MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 Aristotle on the Rhetoric of Law David C. Mirhady 1\ A DISCRETE TREATMENT of the rhetorical tactics of argu­ mentation about law and the presentation of evidence, i.e., the ex.EXVOt 1tlO'tEt<;, Aristotle's Rhetoric 1.15 is important for philologists 1 as well as for researchers of rhetoric,2 legal historians, and philosophers.3 The cursory nature of Aristotle's text has proved obfuscating, however, and many of its words and rhrases must be carefully considered from various points 0 view for proper evaluation. The present study concentrates on the sections dealing with argumentation about law and contract (1375a25-b25, 1376a33-b30), the latter of which Aristotle treats largely in terms of the former. Here Aristotle is to a great extent using concepts that he discusses more fully in earlier chapters of the Rhetoric and in the Nicomachean Ethics. But some of these concepts-such as fairness ('to E1ttEt1(E~) and universal law (0 1(OtVO~ v6Jlo~)-need to be freshly considered from the perspective of this chapter, for Aristotle here makes a shift by which he identifies fairness and universal law with their counterparts in the Athenian courtroom) justice ('to SlK(xtoV) and the beneficial ('to (JUJ.UpEpOV). A highly organized structure underlying the apparently haphazard series of arguments affords an opportunity to study the interplay between these concepts that has not previously been exploited. Since the structure has gone unnoticed in recent commentaries, this 1 E. M. Cope, The Rhetoric of Aristotle 5 (Cambridge 1877); W. Grimaldi, Aristotle, Rhetoric I: A Commentary (New York 1980: hereafter 'Grimaldi'). For background and issues relating to the presentation of evidence see my "Non-technical pisteis in Aristotle and Anaximenes," AJP 112 (1991) 5-28. 2 R. Volkmann, Die Rhetorik der Griechen und Romer (Leipzig 1885) 178-90; J. Martin, Antike Rhetorik (Munich 1974) 97-101. 3 E.g. J. Triantaphyllopoulos, Das Rechtsdenken der Griechen (Munich 1985) and F. D. Miller, Jr., "Aristotle on Natural Law and Justice," in D. Keyt and F. D. Miller, edd., A Companion to Aristotle's Politics (Cambridge [Mass.] 1991) 279-306. I pass over much recent literature on Aristotle's legal thought, since I find it largely unhelpful for exegesis of Rh. 1.15. In the future I expect to clarify my view of such concepts as lCOtvO<; V0l-l0<; and 'to bn£llC£<; in a wider survey of Aristotle's thinking. 393 MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 394 ARISTOTLE ON THE RHETORIC OF LAW paper proceeds by pairing coordinated passages and outlining Aristotle's progression of thought in them. I Before proceeding, we need to resolve two textual difficulties that will affect our interpretation of the .e.assage as a whole. The first appears at 1375a25-27: 1tp&'rtov JlEV OUV 1tEpt VOJlOOv d1tOOJlEV, - , , , ", , 1tOO<; XPll0'tEOV Kat 1tPO'tPE1tOV't(X Kat a1tOIpE1tOV'ta Kat Ka'tll- yopouv'ta Kat U7tOAOYOUJlEVOV. 4 In view of the omission of Kat 7tPO'tpE1tOV'ta Kat U7tO'tpE1tOv'ta from MS A2 the phrase is ath­ etized by L. Spengel (1867), A. Roemer (1885), and M. Dufour (1960).1. Bekker (1831), W. D. Ross (1959), and R. Kassel (1976) print it without athetesis. Grimaldi, the most recent commen­ tator, is "not certain that we should exclude the phrase" (319). The problem arises because Aristotle states only three lines before that non-technical pisteis belong exclusively to forensic oratory; but the phrase "proposing and opposing" suggests political and not forensic argumentation (Rh. 1.3, 1358b22-24). In support of the phrase Cope, Kassel, and Grimaldi point to passages in the section on witnesses that suggest political discussion and infer from them that Aristotle does not mean what he states explicitly at 1375a25f, but that he intends the non­ technical pisteis to enjoy a wider application than simply in the courtroom. But this seems incorrect. The first part of the section on witnesses, in which the political passages occur, is exceptional in the whole chapter. 5 It consists of a listing of different sorts of witnesses, the strongest appearing first and the weaker ones after. The rest of the chapter consists of almost perfectly symmetrical pairs of arguments for and against the persuasiveness of each non-technical pistis. So it is rather the first part of the section on witnesses that needs to be treated cautiously; a different explanation of the phrase Kat 1tPO'tpE1tOV'ta Kat U1tO'tpE1tOv'ta needs to be found. It may be that Aristotle is not so much advocating the use of non-technical pisteis in deliberative or epideictic oratory-al­ though he would probably not protest if they were introduced-as simply acknowledging that political terminology 4 "First, then, let us discuss laws (and see) how they are to be used zn proposing and opposing, and in accusation and defence." 5 See my article (supra n.1) 13-16. MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 DA VID C. MIRHADY 395 does enter the courtroom. In some cases one of the two litigants attempts to persuade the judges not only to decide the facts of the case as judges, but also to evaluate the validity of the relevant law as legislators (ef Eth. Nie. 5.10, 1137b22f: 0 Kav 0 VOJl08E'tTle; au'toe; av dm:v fKEt 7tapwv; Lys. Adv. Ale. 1 4: xPWtOV XEpt tOUtWV VUVt OtaKaCOvta~ ~~ ~6vov OtKaOta~ af...f...u Kal vOJlo6£'tae; au'toue; "(Ev£CJ6at; Lycurg. Leoer. 9; Anax­ imenes Rh. AI. 36.21). By means of such argumentation the one litigant attempts to transform a purely forensic discussion (in which only the facts of the case are considered) into one that is extra-legal and semi-political, where the judges assume the role of legislators; the other litigant obviously argues against this attempted transformation. For this reason Aristotle introduces into his discussion of law the terminology of deliberative oratory. The phrase Kat 7tPO'tpE1tOV'ta Kat U1tO'tpE1tOv'ta is an example (ef 1358b8f). Support for this explanation appears in the use of CJU/.UpEpOV. At 1362a17, for example, Aristotle asserts that 'to CJUJlq>EPOV is the goal of deliberative oratory, but at 1375b3 and 13 it is also a matter of concern to judges. With 1tPO'tpE1tOv'ta and U1tO'tpE1tOv'ta Aristotle therefore indicates that he will be considering arguments in support of extra-legal, semi-political argumentation in a case (1tPO'tpE1tOv'ta) as well as arguments against this sort of procedure (U1tO'tPE1tOV­ 'ta). These can be used for both prosecution and defense (Kat Ka'rTl,,(opouv'ta Kat U1tOAO"(OUJl£vov). Between the two sets he sketches two different lines of argumentation based upon legal interpretation and the obsolescence of a law (1375b8-15). The sentences he uses to describe them are syntactically quite different from the rest of the section and they describe situations that are accordingly quite different. A second and vital textual problem appears as Aristotle introduces the five pairs of coordinated arguments. 1375a27-29: cpav£pov ,,(ap on, faV JlEV fvav'tlOe; n 0 , _, - - I \,.., "(£"(paJlJlEVOe; 'rep 1tpa,,(Jlan, 'tep KOtVep XPTlCJ'tEOV Kat 'tOte; EzttEtKECJtV Ox; ()tKato't£pote;. 1375b16: faV ()£ 0 "(E"(paJlJl£VOe; n 1tpOe; 'to 1tpEPOV, aAA' OU 'to bOKOUV' WO't' OU vOIlO<; 6 YEypaIlIlEVO<;' OU yap 1tOlEl 'to EPYOV 'to 'tou vOIlOU. 12 K. Kuypers, "Recht und Billigkeit bei Aristoteles," Mnemosyne SER. 3 5 (1937) 298. MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 400 ARISTOTLE ON THE RHETORIC OF LAW 137Sb20: KcxL on ouoev olcx nayq>, op9roc; 'tou'to VOJ.1.lS0V'tEC; ... fn (5£ to~TltOUvtO~ OUOEV fattv f~ro tOU OEt~El to npuYJ.1.a Ott fattV 11 OUK fattV, 11 YEyOVEV 11 OU YEYOVEV' Ei (5£ J.1.Eya 11 J.1.lKPOV, il (5lKaLOv il (i(5lKOV, ooa J.1.11 (, vOJ.1.o8£'tTlC; (5l(OPlKEV, au'tov (5iJ nou 'tOY (5lKao'tllv (5El YlYVWOKElV Kat OU J.1.av8avElv napa trov aJ.1.q>la~TltOUvtrov. 17 The speaker is to confine himself to the facts and to avoid extra-legal questions. But the judges are not "forbidden" from entertaining extra-legal argumentation except in the oath, which is already mentioned in the first pair of arguments and is unlikely to be implied again in the last pair. The tension between considerations of fairness and advan­ tageousness in the fourth pair of arguments seems almost inverted here. The positive argument, with its recourse to unwritten laws ("die fundamentalen Rechtsnormen des Zusam­ menlebens"), evokes the idea of a greater advantage for the polis. But fairness, which is essentially extra-legal in character, cannot be used in support of the legal side of the argument. So in its stead Aristotle goes full circle by using an argument reminiscent of the beginning of the Rhetoric and with it closes his discussion of law. 17 See also Ath. Pol. 67.1; Dem. 23.96f; Lys. 3.46. MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 404 ARISTOTLE ON THE RHETORIC OF LAW Between the arguments for and against extra-legal argumenta­ tion Aristotle inserts two sentences concerning the interpreta­ tion of a law or laws and the obsolescence of a law (I have modified Kassel's punctuation somewhat to reflect my view that Aristotle means to treat interpretation within a single sentence): 1375b8-13: Ka1 El1to'U £vav'tto~ VOJlq> £UOOKtJlOUvn 11 Ka1 au'to~ 0.1>1:0 (olov £VlO1:£ 0 JlEV K£A£UEl KUpta dval a1:'t' av 0''Uv8WV'tal, 0 0' cl7tayop£uEl Jlil 0''Uv'tl8£0'8al 1tapa 'tOY VOJlOV) Kat d UJlplOv, Ot bE VOJ.lOl 'tae; Ka'ta 'tOY VOJ.lOV 'to<; 0 Vo~LO<; ouv811KTI n<; fOtly, WO'tE oon<; U1ttO'tEl il UVatpEl ouy8ilKllV, 'tou<; YO~ou<; UvatpEl. 1376b23-29: 1tpo<; O£ 'tou'tOt<; OK01tElV Ei fvav'tla fO'tl nvt 11 'twv YEypa~~Evoov VOJ.1COV 11 'tWV KOtVWV, Kat 'tWV YEypa~J.1EVOOV 11 'tOl<; OiKdou; 11 'tOl<; UA.A.o'tplOt<;, £1tEt'ta Ei liA.A.at<; ouv8ilKat<; uo'tEpat<; il 1tpO'tEpat<;· at yap uo'tEpat KUptat, 11 at 1tpo'tEpat opSal, at 0' uo'tEpat Tt1ta'tllKaotv, 01tO'tEPCO<; liv n XPllOt~OV. 22 The coordination of the third pair of arguments is suggested by the word -ru;: the negative argument concedes that a law is in general a certain sort of contract, but the implication of the phrase is that there are other contracts as well as other laws. For this reason the potential conflict between the contract, on the one hand, and laws and other contracts, on the other, can be exploited. Five cases are distinguished altogether. Interestingly, this pair of arguments corresponds to the two sentences in the section on law that deal with the interpretation and obsolescence of a law or laws (1375b8-15). Conflicts with contemporary laws 21 Cf Hyperides Ad'll. Ath. 6: epEl OE rcpoc; UJlUC; au'dlm !luAu 'ASTlVOYEVTlC;, roc; 0 VOJlOC; Aiyu, oaa UV £'tEPOC; £u:PC? O!lOAoyrlO'1l, !CUpta dvm. 22 • And in general the law is itself a certain sort of contract, so that whoever disobeys or abolishes a contract abolishes the laws." "In addition, examine whether the contract is contrary to any written or universal laws, and in the case of written laws either to those of the city or foreign ones, and then (whether it is contrary) to earlier or later contracts; for later contracts are valid, or else the earlier are correct and the later deceitful, whichever argument is useful. " MIRHADY, DAVID C., Aristotle on the Rhetoric of Law , Greek, Roman and Byzantine Studies, 31:4 (1990:Winter) p.393 408 ARISTOTLE ON THE RHETORIC OF LAW and contracts are mentioned first, then cases in which contracts have been superseded. Also like those two sentences, this pair of arguments is set off from the previous ones by a distinct stylistic device. The first two pairs are coordinated, the positive arguments connected simply by a Kat (1376b8) and the negative arguments, which are longer, with 7tPWtOV JlEV (1376b 15f) and de' (bI9). The presence of 01..00<; in the third positive argument and of 7tpo<; OE tOUto\.<; in the negative signals a qualitative shift in this argument similar to the one accomplished by the shift from the repeated Kat on to the conditional construction in the section on law. Here the sense of 'universal laws' differs from that implied in the latter part of the section on law, where the phrase conveyed the general purpose of law, namely what is beneficial, rather than definite rules ('Rechtsnormen'), as in Antigone's appeal at 1375blf. But the connection is not totally severed. The implication of the positive argument is that by nullifying a contract and so destroying the laws, one is doing something that is 'in general' harmful, since laws exist for the general benefit of the polis. Thus we see underlying this pair of arguments conflicting aspects of KOtVO<; VOJlo<;, law in general, and a definite universal law. (iv) 1376bll-14: En oE 7tp