BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 Dialectical Method in the Aristotelian Athenaion Politeia David L. Blank B OTH CONTENT AND FORM of the Athenaion Politeia, as scholars have long observed, are in agreement with what Aristotle l says elsewhere, and are indeed what one might well expect an Aris­ totelian treatment of the Athenian democracy to contain.2 The work consists of a history of the mechanisms of state, showing how one organ after another became in turn the most important,3 followed by a synchronic account of the state machinery in the late fourth cen­ tury.4 The account of Solon as the ~U'oc; '1TOAiT..,.,C; and consequently the consummate Athenian politician (Ath.Po/. 5.3, 11.2) squares with Aristotle's philosophy in genera15 and with his political theory in particular.6 The Ath.Pol. 's insistence on this point, and others as well, suits the exemplary and didactic purpose Aristotle assigns to the collection and study of constitutions (Eth.Nic. 1181b6-9). What is the historical methodology of the Ath.Pol.? I shall argue that certain aspects of the gathering, use, or neglect of source ma­ terial in the historical part can be explained with reference to Aris­ totle's theory of scientific and philosophical method. In particular I shall address the Ath.Pol. 's 'contamination' and 'rationalizing correc- I I use this name for the sake of convenience. It is immaterial to my argument whether the author of the Ath.Pol. was Aristotle himself or one of his pupils, a sugges­ tion now revived by P. J. RHODES, A Commentary on the Aristotelian Athenaion Poli­ teia (Oxford 1981: hereafter 'Rhodes') 58-63. 2 See for example K. von Fritz and E. Kapp, "The 'Constitution of Athens' and Aris­ totle's Political Philosophy," in Aristotle's Constitution of Athens and Related Texts (New York 1950) 32-66 (= J. Barnes, ed., Articles on Aristotle II [London 1977] 113-34). See also, for an extended and controversial treatment, J. Day and M. Chambers, Aris­ totle's History of Athenian Democracy (Berkeley 1962), and responses by K. von Fritz, Gnomon 39 (1967) 673-81; D. Kagan, CP 59 (964) 187-90; F. W. Gilliard, "Teleo­ logical Development in the Athenaion Politeia," Historia 20 (1971) 431-35; Rhodes 10-13; E. Schiitrumpf, Die Analyse der Polis durch Aristoteles (Amsterdam 1980). 3 Cf Pol. 127SbS-ll, 130Sb25-31. 4 E.g. F. Jacoby, Atthis (Oxford 1949) 212; cf Pol. 1252a24. See also J. J. Keaney, "The Structure of the Athenaion Politeia," HSCP 67 (1963) 115-46, and "Ring Com­ position in Aristotle's Athenaion Politeia," AlP 90 (969) 406-23. 5 E.g. Eth.Nic. 1096a25, 1105b26ff. 6 Pol. 1295b4-96a7 (OJ,LOAO'Yt:tTat TO ~TPWV apUrTOV Kai TO ~U'OV). 275 BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 276 DIALECTICAL METHOD IN THE ATH.POL. tion' of sources. Both these techniques can be explained by taking into account what Aristotle is likely to have thought about historical 'facts' and sources, and about history and politics as sciences. One cannot find absolute certainty in historical investigation, nor com­ plete agreement among historical sources. Aristotle's epistemology will therefore not recognize history as a science stricto sensu. It is not the analytical, but the dialectical method that informs the Ath.Pol. We may consider first the problematic aspects of its method, then the dialectical method itself, and finally an instance of its application. Within a given section of his historical narrative, Aristotle often follows one main source, but will add at will items drawn from an­ other source. He does this even when the second source has a ten­ dency contradictory to the main source. He also makes up his own narrative of some parts of Athenian history, drawing individual data from various sources at once. The most extensive treatment of these procedures is that of G. Mathieu, who spoke of a tendency to 'mix' or also to 'reconcile' various historical sources with one another.7 Thus, for example, in chapters 14-15 the narration of the rise of Peisistratus derives mainly from Herodotus; Aristotle juxtaposes this narrative with a (disagreeing) chronology drawn from an Atthis, and adds some other matter as well. Thucydides is a main source of the narrative in chapters 29-33 on the Four Hundred and the Five Thou­ sand, but an apologetic source, which will have cited documents, is also used. On the other hand, the author himself put together the account of the Thirty and the Ten from several sources.8 In a brief comparison of Aristotle's methods in the A th. Pol. and in his biological writings, M. Pokrowsky drew attention to evidence that even the supposedly strict, empirical naturalist commingled his own observations with the reports of others. On occasion Aristotle even corrected such second-hand reports not on the basis of any observed evidence to the contrary but merely in order to make the reports more plausible. Pokrowsky called such changes "rein rationalistische Verbesserungen."9 For example, Aristotle (Hist.An. 502a13) repeats Herodotus' description of the hippopotamus (2.71, OVpTJ V i7T1TOV Kat c/xJJvr,v' ~ya8o~ DUOV TE f30~ <> ~YUTTO~) but makes one change: it is not as large as an ox, but only the size of a donkey {,.dYE8o~ 8' 7 G. Mathieu, Aristote, Constitution d'Athimes: Essai sur la methode suivie par Aristote dans la discussion des textes (Brussels 1915) 11, 26f, 5 Of, 72, 115, 124; cf Rhodes 27ff, 50,55. 8 See Rhodes 191-99; 29, 365-68; and 420ff. 9 M. Pokrowsky, "Ueber das Verhaltnis der 'Afhr. zu den naturwissenschaftlichen Schriften des Aristoteles," NJbb 151 (1895) 465-76, at 466f. BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 DAVID L. BLANK 277 E(TTtV -qALKOV ovoS'). Herodotus' assertion that Ethiopians have black semen (3.101.2) is countered by Aristotle on the ground that Ethi­ opians do not have black teeth.l° Again, Aristotle repeats Herodotus' note that the crocodile is blind in the water (2.68), but he expresses himself less categorically (Hist.An. 503all, /3AE7T'OV(Tt 8' EV /-LEV T~ v<>an qxxvAW,). Similarly, in the A th. Pol. Aristotle several times corrects or contra­ dicts his sources on grounds of likelihood. He asserts that the second of the three original property qualifications, the cavalry, was "more likely" to have been determined by a measure of produce en gros, as was the case with the pentakosiomedimnoi, than by one's ability to keep a horse. The latter was the contention of some sources which adduced in evidence Anthemion's dedication of a statue of a horse upon becoming a knight.11 Those who say that Solon's laws were pur­ posely vague, so that the courts would have more power, are contra­ dicted by Aristotle on grounds of likelihood (9.2, OV /-LT,v eiKoS'). Likewise, Aristotle places the disarming of the population at the be­ ginning of Peisistratus' third tyranny (15.4-5), in accordance with his general rules about the establishment of tyranny.I2 Then he is forced to contradict Thucydides' account of the disarming of the men in the Panathenaic procession by Hippias (Thuc. 6.56.2-3, Ath.Pol. 18.4). How could Aristotle make so free with his sources as to mix them and play them off one against the other, accepting or rejecting data as he saw fit, without pausing to consider what doubt was thereby cast both on his sources and on his own account? The answer lies in Aris­ totle's conception of the nature of his enterprise and its limitations. In the Poetics Aristotle contends that history, because it tends to deal with the particular rather than the universal, is less philosophical than poetry:13 10 Gen.An. 736alO: 'HpOSOTO~ yap OVK aA7jOT/ A~YEL qx{UKWlJ ~AaLlJalJ fillJaL T-rylJ TWlJ AiBWTTWlJ YOlJT)lJ, WUTTfiP avaYKawv 01' TWV ~v xpoav I-LEAaVWV filVaL TTaVTa ~)..ava, Kat TaVO' opWV Kat TOil<; oBOVTa~ aVTWV OVTa~ AfiVKOV~. See also the immediately preceding a priori polemic against Ctesias of Cnidus (736a2ft). 11 Ath.Pol. 7.4: ov J-LTjv aAA' EVAoywnpov TO'i~ ~TpOL~ (jLTlPT/u8aL Ka8clTTEp TOV~ TTfi VTaKOULOI-LESi,.LVOV~. 12 Pol. 1311a12-14. On the topographical and chronological improbability of Aris­ totle's account see U. von Wilamowitz-Moellendorff, Aristoteles und Athen I (Berlin 1893) 289-92; Mathieu (supra n.7) 40f. The theory that this disarmament is an Aristo­ telian inference is strengthened by the fact that Aristotle has Peisistratus say almost the same thing after the disarmament (Ath.Pol. 15.5, ov xp-ry BavJ-Lcl~ELv OVSE aOvl-LEI.v, a)..)..' aTTfiA8ovTa~ ETT!, TW" iSiwv fillJaL, TWV B£ KOLlJWV aVTo~ ETTLI-LEAT)ufiuOaL TTclVTWV) as Herodotus does after the battle at Pallene 0.63.2, Oapu~EL" TE KEAEVOVTE~ Kat aTTL~VaL EKaUTOV ETT/. TIl: EWVTOV). See also Rhodes 213. 13 l415b4-11. On this celebrated and puzzling passage see F. W. Walbank, "History and Tragedy," Historia 9 (960) 216-34; G. de Ste. Croix, "Aristotle on History and BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 278 DIALECTICAL METHOD IN THE ATH.POL. , , , ~ A.J. ,..." , , , I \~, ... aUa TOV~ oW.~PE'" T~ TOV /-LEV Ta 'YEV0/-LEva AE'YEtV, TOV oE ow. '" '" ' '"t..,}. ..t...!_ ' "'_ I I av 'YEVOtTO. oW Kat 'fIW~0(T0'fAU' EpOV Kat U7TOVouWTEPOV 7TOt'T/Ut~ i(T'Topia~ EUTill' T, ,."Ell 'Yap 7Toi'T/Ut~ JUiUOll Ta Ka8oAOV, T, 8' iu- I , 8'" \ ' " ~\ 8' ,,..., \ TOpW. Ta Ka EKaUTOll n.E'YEL. EUTtll oE Ka OAOV /-LElI, Tcp 7TO~ Ta 7TOW. aTTa uvp,{3aillEt AE'YEtV Tj 7TpaTTEtv KaTa TO ElKO~ Tj TO ava'Y- ~ 'P 'y • , " '8 I '",' 8' Kawv, ov UToxa."ETat 'T/ 7TOt'T/Ut~ ovop,aTa E7TtTt E/-LElI'T/' TO oE Ka " , 'A ~ Q,..!'" " I: "," 8 EKaUTOll, TL ~KttJCAA.o'T/~ E7TpaO:,ElI 'T/ Tt E7Ta Ell. This characterization of history means that, for Aristotle, history cannot be an investigation in which demonstration «(bT08E~t~) and scientific understanding (E1rUTTT,p,..,,) figure (Metaph. 1 039b27 -40a 7), for E1rUTTT,p,.." is only of TO Ka(JoAov. Moreover, in Aristotle's view there is no demonstration of what is not eternal and unchanging, nor is there any knowledge of it in an unqualified sense (A n. Post. 75b21- 26): "t..~ '",! ,. ,~ • , 8/\ 'I: 'P • \ \ ~VEpOV at: Kat Eav WCTtV at 7TpOTaUEt~ Ka On.OV EO:, CUV 0 UVI\.I\.0'YW- p,O~, OTt ava'YK'TI Kat TO uvp,7TEpaup,a ai.'"Bwv Eivat rij~ TOW.V'T'T/~ ~ §:::: l; \,.., to:~ ::..,., 't ,.. 't ~ _: I:. ,,, '" " a7TOoE"<:.E~ Kat 'T'T/~ a7T1U.U"j Et7TEtV a7TOot:~E~. OVK EUTtV apa a7TO- &"g,~ TWV 4>8apTwv ov8' E7TW"r'i,p,'T/ ci7T~, aU' oiYr~ WWv E1TIUKE1TTEOV J.d)Va~· ClT01TOV 'Yap 1TPOUcpEPELV AO'YOV TOL~ AO'YOV p.:r/8Ev 8EO~VOt<;, aAAO: 1TCx9o~. 23 Top. l00b22f: TOL~ Uocf>oL~, Kat TOVTOL~ Tj 1Tamv Tj TOL~ 1TAEiuTOL~ Tj TOL~ ~AwTa 'YVwpiJ.LOL~ Kat EV&)~L~. 24 The most fundamental of all beliefs is the principle of non-contradiction (Metaph. l005bI9-34). One interpretation of Parmenides' theory of the One is dismissed (Ph. 185b19fi) on the grounds that it conflicts with this most basic axiom. Cj. Nussbaum (supra n.20 283-89. 25 Pol. 1312a3 on Sardanapalus: El aATj6ij TaVTa oi /.Lv6oAo'YoIIV'TE~ AE'YOVULV, El BE /.L~ E1T' EKEivov, aM' E1T' aAAov 'YE uv 'YEVOLTO TOWO aATj8E~. Compare Hecataeus FGrHist 1 F 1: oi 'Yap 'EAA 7) VWV AO'YOL 1TOAAOi TE Kat 'YEAoun. 26 Cj. Mathieu (supra n.7) 26; Rhodes (59) points out that this form of argument was not only Aristotelian. BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 DA VID L. BLANK 281 he, unlike the basileus and pole march, does not administer any of the 1T'a'Tpta (Ath.Pol. 3.3, UT//LE'iov). The present-day venue of the marriage of the basileus' wife and Dionysus is used as a UT//LE'iov of the location of the basileus' original seat (3.5). That Peisistratus' party, the diakrioi, included those of impure descent is proved to Aristotle by the revision of the citizen's roll after the fall of the tyranny (13.5, UT/J-Li'wv). The less reliable the Evoo~a from which the investigation begins, the less basic are the philosophical beliefs or theses which will be allowed to contradict or alter them. The opinion of an illustrious predecessor will only be altered if it conficts with something of which the researcher is quite certain. The opinion of someone not well respected may be altered on less than compelling grounds. These alterations of Ev8o~a will include the "rein rationalistische Verbesser­ ungen" of Pokrowsky. If, therefore, the accounts which the historian is trying to 'save' produce a:TrOpia" because they conflict with one another or with beliefs to which the historian is more attached, then the accounts must be altered in order to be saved. Sometimes a story could be shown to be inconsistent with uncontested fact, as the report that Solon and Peisistratus had been lovers was inconsistent with the dates of those two politicians (Ath.Pol. 17.2).27 Sometimes a piece of evidence may be used silently to correct a datum. Thus, it is possible that the amount of Peisistratus' tax on produce is changed from five percent (Thuc. 6.54.5, ElKOU'TT,V ~vov) to ten percent (Ath.Po!. 16.4) on the basis of the story about the 'tax-free farm', in which a tithe was mentioned 06.6, 'TT,V 8EKa'TT/v).28 In other cases a generalization serves as evidence that a specific claim should be rejected. So the charge that Solon allowed some of his friends to enrich themselves, and may even have enriched himself, using advance information about the seisachtheia (6.2) must yield to the 'democratic' account, which is 1T'tOaVW'TEpOC;, because a man as moderate in all things as Solon is not likely to have sullied himself in such small and unworthy matters.29 Here Aristotle's strongly-held general characterization of Solon resolves the Ct.1T'Opia presented by two opposing accounts. 27 Rhodes 26 gives a complete list of places where Aristotle says why he prefers one account to another. 28 Day/Chambers (supra n.2) 95. Rhodes 215 accepts the suggestion of K. J. Dover in Gomme, et al., Historical Commentary on Thucydides IV (Oxford 1970) 329, that {jEKa~ be interpreted as a generic term, which could include the more specific Ei- KOUTTJ· , , , \, , ......" H' I \ , 29 Ath.Pol. 6.3: ov yap EtKO~ Ell /MV TOL~ aAA.OL~ OVTW /MTPWV YEvE(J(}aL KaL KOLVOII ... ell OVTW {jE f..UKpOis Kat (XvagwL'; KamppV7raillEtIl favTolI. BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 282 DIALECTICAL METHOD IN THE ATHPOL. In the light of these examples, it is possible to argue that all the changes made by Aristotle in Thucydides' account of the assassina­ tion of Hipparchus were introduced in order to bring the incident into line with a single Aristotelian thesis about stasis. Aristotle believes, namely, that revolutions happen from trifles, but about great issues.3o Political imbalances form the background for the political conspiracies which seize upon erotic happenstances and other incidents, using them as occasions for revolution. Aristotle states that Hippias and Hipparchus controlled Athens after the death of Peisistratus,31 makes Hipparchus out to be a poorly­ behaved fellow, lacking in seriousness, and then ascribes the insult against Harmodius' sister to the outrageous brother Thettalus (Ath. Pol. 18.1-2).32 Peisistratus had been a very moderate tyrant, and Hippias was well qualified to continue his father's long and peaceful rule (WE(. 1TOA.t,T(.KO~ Kat. lJ.LaAEiac; EVEKa). Furthermore, if life was so pleasant un­ der the tyrants, why should the men in the procession, if they were armed, have supported the conspirators against the tyrants' body- reason to believe that Aristotle was following another source in his disagreements with Thucydides. Even if some or all of the A th. Pol. 's corrections of Thucydides' account did stem from another source, rather than from conjecture, Aristotle's reasons for preferring that source to Thucydides may have been the ones argued here. 35 C/ Eth.Nic. 1145b20, cited supra 279: Tel ~eyo~Jla. BLANK, DAVID L., Dialectical Method in the Aristotelian "Athenaion Politeia" , Greek, Roman and Byzantine Studies, 25:3 (1984) p.275 284 DIALECTICAL METHOD IN THE ATH.POL. guards (6.56.2)? Thucydides' account of the murder, as is clear from the overall similarity and coincidences in vocabulary, was the basis of the Ath.Pol. narration. It seems likely that Aristotle saw the problems in Thucydides' version and decided that the murder of Hipparchus was not just an aAo'YW"'TO~ 'ToAp,a EK 'TOV 1Tapaxpr,J.W 1TEp(.8EO~, but had been part of a comprehensive, politically-inspired conspiracy. This theory also was consistent with Aristotle's view that erotic happen­ stances give rise to, but are not really the issue in, revolutions. As a result of these two types of a1TOpw., internal inconsistency and disagreement with a basic Aristotelian theory, Aristotle 'saved the phenomena' (i.e. the bulk of the report he inherited from Thucydi­ des) by altering certain details of Thucydides' report, and thereby altering its tenor. According to the basic theory of dialectic, the meth­ od here employed, all one has to go on in history are one's own general principles and reports which may well be faulty. That the re­ ports and the principles, when combined, may contradict one another and have to be altered or partially dropped cannot be allowed to cast the resulting synthesis in an unfavorable light. The opinions of the wise and the many are unlikely to miss the truth completely, and we often have nothing better to offer.36 THE UNIVERSITY OF CALIFORNIA, Los ANGELES August, 1984 36 My early work on this topic benefited from the advice of Professors R. S. Brum­ baugh, H. von Staden, and D. Kagan; it is a pleasure to thank them for their help.