The Embassy and the Duals of "Iliad" 9.182-98 Segal, Charles Greek, Roman and Byzantine Studies; Summer 1968; 9, 2; ProQuest pg. 101 The Embassy and the Duals of Iliad 9.182-98 Charles Segal CONFUSION about the use of the dual in Homer is at least as old as Zenodotus. He was the first to suggest that Homer some­ times used it interchangeably with the plural. From Aris­ tarchus on, Homerists have resisted this view and sought logical explanations for the supposed anomalies.! They have been successful for the most part, though difficult and stubborn instances remain eef Iliad 1.567, 3.279, 5.487). But even were one to grant a few isolated anomalies, there is nothing quite comparable, either in abruptness or extent of usage, to Iliad 9.182-98. Debrunner, who studied the flexibility of the Homeric use of the dual, finally declared this instance simply a case of syntactical error, t},.TI;:rw (for cpf)"TaTOt) in 9.198, which has strong manuscript support and is read by Leaf, Mazon, Bolling etc. In any case the dual here is an ancient varia Ieetio. 12 Von cler Miihll (supra n.14) 168-70; Lesky, AnzAlt 8 (1955) 153-54. 13 Franz Boll, "Zur homerischen Presbeia," ZostG 68 (1917/18) 1-6; "Noch einmal zur homerischen Presbeia," ibid. 69 (1919/20) 414-16. 14 Boll's view is mentioned by Debrunner (supra n.l), Drerup (supra nA), Jaeger (supra n.5), and Schadewaldt (supra n.6) loee.cit., but not examined carefully. 15 Wackernagel (supra n.1) 78-79. 104 THE EMBASSY AND THE DUALS OF ILIAD 9.182-98 1.322: £PXEUOOV KAtul"f}v ll"f}A"f}i:aoEw 'AXtA7]0S 9.166: EAOWU' ES KAtUL"f}V JI"f}A"f}i:aOEw 'AXtA7]0S 1 327 \~" I {3 I \ O~' ',\ \' I • : TW 0 aEKOVTE aT"f}v 7Tapa LV al\OS aTpvyETOLO 9.182: TJJ oE {3aT"f}v 7Tapa O'iva 7TOAVc/>Aolu{30LO OaAauU"f}s 1.328=9.185: MVpfl-L06vwv 0' E7Tl TE KALulas Kat v7Jas LK€UO"f}V 1 329 \ s;,' ... I \' \ .. \' • : TOV 0 EVpOV 7Tapa TE KI\WL?1 KaL V"f}L fl-El\aLV?1 9.186: TOV 8' €vPOV c/>p€va TEp7T6fl-EVOV c/>6pfl-tyyt ALYE{?1 1 334 ' , LI \ " '\ ' s;, \ \' s;, ~ • : xaLpETE. K"f}PVKES. LOS ayyEl\oL "f}OE KaL avopwv 9 197 ' 'l' A..'\ "s;, ., '" '\ , • : XatpETOV' "f} 'f'LI\O' avopES LKaVETOV' "f} n fl-al\a XpEW But these parallels only make the" error" more plausible. They do not in themselves explain it away. It is, however, perhaps possible to go beyond Boll and find a grammatically satisfactory explanation for the duals. My suggestion is that they refer to the heralds, at least as far as line 196. The two heralds are first mentioned in line 170: K"f}PVKWV 0' 'O~' , E' {3' tAot, cptATaTOt, 9.197-98). The duals in lines 197-98 are clearly the most troublesome in the entire passage. Even though the duals in 182ff and 192 can easily be referred to the heralds as the symbols of the official, one might say plenipotentiary, character of the embassy, lines 197-98 obviously stress the personal relation. One can, of course, simply maintain that this strained effect is the price Homer was willing to pay for the paral­ lel with 1.327ff. But Homer could have conveyed that parallel with­ out the special difficulty of these two lines. If we follow the line of interpretation already suggested, it may be possible after all to keep the duals of 197-98 and still make sense of the passage. The greeting Xatp€T€ or Xatp€TOV, though common enough in the singular, occurs in the plural or dual only in the two passages under consideration, 1.334 and 9.197 (it also occurs once in the Odyssey, in the dual: 15.151). In Book 1, however, the greeting is entirely formal: the heralds are saluted solely in their official capacity as K7}PVK€5, L1t65 aYY€AOt ~DE Kat avDpwv. Achilles here is in no mood for a more per­ sonal touch. He recognizes that the heralds are just doing their duty (1.335ff); they are simply instruments of Agamemnon and hence are not "responsible" (E7Tatnot, 1.335). Achilles, consequently, calls them to witness, again with a high degree of formality (1.339-40), and sends them forth without wasting another word. In Book 9 he is in a more delicate position. On the one hand he is receiving an official legation from Agamemnon, accompanied by the mark of that officiality, the heralds.22 The scholion on 9.170 is to the point: Kat K7}PVK€5 GVIL7Tapa­ ytvoVTat, iva D7JAWOfi OTt DYJf1-oata ~ 7Tp€afJda EaTt. On the other hand this embassy contains not merely the inconsequential heralds, but re­ spected fellow-warriors and the aged Phoenix, who is almost a foster­ parent. Achilles, then, is caught between his response to the embassy qua official legation and his response to the embassy qua old and dear friends. The duals of 197-98, I suggest, are Homer's way of handling this tension at the decisive point where Achilles has actually to address the envoys. ZB See Focke (supra n.6) 257-58. Bassett, too (supra n.19) 200, points out that Ajax and Odysseus come not just as friends but "in the official capacity of envoys from Agamemnon." CHARLES SEGAL 109 The duals which immediately precede (lines 192-93) are much simpler, for here Achilles' personal relationship with the individual ambassadors lies further in the background: "The two (heralds) . advanced forward, and brilliant Odysseus led them; they stood before Achilles, and he rose up in wonder .... " Odysseus does not, of course lead only the two heralds here. At this moment the heralds stand for the entire embassy. Achilles' "wonder" may be due as much to the presence of an embassy per se as to the identity of the particular members. Heralds and friends, the" official" and personal sides of the drama tis personae, are still inextricable. But line 197 begins to separate them. With .ry cptl.m avopf:S tKeXVf:TOV, the formality of the situation (what one might call the formal fiction) is shattered: the envoys are no longer the insignificant underlings of Book 1, but Achilles' "dear friends," indeed the "dearest of the Achaeans." Yet the duals remind us still that Achilles is meeting his friends under strained circum­ stances. They come as the messengers of a man whom he nearly killed in anger. They have ties with both the Greek army and Achilles, while Achilles has abjured the former. Hence the content of his address is at variance with its form. The strain-or, to be more severe, the contradiction or grammatical error-need not, then, result from the careless conflation (by Homer or some "Bearbeiter") of variant legends. The difficulty is inherent in the dramatic situation itself. And the parallel with Book 1 in respect to the duals generally and the greeting locally (1.334, 9.197) enhances this dramatic tension. (Paradoxically 1.334, where the dual would have been appropriate, uses the plural, and vice versa for 9.197, though one can, of course, take refuge in the convenient excuse of metrical necessity; but metrical necessity alone will not do for 9.197). Using this interpretation as a tentative hypothesis, we may re­ examine the action of this first phase of the embassy. The embassy approaches Achilles in terms of its "official" and formal function in the two heralds, who vividly evoke the scene of 1.327ff. The initial TW oE /3aT'Y}v of 9.192 also points back to 1.327; but the rest of the line, ~yf:tTO oE OtoS 'OOVGG€VS, alerts us to the realization that Odysseus has replaced Phoenix as leader (see 9.168, "Let Phoenix dear to Zeus lead first of all"). This change too may be part of the complex drama unfolding before us and not merely a contradiction, for it is con­ firmed by Odysseus' manoeuvre in 223ff: he hastens to speak before Phoenix or Ajax. 110 THE EMBASSY AND THE DUALS OF ILIAD 9.182-98 Of the three speakers, Odysseus is the most closely identified with Agamemnon: he is the one to report verbatim Agamemnon's terms. He is also the least close of the three to Achilles (see 9.312-13). Achilles and Odysseus are, in fact, antithetical personalities, as Book 19 will bring out even more fully. Yet in his opening formal address at 197-98 Achilles must still respond to the embassy as a whole. He cannot single out individual members.23 Nor, of course, does he know what each of them will say, though he might easily guess that Odysseus will be more committed to Agamemnon's aims and the success of the expedition than, say, Phoenix. The duals in 197-98, as the form appropriate to the two heralds, continue the tone of distance and formality; and the strong reminiscence of 1.327ff (present also in the first word of 9.197) strengthens that tone. The dual in 197-98, there­ fore, allows Achilles to retain his formal stance vis a vis the embassy as an official instrument of Agamemnon's policy. But c/>t..\o£ and c/>t"\TaTo£ indicate the perplexing other side. The phrase p.0£ UKV{OP.I.VCfJ 'TT€p in 198 also emphasizes the double nature of Achilles' relation to the embassy: they come to him as "dearest of the Achaeans" even though he is hurting the army as a whole by his angry, sulking withdrawal. The tension involved here is, in effect, the kernel of the tragic plot of the Iliad. The rather difficult phrase ~ TL p.a..\a XP€dJ in 197 (feebly emended in antiquity to ~p.I.T€p6vS€) is both a sympathetic recognition of the "great need" of his friends and a reference back to his threat in the earlier "embassy" of 1.327ff when he called to witness the heralds of that {3au£..\fjos cX777Jvl.os (1.340-42)24: " (\\ l' • • • € £ 'TTOT€ 07] aVT€ " ... I , '\ ,' .... Xp€£w €P.€ £0 yEV7]Ta£ aEtK€a I\o£yov ap.vva£ TOLS a..\..\O£S • ••• Like many such episodes in Homer, the meeting of Book 9 is structured in terms of formalities (see 171-77, 197-200, 205-22, 656-57, and the repetition 122-57=264-99). In view of the importance of these formalities,25 the previously noted shift from Phoenix (9.168) to Odysseus (9.192 and 223ff)26 may all be preparation for 28 It would be, therefore, miSguided oversubtlety to argue that the duals of 197-98 could apply only to the two closest friends, Ajax and Phoenix. 1& The connection between the "need" of9.197 and 1. 340ff is noted by Boll (supra n.13) 3. 15 On the formalities in general see Focke (supra n.6) 258. 16 The change from Phoenix to Odysseus in 9.168, 192 and 223 is often cited as another piece of evidence for multiple authorship and "Umdichtung": see Bergk (supra n.4) 595 n.128; Von der Miihll (supra 0.4) 168; Boll (supra 0.13) 5. CHARLES SEGAL 111 Achilles' coldness of response to the "official" function of the em­ bassy, for that function, underlined by the formalities and by the heralds, comes to be embodied in Odysseus (or at least more fully in Odysseus than in the other two heroes). In so far as this side of the embassy transmits Agamemnon's regal position, Achilles must react negatively, not out of irrational violence (Achilles is in fact remarkably calm, from his first appearance with the lyre at 9. 186ff to the end of the book), but as part of his struggle and self-justification against Agamemnon's authoritarian power. The difficulties of 182-98, then, serve to portray the full complexity of Achilles' position and prepare for the later presentation of the gulf which separates him from the success-minded Odysseus, the crass Agamemnon, and the well­ meaning but bluntly insensitive Ajax. This interpretation of the duals gains support from the ending of the episode. The heralds, along with the duals, recur at the end of Odysseus' report to Agamemnon (9.688-92): So [Achilles] said; and there are these men, who followed along with me, to say the same thing, Ajax and the two heralds, intelligent both. (AZas Ka~ K~PVKES DVW, 7rE7rvvpivw CJ.fLcPW 689). But Phoenix spent the night there, for thus he [Achilles] ordered, that he might follow him in ships to his dear father­ land tomorrow, if he wishes; but by force he will not bring him. It is often remarked that Odysseus repeats neither of Achilles' more encouraging replies to Ajax and Phoenix, but only the last three lines of Achilles' first speech (9.427-29). This fact has sometimes been taken as further evidence that Phoenix is a later addition and that the «original" form of the book (the "Ur-I" of the Analysts) contained only Ajax and Odysseus. But in fact Odysseus' report, combined with his reference to the «official" heralds in 689, performs an important function. It reminds us, for the last time in the book, of the distance between Achilles and Agamemnon and, indeed, between Achilles and the rest of the army. This rather surprising report to Agamemnon is connected with the beginning of the embassy. Achilles' last pronouncement (9.652-54) is that he will remain by his ships until Hector comes to the tents and hi f h M ·d M r;, , " \' ,~., 8 s ps 0 t e yrm! ons: VPfLtDOVWV E7rL T€ KI\LULas KaL VTJas LK€U aL 112 THE EMBASSY AND THE DUALS OF ILIAD 9.182-98 (9.652). Line 652 repeats both 1.328 and 9.185 27 : that is, it points back to the cause of the wrath. Similarly 9.654 (&/L¢~ 8' TOt Tn €/Ln KALUln Kat Vl'}t /L€AalllTJ) points back to the heralds' arrival at Achilles' tent in Book 1 (329): TOV 8' €oPOV 7Tapa T€ KALaln Kat Vl'}t /L€AalllTJ. It will be recalled that the first phrase of this line was used at 9.186: TOV 8' €oPOV ¢pEva T€P7TO/L€VOV ¢OP/LLyyL ALy€ln. The libations follow (a7T€LaaVT€S, 657), bringing us back to 174ff (aVTd-p €7T€t U7T€LaaV •.. , 177). And here at the dose "Odysseus led the way" (~PX€ S' '08vuu€vs, 657), just as at the beginning of the embassy (~y€tTO 8€ 8LOS '08vua€vs, 192). Immediately after this formal de­ parture, Patroclus gives instructions for the preparation of Phoenix' bed; and those in Achilles' tent retire for the night (9.658-68). The repetitions and the whole arrangement of the scene form an artful use of the familiar "ring composition." Through these formulaic repetitions Homer juxtaposes once more the authority and the aims of Agamemnon (as embodied in his heralds and in his spokesman, Odysseus) against Achilles' very different relation with Phoenix. The scene at 658ff serves to gather around Achilles, under the shelter of his own tent, those who are really dose to him, and to shut out those who are not. The mysterious privacy, indeed isolation, of Achilles, introduced in the famous scene which follows the heralds' departure in Book 1 (348ff), remains triumphant; and the division between individual and army, Achilles and Agamemnon, stands out more sharply and in broader perspective than before. It is appropriate, then, that the most" official" of the three ambas­ sadors should report only Achilles' response to the king's formal terms. Achilles' response to his ¢lAoL belongs only in the privacy of his own tent. It has no place and no meaning in the colder, more calculating, more public council-chamber of King Agamemnon. It is part of the irony and tragic foreshadowing that the embassy succeeds only in so far as Achilles is moved by personal ties. When Achilles is so moved again, in Book 16, it is to precipitate the tragedy. Agamemnon, however, has no claim to these personal replies of Achilles nor to the success of this personal side of the mission. As far as Agamemnon himself is concerned, the embassy is a failure. And, from the point of Achilles' heroism, this is as it should be. The develop­ ment of the tragic implications of Achilles' story requires absolutely that this failure of the embassy be completely clear, so that we may 27 Boll (supra n.13) 2 notes the repetition 1.329=9.185=9.652, but without comment. CHARLES SEGAL 113 experience Achilles' loss of Patroclus as part of his own choice and his own tragic conflict between self and human ties.28 Homer has used the means at his disposal to effect that end. What has been read as contradiction is in fact the subtle deployment of the characteristic devices of a highly stylized and formulaic poetry: the echo and vari­ ation of formulas which recall parallel situations and the significant omission of lines in verbatim repetitions. A poetic form which con­ centrates on the "outside" of things and men requires that the poet use such means to depict the complexity of the inner life and the relationships with which any significant and comprehensive literary work deals. Agamemnon, then, gets back only the response directed to him through his spokesman, Odysseus. Odysseus' mention of the heralds at this point (689) provides a final confirmation of the two levels on which Achilles' meeting with the ambassadors has operated. It is also another reminder, at a crucial point, of that initially disastrous embassy of 1.327ff. The duals of 197-98 are harsh, and there is no gainsaying it. But such harshness may have an effect of its own. So careful an exploitation of formalities, repetitions and tone in Homer may perhaps seem to some excessively subtle. But we have come to see aspects of Homer which the assumptions of many of our predecessors concealed from them. We are no longer subject to the Romantic view of the naive, artless Homer of the "Volksgeist" and "Naturgenie" school, nor can we fully accept Arnold's picture of Homer's austere plainness and simplicity. Even the all-formulaic Homer of the "hard" Parryists has been giving way to an artist of considerable sophistication.29 The duals of 182-98, when understood in connection with the heralds and the "formal" side of the embassy, can give grammatical sense 28 For the tragic conflict see Whitman (supra n.8) 187ff, 198-200. Wilamowitz (supra n.7) 65 granted a high tragedy to the character and contradictions within Achilles in Book 9: "Auch die Widerspriiche in einem Menschen wie Achilleus zeigt er uns .... Nirgend ist Homer so sehr aPX7JYos 'Tpayw,Slas wie im 1." 29 For example M. w. M. Pope, "The Parry-Lord Theory of Homeric Composition," Acta Classica 6 (1963) 1-21; J. B. Hainsworth, "Structure and Content in Epic Formulae," CQ N.S. 14 (1964) 155-64; A. Hoekstra, Homeric Modifications of Formulaic Prototypes (Amster­ dam 1965) esp. 7-30; T. G. Rosenmeyer, "The Formula in Early Greek Poetry," Arion 4 (1965) 293-311; Adam Parry, "Have We Homer's Iliad?" YCS 20 (1966) 177-216, esp. 191- 201; Edwards (supra n.18) esp. 177-79; Young (supra n.18) 279-324, passim. Among the older literature see esp. G. M. Calhoun, "The Art of the Formula in Homer," CP 30 (1935) 215-17. 2--G.R.B.S. 114 THE EMBASSY AND THE DUALS OF ILIAD 9.182-98 and harmonize with other details of what I believe to be a unified design. That design includes the echo of 1.327ff in 9. 182ff and 9.652ff, the shift from Phoenix's leadership to Odysseus' in 192 and 223, the recurrence of the heralds in the dual in 689, and Odysseus' limited report to Agamemnon in 677-92. The duals, then, have their place in the dramatic situation and developing tragedy, a tragedy defined by a three-way tension between social position and obligation, passionate attachment to rfol)"o£, and fierce individual pride.30 BROWN UNIVERSITY March, 1968 80 I wish to thank Professor Cedric H. Whitman of Harvard University and Professor Henry Immerwahr of the University of North Carolina for helpful and friendly criticism.