Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. The three movements of the Iliad Heiden, Bruce Greek, Roman and Byzantine Studies; Spring 1996; 37, 1; ProQuest pg. 5 The Three Movements of the Iliad Bruce Heiden T HE ILIAD FOR US is a text to be read; for its composer, his audiences, and several generations of audiences after them, it was a live vocal performance. Scholars of Greek epic and related genres have become increasingly sensitive to the losses in affect and significance that occur when such a per­ formance survives only in the form of its 'libretto'.! But for students of Homer the desire to recapture the power of the per­ formed Iliad confronts the silence of the historical record: the first traces of performances of Homer date from the mid-sixth century, perhaps more than a century after the epic's compo­ sition.2 Denys Page probably spoke for many in declining to speculate about how the questions concerning Homeric per­ formance might be answered. 3 Others have been less cautious. The issue of the performance structure of the Iliad has proven an especially fertile ground of speculation, because the evident 1 For recent theoretical discussion of these losses and efforts to recuperate them, see J. M. Foley, The Singer of Tales in Performance (Bloomington 1995) 1-59. 2 The view that our Iliad is the result of a major revision that occurred in sixth-century Athens has gained adherents during the past two decades: M. S. Jensen, The Homeric Question and the Ora/-Formulaic Theory (Copenhagen 1980); K. STANLEY, The Shield of Homer (Princeton 1993: hereafter 'Stanley') 279-93; R. Seaford, Reciprocity and Ritual (Oxford 1994) 144-90; C. Nagy, "Homeric Questions," TAPA 122 (1992) 52, describes the "textualization" of Homeric epic as a centuries-long process that entered a "definitive" stage in mid-sixth century Athens. For recent arguments against a late sixth-century Athenian recension, see R. Janko, The Iliad: A Commentary IV (Cambridge 1992) 29-32; M. L. West, "The Date of the Iliad, " MusHelv 52 (1995) 203-19, proposes 688 as a terminus post quem for composition; E. F. Cook, The Odyssey in Athens (Ithaca 1995) 128-70, argues that the Odyssey ·acquired its present form in the region of the Saronic Gulf during the seventh and sixth centuries B.C.E." The argument presented in this paper does not depend upon the date of the Iliad, but assumes that the composer established a relatively fixed text for performance. A. Parry (YCS 20 (1966] 175-216) compellingly explained why the question "Have we Homer's Iliad?" must be answered ·yes." J D. Page, The Homeric Odyssey (Oxford 1955) 75 n.8. 5 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 6 THE THREE MOVEMENTS OF THE ILIAD coherent design of the poem indicates that its composer in­ tended it to make a profound impression as a whole upon its audiences. Yet the immense length of the Iliad renders con­ tinuous performance a physical impossibility. Scholars have therefore tried to imagine a performance structure that might accommodate the necessary pauses but preserve unity of im­ pact. This paper will review the proposals that have addressed this issue, evaluate their plausibility, and offer a new contribu­ tion to the discussion. I Three theories of Homeric performance structure may be dealt with briefly; these lack plausibility because they under­ estimate either the aesthetic importance of the epic's coherence or the requirement that its outstanding features be accessible in performance. According to A. B. Lord, Homer, like a South Slavic guslar, could have simply stopped whenever he got tired;4 this overly close identification of Homer with South Slavic singers has been criticized by A. Parry (supra n.2: 212) among others. Lord later suggested that the Iliad may have achieved its monumentality through the influence of the scribe who took it down from its oral composer-in-performance, who would never have intended it to be performed as a whole at all, at least not after the performance in which it was dictated. 5 As poems until the late fifth century in Greece were heard and not read, Lord's theory would mean that Homer, or rather Homer's scribe, had knowingly created a poem whose most extraordinary effects he alone could appreciate: not likely, especially since Lord does not even suggest that an eighth cen­ tury scribe could have had any poetic taste independent of the oral masters. Notopoulos argued that Homer's epics were designed for performance in short segments, probably corre­ sponding to the 'books' transmitted in the manuscripts, over a period of several weeks at the private banquets of aristocrats. 6 A performance so structured could not have made a coherent 4 A. B. Lord, ·Homer and Huso I: The Singer'S Rests in Greek and South­ slavic Heroic Song," TAPA 67 (1936) 10lr13. 5 A. B. Lord, The Singer of Tales (Cambridge 1960) 149-57. Lord's scenario has recently been adopted by B. B. Powell, Homer and the Origin of the Greek Alphabet (Cambridge 1991) 228ff. 6 J. A. Notopoulos, ·Studies in Early Greek Oral Poetry," HSCP 68 (1964) 1-18. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. BRUCE HEIDEN 7 impact upon audiences. It is altogether possible that such per­ formances, or performances even less coherent, did take place; but it is unlikely that the composer of the Iliad never intended his epic to be performed in a more coherent format. More plausible is the view that the composer of the Iliad in­ tended it to be performed in marathon sessions over a brief span of days, probably at a pan hellenic religious festival. Only in such a performance could the epic have been appreciated as a whole.7 Wade-Gery's suggestion of a three-day division was inspired by the analogy of the competition in tragedy at the City Dionysia in Athens, which occupied three days, as well as by the three "movement" division of the Iliad previously pro­ posed by Sheppard without reference to performance. 8 The obvious basis for Sheppard's scheme is the flanking of the third day of battle (Books 11-18) by the many narrated days that pre­ cede and follow it. This three-part scheme was adopted with slight modification by Wade-Gery and continues to be influen­ tial in the recent new proposal of Taplin. 9 The idea of a three-part performance does not necessarily entail the conclusion that the divisions in the performance were exactly determined by the composer in advance. The points at which a day's performance ended and the next day's began may have been variable. But this does not seem likely. Beginnings, pauses, and resumptions of performance can be moments of great emphasis, and one can hardly imagine that so skilful a conductor of his audience's feelings as Homer would have left the divisions in the performance of his epic to chance or failed to exploit their potential. Thus adherents of the three-part per­ formance structure have maintained that the Iliad was designed to be performed with two specific, major internal pauses and 7 Cf G. S. K1RK, The Iliad: A Commentary I: Books 1--4 (Cambridge 1985: hereafter 'Kirk') 12f. 8 H. T. WADE-GERY, The Poet of the Iliad (Cambridge 1952: hereafter 'Wade-Gery') 13-16; J. T. Sheppard, The Pattern of the Iliad (London 1922); G. Murray, The Rise of the Greek Epic· (Oxford 1934) 187-92, had earlier suggested a panhellenic festival as the occasion for which the Iliad might have been composed; M. Breal, Pour mieux connaitre Homere (Paris n.d.) 43ff, had linked composition and performance to the establishment of sacred athletic contests; before Sheppard and likewise without reference to performance, E. Drerup, Das funfte Buch der !lias (Paderborn 1913) 364 with 0.2, 428, suggested a three-part division of the whole epic. 9 O. T APLlN, Homeric Soundings (Oxford 1992: hereafter 'Taplin') 11-31. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 8 THE THREE MOVEMENTS OF THE ILIAD that the location of these pauses can be precisely identified In the text.10 Five different schemes for dividing the Iliad into three movements for performance have been proposed. They are summarized in the following table: II III Wade-Gery 1-9 10-18.353 18.354-24 Davison 1-8 9-16 17-24 Schadewaldt 1-9 11-18 19-24 Taplin 1-9 11-18.353 18.354-24 Stanley 1-7 8-17 18-24 These diverse schemes are based upon several aesthetic criteria. Davison's criterion is length: dividing the poem into six four­ book segments yielded units of approximately equal length that might have been convenient for recitation by a team of 10 Wade-Gery 13-16; J. A. Davison, "Thucydides, Homer, and the 'Achaean Wall'," GRBS 6 (1965) 23ff; W. Schadewaldt, Der Aufbau der I/ias (Frankfurt a.M. 1975) 24; Taplin 11-31; and Stanley 261-68. Davison's proposal receives acceptance and further argumentation from A. Thornton, Homer's Iliad: Its Composition and the Motif of Supplication (=Hypomnemata 81 [Gottingen 1984]) 46-63. I do not include in this discussion the tripartite divisions proposed by C. M. Bowra, in A. J. B. Wace and F. H. Stubbings, edd., A Companion to Homer (London 1962) 43; Drerup (supra n.8); Sheppard (supra n.8); B. Andreae and H. Flashar, ·Strukturaequivalenzen zwischen den homerischen Epen und der friihgriechischen Vasenkunst," Poetica 9 (1977) 217-64; and M. Silk, Homer: The Iliad (Cambridge 1987) 37, because these scholars do not claim that their schemes of division shaped performances. Sheppard divided the Iliad into three "movements" consisting of Books 1-10, 11-18, and 19-24; Andreae and Flashar divide it into three sections consisting of Books 1-7, 8-18, and 19-24; Silk prefers 1-9, 10-17, and 18-24. C. H. Whit­ man, Homer and the Heroic Tradition (Cambridge 1958) 329 n.46, suggests that Sheppard's scheme was plausible for performance. Kirk (45f) endorses a rough three-movement division, without specific breaks and not tied to per­ formance. Bowra's division, consisting of Books 2-8 (preceded by Book 1 as prologue), 9-15, and 16-22 (followed by Books 23 and 24 as epilogue) is the closest to what I shall suggest in the second part of this paper. For discussion of proposals to divide the Iliad into three movements for performance, see N. J. Richardson, The Iliad: A Commentary VI: Books 21-24 (Cambridge 1993) 2ff. Stanley (265) suggests that his long middle movement might have been divided into two to create a four-day performance. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. BRUCE HEIDEN 9 rhapsodes. 11 For Stanley the criterion is formal: his umts of performance derive from and are identical to units that he argues are constituted through patterns of verbal, narrative, and thematic repetition in the text. Schadewaldt and Taplin base their performance divisions upon the narrative divisions of the text. As Taplin explains (18f, 26), Once the handling of narrative-time is set out ... one feature stands out as by far the most remarkable: the huge central day lasts all the way from book 11 to book 18 .... It is held to­ gether as a narrative unit by Zeus' promise of success to Hek­ tor until the sun goes down .... From the appreciation of the massive structural unity of the central day follows the observa­ tion that the poem as a whole is constructed in three parts, or three movements .... My theory is, simply, that the three part structure matches and arises from Homer's own performance; and that the two clusters of forward-markers to 'tomorrow' in narrative-time also serve as forward-markers in performance­ time. 12 For Wade-Gery (16), the first to propose a three-movement performance, the explicit criterion was thematic, but his words indicate that he was thinking of narrative divisions as well: The first performance ends with the fruitless embassy: the second, when the death of Patroklos has had its full reverbera­ tion: the third, with Hektor's ransoming. In the poem, thus articulated, the main theme is now seen clearly to be Achilles: at the end of each day's performance we have reached (and fully explored) a vital stage of his experience. The common respect for prominent narrative divisions in deter­ mining the performance divisions may explain why the schemes of Wade-Gery, Schadewaldt, and Taplin, though not identical, are quite similar to one another. None of the above schemes of performance division has won acceptance from a consensus of scholars-no doubt largely due to the aforementioned skepticism regarding any proposals for 11 Kirk (44-47) skeptically discusses four-book divisions but without refer­ ence to performance. 12 For Schadewaldt (supra n.lO: 24) night in the narrative signifies the end of a day of performance: "Zweimal in dem Gedicht schliesst mit einer Nacht ... ein Stuck der Handlung .... Danach mag die I1ias an drei Festtagen vorge­ tragen worden sein .... Wenn ein Vortragstag zu Ende ging, war auch im Gedicht Abend geworden; wenn man morgens wieder begann, stieg auch in dem Gedicht wieder die Morgenrote auf." Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 10 THE THREE MOVEMENTS OF THE ILIAD fixed performance divisions. But among those who do feel that the investigation of plausible performance divisions is worth­ while, the lack of consensus would seem to indicate unease with the aesthetic and thematic implications of the divisions pro­ posed. Perhaps the problem lies with the criteria used by the authors of these proposals to derive and support them. For none of these scholars have based their schemes on aesthetic principles reculiar to situations of performance. The narrative and forma divisions identified by Taplin, Schadewaldt, Wade­ Gery, and Stanley, if for the sake of argument we grant their validity, can be found in the text regardless of how the text is performed or whether it is performed at all. Davison's divisions are indeed based upon considerations of performance, but only upon its mechanics (assignment of segments to rhapsodes, a matter about which we actually have no evidence whatsoever). Taplin alone has observed that the situation of performance makes special aesthetic demands. He does this when he claims that the performance divisions he has proposed would have stimulated audiences to return for the second and third days of recitation: «Anyone who had heard the Iliad up to book 9 or up to book 18 would be very reluctant to stop with the closure at those junctures."13 Nevertheless, Taplin has not undertaken a systematic analysis of beginnings and endings of performances, and he assumes that divisions in the performance coincide with those in the narrative. 14 Once we turn full attention to the relationship between narra­ tive divisions and performance divisions in performances with which we are familiar, it rapidly becomes apparent that although these two types of divisons may coincide, they need not do so, and that they are often found in tension with one another. The examples of motion picture serials and television soap operas !3 Taplin 26; Stanley (263) also briefly considers how his proposal would flow as a performance. 14 In the discussion that follows the terms "performance" and "narrative" roughly correspond to the terms" recit" and" histoire" in the fundamental narratological studies of G. Genette. Narratologists in fields other than classics usually translate these terms into English differently; I have main­ tained usage of "performance" and "narrative" in the senses familiar to classicists from existing treatments of Homer, especially that of Taplin. In narratology "histoire" (often translated by "story") denotes the actual or fictitious e'lJents that a story is about, "recit" (often translated as "narrative" or "discourse") the telling that signifies those events. See Genette, Narrative Dis­ course, tr. J. E. Lewin (Ithaca 1980) 27, and S. Richardson, The Homeric Narrator (Nashville 1990) 3, 209 nA. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. BRUCE HEIDEN 11 readily come to mind. In these dramatic formats a virtually un­ breakable rule dictates that performances should end at a point that interrupts the movement of the narrative toward a climax, and begin again as the anticipated crisis is approached. For a paradigm closer to Homer, we can turn to Athenian tragedy, where choral interludes frequently interrrupt the action at sus­ penseful points, such as Soph. 0 T 1086, when Jocasta has rushed into the palace and the arrival of the shepherd is awaited, and Eur. Med. 1250, when Medea rushes into the palace to kill her children. Similar phenomena may be found in the text of the Iliad itself. The ancient scholiasts often observed Homer's skill in creating an effect of suspense;lS such effects need not coincide with performance divisions, but they may at least indicate that pauses in performance could also have been suspenseful rather than c1osural. Yet two performance divisions in the Iliad can be determined with near certainty: the beginning of the first day's performance and the end of the last. 16 Homer does not begin the Iliad with the Wedding of Peleus and Thetis, the birth of Achilles, the Judgment of Paris, the abduction of Helen, or the beginning of the Trojan War. As everyone knows, Homer plunges in medias res, in the tenth year of the war. Nor does he begin at sunrise, or offer any indication of the time of day. Homer begins the nar­ rative of the Iliad at a moment of crisis, the quarrel between Achilles and Agamemnon (1.M), from which he backtracks to an equally critical moment, Agamemnon's rejection of Apollo's priest Chryses (1.11f), and then finally to his extended narra­ tion of Chryses' supplication of Agamemnon. 17 The abruptness of this beginning becomes the more apparent when we com­ pare the way Achilles begins his account for Thetis of the quarrel with Agamemnon (1.366-69): 18 15 For examples and discussion see N. J. Richardson, -Literary Criticism in the Exegetical Scholia to the Iliad, " CQ N.S. 30 (1980) 269f. 16 Performances of Homer sometimes began with hymns to the gods, and may have been followed by recitations from the epic cycle. Such extensions of the performance, if they were actually contemporary with the composition of the Iliad, need not have obscured the points at which the performance of the Iliad itself began or ended. 17 On -epic regression" see T. Krischer, Formate Kon'lJentionen der homer­ ischen Epik (=Zetemata 56 [Miinchen 1971]) 136-40. 18 j. Griffin and M. Hammond, -Critical Appreciations VI: Homer, Iliad 1.1-52," GaR 29 (1982) 128£, and 1. j. F. de jong, -Iliad 1.366-392: A Mirror Story," Arethusa 18 (1985) 13-16, have many illuminating observations about the differences between Achilles' narration and that of the Homeric narrator. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. 12 THE THREE MOVEMENTS OF THE ILIAD c;>xoj.l.e9' it; 81l~T1v, iepTtv 1tOAlV 'Huirov<><;, -rilv oe ol£1tpo.9oj.l.EV 'tE lC<; 0' UP\'YEvEl<; UW<; 'tl;j.l.0t; ap' Uj.l.