DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 The Taming of Digenes: The Plan of Digenes Akrites, Grottaferrata Version, Book IV Andrew R. Dyck D IGENES AKRlTES was known as early as the twelfth cen­ tury, when the narrator of one of the ptochoprodromic poems wished that a second Akrites might appear, firm­ ly plant his feet, take up his club, and smash a gluttonous abbot's feast to bits. 1 A long narrative poem on the hero's adventures survives in various versions, Greek and Russian. Its "episodic nature" and other peculiarities of its plot have long been recognized.2 What has been less fully appreciated is that a comparison of versions and literary models, aided by Trapp's synoptic edition,3 can help clarify problems in the surviving text.4 Both in terms of plot and poetic technique the poem falls into two distinct parts, the so-called "Lay of the Emir" (Books I-III of the Grottaferrata version=G) and the "Lay of Digenes" (G, I Ptochoprodromos, Kritische Ausgabe der 'Vier Gedichte, ed. and tr. H. Eidenier (Cologne 1991) IV 189-92: ",Q n<; 'Al(pi't,,<; EtEpO<; EI(Et va EUPES" 't6'tE, Kat 'to." 1tOOEa<; 'tou va £1!1t"~EV, va Enl1PEV 'to pa~oiv 'tou Kat I!ECm va Elm't6.~"K"EV EUSU" w<; ayoupi'tcr,,<; Kat va 'tOU<; EcrUVE'tpt\jlEV W<; 1taAaI!Vato<; yiya<;; cf E. Jeffreys, "The Grottaferrata Version of Digenes Akrites: A Reassessment," in R. Beaton and D. Ricks, edd., Digenes Akrites: New Approaches to Byzantine Heroic Poetry (London 1993) 34. 2 Cf e.g. R. Beaton, "'Digenes Akrites' and Modern Greek Folksong: a Reassessment," Byzantion 51 (1981) 27. 3 Digenes Akrites: synoptische Ausgabe der d.itesten Versionen (Vienna 1971). 4 See A. R. Dyck, "On Digenes Akritas, Grottaferrata Version, Book 5," GRBS 24 (1983) 185-92, and "On Digenes Akrites, Grottaferrata Version, Book 6," GRBS 28 (1987) 349-69; D. Ricks, "Is the Escorial Akrites a Unitary Poem?" Byzantion 59 (1989) 184-207, and Byzantine Heroic Poetry (Bristol 1990) passim. 293 DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 294 THE TAMING OF DIGENES Books IV-VIII). 5 Book IV of the Grottaferrata version occupies an important point in the plot-the beginning of Digenes' own tale. At first glance this book appears to be highly episodic, comprising, as it does, the narrative of young Digenes' first exploits in hunting, his winning of his bride, and his encounter with the Emperor. But in spite of its composition from disparate elements, G-iv does, I shall argue, have a kind of inner unity, for here we see the process by which young Digenes becomes integrated in society. Although this study will focus on the earliest extant version, preserved in the Grottaferrata monastery (codex Cryptensis Zn 44=G, s. XIII ex./XIV in.), 6 features of the other versions also need to be considered, especially the extant representative of the other main branch of the tradition, the codex Scorialensis'P IV.22 (=E, s. XV), and the hybrid version Z, reconstructed from three extant Mss. of the sixteenth and seventeenth centuries; the two eighteenth­ century Russian versions (their [hyp Jarchetype= p) will also be mentioned. The main relations are as follows: 7 5 On the plot cf H.-G. Beck, "Formprobleme des Akritas-Epos," in Jdeen und Realitaten in Byzanz. Gesammelte AuJsatze (London 1972) XVIII, 139ff (=Beitrage zur Sudosteuropa-Forschung [Munich 1966]), and Geschichte der byzantinischen Volksliteratur (Munich 1971) 94 (though he should have characterized the "Lay of the Emir" as a romance, rather than a historical epic); on poetic technique cf V. Tiftixoglu, "Digenes, das 'Sophrosyne'­ Gedicht des Meliteniotes und der byzantinische Fiinfzehnsilber," B Z 67 (1974) 44f; N. Oikonomides, "L' 'epopee' de Digenis et la frontiere orientale de Byzance aux X, et XI< siecles," Tra7JMem 7 (1979) 380f, presents further arguments for the independence of the two parts. 6 Cf Father M. Petta ap. L. Politis, "L'epopee byzantine de Digenis Akritas. Problemes de la tradition du texte et des rapports avec les chansons akritiques," La poesia epica e La sua trasJormazione (=AttiLinc 367, Quad. 139 [Rome 1970]) 554. 7 This the earliest portion of Trapp's stemma (supra n.3: 46), modified by omission of Y, by which he assumed Z to have gained direct access to the archetype. Trapp has isolated (29-33) elements in Z that lack correspondence in G or E; one wonders, however, whether, taken together, these divergences are so significant as to require positing for Z a more direct line to the archetype; some could have been included in gore, though omitted from the extant G and E; others could represent borrowings by Z, which dates to the fifteenth century (Trapp 29), from folksongs (see the parallel to the song Tau V£lCpOU ao£A.cpou: Trapp 30); cf also M. Jeffreys, "Digenis Akritas Manuscript Z," Dodone 4 (1975) 200 with n.3; L. Politis, "Digenis Akritas. A propos de la nouvelle edition de l' epopee byzantine," Scriptorium 27 (1973) 335f. DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 ANDREW R. DYCK 295 x ~ =archetype) At the beginning of G-iv Digenes, aged twelve, is a young animal, or rather, is swifter and stronger than any animal, as he demonstrates by squeezing a she-bear to death, catching a deer and killing a lion (G 1053ff, E 664ff [omitting the incident with the deer], Z 1381ff).8 Upon completion of these rites de passage, his father declares him henceforth independent (G 1160ff, Z 1494ff). The remainder of G-iv shows how this child of nature becomes a part of culture. One ancient analysis of the formation of human society found that prima societas in ipso coniugio est (Cic. Off 1.54).9 This phrase nearly hts Digenes, for the hrst step in his 'taming' is his willing enrollment as a 'slave of love' for the General's daughter. Here Digenes displays his prowess once again: he steals his bride and defeats an entire army in order to keep her. lo 8 A number of cultures present folktale traditions of a hero's precocious exploits; cf Stith Thompson, Motif-Index of Folk-Literature, I-VI (rev. edn. Bloomington 1955-58) F611.3.2, Z231. 9 Arius Didymus ap. Stob. Eel. 2.7=II 148.5 W.-H. offers a more politically oriented Greek counterpart: 1tOAl't£la OE 1tPW'tll cruvooo<; o.vopo<; Kat yuvalKO<; lW'ta VOf.lOV E1tt 'tEK:VWV YEvVl]crn Kat ~iou KOlVwvi~. 10 For the slave of love motif cf G 1293f: OOUAot yap 'tex avEcHawe;" 'ti1v llAlKlav V E cJYC awe;" Kat 'tate;, XEpO'tV ciTt't'tT]'toe;, (p.152, 21£). The Vitae model their depiction of Theodore and Licinius ultimately on Dionysus and Pentheus in Euripides' Bacchae. Theodore, the apparent subject, is, in fact, steering events toward his own goal, which, however, is not the dismember­ ment of his opponent but his own martyrdom (and ultimate victory). In the Vitae the incidents thus form a sequence with a clear inner logic leading to a climax. The saint's slaying of a dragon and other exploits reach the Emperor's ears, and he sends messengers asking Theodore to come to him at Nicomedia; the Emperor's intent is hostile from the outset (JlEya 'tou'tcp AOl1tOV Eo6Kfl eTtpaJla 'to 'tov avopa £AEtV: p.156, 29f). Theodore replies by letter that public business requires his continued presence in Heraclea but invites the Emperor to meet him here instead so that he can offer Licinius a public display of his piety by sacrificing to the gods (p.157, 27ff). This latter is, of course, a piece of deception; we have already been told his real motive: he wishes to be martyred in his native place (p .157, 1 Off); and the sequel likewise requires an environment friendly to Theodore. Licinius is characterized as lacking in self­ control; he is pictured as so thrilled at the prospect raised by Theodore's letter that he hastens to Heraclea as if to a lovers' tryst (p.158, 8: read (we;,) E1tt 'tov EPWJlEVOV 'tPEXWV EUe\> 'tile;, 'HpaKAE~a<; TlAauvE); hence his willing abandonment of imperial prerogatIVe. Upon his arrival, Licinius and Theodore greet each other warml y; Licini us asks Theodore to sacrifice to the pagan divinities; Theodore asks for two days' grace in which to engage in a private devotional exercise; for this purpose Licinius 22 Trapp (supra n.21 278) has collected the references-four in G, of which only one has a correspondence in E, in addition to an allusion in the prologue added later to G. One wonders whether the addition of this episode in G was suggested by that single allusion in the" core" ; the reference at E 883 (flU 'tOY armv flO'\) SEoOropov, 'tOY flEya U1tEAa'tl1V) already assimilates Theodore to the Borderer's milieu. DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 ANDREW R. DYCK 303 entrusts the saint with splendid divine statues in gold and silver. When Licinius summons him two days later and asks Theodore to join him in pouring libations, the saint replies ambiguously, and a centurion named Maxentius steps forward to accuse Theodore of having reduced the head of Artemis' statue to numerous tiny fragments, a charge that Theodore confirms. The saint is then subjected to the most grisly tortures and crucified. By night an angel removes the body from the cross. Hence on the following day, when Licinius asks for the corpse to be brought to him so that he can mutilate it and cast it into the sea, it cannot be recovered. Theodore appears to and converts those who go in search of the corpse. When rioting between pagans and Christians ensues at Heraclea, Theodore intervenes, admonishing the Christians to offer no resistance. The y-redactor's idea of adapting Digenes' encounter with the Emperor from Theodore's meeting with Licinius was problematical. Confronted with this overall scheme (arrange­ ment of the meeting, encounter with the emperor, martyrdom, display of the martyr's posthumous powers), the y-redactor had to part with the central element of the martyrdom; hence his plot comprises only the arrangement of the meeting, the encounter with the Emperor, and a display of the subject's (no longer posthumous) prowess. Though he could include such an accidental feature as the subject's insistence that the Emperor come to him, he could not use the motivation in his model for the subject to make such a request (Theodore's wish for martyrdom in his native city) or for the Emperor to give way (his desire to entrap Theodore and loss of self-control when a method for doing so appears). Instead the y-redactor had to supply a different motive for the subject's dictation of terms; hence in his letter Digenes alludes to the Emperor's "inexperienced soldiers" in explaining why he wishes the Emperor to appear escorted by only a few troops (G 1945ff; already in y in view of Z 2326£f); in fact, Digenes here sketches an entire scenario in which he reacts to provocative words of these (hypothetical) tirones by killing them. Now, an incident that precisely follows this pattern does occur in G, namely Digenes' encounter with soldiers at Trosis (G 2448ff): Digenes responds to their taunts (G 2464f) by taking up his club and killing all forty-five of them (G 2462, 2477ff). Note, how­ ever, that in E and Z this encounter is not with soldiers but with the U1tEA.a:tcH (E 1142, Z 2889); doubtless this was also the case in G's source (y), for otherwise it is very difficult to explain the DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 304 THE TAMING OF DIGENES allusion to the three Cx.nEA(x-rat at G 2453ff CYnllPXOV D£, WC:; U(f'tEPOV nap' al)'trov 'tOt)'tQ EYVrov, 'IrovvaKTlC:; 8aullacr'toc:; Kat V£OC:; Cx.nEAa'tTlC:;, tAOnannouc:; 0 y£prov 'tE Kat 0 Kivvalloc:; 'tphoc:;). In this sector, then, G's text confuses or conflates two incidents, one corresponding to the battle with the Cx.nEAa'tat as in E and Z, the other the encounter with imperial soldiers mooted as a possibility at G 1947ff. Moreover, as a hypothetical possibility motivating Digenes' dictation of terms for meeting the Emperor, the encounter with arrogant tirones is nonsen­ sical. What would make sense would be for Digenes to have killed a number of imperial troops prior to the scene with the Emperor. Such an incident would explain both the Emperor's desire to meet the Borderer and the latter's wariness. I suspect that the y-redactor, squeamish about so direct a confrontation with imperial power, transposed the incident into a conditional clause. In the Lives of the Theodores, as we have seen, the actual meetings of Emperor and subject, aside from social pleasantries, revolve around the religious issue; they provided, in other words, no usable model for the y -redactor. The original version of the encounter with the Emperor, as I have reconstructed it, is nevertheless markedly similar to Digenes' encounter with his prospective father-in-law, each preceded by a trial by arms between Digenes and the other's soldiers. In either case the dialogue of Digenes with the principal is polite, with any criticism reserved for the other's soldiers;23 and in both encounters Digenes refuses gifts 24 and instead confers them (in line with Aristotle's description of the behavior of the IlqaAo",uxoc:; at Eth.Nic. 1124b9ff). Of the two scenes, the meeting with the General is older (found in E, G, and Z and therefore part of the archetype), that with the Emperor modeled (loosely) on it. The episode concludes with a display of Digenes' powers, just as the Vitae concluded with a demonstration of the power of 2J Deflecting criticism to a third party is of course a common means of defusing tension; cf R. W. Fogg, "Dealing with Conflict: A Repertoire of Creative, Peaceful Approaches," Journal of Conflict Resolution 29 (1985) 337; at G 1628 Digenes criticizes his soldiers in dialogue with his prospective father­ in-law, as he does the (potential) reckless behavior of the Emperor's raw recruits. 24 For refusal of the dowry offered by his prospective father-in-law, cf G 1694-98; E 2098-2102. DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 ANDREW R. DYCK 305 the resurrected Theodore. Again the y -redactor borrowed from elsewhere, this time the catching of a wild horse and killing of a wild animal from Theophanes Continuatus 230f (Vita Basili)25 but with some interesting differences. In the Vita Basili the horse escapes when the emperor leaps off and leaves it unattended in the heat of the hunt, whereas the release of the horse in the poem has no other motive than to allow Digenes to display his prowess. The capture is effected by Digenes on the run, whereas Basil rode up to the runaway horse on his own mount and leaped from one to the other (but only after he had received permission to ride the imperial horse). The killing of the wild animal is handled less realistically and more heroically in the poem. For the animal is now a lion, rather than the wolf of the Vita Basili; and Digenes kills it with his bare hands, not with the imperial mace. In Theophanes Continuatus the two incidents lead directly to the foreshadowing comment of Caesar Bardas that Basil would be the destruction of the imperial family. But without a religious conflict at its center, as in the Lives of the Theodores, or a rise to the throne in prospect, as in the Vita Basili, the scene in Digenes Akrites, lacking dramatic unity, fails to build to a climax; the hero's display of prowess in apprehending the horse and slaying the lion seems like an afterthought, for the essential transactions between ruler and subject were already complete, including the return of the estates of Digenes' grandfather and the grant of patrician status, the right to rule the borders and to wear imperial raiment (G 1999f). So far our concern has been exclusively with the Greek versions of Digenes Akrites. It is worth remembering that the hero's encounter with the Emperor occurs in one of the Russian versions as well (R 1).26 In fact, as Trapp has already noted (supra n.2l: 284), R I contains some surprising similari ties to the hagiographical source. Most striking is the anger of the Emperor when he hears of Devgenij's exploits and his resolve to capture him, so that his letter to Devgenij is, in fact, deceptive. Furthermore, in spite of Devgenij's precaution in warning the Emperor not to bring many troops, the meeting 25 The incident was compared already by H. Gregoire, Autour de I' epopee byzantine (London 1975) II 491H and XII 163f; see also Genesius 127. 26 Printed in B. D. Kuz'mina, De7Jgenie7Jo dejanie (Moscow 1962) 154ff; English tf. in D. B. Hull, Digenis Akritas: The Two-Blood Border Lord (Athens [Ohio] 1972) 131-34. DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 306 THE TAMING OF DIGENES proves to be an ambush. Another similarity is that the setting for the action is not the frontier, but a city (the Russian version simply calls it "the city of the Emperor"), just as in the Lives of the Theodores the setting is Heraclea. As Heraclea is rent by civil disturbance, so Devgenij forcibly subdues "the city of the Emperor." At least in regard to the setting and the Emperor's motives it seems clear that the Russian version is closer to the hagiographical source than G. This situation is at odds with the conventional characterization of the Russian versions as be­ longing to the same branch of the tradition as G and represent­ ing an elaboration of that tradition that eschewed specific names of leo pie and places and added fantastic and folktale elements an was thus less helpful than G in reconstructing ~, the posited common souce of y and p (the [hyp]archetype of the Russian versions).27 Our episode gives further indication that, as Elizabeth Jeffreys recently remarked, "the place of the Russian versions in the line of descent still requires elucidation. "28 The meeting with the Emperor may well pose problems for the modern reader, insofar as the y-redactor was at pains to eliminate the tension between subject and Emperor found in his model (though he left behind such traces as the Emperor's assurance that Digenes need fear no harm or the Borderer's limitation on the number of the Emperor's troops). The medieval reader, however, may well have viewed the matter differently. Although the scene with the Emperor can no longer be viewed as the 'to."o~ of the poem as a whole,29 it is the 'tEAo~ of Book IV as the y-redactor conceived it; indeed, he thought in terms of smaller, usually book-length units, rather than of the entire poem as an organic unity. The Lay of Digenes, comprising Books IV-VIII of the Grottaferrata version, is definitely its hero's poem. He is always at the center; 27 E. Trapp, "Hatte das Digenisepos urspriinglich eine antikaiserliche Tendenz?" Byzantina 3 (1971) 203-11. 28 Jeffreys (supra n.1) 33 n.9. In fact, the evidence linking G, or rather its source y, with the Russian versions was never very strong, the existence of a common source, I;, having been posited on the basis of a single element shared by G and the Russian versions against Z, viz., the Emperor's name (Basil at G 1924 and p.154 Kuz'mina; Romanus at Z 2302). But this is, of course, not a conventional conjunctive error; the same name could have been introduced independently in several versions for different reasons (cf Gregoire [supra n.25] VI 425, although his general preference for the Russian version [XVIII] cannot be upheld in light of Trapp [supra n.27]). 29 Cf Beck (supra n.5), "Formprobleme," 145, and Volksliteratur 94f. DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 ANDREW R. DYCK 307 all other characters, however fascinating or powerful, be they the General's daughter, the woman abandoned at the oasis, the u1t£A.a'tul, or the Amazon Maximo, merely exist as a foil before which Digenes can fulfill his potential for heroism. The same applies to the Emperor himself, who is marginalized in the presence of the hero. Indeed, the only standard that the poem knows is heroism; and the Emperor fails this test dismally in G when he thinks to flee the lion (G 2020). Only Digenes stands up to the beast. One can well imagine the satisfaction that Byzantine readers took in this scene-in seeing the Emperor humanized in the presence of the hero. 30 At the same time, however, the encounter with the Emperor has another function, that of relativizing the hero and fixing him in his place in the hierarchy, at the head of which stands the Emperor. Underlying this episode is the problem of reconciling to their place in the hierarchy the local grandees, especially the military aristocracy of the Eastern provinces, who, in the Middle Byzantine period, concentrated great wealth and power in their hands and who could, and occasionally did, challenge the central authority.31 Our episode broaches the issue but defuses it by confining Digenes' threat to a purely hypothetical epistolographic exercise. In the presence of the Emperor himself Digenes, though allowed to exhibit his remarkable power, does so purely as a display-exercise (the catching of the runaway horse) or for the common defense (the slaying of the lion). The displacement of the meeting with the Emperor to this point in the narrative establishes early on that this potentially subversive warrior has been safely coopted into the imperial sys- 30 On the scene with the Emperor as an example of the point of view of the ordinary Byzantine, cf H.-G. Beck, Das byzantinische Jahrtausend (Munich 1978) 85. 31 Cf, e.g., J.-c. Cheynat, Pou'(Joir et contestations a Byzance (963-1210) (Paris 1990) 207ff, esp. 213ff ("Les families des pretendants a l'Empire"). DYCK, ANDREW R., The Taming of Digenes: The Plan of "Digenes Akrites", Grottaferrata Version, Book VI , Greek, Roman and Byzantine Studies, 35:3 (1994:Autumn) p.293 308 THE TAMING OF DIGENES tern; so placed, the incident can serve to round out the hero's difficult process of acculturation to Byzantine society.32 UNIVERSITY OF CALIFORNIA AT Los ANGELES March,1995 32 The emphasis on the figure of Digenes as actually or potentially subversive of imperial authority was adumbrated by Gregoire (supra n.25, esp. II and XVIII), who posited that the earliest versions of the poem were likely to have been more anti-imperial in tendency than the extant ones (apart from the Russian). But where the surviving versions differ as greatly as do the Russian version and G in the handling of the transactions between Digenes and the Emperor, the reconstruction of an Ur-version becomes problematic. What can be said is that a certain tension was latent in the subject-matter, and the different redactors played up or played down this aspect as they saw fit (and according to their distance from or proximity to the capital?). I would like to thank Professors Roderick Beaton, Robert Browning, and Erich Trapp for reading a draft of this paper and giving me the benefit of their comments (though they should not be held responsible for the views expressed).