YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 Law, Politics, and the Graphe Paranomon in Fourth-Century Athens Harvey Yunis I N FOURTH-CENTURY Athens, when a dikasterion was convened to hear a graphe paranomon, the jurors naturally heard the prosecu­ tor argue that the defendant's decree ("'~«j>Lup.a) was 7rapavop.ov or 7rapa TOUs voP.OV!;, that is, in conflict with some one or more statutes (VOP.OL) of the inscribed law code} The jurors were also likely to hear the plea that the decree under indictment was inexpedient (o.UVIJ.­ «j>opov) for the Athenian people, and the defendant ought to be con­ victed for that reason too, in addition to the conflict with statute law. If the decree under indictment was a grant of honors or citizenship, the jurors were likely to hear the further plea that the person named in the decree as the beneficiary of the grant was unworthy (o.va,to!;) of the honors or citizenship. This plea too would be advanced as reason to convict the original mover of the decree. For the sake of convenience, I will call the plea of paranomon the 'legal plea', and the latter two pleas, concerning inexpediency and unworthiness, 'political pleas'. In this paper I wish to consider the status of these two types of pleas. Are the political pleas to be counted among those numerous irrelevant ' arguments and considerations, such as the opponent's family back­ ground, that Athenian orators commonly introduced in an attempt to prejudice the jurors against the opponent? Or were the political pleas, as well as the legal plea, viewed by Athenian pleaders and jurors as I Throughout this paper the word 'decree' will be used to translate "'~tpHrp.a, and the word 'statute' to translate vop.os, in the senses these words bear in the statutes passed in 403/2 following the decree of Tisamenus (Andoc. 1.87): lJ:yp6.tp~ at vop.~ TOS apxCts p.~ xpfju8a, p.7JaE 7rEP' (vas. ",~TfPOJl) the authority of decrees to that of statutes, but does not provide for cancelling (e.g. rendering 11.ICVPOJl) decrees found to be in conflict with a statute. Normally, only the decision of a jury could cancel a decree; cf Oem. 23.96, 24.30, [Oem.] 47.34, and Wolff 74-76. On the basis of Oem. 20.44 and the final clause of an inscribed statute of 375/4 (R. S. Stroud, "An Athenian Law on Silver Coinage," Hesperia 43 [1974] 159, lines 55f), Hansen, "Nomos" (supra n.1: 324f), argued that "a psephisma was automatically repealed if it was in conflict with a new nomos." Wolff's discussion is still to be preferred; neither of Hansen's pieces of evidence implies the general principle he infers. In Oem. 20.44 Oemosthenes is exaggerating and probably implying the use of the graphe paranomon to render the decrees Il.lCvpa. In the inscribed statute, it was by means of a special provision of this particular statute that the grammateus was instructed to delete those decrees that were in conflict with this new statute. S Triantaphyllopoulos (supra n.l) 55-59. Cf E. Ruschenbusch, "~IKAITHPION TIANTON KYPION," Historia 6 (1957) 257-74, esp. 261ff, 266f. A good example of this lack of definition may be observed in the law of hybris (Oem. 21.47). With YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 HARVEYYUNIS 363 this basis David Cohen has argued that "Athenian theft statutes are formulated in such a way that they do not expressly define the rele­ vant concept (e.g. theft, hierosylia), but rather presuppose a definition and a conception of the law that, given the nature of the legal system, cannot reside anywhere else but in the collective consciousness of the judges who happen to be sitting in court on a particular day."6 The situation is analogous for the offense of 7rapavojJ.a AEI'EtV: I am at­ tempting to ascertain as clearly as the evidence permits what the jurors in a court of the fourth-century Athenian democracy under­ stood to be at issue when they sat in judgment of a graphe paranomon. The present investigation is pertinent to an important, basic prob­ lem concerning the role of the dikasteria in the constitution of fourth­ century Athens. The graphe paranomon has been cited as positive evidence by proponents of opposing views: that the dikasteria func­ tioned essentially as a political body, empowered and expected to render judgment by consulting momentary political considerations rather than the demands of the law, 7 and, on the other hand, that the dikasteria functioned essentially as a jUdiciary which, for all its ama­ teurism, gave meaning to the Athenian slogan proclaiming the 'rule of law'.8 It is beyond the scope of this paper to discuss the constitutional role of the dikasteria. I will argue below that the political pleas were relevant, and in fact even necessary, for the jurors' decision in a gra­ phe paranomon. Yet I stop short of the extreme position that the political pleas would alone be sufficient to convince the jurors to condemn an indicted decree; the legal plea was also necessary. 9 Hence respect to the graphe paranomon, compare the undefined terms £vavTlos and £71"1- T~b(tos in the statute authorizing the similar ypa4>~ V0IA-0V IA-~ £7I"IT~a(lOV O(LVal, Oem. 24.33. 6 D. Cohen, Theft in Athenian Law (Munich 1983) 6. 7 Ruschenbusch (supra n.5) 257-61; Hansen, Sov. 62-65; D. P. Maio, "Politeia and Adjudication in Fourth-Century B.C. Athens," American Journal of Jurisprudence 28 (1983) 16-45. Without citing the graphe paranomon, but referring to the Athenian jurors of the fourth century, L. Gemet, Droit et societe dans fa Grece ancienne (Paris 1955) 67, remarks that "il n'y a pas une distinction absolue entre Ie legislatif et Ie judiciaire"; cf among Gemet's citations especially Isoc. 21.18, Lycurg. Leoc. 9. 8 Cf M. Ostwald, From Popular Sovereignty to the Sovereignty of Law (Berkeley 1986) 125ff, 135f, 523f; R. Sealey, The Athenian Republic: Democracy or the Rule of Law? (University Park [Pa.] 1987) 49f, 97f, 139f, 146f. Cf also Wolff Ilf, 26. For further discussion of the literature on this question of the Athenian Gerichtspraxis, see J. Bleicken, Die athenische Demokratie (Paderbom 1985) 354ff. For 01 V0IA-01 Iluau8E. II II In this section I argue that, to obtain a conviction, the prosecutor necessarily had to present a legal plea, and that the political pleas would not by themselves make a sufficient case. The prosecutor's legal plea usually urged that the substance of the decree was in conflict with one or more statutes. In some cases a formal deficiency was also urged as the legal plea, viz. that the decree was a7Tpo~ovAEVTOV.12 175 n.639; Sov. 52, 65; CIMed 71f; "Demos, Ecclesia and Dicasterion in Classical Athens," GRBS 19 (1978) 145 n.40. I differ from his view in claiming that the legal plea was never irrelevant and was always a necessary consideration for the jurors. Furthermore, this paper investigates a problem suggested by Hansen's work, but which he has not considered in print, viz. how the various pleas stood in relation to one another and contributed to the jurors' decision. My frequent citation of Hansen's work will indicate the extent of my debt to him. 10 Prosecutors in graphai paranomon traditionally assumed the role of the defender of the democracy; see Hansen, Sov. 55-61, and, for a conspicuous example, Aeschin. 3.1-8, 190-202. 11 Aeschin. 3.260, the final sentence of the speech; cf the very similar final sentence of Hyp. Phil. (both are speeches in prosecution of a graphe paranomon). On the juncture Ta ~[/Ca,a /CaL Ta (J'vjJ.tPEpovTa, cf n.29 infra. Bleicken (supra n.8: 138-45, 246- 53) considers a wide range of evidence and presents an account of the Athenian dikasteria that the conclusions reached here would support. 12 See [Arist.] Ath.Pol. 45.4. Four cases are known in which the plea of {l.1rpo­ {3ovAfVTOV was advanced. Hansen, Cat. #4: [Plut.] X Orat. (Mor.) 835F, P.Oxy. XV 1800 frr.6f, ~ Laur. ad Aeschin. 3.195, Max. Plan. ap. Walz, Rhet. Gr. V 343 (~ ad Hermog. Stat.); #12: Dem. 22.5-7; #29: [Dem.] 25. hypoth. 1; #35: Hyp. Eux. 15, cf Hesych. s. v. aVToTEAES ",.,itP'(J'I-'a. Pace Hansen, Ath. As. 175 n.638, I do not believe that a prosecutor's accusation that the defendant had been debarred through atimia from the right to move proposals was put forward as a serious legal plea. We know YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 HARVEY YUNIS 365 In his fundamental study of the graphe paranomon H. J. Wolff established the following points. The orators clearly recognized and presented the legal question as a distinct issue, demanding treatment independent of all other issues. 13 Although the political pleas are elaborated at great length, in speeches for the prosecution they always follow the carefully arranged legal plea. 14 Among the cases for which we have sufficient evidence to judge, only once did the jurors fail to convict a defendant when the prosecutor's legal plea was patently incontrovertible, viz. in Aeschines' prosecution of Ctesiphon in 330 for a decree honoring Demosthenes.1 5 One may add to Wolff's analy­ sis of the sophisticated legal argument in Oem. 23.22-9916 that in unspectacular, ordinary prosecutions of paranomon, the prosecutor would carefully avail himself of the customary, simple procedure of 7fapaYPcupEu8aL. 17 In this procedure, the prosecutor has a written copy of a statute from the official, inscribed law code displayed side by side with a copy of the decree under indictment. IS By means of this comparison, a direct conflict between the decree of lower authority and the statute of higher authority is made strikingly evident, the crime of 7fapavoJJ.a 'A.EYELV is clearly established, and the prosecutor's case is, in theory, complete. 19 All these considerations imply that the legal plea was an essential that such an accusation was advanced in two cases, Hansen, Cat. #12 (Oem. 22.21- 34) and #lS ([Oem.] 59.5). In the latter, the crucial clause, ws 6>t/>Af TI!> S71P,OO"Lf!>, has been transposed from another context ([Oem.] 59.9). All modem editors, however, accept this emendation; cf G. L. Cawkwell, "Eubulus," JHS S3 (1963) 5Sfwith n.71. In both cases the motive and effect of this accusation seem to have been pure character-assassination. In both cases there were also proper legal pleas advanced: Oem. 22.5-11; implied in [Oem.] 59.4. 13 E.g. Oem. lS.110: TOVS 7rEP' at,Tov TOV 7rapavop,ov AO')'OVS' O:7roSovval p'f Sf'V. Demosthenes then immediately presents his defense against the prosecutor's legal plea (110-25). 14 Wolff 27f. However, as will be discussed below, I do not accept Wolff's characterization of the political pleas as "immer nur als Erganzung" (27). 15 Wolff 13, 46f, 61. 16 Wolff 50-54, 64. 17 Cf J. H. Lipsius, Das attische Recht und Rechtsverfahren (Leipzig 1905-15) 392f. 18 Cf Aeschin. 3.192, 200f; Oem. lS.111, 22.34, 23.51, 63, 215-1S; [Oem.] 5S.46. For a similar procedure in a ')'pat/>~ vop,ov p,~ £7r'T~SHOV Of,va" regarding the conflict between a newly proposed statute and existing statutes, cf Oem. 24.3S-66. 19 Cf Wolff 69: "Wir sahen ... wie es bei allem Geschick und aller Neigung der Rhetoren, Vorlagen wegen wirklichen oder behaupteten Kontlikts mit allgemeinen in den Gesetzen verwirklichten, wenn auch nicht notwendig direkt ausgesprochenen, Grundsatzen zu bekampfen, letzten Endes doch immer der positive Einzelnomos war, auf den sie ihren Angriff stutzten, wie sie eben auch die verletzten Prinzipien selbst aus ihm herleiteten." For the theoretical completion of the prosecutor's case, cf Oem. 23.S7 and the colorful fiction of the good old days presented (not as fiction) by Aeschin. 3.192. YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 366 LA W, POLITICS, AND THE GRAPHE PARANOMON part of the prosecution of a graphe paranomon. For this reason it always demanded and received the utmost attention from the plead­ ers and jurors. Although the graphe paranomon was frequently and properly employed in the service of partisan political ends, it was never so totally debased as to be argued without the prosecutor explicitly urging a legal plea. For all their often amateurish admini­ stration of the law, the Athenians always expected a legal plea in graphai paranomon, although, as will be discussed below, they also expected other pleas. The legal plea could at most be abused, never utterly dispensed with. Two passages, however, might at first seem to indicate that a legal plea, at least in certain circumstances, was super­ fluous. Close examination proves otherwise. From a passage describing the procedure for granting citizenship to an alien ([Oem.] 59.88-91), Hansen has inferred that "a decree could be attacked [sc. in a graphe paranomon] on the sole ground that it was detrimental to the interests of the Athenians. "20 This inference is not justified. Apollodorus, the speaker of this part of [Oem.] 59, introduces the passage by saying that the Athenian people considered the grant of citizenship so honorable and sacred that it imposed statutes on itself through which a foreigner could become a citizen (88). After a bit of editorializing, there follows a paraphrase of the statute that governs the procedure for ensuring that the granting decree is valid (89f). One clause in the paraphrase asserts JJ.~ (,ELVaL 1TOL~ipov (Rh. 1353b20-27); cf the text quoted supra n.ll. The epideictic type of speech is not strictly relevant here. 30 This second claim was already made by Hansen, and my argument here is an YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 370 LAW, POLITICS, AND THE GRAPHE PARANOMON the legal plea, although necessary, was not by itself sufficient to convince the jurors to condemn an indicted decree. Indictments of decrees granting honors or citizenship constitute that sub-genre of graphai paranomon about which we are best in­ formed. 31 Amid the considerable variety of authors and occasions for which there are preserved either fragments or whole speeches in this sub-genre, the political pleas are regularly utilized in the manner claimed just above. Thus, the use of the political plea in a manner parallel and equal to the legal plea is not the habit of anyone orator or the consequence of anyone political situation. Demosthenes wrote the speech numbered 23 in his corpus for a certain Euthycles, who in 35211 indicted Aristocrates for moving a decree honoring Charidemus, the Euboean mercenary commander recently granted Athenian citizenship (Hansen, Cat. # 14). This speech exhibits the tripartite argument clearly and explicitly. Towards the end of the exordium, Demosthenes outlines the arrangement of the entire speech (23.18): " , ( I ", ~! ~ t\ \ t \ \, \ .. I, 'd. ' EP. V7rEUXl1P.EVOV TP& E7rLuE~E&V, EV P.EV CdS' 7rapa TOVS' VOP.OVS' TO ",l1.."LUP. " I> I !i>'" I '" I' ~ I ~ I 1>" ~ 1.(: ELpl1Ta&, uEVTEPOV u CdS' auvp..."opov EUTL TTl 7rOI\EL, TP&TOV u CdS' av""\.&oS' ~ • I TVXELV "E"1[oo KT7IuupWVTa Kat 7Tapavop.a "1£"1pacp&Ta Kat ",£vaij Kat auvp.cpopa TV 7T&>..Et. The first and third points are clear: the legal plea (executed in 9-48, recalled in 203f) displays the statutes contravened by Ctesiphon's decree, and the plea of inexpediency (executed in 177-202, 245-54) argues that to crown Demosthenes is contrary to the interests of the Athenians. The second point, that Ctesiphon has moved a 'false' decree, is fulfilled in 49-176. After reading from the decree several clauses that praise Demosthenes, Aeschines claims he will show that OL KaTa L:l. 71- P.OU8EVOVS E'7TaLvoL "'£vo£,s (50). To claim as false the meritorious ser­ vices attributed in the decree to Demosthenes and cited therein to justify the honors, is to say that Demosthenes is unworthy of the honors. Aeschines admits as much. He introduces this argument by emphasizing ~ 7TpocpaUts [=Ta "'£vo?]] Ot' ~v aVTov a[tO, uT£cpavovu8aL (49). Twice later in the speech this plea is taken as having established that Demosthenes is aVa[LOS (188, 205). Aeschines casts the plea of unworthiness in this form in order to indulge in a legal fiction (50): c£.rravT£s yap a7Ta"1OP£VOVULV 0& V0IJ.0L IJ.7IOEVa "'£voij "1palJ.lJ.aTa E"1ypacp£&v EV TO'S 07l1J.0U[OLS "'7ICP[UlJ.a&'vwcrf.V TOVS 7Tpotl'Jpovs, lillcalocrvV7JS n T~S d!l Tav l'J~p.ov Tav 'A87Jvalwv, KalliloTl KaTa TOVS vop.ovs 7Tpo7Jlipf.VKacrlv. (7T' li[~] TaVT' ll.Yf.T' ailrav a7ToAoY7]crOP.f.VOV, Ka, crv, ~ [lAl]7T7Tlli7], lif.ifa!l aA7]8fj f.TVal Ta 7TEP' TWV 7Tpotlipwv, a v7Tt8ov (V T~ I/F7]lcrp.aTl, a7ToWI'f. (6). Cf also the supplement conjectured in fr.10 of this speech: [sc. the proedroi] 7TOAV P.ii[AAOV ll.{l]ol Elcrlv ['P.'llcrf.'cr8[ EpoVTOS (226). This was evidently sufficient for the jurors on this occaSIOn. There is only one other instance in which we can detect how a defendant in a graphe paranomon arranged his arguments, and the same tactic was employed with greater boldness and the same suc­ cess.43 In the aftermath of the battle of Chaeronea, Hyperides moved and secured passage of a decree mandating extreme measures to meet the emergency. These measures included the restoration of rights to the disenfranchised, the recall of exiles, and the liberation of slaves. The decree was prosecuted for paranomon by Aristogeiton (Cat. #27). In his defense Hyperides repeated several of the prosecutor's main contentions and answered them in tum.44 The prosecutor's legal plea, put last in the list of the prosecutor's contentions, was clearly in­ tended to be the most damning. Regarding the statutes with which the extreme measures of the decree allegedly conflicted, Aristogeiton had asked Hyperides (more or less): leges igitur, quae prohibebant haec, nonne legebas? Hyperides responded: non poteram; propterea quod literis earum arma Macedonum opposita ojJiciebant.45 In defense against the charge of paranomon, Hyperides essentially conceded that the decree was in conflict with the statutes, or at least that the point was not worth arguing. He claimed, rather, that the state of emergency required the extreme measures, even if some statutes were thereby broken. Expediency won out over the law, but Hyperides' argument gained strength from the palpable emergency. So blatant a disregard of the law would not have been acceptable under normal conditions. Although Hyperides' defense against Aristogeiton is an extreme 42 This argument is essentially presented in 9-109, 160-251, 285-323. In most of the rest of the speech Oemosthenes impugns Aeschines, esp. 126-59,252-75. 43 The fragment from Lysias' speech in defense of Phanias against Cinesias, which merely attacks the prosecutor's reputation (Lys. fr.v G.-B.; Cat. #6), is useless for the present purpose. 44 See Hyp. frr.27f Jensen=fr.32 Sauppe for the Greek and Latin sources of this fragment. The Latin translation by Rutil. Lup. 1.19 provides all the information in one continuous fragment; hence it is used here. Aristogeiton fr.5 Sauppe, from his speech in prosecution, implies that Hyperides accurately summarized Aristogeiton's legal plea. See Lycurg. Leoc. 36-41 for a vivid description of the state of emergency in which Hyperides moved the proposal. Cf also [Oem.] 26.11-14, from a speech against Aristogeiton, for a partisan recollection of this trial. Hyperides' acquittal is noted in [Plut.] X Orat. (Mor.) 849A. 45 The original version of the end of this response is preserved: f'lr~(TICOT~& 1100& Tl1 MalCt"aovc.lw l$'lrAa. Cf the further point found only in the original: OUIC fyW TO "'~4>&(Tp.a Eypa"'a, ~ a' fV Xa,pC.l)v~lf!. P.c1X1J ([Plut.] Mor.) 849A. YUNIS, HARVEY, Law, Politics, and the "Graphe Paranomon" in Fourth-Century Athens , Greek, Roman and Byzantine Studies, 29:4 (1988:Winter) p.361 HARVEY YUNIS 377 example, there is some other evidence indicating that the Athenians sometimes viewed expediency as the chief issue in a graphe parano­ mono Lycurgus asserts this outright in comparing the graphe parano­ mon to eisangelia (Lycurg. Leoc. 7):