"Peri Hypsous" [Greek] and Aristotle's Theory of the Mean Coulter, James A Greek, Roman and Byzantine Studies; Fall 1964; 5, 3; ProQuest pg. 197 IIEpl ery woue; 3.3-4 and Aristotle's Theory of the Mean James A. Coulter I N A RECENT STUDY of "tradition and originality" in the anonymous treatise On the Sublime, W. Buhler1 has demonstrated in a manner far more conclusive and thorough than heretofore the full measure of "Longinus'''2 debt to the rhetorical and literary-critical tradition. Absent, however, in Buhler's monograph, although this is admittedly a selective commentary, and in the scholarly literature in general, is a satisfactory account of Longinus' relation to Aristotle and to the Peripatetics. One factor which has probably tended to divert attention from this question is the overwhelmingly Platonic character of the treatise, however we may disentangle the line of inspiration which ran from Plato to Longinus.3 Nevertheless, the influence of Aristotle, and Theophrastus too, on later literary theory appears to have been im­ mense, a fact which is becoming increasingly more evident with the advance of scholarly work in this field.4 The a priori likelihood, there­ fore, of some debt to Peripatetic stylistic theory is considerable and invites a more detailed investigation. Scholars have, it is true, occasionally noted Peripatetic elements in the treatise, although, for the most part, either in an unsystematic manner5 or merely in passing,6 without any attempt to assess their 1 Winfried Buhler, Beitriige znr Erkliirung der Schrift vom Erhabenen (Gottingen 1964). Z The use of the name "Longinus," hereafter without quotation marks, is meant to imply nothing concerning either the identity or the date of this figure. The only con­ sideration has been convenience. 3 Posidonius or Theodorus of Gadara, or both together, are the two vehicles of influence which have been chiefly suggested. Mutschmann (see below, p. 198 and n.7) was the cham­ pion of the latter. His position, however, and that of those who follow him (e.g. Rostagni) has been seriously weakened by Grube's attack (AJP 80 [1959] 337-365). The case for Posi­ donius seems strong; see Aulitzky, "Longinus," RE 13 (1927) 1420.63-1422.49 and Reinhardt, "Poseidonios," ibid. 22.1 (1953) 772.26-34. 4 For Dionysius of Halicarnassus, see S. F. Bonner, "Dionysius of Halicarnassus and the Peripatetic Mean of Style," CP (1938) 257-266; for Horace, see C. O. Brink, Horace and the Art of Poetry (Cambridge 1963); for Demetrius, see G. M. A. Grube, "An Ancient Literary Critic," The Phoenix Supplementary Volumes 4 (Toronto 1961) 32-38. 5 E.g., K. Swoboda, "0 spise II€p' ·y,pov,," Listy filologicke 52 (1925) 83-85. 6 E.g., F. Solmsen, "The Aristotelian Tradition in Ancient Rhetoric," AJP 62 (1941) 184. Here the question of Peripatetic influence on Longinus is noted, but only briefly. More 197 198 IIEP! Y'l'OYJ: AND ARISTOTLE'S MEAN significance in a more than casual way. In this particular matter, how­ ever, such treatments are especially unsatisfactory, since they imply an estimation of Longinus which contradicts what is most charac­ teristic of this author. For scholarly investigation has shown that however certainly we may be able to derive any particular feature in the treatise from some predecessor, the clear fact is that Longinus cannot on the whole be charged with merely assembling bits and pieces of older systems. The key elements in his treatise, drawn though they may have been from diverse sources, were welded by this extra­ ordinary critic into a cohesive and original system of aesthetics. In view, therefore, of both these considerations, it seems a distinct lack that there has been so little attempt to make more sense of these observed cases of Peripatetic influence, i.e., to interpret them in the light of the general intentions of the treatise. I In one of the most influential studies of Longinus published in this century, the Tendenz, Quellen und Aufbau der Schrift vom Erhabenen,7 Hermann Mutschmann, although concerned chiefly with elaborating his theory of a Theodorean Longinus, paused for several pages (91-94) to examine elements in the nEp~ "YifJOvs which appeared to him clearly Peripatetic in character. Mutschmann maintained that when Longinus at 3.4 (&'u'a TO /LEV oloooll KTA.) gave a name to the vices which were akin to the [Diss. Berlin 1936] 42-46) does however essay an interpretation of elements which derive, he argues, from Theophrastus' II£pl. A£g£w!>. 7 (Berlin 1913). JAMES A. COULTER 199 Mutschmann based his argument and which he did not consider. Longinus is analyzing the process by which the author who aims at 'sublimity' falls instead into the vice of 'tumidity':8 "'"\ s;,'" l' "s;, ~, ~ '"\ s;,,I,. "\ OI\WS" U EO£KEV £tva£ TO O£U£tV EV TOtS" fLal\£(T'ra uvu.,.,Vl\aK- , ,/.. , ,~ C"O!JA.. ' ,.t.. , TOTaTOV • .,.,VUE£ yap a7TaVTES" Ot fLEYE OVS" E.,.,£EfLEVO£, .,.,EVYOV- , (J I 'i:.' , , .,~, ~ " TES" au EV€LaS" Kat s "7pOT7JTOS- KaTayvwuw, OVK OLD 07TWS" E7Tt ~8" ,I,. , 8 ' ~"\' \ 8 ' TOV V7TO.,.,EpOVTa£, 7TH 0fLEVO£ Tep fLEyal\wv a7TOI\LU aLVELV ., " t, ) , ~\ N , , , , OfLWS- EVyEVES" afLapT7JfLa • KaKOL uE 0YKOL KaL E7TL UWfLaTWV , \ , • ~ ", '0 " , Kat I\oywv Ot XaVVOL Ka£ aval\YJ ELS" Kat fLYJ7TOTE 7TEpLLUTaVTES" • ~ , , , ''''' , ,I,. 'c' .'" ~ YJfLaS- E£S- TovvavTLDV' OVOEV yap, .,.,au£, s YJPOTEPOV VOpW7TLKOV. The concepts employed in this analysis of stylistic aberration, and the terms used to express them, strongly suggest that Mutschmann's assertion of Aristotelian influence merits attention; for here, too, traces of Peripatetic doctrine are surely to be detected. Let us examine the process, as described by Longinus, by which the author (1 shall point out below the significance of the italicized terms) who aims at 'grandeur of style: in an effort to escape from the charge of 'dryness' and 'insipidity: lapses instead into 'tumidity'-a danger difficult to guard against-and even, at times, into its opposite, 'dryness: the very extreme he sought in the first place to avoid. Now except for the notion, for which I can find no Aristotelian parallel, that overshooting the mark occasionally brings us back to the very fault from which we h ( , , 'f... , , '3 4) h soug t to escape Kat fLYJ7TOTE 7TEPLLUTCXVTES 7JfLCXS EtS TOVVaVTtov . ,t e dependence of this passage on the concepts elaborated by Aristotle in his discussion in Books 2 and 4 of the Ethics appears for the following reasons highly likely. First, in the passage quoted, virtue (now a virtue of style) appears to be viewed as a mean which lies between two vicious extremes, into either of which an author may easily lapse. That the notion of the mean and its two extremes is present in Longinus' discussion of 'tumidity' is suggested, first of all, by the statement further on in this passage [3.4] that "tumidity desires to surpass the sublime." Now, inasmuch as the vifn7 of 3.4 is merely synonymous9 with fL'YEf}OS of 3.3, it seems clear that in the passage under discussion also the vice of 8 The citations from the n£p~ ·Y!foov) are from the fourth edition of the Jahn-Vahlen text (Leipzig 1910). 9 Pace R. Weber, Die Begriffe 11-''1£80) und v!foo) (Diss. Marburg 1935). See the damaging review of Stegemann, Ph W 59 (1939) 638-643. 200 nEPI Y¥'OY.E AND ARISTOTLE'S MEAN .ap.{Ja"11 560). Moreover. it is likely that the wide-spread doctrine of ttp.apT"'p.aTa 'TTapaK€lw:va was itself merely a simplified derivative of this doctrine; cf. below, n.14. a This appears as likely a solution as any. It is as if. for example. Aristotle's discussion of p.eyaAo1TpI'TT€La in Book 4 of the Ethics had been Simplified by some successor. Instead of a scheme with one vice and two extremes. we should have the one virtue (i.e., p.eyaAO'TTpl'TT€La and only the one of the two vices which was the more akin (i.e .• the vice of being {JavavCTos). The notion moreover that the doctrine of related vices is derived from the doctrine of the mean gains some support from the fact that the doctrine of related vices occurs in its most JAMES A. COULTER 203 Let us consider now the meaning of the terms f.LEtpaKunoE:; and t/JvXpoT7J:;. No small confusion has resulted from Philipps on's analysis of the categories of stylistic vices which are found in rrEp~ "YtP0vs 3.3-4.15 If Philippson is correct, an important consequence is that we should be compelled to view f.J.EtpCtKtWOES and tPvXpOTT}S as two entirely distinct vices. Yet, as Mutschmann has shown, this is unlikely. For this scholar argued16 that in the discussion of'T6 t/JvXpoy17 which occupies chapter 4, this stylistic quality is characterized by two terms which are, for different reasons, closely connected with the supposedly dis­ tinct f.LEtpCtKtw8ES: the one ('T6 7I'Ctt8Ctptw8'U'TCt'TOV 4.2), because it is synonymous; the other (f.LtKpot/JvxLav 4.7), because it had earlier [3.4] been listed by Longinus as an attribute of 'TO f.J.€tpaKtw8€s. Conse­ quently-and Mutschmann's point is well taken-if in an account of 'T6 t/Jvxpov these terms can be employed with perfect appropriateness, it would seem wrong to attempt rigidly to distinguish this latter term and 'T6 f.LEtpaKtw8€s. Moreover, and this Mutschmann did not note, the two terms ,vere used by the rhetoricians apparently as synonyms. Dionysius, for example, in a discussion of a strained use of stylistic figures, speaks of 'Ta f.J.EtpCtKu;'07J 7I'aptaa Kat 'Ta t/Jvxpa aV'TLeE'TCt, [De Dem. 20 (U-R p. 171)]; surely, there exists no strict distinction between 7I'dptaa and aV'TLeE'Ta which would require terms of clearly separate significance. In just the same way, Quintilian [4.1.77] condemns Jrigida et puerilis ... ajJectatio. As to ajJectatio, moreover, there is evidence that we should consider as related in meaning to t/JvXpoT7Js and 'TO f.LEtpCtKtWO€S the term KaK6~7JAoV [3.4]; at 8.3.56 Quintilian notes: KaK6~7JAoV, id est mala affectatio. This is, in any case, a conclusion to which we should have been led on other grounds, since KCtKO'1'}AO:; was Demetrius' designa­ tion Echo 186] for the aberration of the stylistic 'character' (viZ., xapaKrryp y'Aacpvp6:;) which is the most closely akin to, if not identical developed form in Demetrius, who without question represents a rhetorical tradition which is overwhelmingly Peripatetic in character. 16 "Zu IIepi "YI/lovs," RhM 74 (1925) 267-279. Philippson's thesis is further supported by Grube, AJP 78 (1957) 362-364. Munno essays a refutation (Mondo Classico 2 [1932] 309-312). 18 Op.cit. (above, n.7) 88-91. 17 It should be noted that in Aristotle's Rhetoric the term TO I/lvxp6v has a quite difIerent sense, and is in fact very close to what Longinus means by 'tumidity: In Rhet. 3.1405b34- 1406b19, the term designates, among other things, a tasteless use of metaphor. Theophrastus (cf. Demetrius ch. 114) appears to have used the term in a sense closer to that of Longinus. 204 llEP! ygFOY£ AND ARISTOTLE'S MEAN with, Longinus' ~OV.18 And it is, we should remember, above all in the pursuit of T() ~ov that we lapse into if;vXp0Trjs. Furthermore, if TO ftELPUKLWOES is not identical with TO if;vxpov. where in the treatise was this important topic discussed? For it is im­ portant, as is shown by the statement TO OE ftEtPUKLWOES cXVTLKPVS lJ1TEvuVTtov TOLS ftEyH)E(1L 3.4. The problem of the lacunae has no rele­ vance here, for TO ftELPUKLWO€S is a topic pertinent to Longinus' discussion of vices in chapters 3-5 and it is difficult to imagine its having been introduced elsewhere. The portion of the treatise which preceded was devoted to a characterization of ' ~V yap KT:\.), and is noteworthy because of its Peripatetic phraseology.20 Moreover, the assumption of Peripatetic context would make it clear, for example, why the one fault (TO oloovv) arises from a desire to Houtdo the sublime." For why is Gorgias censured for 'tumidity' of style, when he calls vultures "living tombs" (EfLtfvXOL T&t/>O£ 3.2)? Metaphor is, after all, a feature of the 'sublime' manner which Longinus seeks to define. Ought it not to follow that a richly meta­ phorical style deserves all the more to be called 'sublime'? The answer is, of course, No, and Longinus gives a clear answer in terms of the concept of propriety. If, Longinus says, excessive and tactless use of metaphor is ill-suited to poetry, which by nature admits more UTofLt/>o~ (3.1), it can scarcely be appropriate (apfLOU€L€V 3.1) to prose. The con­ cept of propriety as a criterion by which a given quality, essentially neutral, acquires its value, and a sense for the appropriate moment which is allied to this concept, are in this context clearly reminiscent of Aristotle's discussions in the Ethics and Rhetoric.21 For when our sense of propriety fails, those very qualities which would constitute virtue become the ingredients of vice (cf Ethics Z.1109aZOff). Finally, in the passage [15.3] where Euripides, a poet very little in­ clined by nature to 'sublimity,' is praised for boldly essaying the grand manner, we are reminded of Aristotle's discussion of the second rule for hitting the mean [Ethics 2.1109b 1-5]: UK07TEtV DE DEt 7TpO~ eX KaL mhoL , ~A.. I' "" , ' ''''' , A.. ' ", €VKCt.T""'{JOpOL €UfL€V. Ct.IV\OL yap 7TpO~ alV\Ct. 7TE'f'VKafLEV . . . EL~ TovvaVTLOV (i.e. to the one to which we are prone) 8' EavTov~ &t/>€AK€W 8€~. In the same way, Euripides ifKLUT& y€ TOL fL€yCt.Aot/>vTj~ WV 0fLw~ T~V atho~ Ct.VTOV cpvu£v (c[ 7T€cpVKCt.fL€V) EV 7ToAAo~~ y€v€uOa£ TpaY£K~v 7TPOO7Jv&YKCt.a€V (c[ Jt/>€AK€£v) [15.3]. In both cases, success is achieved by bending one's nature in the direction to which it is the less inclined. 20 With aVIXK€KplX/-dvlX, cf Poetics 22.145Sa31, O€r K€Kpau8lXl TrW,. The significance of (EK) ..7]yopla of 39.1 (if Toll's conjecture is correct) and Tb ()avfLamov of 1.4 are merely synonyms of ;;if1o~ or v~/...6v, as is XcX.Pt~ (1.4) of TO ~ov: "() "-I,.' , , () , '\ \ o EV E7TL'j'OpOV €L~ uvvTaYfLaTWV KaTOp WULV Ta TE KalV\7] ~. , \\ fI.l. \ \ , C c t' I [5 1] T7]S EPfL7]v€La~ KaL Ta v.,.1] KaL 7TpO~ TOVTOL~ (n 1]00"'«, • () ,.. , H .... '\ \ f' ,.... 8 aVfLa fL EXEL, ••• 7TW~ KaTa TOV 7]fLETEpOV aLwva 7n «- , '\ "" \ \ ,~ .... , " .... va, fLEV E7T aKpov KaL 7TOI\L'TLKaL, opLfLHaL TE Ka, EV'TPEXEt~, \ ''\ \ c ~ , \' ".L -(.t. '\ '''' \ \' Kat p.a'''ClTa ."pOS 1]OOJlaS I\oywv €v.,.opoa, v.,.1]"a, OE I\Lav \ • 'e \'" I " -KaL VTTEpfL€{'E €I.~, 7T1\7]V Et fL7] TL UTTavLOV, OVKETL YEVVWV'Ta, cpvaEL~. [44.1] .,,&80s oE iJt{lovs fLET€XEL ToaovTov, o7T6aov ~80s ~80Jlfls. [29.2] " ,\ 8'" "~ .... f ~ I"L •.• ov fLOVOV EU'TL tJ'n OVS' Kat 1]OOV'1S' 7] apfLovLa 'j'VUL- , '()' , \ \ \ \ '\ , \ 18 KOV av pW7TOL~, alV\a Kat p.€yal\1}yoptaS' Kat tJ'a. OVS ()avfLaaTOV'TL opyavov' [39.1] 7TcX.VT7J O€ yE uvv 11CtJ'/....qfn TOU tJ',8aJloO Kat TOO tJ'pOS , '\ ~, 8' [1 4] xapw aEL KpaTH TO avp.«CI'OJl,... • It is soon apparent, moreover, that with this pair of stylistic qualities, i.e., with ;;if1o~ and Tb ~Sv, there are associated additional elements. From the passages above we see that this contrasting pair is in itself incomplete; the full scheme is vif1o~ - 7TcX.8o~ - £K7T/...7]g,S', as opposed to ~ov - ~8o~ - 7T€LfJJJ. Indeed, the former part of this scheme appears explicitly in Longinus' description of De most henes' lightning­ like eloquence [12.5]: \ '" \ ~ LI fJ ~ \ ".1. \ • , KaLpo~ OE TOV 7]fLoa EVLKOV fLEV v't'0v~ KaL V7TEpTETafLEvov £V TE TaL~ SELvwaEa, Kat TOL~ acPoSpoi~ 7TCxfJEUL, Kat £v()a SEt \' \ \ '\ , \ ~l: TOV aKpoa'T7]V TO UVVOI\OV EK7TI\7]<:.aL. JAMES A. caUL TER 209 It can be shown, moreover, that Longinus is employing a complex familiar in ancient literary criticism. The triad vif;os - 7TaeOS - ;'K7T}..7]g,S is, in fact, already present in Aristotle, at least by implication;22 while the entire scheme of two contrasting triads is employed by Dionysius in the De Lysia 13 [U-R p. 23]: ,~, r/ , "'" "8 I, 8' rl , .... ovo , Wa7T€p €V 7"Ot~ YJ €atv €a7"L TTL aVYj, ov7"w~ €V 7"OL~ 'e ' "", < < I;' ~ ,~ , I e 7Ta €aLV Laxvpa ovo w~ YJovvaL Kat 7TELaa£ KaL xapL€Vnaaa aL 1;'1 "f3' (J" I OVVa7"aL, OV7"W Laaeta aL 7"€ KaL 7TpoaavaYKaaaL. Dionysius' laxvpa alludes to his stylistic category, taxv~ or o€Lv67"YJ~; this is close to Longinus' vif;os, when vif;os contains an element of strong passion (cf. below, n.28). As to f3LaaaaeaL, II€p~ "Yljlovs 1.4 makes it clear that f3{a (cf. f3tav eXfJ-axov) is a constituent element of ;'K7T}..7]gLS. It is clear from this evidence that the contrast between the ""f'J~L~. Longinus allows, to be sure, that there are examples of the sublime which have absolutely no trace of passion. Yet he does insist [8.3] that nothing contributes so effectively to 'sublimity' as noble and exalted passion. There are several reasons, but the fundamental one surely is that 7TlxOOS is one part of us in which the divine manifests itself. From this fact derives the poignancy of the last chapter, where Longinus points out that it is not political oppression which has caused the dearth of great literature, but the corruption of our passions by a pros­ perous material environment. For in a world where our passions, sullied and cut off from their divine source of nourishment, have re­ placed what is truly god-like with the spurious divinity of wealth, there is no possibility of a renascence of literary greatness. It is in this light that we should reconsider the beginning of chapter 44, where the contrast between the 'pleasant' and the 'sublime' is most clearly expressed. In the context of the analysis of the causes of cultural decline which immediately follows, Longinus' polemic against Caecilius concerning the relative merits of 'charm' and 'sub­ limity' assumes a quite different, a more urgent and profound charac­ ter. For to exalt, as Caecilius had done, the 'pleasant' over the 'sublime,' and to maintain further that pathos had nothing to do with this latter quality, was not merely a matter for a fellow critic's cen­ sure; it was also to acquiesce in and encourage the root evil of the time. Caecilius, by saying that 'sublimity,' with its all but invariable com­ ponent of transcendent passion, was not necessary for literary great­ ness, surely seemed to Longinus to be denying the potential function ofliterature to cleanse men of their avarice and self-gratification. In conclusion, it need scarcely be emphasized that Longinus was no ordinary rhetorician. The way in which he adapted to his own extra­ ordinary requirements the often arid and doctrinaire details of rhetorical and stylistic theory shows this quite clearly. Yet we must remember that Longinus was, first of all, a rhetorician, and if this had not been the case, if he had not had at his ready disposal the elements of a long and fully elaborated tradition, his conception of the 'sublime' would not have been clad in precisely the garb in which it was, nor without the Peripatetics would his polemic with Caecilius have assumed the particular form that it did. COLUMBIA UNIVERSITY August, 1964