 2(1− φ)α2x3(c2 + d2) αx2 [ 4γ [̃2]q(ν − 1) + 4γ [̃3]q + 2ν(ν − 2γ + 1) + 4[̃2]q [̃3]qζϵ− 2(1 + (1/α))Υ ] +(1 + 2x)Υ + αx 2 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ] (c2 − d2) = αx ([ h(φ) + 1 2 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ]]c2 + [ h(φ)− 1 2 [ γ [̃3]q − (γ − ν) + [̃2]q [̃3]qζϵ ]]d2), where Υ := ( ν − γ + [̃2]q(γ + ζϵ) )2 , and h(φ) = 2(1− φ)αx2 αx2 [ 4γ [̃2]q(ν − 1) + 4γ [̃3]q + 2ν(ν − 2γ + 1) + 4[̃2]q [̃3]qζϵ− 2(1 + (1/α))Υ ] + (1 + 2x)Υ . This completes the proof of Theorem 2. 5. Consequences and Corollaries Corollary 1. If f ∈ 1B̃q Σ(t, γ, ν), then |a2| ≤ 2αx √ x√√√√√√√ ∣∣∣∣x2[α(2[̃2]qγ (ν − 1) + 2[̃3]qγ + ν (ν − 2γ + 1) ) − 2 (1 + α) ( ν − γ + [̃2]qγ )2 ] +(1 + 2x) ( ν − γ + [̃2]qγ )2 ∣∣∣∣ , |a3| ≤ 2[̃3]qγx 2α2( ν − γ + [̃2]qγ )2 − 4xα[ γ ( [̃3]q + ν − 1 ) + (1− γ) ν ] and ∣∣a3 − φa22 ∣∣ ≤  αx γ [̃3]q−(γ−ν) if 0 ≤ |h(φ)| ≤ 1 2 [ γ [̃3]q−(γ−ν) ] , 2αx |h(φ)| if |h(φ)| ≥ 1 2 [ γ [̃3]q−(γ−ν) ] , where M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2476 h(φ) = 2(1− φ)αx2 αx2 [ 4γ [̃2]q(ν − 1) + 4γ [̃3]q + 2ν(ν − 2γ + 1)− 2(1 + (1/α)) ( ν − γ + [̃2]qγ )2] +(1 + 2x) ( ν − γ + [̃2]qγ )2 . Next, making ν = 1, yields. Corollary 2. If f ∈ 2B̃q Σ(t, γ, ϵ), then |a2| ≤ 2αx √ x√√√√√√√ ∣∣∣∣x2[α(2[̃3]qγ + 2 (1− γ) + 2[̃2]q [̃3]qζϵ ) − 2 (1 + α) ( 1− γ + [̃2]q(γ + ζϵ) )2 ] +(1 + 2x) ( 1− γ + [̃2]q(γ + ζϵ) )2 ∣∣∣∣ , |a3| ≤ 2 [ [̃3]qγ − [̃2]qζϵ ] x2α2( 1− γ + [̃2]q(γ + ζϵ) )2 − 4αx[ [̃3]qγ + 1− γ + [̃2]q [̃3]qζϵ ] and ∣∣a3 − φa22 ∣∣ ≤  αx γ [̃3]q−(γ−1)+[̃2]q [̃3]qζϵ if 0 ≤ |h(φ)| ≤ 1 2 [ γ [̃3]q−(γ−1)+[̃2]q [̃3]qζϵ ] , 2αx |h(φ)| if |h(φ)| ≥ 1 2 [ γ [̃3]q−(γ−1)+[̃2]q [̃3]qζϵ ] , where h(φ) = 2(1− φ)αx2 αx2 [ 4γ [̃3]q + 4(1− γ) + 4[̃2]q [̃3]qζϵ− 2(1 + (1/α)) ( 1− γ + [̃2]q(γ + ζϵ) )2] +(1 + 2x) ( 1− γ + [̃2]q(γ + ζϵ) )2 . Setting ν = 1 and ϵ = 0, we obtain the following corollary. Corollary 3. If f ∈ 3B̃q Σ(t, γ), then |a2| ≤ 2αx √ x√∣∣∣∣x2 [α(2[̃3]qγ + 2 (1− γ) ) − 2 (1 + α) ( 1− γ + [̃2]qγ )2] + (1 + 2x) ( 1− γ + [̃2]qγ )2∣∣∣∣ , M. Illafe et al. / Eur. J. Pure Appl. Math, 17 (4) (2024), 2467-2480 2477 |a3| ≤ 2[̃3]qγx 2α2( 1− γ + [̃2]qγ )2 − 4αx[ [̃3]qγ + 1− γ ] and ∣∣a3 − φa22 ∣∣ ≤  αx γ [̃3]q−(γ−1) if 0 ≤ |h(φ)| ≤ 1 2 [ γ [̃3]q−(γ−1) ] , 2αx |h(φ)| if |h(φ)| ≥ 1 2 [ γ [̃3]q−(γ−1) ] , where h(φ) = 2(1− φ)αx2 αx2 [ 4γ [̃3]q + 4(1− γ)− 2(1 + (1/α)) ( 1− γ + [̃2]qγ )2] + (1 + 2x) ( 1− γ + [̃2]qγ )2 . Next, letting γ = ν = 1 and ϵ = 0, yields. Corollary 4. If f ∈ 4B̃q Σ(t), then |a2| ≤ 2αx √ x√∣∣∣∣x2 [2α[̃3]q − 2 (1 + α) ( [̃2]q )2] + (1 + 2x) ( [̃2]q )2∣∣∣∣ , |a3| ≤ 2[̃3]qx 2α2( [̃2]q )2 − 4αx [̃3]q and ∣∣a3 − φa22 ∣∣ ≤  αx [̃3]q if 0 ≤ |h(φ)| ≤ 1 2[̃3]q , 2αx |h(φ)| if |h(φ)| ≥ 1 2[̃3]q , where h(φ) = 2(1− φ)αx2 αx2 [ 4[̃3]q − 2(1 + (1/α)) ( [̃2]q )2] + (1 + 2x) ( [̃2]q )2 . 6. Conclusion In our current investigation, a novel subclass B̃q Σ(t, γ, ν, ϵ) of normalized bi-univalent analytic functions has been delineated. This subclass integrates Gegenbauer polynomials and a symmetric q-derivative operator series. 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