HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 Authorial Statements, Narrative, and Character in Plutarch's Agesilaus-Pompeius Thomas P. Hillman 1\:. IMPORTANT but largely overlooked aspect of Plutarch's characterization in the Lives is the juxtaposition of, and the interplay between, the narrative descriptions of the events that reveal his subject's character and the statements or comments inserted into the narrative at various points to achieve the same end. These authorial statements occur at important moments in the subject's life, at which the biog­ rapher pauses, steps back from the narrative of historical events, and makes interpretive comments that further reveal the character of the great man and its relationship to the history of his times. As the narrative once resumed bears out the authorial analysis and subsequent statements expand upon it, I would argue that Plutarch is not employing these statements merely to offer timely pointers, but uses them as a structural device to shape the narrative into a more complete portrait of his subject's character. Although many such passages appear throughout the Lives regardless of their date, length, and the depth and complexity of their analysis, a detailed examination of the authorial statements in the long and highly complex Pompeius will demonstrate their important role in the structure of Plutarch's portrait of Pompeius' character.1 Furthermore, examination of the Agesilaus will reveal their structural and thematic importance for the Agesilaus-Pompeius as a pair. As some have regarded all such pauses in the narrative of events as digressions deserving censure, an answer to this I See e.g. Ant. 4; 24.9-12; 27.3ff; Ak. 16,23; Mar. 7,28.1-7; 31.3; 32.3; Caes. 15.1-17.1; Dem. 13-14; Demetr. 19-20; Luc. 33.1-4; 36.5ff; 38.2-39.5; Sert. 10. Given the rather lengthy literary analysis of this paper, I must forego all historical analysis of the passages discussed. 255 HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 256 AUTHORIAL STATEMENTS IN PLUTARCH CrItIcism is first of all necessary.2 Digression is defined as a "[dJeparture or deviation from the subject in discourse or writing."3 So, if the purpose of the Lives is the illumination of great men's character, any authorial comments that reveal the character of a Life's hero cannot justly be called digressions. That they retard the narrative of events might be a relevant criticism if Plutarch were writing history. For Plutarch, how­ ever, the events narrated are essentially a means of illuminating character, no differently than the authorial statements. To censure these statements as digressions is to mistake Plutarchan biography for history as Ot 'ta<; 8l£~08lKa<; ypile; 7tpOa"K€l. 7 6 See Pelling (supra n.5) 123 ad Ant. 4; cf Ant. 24.9-12; 27.3ff with nn. ad loce. 7 He is perhaps referring to the lost 1tEP1. toov tPlWV QVOllatWv t1. lCUpWV (Lamp. Cat. 100), clearly a work of a different y£vo(,. HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 258 AUTHORIAL STATEMENTS IN PLUTARCH This brief sampling should make it clear that in true digres­ sions Plutarch admittedly departs from the subject of each Life to edify or amaze the reader with information that in no way reveals the character of, for instance, Alexander, Dion, Timoleon, Marius, and Coriolanus. The subject of the digres­ sion may vary from natural phenomena to names to the general topic of nobility of character displayed in adverse situations. N or does the biographer always signal the end of a digression as in these examples with a summary comment including a J.lEvor J.lEv o-ov to be answered in the resumed narrative by OE. At Pomp. 4.7-10 he conludes an explanation of the Roman wed­ ding hymn, with o~'to<; 6 A.6yo<; m8avfina't6<; EO'tl 'twv 1t£Pl 'tou TaA-aotou A-£Y0J.lEVc.oV; and at 25.13, after offering a brief opinion on how the sound of human voices could knock a bird from the air, he silently returns to the narrative (26.1; c{ Flam. 10.7f). Although true digressions may be amply iIfustrated from various Lives, only a detailed analysis of authorial statements in a single Life will clarify how closely related to the narrative they are and how integral to the portrayal of the subject's character. Pomp. 46.1-48.12 affords an example of authorial statements in conjunction with narrative that is highly complex and central to the portrait of Pompeius. I Plutarch turns from the narrative (Pomp. 46.1) apparently to refute erroneous comparisons of the Roman's age to Alexan­ der's at the time of his greatest achievements. 8 He is not, however, simply out to confound this inaccurate comparison. Rather, this statement is the first of three (46.1-4, 8f; 47.3f) that closely interlock with the surrounding and intervening nar­ rative sections (46.5ff; 47.1£). Through them Plutarch moves beyond the crude propagandist's comparison to Alexander into a far more telling analysis of Pompeius, his character, and his career. Thus at 46.2ff he follows up the refutation begun at 46.1 with a stunning statement: ws roVT)'tO y' (Xv £vmu8a 'tou ~tOU 1tauO"a~Evos, axpt ot) 'tilv 'AAE~av8pou 'tuXT]V EO"XEV' (, 8' £1tEKEtVa XPOVOS a1nq, 'tas ~£V ell'tUXtaS TlveyKEv £1ttcp8ovous, aVT]KEo"'tOUS 8£ 'tas 8uO"'tuXiaS. 8 The irony of course is that Plutarch himself has Pompeius' age wrong. Throughout the Pompeius Plutarch scorns the comparison with Alexander, a topic I hope to discuss elsewhere. HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 THOMAS P. HILLMAN Tjv yap EK npocrTlKoV-rWV au-roe; EK-rTtcra-ro Duval-Ltv EV -rfinoAEt, -rau-rD Xproj.lEVOe; 1mEp aAAwv ou DtKaiwe;, ocrov EKdvote; icrxuoe; npocr£'tiSEt, -rile; eamou b6~Tle; u, TIoll1tlltOU Il£V EAaxuHa ft 'tas a1tOKAtOftS £1tavtoouoa 't11S 1tO­ AEWS icrxuS cis £V OUVEA80ucra Kat YEVOIlEVll 11 ta, 't~v 1tav-ra 1tpaYlla1a Ka1ao1aOtaOaoav Kat Ka1a~aAouoav avaV1a­ yroVto'tOV p01t~V £1tOtllOEV. 0 you V Ka'twv 'tOUS AEyoV'tas U1tO 'tfts UO'tEPOV YEVOIlEVllS 1tpOS Katoapa ilOIl1tlltC? btaq:>opus ava­ 'tpa1t11Vat 't~V 1tOAtV allap'ttlVftv EAEYEV, ai'!tWIl£VOUS 'to 'tEAEU'tatOV' 0.0 yap 't~V o'tacrtV 0.00£ 't~V Ex8pav, aAAa 't~V ouo'taotV Kat 't~V 0IlOVOtaV au'to)V 't11 1tOAEt KaKov 1tpGnov yEV £o8a t Ka 1. Il£yto'tov. Here again Plutarch uses the present to illuminate the future, as the illustration of Pompei us' failings gives way to a summation of their larger historical effects. The destruction of the Republic will come to pass (at least partially) because Pompeius' character, as revealed throughout the Life, but especially in these last few chapters, has led him to form the 'UK'WC; at 39.6 is quite significant. As nature is, obviously, innate, this characteristic must have been present in Pompeius from the beginning and must be implicit in the description at Pomp. 1.4. Cf the abstract £V'tE'U~tV at 1.4 with the concrete 'talC; EV't'UYXUVO'UO'l at 39.6 and EV't'UXE'iv and EV'tEU~EO'l at 23.4. For an important recent discussion of uO'tC; and ~eOC; see C. Gill, "The Question of Character-development: Plutarch and Tacitus," CQ N.S. 33 (1983) 469-87, esp. 478-81. This study refutes the modern contention that the ancients saw character as immutable, as e.g. in A. Dihle, Studien zur griechischen Biographie (Gottingen 1956) 60ff; Hamilton (supra n.s) xxxviii-ix; F. Leo, Die griechische-romische Biographie (Leipzig 1901) 188ff; R. M. Ogilvie, The Roman and their Gods (London 1970) 18. HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 THOMAS P. HILLMAN 267 bility to approach" (\:uapJloO"'tia 1tPOC; EV'tE'UStV', 1.4).23 The Pompeius contains several earlier examples of this characteris­ tic: he gives the courtesan Flora to his friend Geminius simply because Geminius asked for her (2.5-8); Pompeius spares the Sicilian city of Himera and the politician Sthennius when Sthennius asks to take sole responsibility for Himera's anti­ Sullan policy (10.11f); Pompeius gladly grants Crassus' request for cooperation in their bid for the consulship of 70 (22.1£). Yet it is ambition that moves Pompeius to help Crassus, and his expectation that he will now have Crass us under obligation leads only to trouble (22.3f, 23.1£).24 Here Pompeius' readiness to grant requests first conjoins with the parallel theme of ambition that the biographer has also been developing. This conjunction will reappear after 46.1. Only then it will not be Geminius or the harmless fool Demetrius whom Pompeius must suffer, but the far more dangerous Clodius and the wily Caesar, whose ambition will encompass Pompeius' destruction. Ironically, then, Pompeius' best point, when combined with ruthless ambition and political incompetence, becomes a two­ edged sword and the principal element in his downfal1.25 When the narrative resumes at 47.5, the facts prove Plutarch's interpretations substantial: Caesar's and Pompeius' friendship brings great evils upon the city, and Pompeius' power supports Caesar to the detriment of his own reputation. I refer to Pompeius' power here rather than Pompeius, because from 47.5 until Caesar's departure for Gaul (48.9), Caesar, not Pompeius, wields Pompeius' power (el Caes. 14.5). This is of course precisely what Plutarch said in his first statement (46.3f: ()t(x 't1l<; ITOJl1tT1l0U ()UVaJlEw<;) and illustrated-through Clo­ dius-in the second (47.8f).26 In alliance with Caesar Pompeius proves passive and reactive. Pompeius has in fact always been 23 Of the characteristics Plutarch lists at 1.4 as responsible for winning Pompeius the love of the Roman people, Evaplloo"tia 1tpOs £VtEU~tv comes last, is represented as the quality that Pompeius possessed over and above the others, and is the only one that Plutarch sees fit to expand upon. 2. Pomp. 22.2: xai. IlEV'tOt llOIl1tTttOC; 'liya1t'TlOE, 1taAat ~h:6IlEVOC; XPElac; 'ttVOs {l1taPS11 1tav'ta1tacrlv fau'tov 'to Kaicrapl XPTtcracrOal 1tapa<>E<>coKcOC;. Thereafter (48.1-7) Pompeius, who had just won such glory by refusing to be like Sulla (43.1-5), uses soldiers and violence to drive off all who would oppose the legislation by which his and Caesar's political ends are attained. This ends only when Caesar's departure for Gaul is reported at 48.9. By then, however, Pompeius has already been seduced from politics by the love of Julia (48.8) and has become the butt of Clodius' demagogic abuses (48.8-12; cf 46.8f). 28 This rapid transition back to Clodius further reinforces the connections between the authorial statements and the narrative and suggests that Pompeius will find no respite even with Caesar gone: other demagogues will take his place. 29 Throughout Cato has opposed and "as if inspired and possessed by Phoebus kept prophesying in the Senate what was in store for the city and Pompeius" (48.6).30 After this complex interweaving of narrative and authorial statement at 46.1-48.12, there follows another long narrative 27 Pomp. 9.1f; 10.1£; 11.1; 13.1-7; 14.1-5, 8ff; 17.3f; 20.If; 25.2-13; 26.3; 30.1-8; 46.8; 47.6f; 48.8-12; 49.10; 51.1, 6; 52.4; 53.6; 54.3; 58.4-10; 59.3f. On Pompeius' passivity in the second part of the Life, see C. B. R. Pelling, "Plutarch's Adaptation of His Source Material," JHS 100 (1980) 133f. 28 Pompeius was censured for his neglect of public affairs while attending to his wives: Pomp. 2.9f, 53.1-5, 55.1-5. At 2.9f concern for his 06~a also leads Pompeius to abuse a friendship to deflect criticism. 29 See Pomp. 49.10; 51.1, 6; 52.4; 53.6; 54.3; 58.4-10; 59.3f. 30 For 'to. ,.t£AAov'ta, cf also Pomp. 47.1: 1tAdcr'tllv JlEv au'tCfl xapw EV 'to 1tapov'tt Kat OUvaJltv dcrauStc; llV£)'K£, Jl£ytcr'ta OE IloJl1tTJtov £~A.a\jl£ Kat 'tTtV 1tOAtV. Cato: 47.6; 48.2, 6, 9. HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 THOMAS P. HILLMAN 269 section (49.1-69.8) that, much like the narratIve sectIOn (24.1-45.7) after the authorial statement at 23.4ff, further corroborates not only the analysis of 46.1-48.12, but also the comments at 23.4ff on the vulnerability of "men great from arms and out of proportion to civilian democratic equality" in the political world. 31 For Pompeius' ambition and contentious­ ness, his lust for power and his political disabilities, his need for political friends and allies and his passivity towards them, all combine to undermine his strength, to bring on the civil war, and then to render him unable to prevent his political allies from interfering with his conduct of that war. Plutarch also employs two authorial statements to structure and reinforce the evidence of the narrative at critical moments. At 49.1-53.6 Plutarch delineates Pompeius' political career down to the death of Julia in 54. During this time Pompeius experiences more of the E1HUXiul £1tilAovlKla and 8taq>opa with them (4.4). Now, Plutarch makes clear, he is also acting contrary to tradition, for 37 qnAovuda and its cognates occur eleven times in the Agesilaus (2.2; 4.4; 5.5, 7; 7.4; 11.6; 18.4; 23.11; 26.6; 33.2; 34.2.), four times in the Pompeius (14.2, 31.2, 35.1,70.1); qltAmtllta: Ages. 2.3; 3.2, 3; 5.5; 7.4; 8.5; 6 (his); 11.5; 18.5; 20.9; 23.11; 33.2; cf V1t£K:Ka'\)f!a: Pomp. 30.8; Ages. 5.5. In the Pompeius qnAmtf!ia and its cognates do not occur in a reference to Pompeius before 29.4 and after that only four more times, although Plutarch makes it quite clear that his nature was ambitious: 30.8 (tTl~ £IlCPU'tO'\) qnAottllta~), 38.1, 39.2, 49.14 (1] IToll1tlltO'\) ... CPUOt~, OUK [xo'\)oa KaK6TJ9E~ ouo' UVEA.t:u9EPOV OUto> 'to CPtAOttllov). That Plutarch is less direct in the Pompeius should cause no surprise, as the biographer will often introduce themes in the first Life of a pair that he elaborates in a more complete and allusive fashion in the second. For this progress in Philopoemen­ Flamininus, Demetrius-Antonius, and Lysander-Sulla, see P. A. Stadter, "Para­ doxical Paradigms: Lysander and Sulla," in Stadter, ed., Plutarch and the Historical Tradition (London 1992) 41-55; Pelling (supra n.25) 83-96. 38 Just as for Pompeius in his Life, Agesilaus' dealings in friendship, whether they increase his own power, harm the state, or both, are prominent in his Life: Ages. 3.1-9, 5.1-6.5, 13.1-7, 20.3-9, 23.6-11, 24.4-26.1. Although Phoebidas is not represented at Ages. 23.6-11 as a CPtAo~ of Agesilaus, Plutarch clearly sees him as such (Pomp. 81.[1.]5f). On Agesilaus' treatment of Ly­ sander see also Pomp. 81.[1.]3f. HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 274 AUTHORIAL STATEMENTS IN PLUTARCH EotlCEV 0 AaKWVtKOS vOllo8hllS u1tEKKaUlla 'tl1s apE'tl1S EIl~a­ Aiiv ds'tTtv 1toAxtdav 'to qnAOVtKOV Kat XaptV, aPrTtv Kat avav'taywvtcr'tOV 01)crav, OUK ope&S 0IlOVotaV AEYEcreat (5.5). Even though Plutarch admits that some may cite Homer to support the assertion that rivalry and enmity among the best men are a great good for the commonwealth (5.6), he rejects this assertion, seemingly out of hand, before he turns from these authorial statements back to the narrative: at yap U1t£P­ ~OAat 'troy qnAOYtKtroy xaA£1tat 'tat<; 1tOA£CJt Kat ~£yaAOU<; KtYc>UYOU<; £xouCJat (5.7). With that, Plutarch commences the tale of Agesilaus' first expedition to Asia Minor. But like his return to the narrative at Pomp. 46.5, the facts of this narrative bear out his reflections at 5.1-7, for at 6.1-8.7 Plutarch explores the impact that great men's q)tAo'tt~ia, qnAoYtKia, cptAia, and £x8pa can have upon the affairs of state: although the expedition to Asia Minor ostensibly responds to Persian plans to drive the Spartans from the region (6.1), Lysander, Agesilaus' CPtAO<; (6.5), who has already been introduced as his boyhood £paCJ'tl)<; (2.1), and as the man who most connived at his ascension (3.1-9), has motives of his own. He wishes to help his cpiAot in Asia Minor, whom he had left in power, but who have fallen KaK&<; C>E xPW~£YOt Kat ~tatm<; 'tOt<; 1tpa:y~aCJtY (6.2). To this end he instructed these cpiAot to request the dispatch of Agesilaus, whom he would accompany as the first of his advisors OU c>ta 'tTtY Eau'tou ~OYOY c>o~ay Kal c>uya~tY, aAAa Kal 'tTtY , AY'latAaOu CPtAWY, cp ~£isoy £C>OK£t 1"11<; ~aCJlAEla<; clya86Y C>W1tE1tpax8at 'tily O"'tpa"CTl)'iaY £KElYllY (6.5). Plutarch thereby relates the motivation of the expedition and the intrigues of its origins primarily to Agesilaus' friendship with Lysander and Lysander's with those whom he had left in power in Asia Minor. The injustice of these cpiAol, as well as the great good Agesilaus thinks that Lysander has done in procuring his command, corroborates the statements of 5.1£f on Agesilaus' blameworthy exultation in joining in the wrongdoing of his friends. At the same time it broadens the scope of these com­ ments by showing them in operation in both domestic and foreign politics. On this expedition, however, two events reveal more clearly Agesilaus' cplAo'tt~ia and cplAoY1Kia and, with the authorial state­ ments of 5.1-7, imply the danger of these characteristics to HILLMAN, THOMAS P., Authorial Statements, Narrative, and Character in Plutarch's "Agesilaus-Pompeius" , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.255 THOMAS P. HILLMAN 275 Sparta. The first is his otaap&e;, d f.Ll, npo'tEpoV f'tEAEU't1l0EV [A uoavopoe;] de; Botco­ 'tiav o'tpa'tEuoae;. ou'tco<; ai. oav avO poe; fV­ OO~ou lCal lAo'ttJ.lia and qnAovtlda of the powerful are good for the state, the reader of the Pompeius cannot fully grasp that Plutarch's statement on 1tAEOvd~ia and q>lAovlKia at Pomp. 70.1-7 is part of an argument that includes the analysis of Pompeius' character-and indeed reaches beyond it, in conjunction with the analysis of Agesilaus' character, to illustrate the link between the character traits of great men and the events of history. In like manner the reader of the Agesilaus alone can also miss the full meaning of Plutarch's statement at 5.7, because the Agesilaus presents only one part of his argument against the excesses of