SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 Points of View: The Theodosian Obelisk Base in Context Linda Safran THE OBELISK with its sculpted base in the former Hippo­ drome of Constantinorle (PLATES 1-3) is well known as a rare datable work 0 Late Antique art. 1 A sixth-century source puts the raising of the obelisk in the year 390,2 and Greek and Latin epigrams on the plinth (the lower part of the base) credit Theodosius I and the urban prefect Proclus with this feat.3 The inscriptions lack punctuation and their precise trans­ lation is difficult, but the sense is clear enough. The Latin (PLATES 2, 4) may be rendered as: Formerly difficult, I was ordered to obey the peaceful masters and to raise I The only major monograph on the oblelisk base is G. Bruns, Der Obelisk und seine Basis auf dem Hippodram zu Konstantinopel (=1 stForsch 7 [Istanbul 1935]), reviewed by H. Kahler, PhilWoch 59 (1939) 93-99; J. Kollwitz, Gnomon 13 (1937) 423-27; E. Weigand, BZ 37 (1937) 452-58; T. G. Allen, AJA 41 (1937) 157ff; see also A. W. Byvanck, De Obelisk van Constantinopel (=MedAmsterdam N.R. 23 11 [Amsterdam 1960]); R. Janin, Constantinople byzantine 2 (Paris 1964); G. DAGRON, Naissance d'une capi­ tale. Constantinople et ses institutions de 330 a 451 (Paris 1974: hereafter 'Dagron'); E. Iversen, Obelisks in Exile (Copenhagen 1972) II 9-33. The obelisk base figures in most surveys of Early Christian and Byzantine art as well as many textbooks of history. Bibliography on specific aspects of the base is given in succeeding footnotes. 2 Marcellinus Comes, in T. Mommsen, cd., Chron. Min. II (=MGH, AA 11) 62. 3 CIL III 737 (ILS 821; PLATE 4): difficilis quondam, dominis parae serenisl iussus et extinctis palmam portare tyrannis.l omnia Theodosio cedunt subolique perenni.l ter denis sic victus ego domitusque diebus,l iudice sub Praclo superas elatus ad auras; CI G IV 8612 (W. R. Paton, The Greek Anthology III [Loeb edition (London 1925)] 9.682; PLATE 5): Klova 'tE"tp00. For the literature on the inscriptions see esp. C. Mango, "The Byzantine Inscriptions of Constantinople: A Bibliographical Survey," AJA 55 (1951) 62; A. Cameron, "A Biographical Note on Claudian," Athenaeum 44 (1966) 32-40. 409 SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 410 THE THEODOSIAN OBELISK BASE the palm after the tyrants were dead. Everything gives way to Theodosius and his eternal offspring. In this way conquered and mastered in three times ten days, under Proclus the Prefect, I was raised to the high air. The Greek inscription (PLATES 3, 5) records: Only Emperor Theodosius dared to erect the four-sided column which had lain heavy on the earth for a long time. Proclus was summoned, and this so enormous column was put up in thirty-two suns. The content of the inscriptions is investigated in greater detail below, but for now it is sufficient to note that the name Proclus has been effaced and then rather clumsily re-inscribed. This emendation must have occurred between 392, when Proclus was removed from office, and 395, when his opponent fell from power. 4 There is thus no significant debate about either the date of the work, early in the last decade of the fourth century, or its motivation, celebration of Theodosius' victory over "the tyrants," no doubt Maximus Magnus and his son Victor.:> The lack of specificity in the inscriptions is not surprising, as unsuccessful usurpers were never mentioned by name in inscriptions put up by the victors. 6 Nor is there any real confusion about the essential iconography: all four sides of the upper base show members of the imperial house in an architectural setting generally identified as the kathisma, the imperial loge of the Great Palace adjoining the Hippodrome. The imperial suite, flanked by various functionaries, overlooks either simple tiers of spectators on the southwest (PLATE 6) and northeast (PLATE 7), or spectators supplemented by musicians and dancers on the southeast 4 On the controversy among Proclus, his father Tatian, and Rufinus see S. Rebenich, "Beobachtungen zum Sturz des Tatianus und des Proculus," ZPE 76 (1989) 153-65. 5 See C. V. E. Nixon, tr., Pacatus, Panegyric to the Emperor Theodosius (Liverpool 1987). 6 "It was an almost universally observed principle that one never mentioned an unsuccessful usurper by name. It was always enough to refer to him contemptuously just as 'tyrannus"'; this principle is well illustrated by Claudian's panegyrics to Theodosius: A. Cameron, "Some Prefects Called Julian," Byzantion 47 (1977) 62, citing R. MacMullen, "The Roman Concept Robber-Pretender," RJDA SER.3 10 (1963) 221-225. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 1 Old photograph of the Theodosian obelisk and upper part of base from the southeast. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 PLATE 2 SAFRAN Old photograph of the Theodosian obelisk base from the south, showing southwest (left) and southeast (right) sides. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 3 Old photograph of the Theodosian obelisk base from the north, showing northeast (left) and northwest (right) sides. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 PLATE 4 SAFRAN Latin inscription on the southeast side of the base of the Theodosian obelisk. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 5 Greek inscription on the northwest side of the base of the Theodosian obelisk. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 PLATE 6 SAFRAN Southwest side of the base of the Theodosian obelisk, upper part. Photo by P. Steyer, 1964. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 7 Northeast side of the base of the Theodosian obelisk, upper part. Photo by P. Steyer, 1964. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 PLATE 8 SAFRAN Southeast side of the base of the Theodosian obelisk, upper part. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 9 Northwest side of the base of the Theodosian obelisk, upper part. Photo by D. Johannes, 1993. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 PLATE 10 SAFRAN Old view of the Hippodrome at Constantinople from the southwest, showing the Built Obelisk, the Serpent Column, and the Theodosian obelisk and base, with Hagia Sophia in the distance. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 SAFRAN PLATE 11 '" .. Plan of the Hippodrome at Constantinople and surrounding area in the 1920s. Surviving Byzantine masonry, including the sphendone and parts of the cavea, is in black. • SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 LINDA SAFRAN 411 (PLATE 8) or by kneeling barbarians on the northwest (P LATE 9). The sides of the base with these more narrative elements, the southeast and northwest, are above the two sides of the plinth that bear inscriptions in Greek or Latin. The sides of the base that depict only functionaries and spectators (the south­ west and northeast) are above the sides of the plinth that contain narrative scenes of chariot-racing and obelisk-raising. Whether or not such a two-level base was planned from the outset/ the two parts were certainly installed simultaneously in the last decade of the fourth century, when the obstinate obelisk was finally conquered by Theodosius and raised by his urban prefect. The obelisk base has often been studied from the perspective of style. It has served as the key monument in identifying a so­ called Theodosian court style, which is usually described as a "renaissance" of earlier Roman classicism. 8 Both more and less hieratic modes of representation, however, are used on the base, even on a single side. An example is the southeast side of the upper base (PLATE 8), with the stiffly posed imperial suite above and the sketchily rendered musicians and dancers below. The reliefs on the northeast and southwest plinth (PLATES 2, 3) are also done in this less hieratic, even 'impressionistic', style. Therefore, if there was a Theodosian court style, it varied so 7 According to A. Effenberger's unpublished theory, the plinth was originally the sale base for the obelisk, but when the obelisk was broken, the carved base was interposed to make up for the lost height. This suggests a precise desired height for the whole obelisk-cum-base ensemble. lowe this information to Dr Albrecht Berger. 8 See A. Taylor, "Stylistic Variety in Constantinopolitan Stone Relief of the Theodosian Period," ByzSt 10.2 (1983) 184-201; E. Kitzinger, Byzantine Art in the Making (London 1977) 32ff, and" A Marble Relief from the Theodosian Period," DO P 14 (1960) 17-42; J. Kollwitz, Ostromische Plastik der theodosianischen Zeit (Berlin 1941); S. Sande, "Some New Fragments from the Column of Theodosius," ActaAArtIlist N.S. 1 (1981) 1-78, with some serious misstatements about the spectators' relationship to the obelisk base; H.­ G. Severin, "Ostromische Plastik unter Valens und Theodosius I," jBerlMus 12 (1970) 211-52; B. Brenk, "Zwei Reliefs des spaten 4. Jahrhunderts," ActaAArtHist 4 (1969) 51-60; P. Angiolini-Martinelli, "Tradizione e rin­ novamento nelle sculture della base dell'obelisco di Teodosio a Costan­ tinopoli," CorsiRavenna 22 (1975) 47-62. The base was originally dated on stylistic grounds to the time of Constantine: A. J. B. Wace and R. Traquair, "The Base of the Obelisk of Theodosius," JHS 29 (1909) 60-69. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 412 THE THEODOSIAN OBELISK BASE widely in its representation of figures that the label IS not very usefu1.9 The base has received similar attention in terms of iconog­ raphy. It has been of great interest to those who interpret some, or indeed many, of the sculpted figures as portraits. Scholars have attempted with differing results to identify the imperial figures and their neighbors as specific members of the Theo­ dosian house or the Constantinopolitan aristocracy.lo Various Hippodrome and civic functionaries have been categorized on the basis of their clothing and attributes. The base has also been examined from the viewpoint of realistic architecture, with the reliefs used to reconstruct the appearance of the kathisma and the Hippodrome. II It has been considered a reservoir of infor­ mation about material culture, depicting as it does different clothing options, a variety of musical instruments, and even tools demonstrating Roman technological know-how. 12 Finally, ethnographic information has been read into the base, with the kneeling barbarians on the northwest side (PLATE 9) and the imperial Gothic bodyguards on all four sides distinguished by their costume and physiognomy. A historiographic inquiry into 9 The best stylistic comparison for the narrative style on the plinth certainly postdates it, according to all recent scholarship. This is the fifth- or sixth­ century" Kugelspiel" found in the Hippodrome and now in Berlin. It depicts circus scenes and perhaps the kathisma door, but the patronage and audience for this portable work cannot be ascertained. See A. Effenberger and H.-G. Severin, Das Museum fur spatantike und byzantinische Kunst (Mainz 1992) 116ff; A. Cameron, Porphyrius the Charioteer (Oxford 1973) 33f, 58ff. 10 Most recently S. Rebenich, "Zum Theodosiusobelisken in Konstan­ tinopel," IstMitt 41 (1991) 447-76; Kollwitz (supra n.l) 423-27; H. Wrede, "Zur Errichtung des Theodosiusobelisken in Istanbul," I stMitt 16 (1966) 178-98; H. P. L'Orange, "Zum Alter der Postamentreliefs des Theodosius­ Obelisken in Konstantinopel," Likeness and /con. Selected Studies (Odense 1973) 206-209, and Studien zur Geschichte des spatantiken Portrats (Oslo 1933) 66-70; J. C. Baity, "Hierarchie de l'empire et image du monde. La face nord-ouest de l'obelisque theodosien a Constantinople," Byzantion 52 (1982) 60-71; E. Demougeot, "Obelisques egyptiens transferes a Rome en 357 et a Constantinople en 390," in id., L'Empire romain et les Barbares d'Occident, IV'- V II' siecie. Scripta varia (Paris 1988) 253-72. II R. GUILLAND, Etudes de topographie de Constantinople byzantine I (Berlin 1969: hereafter 'Guilland'); Cameron (supra n.9); A. Piganiol, "La loge imperial de I'Hippodrome de Byzancc et Ie problcme de I'Hippodrome couvert," Byzantion 11 (1936) 383-90; G. Egger, "Die Architekturdarstellung im spatantiken Relief," JKSW 55 (1959) 1-30. 12 H. Kahler, "Der Sockel des Theodosiusobelisken in Konstantinopel als Denkmal der Spatantike," ActaAArtHist 6 (1975) 45-55. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 LINDA SAFRAN 413 the scholarly literature on the base would doubtless yield inter­ esting insights into scholarly fashions, trends, and agendas over the past century. This paper will not address any of the stylistic or iconographic issues that have fueled scholarship to date. Instead, it will attempt to redress a serious omission by placing the obelisk base in its original context, the late fourth-century Hippodrome of Constantinople. With a capacity estimated at 100,000 people,13 the Hippodrome was the city's public gathering place par excellence. It will be shown that the obelisk base was designed and positioned in a particular way to relate to its heterogeneous public, to communicate certain messages and to elicit certain responses. Today recontextualization is difficult, given the state of preservation of the Hippodrome, but it is an essential task if one hopes to approach an understanding of the messages and combinations of meaning on the four sides of the base. Some of these messages were constructed by the emperor or his advisors and their craftsmen; other meanings were brought to the base by the audiences on each side. Both authorial intent and audience response deserve consideration in attempts to grasp the meanings of a Late Antique work. To understand intent and response, it is first necessary to establish as closely as possible the composition of the audiences in the late fourth century. For this we have a few literary sources as well as limited archaeological and art historical evidence. Unfortunately, much later material is irrelevant: the role of the Hippodrome in urban life changed markedly in the late fifth and sixth centuries, and later sources have to be used with great caution, if at all, in reconstructing the fourth-century situation. We can supplement the meager sources by applying some general principles derived from reader-response criticism and reception aesthetics as formulated in recent decades in the field of literary criticism. Studies in visual theory and the psychology of perception offer additional perspectives. Al­ though these methods constitute useful new tools for the historian of art, the objective remains a traditional one: a better understanding of the monument, including its original context, its patronage, and its audiences. 13 A. Cameron, Circus Factions (Oxford 1976) 236. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 414 THE THEODOSIAN OBELISK BASE I The obelisk base is almost always discussed and photographed in close-up, corresponding to modern interests in its iconog­ raphic and stylistic details. But the base was never intended to be seen that way; probably only a small team of sculptors ever had that perspective and only for a short span of time. The Late Antique audiences in the Hippodrome would have seen the monument in completely different ways. First of all, they saw an entire monument-the obelisk and its two-part base­ dominating the other objects on the barrier that divided the two tracks of the circus (PLATES 1, 10). The obelisk base was only one among many possible visual foci in the Hippodrome, and its visibility was regularly obscured by chariots racing past. An individual spectator could see only one or two sides of the carved and inscribed base, never three or four. It was far away from some viewers and nearer, but never really close, to many others. The four sides of the obelisk base faced different sides of the circus, and there were different spectators on each side (PLATE 11). This fact probably dictated certain considerations in the production of the work. While this seems logical, even obvious, it has not been discussed-it has barely even been noted-in the secondary literature. 14 This is especially surprising if, as seems probable, the sculpture was carved in situ in the Hippodrome, with full cognizance of the encircling seating patterns.15 At the very least the inscriptions, which record how many days it took to raise the obelisk, could only have been carved once the obelisk was up. The first problem is to differentiate the audiences and deter­ mine who sat where in the Hippodrome. There are no con­ temporary sources, but the sixth-century historian John Malalas records a change in seating patterns only a few years later in the reign of Theodosius II; there are scattered references in other historians; and the Book of Ceremonies includes earlier as well as contemporary tenth-century information on Hippodrome 14 A. Grabar, L 'empereur dans l'art byzantin (Paris 1936) 66, noted that two sides of the base were more visible than the others. 15 Suggested by Allen (supra n.1) 157ff; Kahler (supra n.12) 46. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 LINDA SAFRAN 415 ceremonial. I6 In addition, the archaeological evidence from circuses throughout the Roman world, and artistic depictions of these in many media, prove the consistency and conservatism of the circus as a building type. 17 The Circus Maximus in Rome was clearly the chief exemplar and model, but consistent features are recorded in third- and fourth-century mosaics, as well as in reliefs and on such portable objects as gems and lamps. Some later ivory diptychs also show circus scenes. Only a few of these, however, depict the cavea, the seating area of the circus, with any detail (Humphrey 243). On the basis of textual, art historical, and archaeological evidence, we can be sure that the emperor and his retinue sat on the southeast side in the kathisma box connecting the Hippodrome with the Great Palace (Fig. 1). In Rome's Circus Maximus, the equivalent royal box was similarly located along the left-hand track, looking from the viewpoint of the carceres (starting gates; Humphrey figs. 53-54). In the fourth-century Circus of Maxentius in Rome, the royal box was also on the left side, although closer to the starting gates (Humphrey fig. 278). This was also the location of the tribunal in smaller provincial circuses.18 The precise location of the kathisma at Constantinople is un­ known, and it is not clear whether it directly faced the Theo­ dosian obelisk, which may have marked the physical center of the Hippodrome or perhaps the cen ter of the barrier dividing the two tracks (PLATE 11).19 Judicial archives were housed 16 Malalas, ch. 351, in E. and M. Jeffreys and R. Scott, trr., The Chronicle of John Malalas (=Byzantina Australiensia 4 [Melbourne 1986]) 191; Guilland 371-595 passim. 17 See now the comprehensive study by J. H. H UMPHREY, Roman Circuses. Arenas for Chariot Racing (London 1986: hereafter 'Humphrey') with earlier bibliography. 18 On the kathisma see Cameron (supra n.9) 50££; Guilland 462-98; Humphrey 78ff. At Sirmium, Milan, and Thessaloniki, exceptionally, the royal box seems to have been situated on the right side of the circus: Humphrey 636ff. 19 Augustus' obelisk in the Circus Maximus (now in the Piazza del Popolo) marked the midpoint of the barrier; Constantius' erected in 357 (now in front of the Lateran) marked the midpoint of the entire Circus. On these obelisks see Iversen (supra n.l) I 55-75. A barrier must have existed despite the absence of any traces (see S. Casson, "The Excavations," in Casson et aL., Preliminary Report Upon the Exca'lJations Carried Out in the Hippodrome of Constan­ tinople in 1927 [London 1928J 9£), but its height in the fourth century cannot be determined; in the thirteenth century according to Robert of Clari it was SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 416 THE THEODOSIAN OBELISK BASE under the kathisma and, because the urban prefect and sena­ torial commissions sometimes made judgments in the Hippo­ drome, it is likely that they had offices, and therefore seats, somewhere along the southeast side.20 On the northwest side, facing the kathisma, the partisans of the four racing colors sat in separate wooden grandstands (Fig. 1). At the end of the fourth century the Blues were directly opposite the kathisma, as proved by the reshuffling of seats in 400 by Theodosius II, who preferred looking across at his fellow Green supporters (Malalas ch. 351 Ueffreys 191J). The details of the so-called factions and their roles in later Byzantine history need not concern us here. But as Cameron has shown, these fans were not just ordinary citizens, but young men with the leisure to indulge their intense interest in chariot racing and-especially in later centuries-in mischief. Loud as they no doubt were, they represented but a tiny proportion of the race­ viewing population as whole. In 602, the only year for which precise numbers are recorded, there were 1,500 Greens and 900 Blues in a population numbering between 500,000 and 750,000. 21 There is no reason to suspect a larger number of partisans two centuries earlier, when the population of Constantinople was smaller, probably closer to 250,000. 22 The fans were a part, to meros, of the whole demos. That the young men had a distinct seating area, at least in later centuries, is further suggested by a reference to sculpture located "in the place called N eolaia," the "young men's area" of the Hippo­ drome. 23 Also on the northwest side, seated alongside the circus partisans, were members of the garrison troops; they occupied six sections of the grandstands (Malalas ch. 351). Appropriately enough, these most avid fans were closest to the finishing line, which in most circuses was near the center of the right-hand "a good fifteen feet" high, and this has been widely repeated (e.g. Cameron [supra n.9] 181). See also C. Mango, "L'euripe de l'hippodrome de Con­ stantinople," REByz 7 (1949) 180-93. 20 Malalas ch. 340 Ueffreys 185); Dagron 239,317. 2! Cameron (supra n.13) 20, 120, citing Theoph. Sim. Hist. 8.7.11. 22 Dagron 518-25; see also D. Jacoby, "La population de Constantinople a l'epoque byzantine: un probleme de demographie urbaine," Byzantion 31 (1961) 81-109. John Chrysostom says there were 100,000 Christians in the city ca 400: In Act. Apost. Hom. 11.3, Migne, PC LX 96ff. 23 A. Cameron and J. Herrin, trr., Constantinople in the Early Eighth Century: The Parastaseis syntomai chronikai (Leiden 1984) 6of, 171 f. SAFRAN, LINDA, Points of View: The Theodosian Obelisk Base in Context , Greek, Roman and Byzantine Studies, 34:4 (1993:Winter) p.409 Greens :. j> Circus Partisans ..... / ..... . Sphendone LINDA SAFRAN 417 Carceres 1/ I; / / / / Circus Functionaries // // k