Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Lysias 12 and Lysias 31: Metics and Athenian citizenship in the aftermath of the thirty Bakewell, Geoff Greek, Roman and Byzantine Studies; Spring 1999; 40, 1; ProQuest pg. 5 Lysias 12 and Lysias 31: Metics and Athenian Citizenship in the Aftermath of the Thirty Geoff Bakewell T HE SPEECHES LYSIAS 12 Ken·a. 'Epa'tocrSevou<; and Lysias 31 Ka'ta. iA,(J)vo<; date to roughly the same time period, 403--401 B.C.! The former was likely delivered at the ac­ countability proceeding (EuSuva) of Eratosthenes, one of the Thirty who sought to remain in Athens under the terms of the reconciliation agreement of 403.2 The latter formed part of the competency hearing (ooK1Ilacria) for Philon, a man selected by lot to serve on the reconstituted boule.3 Both speeches fault the defendants for their actions during the tyranny.4 Moreover, they lK. J. Dover, Lysias and the Corpus Lysiacum (Berkeley 1968), holds that most Lysian speeches apart from 12 were products of consultation and collaboration between logographer and client. S. Usher, "Lysias and His Clients," GRBS 17 (1976) 31-40, defends the traditional view of independent composition by Ly:sias. M. Weissenberger, Die Dokimasiereden des Lysias (orr. 16, 25, 26, 31) (Beitr.z.klass.Phil. 182 [Frankfurt 1987]) 149-152, accepts Lysias as the author of 31. S. Usher and M. Najock, "A Statistical Study of Authorship in the Corpus Lysiacum," Computers and the Humanities 16 (1982) 85-105, at 104, are less certain, assigning it "a marginal position" in this regard. The rhetorical similarity between speeches 12 and 31 addressed below constitutes another argument for the authenticity of the latter. 2T. Murphy, "The Vilification of Eratosthenes and Theramenes in Lysias 12," AlP 110 (1989) 40-49, at 40, places the speech in the "twenty-day period following 12 Boedromion, 403." 3Weissenberger (supra n.1) 401 argues for a date shortly before 401/0 B.C. "spatestens zur Dokimasie des Friihjahres 401." 4 Under the terms of the reconciliation agreement, Athenians were not to pursue grievances against one another which dated to the rule of the Thirty. On orators' frequent disregard of this principle of Ill, I1VT1<; !l£'toilCou<; !lEV, on OU lCU'ta 'to 1tPOcr11lCOV euu'tot<; f~OTteTJcruv 'tip OTt!lCP, fn!lTt(w't£ a~iO)<; 'tT\<; 1tOA£o)<;, 't01hov OE, on 1tUpa 'to 1tPOcrT\lCOV euu'tf{> 1tPOU­ OO)lC£ 't~v 1tOAtV, !l~ lCoAacr£'t£, d !lTt y£ UAACP nv! !l£i~ovt, 'tn y£ 1tUpoucrn an!l itt; Who would not rightly blame you, if you honored in a fashion worthy of the city the metics because they assisted the people out of proportion to their obligation, but will not punish this man because he betrayed the city contrary to his obligation, if not with some greater penalty, then at least with the present dishonor? As in the passage from Lysias 12, antitheses drive home the point. The 'tOUC; !l€Wll(OUC; !lEV is balanced by the 'to\)'tov 8E: on the one hand the me tics, on the other this man Phil on (who as a prospective ~oUA€u'tilc; was a citizen). The me tics helped the people, the citizen betrayed the city; the metics acted out of proportion to their obligation, Philon acted contrary to his obli­ gation. Whitehead has categorized remarks of this sort as an a fortiori topos resting on a largely negative stereotype of metics at Athens: "if (mere) metics do or suffer something, then surely citizens ... "7 According to him, such comparisons focus atten­ tion primarily on citizen behavior; Lysias is urging his listeners to raise their expectations for citizens. Yet the comparisons here also have the effect of ennobling metic behavior. In Lysias 12.20, for instance, the lines leading up to the metic/ citizen compari- 7D. Whitehead, The Ideology of the Athenian Metic (Cambridge 1977: here­ after WHITEHEAD) 55. While he specifically includes Lys. 31.29 in this topos, he does not mention Lys. 12.20. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. GEOFF BAKEWELL 9 son stress that the orator and his family served as choregoi, paid taxes, were orderly,S made no private enemies, ransomed Athen­ ian prisoners. In a phrase, they did what was assigned to them by the city, 'to rtpoa'tu't'to~EVOV rtOlOUV'tUC;.9 Likewise, Lysias 31.29 reminds the audience that metics comprised a substantial portion of Thrasyboulos' support.lO In fighting for the city, these men went beyond the call of duty (ou KU'tU 'to rtpoallKov Euuw'iC;). Thus even though the primary thrust of Lysias' metic/ citizen comparisons was to cast the defendants in a bad light, they also contained an important implication which stood con­ ventional civic wisdom on its head: with regard to the rtOA.1C;, good metics were preferable to bad citizens.ll 2. Eratosthenes and Philon: metaphorical metics The primary effect of these metic/ citizen comparisons was to contribute to the negative portraits of Eratosthenes and PhilonY Yet Lysias does more than suggest that these two failed to live up to what was expected of citizens. With the metic/ citizen comparison hanging in the air, Lysias goes one step further: he shrewdly recasts the defendants as metics of 8Whitehead 58 notes that the word K6cr!!to~ is frequently applied to metics in honorific decrees. On Lysias' use of the term see R. Seager, "Lysias Against the Corndealers," Historia 15 (1966) 179. 9Lysias' language here recalls that of IG 112 10.8 in which rewards are assigned to those who assisted the demos in the Piraeus Kat E1tOtOV ta 1tpocr­ tat[t6!!EVa]. Many of those referred to in the inscription were of course metics. lOOn metic support for Thrasyboulos see P. Krentz, The Thirty at Athens (Ithaca 1982: hereafter KRENTZ) 84, and 73 on Lysias' own involvement in supplying the forces at Phyle with mercenaries and shields. uOn the evolution of Athenian notions of citizenship see P. B. Manville, The Origins of Citizenship in Ancient Athens (Princeton 1990). On Athenian civic ideology see A. L. Boegehold and A. Scafuro, Athenian Identity and Civic Ideology (Baltimore 1994). 12For the thorough-going way Lysias set about this in the case of Era­ tosthenes see Murphy (supra n.2). Lysias went to similar lengths against Philon, claiming that his mother had not even trusted him to bury fier properly. See Weissenberger (supra n.1) 178: "auch in diesem Abschnitt demonstriert der Logograph seine Meisterschaft, mit einem Minimum an Beweismaterial ein Maximum an Wirkung zu erzielen." Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 10 LYSIAS 12 AND L YSIAS 31 the worst sort. According to him, both men are devoted to money, and place their own good above that of the city. The orator lays great stress on the fact that at one point Philon actually took his possessions and, fleeing, chose to live as a metic at Oropos rather than as a citizen at Athens. Lysias 12 and Lysias 31 thus portray Eratosthenes and Philon as stereo­ typical metics, men for whom possessions trump polis. In the popular imagination, metics were strongly linked with money. Several things contributed to this reputation. First and foremost, economic factors prompted many men to leave their native lands and immigrate to AthensY Second, metics were often artisans and traders rather than farmers, and as such had more frequent dealings with money.14 Legal restrictions com­ prised a third factor. Metics at Athens were barred from £1K't110'1';, the ownership of land and houses. 15 They were thus denied some of the most significant investment opportunities open to Athenian citizens, and forced to store their assets in forms that tended to be more portable, less visible, and more easily concealed.16 The fact that metics held so many of their re­ sources in this form of aq>av~.; oUO'ta 17 undoubtedly prompted 13Whitehead 18: "the fact that so many did choose 'to 'Alh,veat l1£'totKEtV cannot plausibly be attributed to the attractions of metic-status as such but the more l?eneral assets of Athens-which, for the majority, meant the economic activihes of a large city and major port." 14P. Krentz, "Foreigners Against the Thirty: IG 112 10 Again." Phoenix 34 (1980) 298-306, at 305, notes that of the 69 identifiable professions listed for the (non-citizen) honorees of IG 112 10, 31 were "in handicrafts or small manu­ facturing, and 19 in trade and selling." R. Randall, "The Erechtheum Workers, AlA 57 (1953) 203, notes that 39% of the workers listed in the Erechtheum building inscriptions were metics. ISD. Hennig, "Immobilienerwerb durch Nichtburger in der klassischen und hellenistischen Polis," Chiron 24 (1994) 305-344. 16T. Figueira" Sitopo/ai and Sitophylakes in Lysias' "Against the Grain­ dealers": Governmental Intervention in the Athenian Economy," Phoenix 40 (1986) 149-171, at 168. For the impressive contents of Lysias' own strongbox (Kt~o)'t6r;) see Lys. 12.10. 171 use the term in a loose, descriptive sense here. V. Gabrielsen, "ANEPA and AANHI OYIIA in Classical Athens," CIMed 37 (1986) 103-104, suggests that the distinction between dval ltOAita~ Kat E1tl8uIlOUvta~ toutou. tOUtOl~ IlEV yap IlEYaAa to. OtatOl of\Aoi etmv 15tl KaV 1tap£VtE~ to tf\~ 1tOAEro~ KOlVOV aya80v Eltt to ramrov lOWV K£POO~ EA80lEV 010. to 1111 t11v 1tOAtv aAAa t11V oucriav 1tatpiOa raUtOl~ ~YElcr8cn. For I say that it is unjust for any others to serve on our council 27Xenophon (Hell. 2.3.23) notes that the Thirty got rid of Theramenes be­ cause they considered him an obstacle to doing whatever they wanted to ('to ltotEtV (5 'tt ~OUAOlV'tO). Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 16 L YSIAS 12 AND L YSIAS 31 except those who, in addition to being citizens, also want to be citizens. For it makes a great difference to them that this city fares well and suitably, because they think it is necessary for them to have a share of its horrible fortunes, just as they also share its good things. But all those who on the one hand are citizens by birth, yet on the other are of the opinion that every land in which they have their daily needs met is their home­ land, these clearly would pursue their own private gain even if it meant abandoning the city's common good, because they think their homeland is not their polis but their possessions. There are several things to note about this passage. First, Phil on is ranked among those who are citizens by birth (cpuo-n) yet think that every land in which their necessities are met is their homeland. Moreover, the strong possibility exists that the inter­ ests of such people will diverge from those of the city. While true citizens cannot fare well when Athens fares poorly, this is not true for the likes of Philon: when the going gets tough, they truly get going. In this regard Philon and his ilk are cast as stereo­ typical metics with no lasting attachment to any particular land. For them, 1tKT]crE, Kat EV 'QpOl1t J.1EtOlKWV Katan8d<; E7tt 7tpocrtatou iPKEt, ~oUAT]8d<; 7tap' EKElV01<; IlEt01KEtV J.1UAAov 11 IlE8' lJJ.1&v 7tOAltT]<; dvat. Having collected his things, he emigrated from here beyond the border, and paying his me tic fee in Oropos was living under the supervision of a prostates, wanting to be a metic among them rather than a citizen with you. Lysias' description stresses several demeaning elements of Philon's life as a metic in Oropos. First of all, he had to pay the fee charged by the community for the right to reside there. 28 Moreover, he was forced to live under the supervision of an Oropian citizen who served as his legal representative.29 Lysias' citizen audience would likely have found the choice of such a life unbecoming.30 Thus as in the case against Eratosthenes, Lys­ ias portrays Phil on as a stereotypical metic whose possessions and private interests mean more to him than his citizenship. 3. A new criterion for citizenship: 'tOu~ 1tpO~ tip dvm 1tOAi'ta<; Kat E1tt8uJ.1ouv'ta<; 'tou'tOu For much of the second half of the fifth century the Athenian democracy strictly enforced Perikles' law of 451/0 restricting citizenship to those born of two Athenian parents.31 However, the strategic and tactical necessities of the Peloponnesian War led to a blurring of the distinctions between Athenians and non- 28 For arguments that metics likely found this unpalatable see Whitehead 76. 29For a detailed summary of the various views on the nature of the ltpO­ crtatT]~ see Whitehead 90-92. 305. C. Todd, The Shape of Athenian Law (Oxford 1993) 197. 31 On Perikles' citizenship law see C. Patterson, Pericles' Citizenship Law of 451-50 B.C. (New York 1981). Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 18 L YSIAS 12 AND L YSIAS 31 Athenians.32 Upon assuming power, the Thirty reacted by re­ establishing and strengthening the distinction between citizens and non-citizens. They restricted the franchise to 3,000 and expelled many non-citizens from the aO"'tu proper.33 The Thirty were in turn toppled by Thrasyboulos and his supporters, who included many non-citizens. Thus as the Athenians went about restoring the democracy in 403, they had several significant decisions to make regarding citizenship. The most important of these concerned which criteria to employ, and how (if at all) to address any resulting inequities. The metic/ citizen comparisons in Lysias 12 and Lysias 31 contain evidence for Athenian attitudes towards citizenship during this important' period. Beneath the speeches' rhetorical surface lie at least three important propositions. The first is that the citizen/metic distinction was to a certain extent arbitrary and unfair. While some metics (such as Lysias' family and the supporters of Thrasyboulos) deserved to be citizens on the basis of their devotion to Athens, some citizens (such as Era­ tosthenes and Phil on) did not, given their pursuit of money and self-interest.34 A second proposition is that the rigid separation of metics and citizens based solely on heredity was not in the best interests of the city. The remarks at Lysias 31.5 are particularly suggestive here. Lysias argues that it is not enough 320n the grant of citizenship to the Plataians see [Dem.] 59.104. On the enfranchisement of those who fought at Arginusae see Ar. Ran. 190-191, 693-694, and Hellanikos FGrHist 323a F 25. On the conferral of Athenian rights on the Samians see IG P 127. For the privileges the Euboeans received see Lys. 34.3. [Xen.] Ath.Pol. 1.10-12 links the difficulty in distinguishing among citizens, metics, and slaves on the streets of Athens to the military importance of the latter groups. On the difficulties in determining the civic status of some of those listed on polis casualty lists see N. Loraux, L'invention d'Athenes (Paris 1981) 32-37. E. Cohen, The Athenian Nation (Princeton 2000), arsues that the blurring of political distinctions was in fact broadly charactenstic of fifth­ and fourth-century Athens. On his view many metics "became fully involved in Athenian life, and physically and culturally indistinguishable from the mass of politai" (72). 33Krentz 64-66. See also Whitehead (supra n.19). 34Their actions under the Thirty proved a decisive test of their worth; on the importance of such moments in defining a man cf ThUc. 2.42.1-3. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. GEOFF BAKEWELL 19 to be born a citizen; one should also want to be a citizen. The only ones who belong on the council (or in the demos for that matter) are 'tous 1tPOs 'to dvat 1tOAi'tas Kat £1tt8u/-Louv'tas 'tQ{)'tou. Citizens should thus have an affective attachment to their 1tOA1s, and be willing to put its good above their own. Lysias' description of those who fail to meet this standard begins with the phrase oO'Ot 8£ UGtC; distinction see M. Ostwald, From Popular Sovereignty to the Sovereignty of Law (Berkeley 1986) 260-266. 36For Lysias' own fortunes as a metic see [Plut.] Mar. 835c-836D. The strong probability that speech 31 was not delivered by Lysias makes the claim of special pleading even less likely in that instance. 37His track record was such that he is said ([Plut.] 836A) to have lost his case with only two of the hundreds of orations he authored. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 20 LYSIAS 12 AND LYSIAS 31 upper classes.38 Lysias 12 and Lysias 31 thus suggest that at least some Athenian citizens were sympathetic to redressing in­ equities created by the traditional Periklean citizenship criteria. Indeed, before it was blocked by Archinos on a charge of ypaqrh rtapavoj.lO>v, Thrasyboulos' proposal to enfranchise his support­ ers (including metics and slaves) passed the Athenian ekklesia.39 In the end, however, Athens' response to questions involving citizenship proved to be conservative. With regard to criteria, the city voted down Phormisios' proposal to restrict the fran­ chise on the basis of both birth and land ownership,4o adopting instead the measures of Aristophon and Nicomenes to reinstate Perikles' citizenship law.41 With regard to specific individuals, Thrasyboulos' decree failed. And while a subsequent similar measure, IG n2 10, again sought to reward his supporters, its provisions are unclear; as David Lewis recently noted, in the absence of new fragments "there can be no certainty about the date or nature of the awards."42 Thus the prevailing post-Thirty attitude towards non-citizens was ultimately stingyY Archinos, the blocker of Thrasyboulos' decree, had his own proposal enacted. Men who claimed to have accompanied the demos back 38Ath.Pol. 39.6 states that Eu9uvut for those of the Thirty, the Ten, and the Eleven who chose to remain in Athens were to be held EV 'toi.; 'tu n,.tTllla'tU 1tUPEXOIlEvol';. See Rhodes (supra n.4) 470. 39 [Plut.) Mor. 835F; Ath.Pol. 40.2. 40 According to Dion. Hal. Lysias 32, Phormisios proposed 't1,v OE 1tOAt'tElUV Ill, 1tacrtv aAAu 'tOi.; [tl,V 1 yijv Exoucrt 1tUPUOOUVUl. 410stwald (supra n.35) 507-508. 42D. Lewis, "The Epigraphical Evidence for the End of the Thirty," in Aristote et Athenes, ed. M. PH~rart (Paris 1993) 223. For the text of the decree see M. J. Osborne, Naturalization in Athens (Brussels 1981-82) I 37-41. For an overview of the issues involved see Osborne II D6, 26-43. For a somewhat representative sampling of other views see Krentz (supra n.14) (decree con­ cerned primarily With icrO'tEAEtU); Whitehead, "A Thousand New Athenians." LeM 9 (1984) 8-10 (decree a ~rant of citizenship); and P. Harding, "Metics, Foreigners, or Slaves? The ReCIpients of Honours in IG 11210," ZPE 67 (1987) 176-182 (most of those honored were slaves rather than metics). 43 By contrast, Cohen (supra n.32) 68 characterizes the reenactment of the Periklean measure as an 'extraordinary liberalization." His view, based largely on Nicomenes' rider, does not take into account the restrictive tenor of the other measures described above. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. GEOFF BAKEWELL 21 from Phyle were vetted by the council; those surviving this scrutiny received a block grant of a thousand drachmas to per­ form sacrifices and dedications. As Aeschines notes, this left each man an olive wreath and the sorry sum of less than ten drachmas.44 A proposal of Theozotides was likewise adopted. This measure provided state support for the orphans of those who died fighting to restore the demos. However, it was careful to limit this support to children of YVT)(HOt citizens who died; me tic children were passed over.45 Non-citizens even received little when it came to reversing the expropriations of the Thirty. While lands and houses were restored to their previous (citizen) owners, holders of moveable property were not so lucky: they had to repurchase their belongings from the current posses­ sors.46 (As noted above, metics were barred from owning land or houses.) Only in death, it seems, did Athens make no distinc­ tions between citizens and metics in rewarding the valorous. According to [Lysias] 2 'E1tt'ta