Aeolic Reflexes of Labiovelars in Homer Wyatt, William F Greek, Roman and Byzantine Studies; Fall 1975; 16, 3; ProQuest pg. 251 Aeolic Reflexes of Labiovelars in Homer William F. Wyatt, Jr ONE OF THE LINGUISTIC FEATURES diagnostic of the Aeolic dialects is the development of the inherited labiovelar consonants to labials, even in environments in which a dental is the result elsewhere.1 Thus all Aeolic dialects have 7TlJL7T€ for 7TlvTE from labio­ velar consonants before ElL in accordance with the Aeolic rule and counter to the Ionic, which would produce T 8 B.2 Since the normal dialectal shape of the epic is Ionic, these words have constituted a problem: how can words displaying a non-Ionic linguistic form appear in an (essentially) Ionic poem? The most popular and well­ known response to this question has been that the poems, though in their final shape predominantly Ionic, had passed through an Aeolic phase of composition prior to the attested Ionic phase.3 The words showing 7T f1 c/> for T 8 8 constitute evidence for the assumed Aeolic stage: because there were no Ionic equivalents at hand to replace the Aeolic words, they remained in their original form. The theory of an Aeolic epic does not rest solely on the aberrant behavior of labiovelar consonants in a few words, but I think it is fair to state that it derives a 1 M. Lejeune, Phonitique historique du mycenien et du grec ancien (Paris 1972) 43-53, esp. 47-50. O. J. L. Szemen!nyi, SMEA 1 (1966) 29-52, has argued that the labial outcome in Aeolic dialects is due not to regular phonetic change but rather to analogical influences of one sort or another. His view, though skillfully argued, has not found wide acceptance (cf. R. Arena, SMEA 8 [1969] 7-27). For our purposes it matters little how the Aeolic forms arose, for their presence in an essentially Ionic poem still requires explanation, regardless of their (phonological or analogical) development. All references to Szemerenyi in this article are to SMEA 1. I P. Chantraine, Grammaire homerique3 I (Paris 1959) Il3-15 [hereafter, CHANTRAINE]. 3 It is not always clear what "Aeolic phase of composition" is intended to mean in the writings of various scholars. There seem to be three possible interpretations of the phrase. (1) The Homeric poems are translations into Ionic of poems Originally composed in Aeolic: this is the view of A. Fick (Die homerische Odyssee in der ursprnnglichen Sprachform wiederher­ gestellt [Gottingen 1883]) 12-13, and is no longer accepted as is by anyone. (2) The Ionic epic tradition is a transposition into Ionic of an originally Aeolic epic tradition. Many have held 251 Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies 252 AEOLIC REFLEXES OF LABIOVELARS IN HOMER good deal of its support from these words. It is well to point out, though, that only five words are in question, and that the majority of them are of restricted occurrence: 7Tl>top,a, 'become, be' (65 x ), 7T{cvpEc/ac 'four' (6x), 7TE>tWP- 'portentous, ominous' (33x). lPfjPEC 'Centaurs' (2x ), fNpEOpOV 'deep hole' (?) (2x ).4 Not all scholars have agreed that these words constitute evidence for an Aeolic stage in the history of Homeric epic. K. Strunk (Die sogenannten Aolismen der homerischen Sprache [Koln 1957] 20-37) en­ deavored to show that the forms in question need not be specifically Aeolic, since both Aeolic and other dialects show inconsistencies in the handling of labiovelar consonants. His arguments, however, are themselves inconsistent both with the attested facts and with linguistic method, as has been pointed out by O. J. L. Szemerenyi (JHS 79 [1959] 192-93) and, at greater length, by E. Hamp (Glotta 38 [1960] 194-98). Szemerenyi has more recently (SMEA 1 [1966] 31-35) returned to the question and has himself argued that the alleged Homeric instances do not support the theory of an Aeolic stage in the develop­ ment of Homeric epic. He concludes that all the words in question are susceptible of another, better, explanation. His conclusion is, I believe, correct, but his arguments have not carried general conviction, so that Wathelet (pp.63-91) and Durante (pp.17-62) retain the traditional view. In what follows I shall endeavor to support Szemerenyi's position with other arguments, in hope of being able to win for it wider acceptance. Before proceeding, however, I would point out, as Chantraine (1115,509) and Hamp (op.at. 198) have done, that all these words are definitely 'epic' and have a special flavor or color of their this view. and I cite only two of the most recent adherents: P. Wathelet. Les traits eoliens dans la langue de l'epopee grecque (Incunabula Graeca 37. Rome 1970) [hereafter. WATHELET]; and M. Durante. Sulla Preistoria della tradizione poetica greca I (Incunabula Graeca 50. Rome 1971) 17-62 [hereafter. DuRANTE]. (3) Other scholars. while not positing an Aeolic stage of epic composition prior to the Ionic. have nonetheless supposed Aeolic influence at an early period of oral epic composition: e.g. M. Parry. HSCP 43 (1932) 1-50. particularly 40-46; D. L. Page. History and the Homeric IlilJd (Berkeley 1959) 220-21; C. Whitman. Homer and the Heroic Tradition (Cambridge [Mass.] 1958) 60. All of these views have in common the twin assumptions that (a) there was an Aeolic epic and (b) that Aeolic forms in the Homeric poems were inherited from this Aeolic epic. I shall not distinguish among the various views in what follows. intending that by "oc, c{3EwvfU, though included by Wathelet (67-69). Cf. Chantraine. loc.cit .• for these words. and H. Frisk. Griechisches etymologisches Worterbuch I-III (Heidelberg 1960-72) s.w. [hereafter. FRISK]. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies WILLIAM F. WYATT, JR 253 own. They are not words which would appear in everyday discourse but are on a higher stylistic and emotional level. Our first task is to show that these words cannot have been derived in a direct line from an Aeolic epic later translated or transposed into Ionic. Those who favor an Aeolic stage in epic composition usually maintain that, when the Aeolic epic :was adopted in Ionia, all metri­ cally equivalent words were replaced by their Ionic counterparts: the only words to retain their Aeolic form were those which either were met~ically different from their Ionic counterparts or had no Ionic counterpart. Since by this view Aeolic forms cannot have been created by Ionic poets, they must have been preserved intact in old formulas (from which they can have subsequently spread) and have been handed down over the years from bard to bard. As it happens, the word,rl>..cov 'headland' in the formula ,rl>..cov apovp7Jc (Iliad 13.707, 18.544, modified in 18.547) both (probably) contains an initial labio­ velar (cf Frisk II 873) and does not occur in Ionic, thus fulfilling the conditions for the preservation of an Aeolic form.5 In accordance with the theory of an Aeolic epic this word should have been preserved as *,"IAcov. Since we find TIAcov, the traditional view cannot be correct. Furthermore, the word 7TEptTEAAop.at (etymology: Frisk II 869) in the traditional phrase 7TEptTEAAoP.EVOVC EVUXVTOVC (Il. 8.404, 418) was not retained as *7TEPL7T€A>"op,aL, in spite of the fact that it does not occur in Ionic and in spite of the fact, too, that a labial derivative (7TEpt7f>"OP,€VOVC EVLavTovc Il. 23.833) existed in the poems to protect the 1T- from Ionic corruption. These two words prove that the regular epic development of labiovelar before lei was T-, regardless of whether the word existed in Ionic.6 Forms with 7T- are secondary, not original. The question now facing us is, of course, from what source did the TT- forms enter the epic tradition, and why? 7TEAop,aL 'become, be' (Frisk II 500-01) for expected TEAop,aL (Frisk II 870-71) has beside it the aorist E7T>..6p.7Jv, and it seems certain that Szemerenyi (34) is at least partly correct in holding that the con­ sonantism of the aorist has influenced that of the present. Reducing :; On this word most recently cf R. S. P. Beekes, The Development of the Proto-Indo-European Laryngeals in Greek Uanua Linguarum Series Practica 42, The Hague 1969) 275-77. 6 One can, to be sure, rescue the theory of an Aeolic stage of composition by assuming that both'TtAcov and 'TT£PLTEAAop.aL existed in Ionic at the time of the introduction of Aeolic epic but disappeared prior to our written records. At this point it is preferable to reach for Occam's razor. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies 254 AEOLIC REFLEXES OF LABIOVELARS IN HOMER all forms of a stem to one single shape is a frequent linguistic occur­ rence, and where there is a labial-dental conflict in Greek, it does in fact seem that the labial outcome triumphs: cf >..€l7TW. >"€{7T€t (for *'A€{T€t); and E7TOP.C1.t. E7T€Tat (for *€T€Tat), though the instance of 8€{vw : E7T€cpVOV « *ghWen- : *ghWn-, cf Frisk I 657-58) should caution us against assuming that all such irregular paradigms are leveled in favor of the labial, especially when different aspect stems are involved. Szemerenyi apparently assumes that an earlier *Tl>..op.at : E7T>"€TO was analogically leveled in favor of 7Tl>..op.at : E7T>"€TO within the Ionic dialect or within the history of epic. He is perhaps correct in this, but the facts that 8€{vw did not pass to *4>€{vw, -Tl>">"op.a£ did not pass to *-1Tl>">"op.a£, and that neither *Tl'Aop.a£ nor *1T€>..op.a£ occurs in Ionic, encourage us to look in another direction, while at the same time maintaining the essence of Szemerenyrs explanation. If *kwelomai (in its two root shapes *kWel- and *kwI-) had been part of the epic tradition prior to the elimination of the labiovelars, it must of necessity have appeared at one time as *Tl>..op.a£ : E7T>..6p.TJv;7 it is not likely that E7T>..6p.TJv alone was inherited and that 1T€>..op.at was a new, purely epic creation formed by analogy. One wonders, then, what motive there can have been for the Homeric poets to remodel *TE>"op.a£, the more so since (7T€P' )TE>..>..op.a, was not remodeled to *( 7T€P' )7TE>">"op.a£. 8 We can cite as a possible motive the fact thatTE>..op.a, was unknown in Ionic, was supported by no analogies, and was therefore isolated in epic. Its isolation cannot be the sole reason for its reshaping, however, for the remodeling of an attested word on the basis of its aorist is a far from obvious solution, one resorted to only when communication is likely to be seriously impaired or when the effort required to re­ member the correct form exceeds the amount of informational yield. Both of these factors may have played a role in the reshaping of *TE>"op.at, but it seems to me that there is another factor which accounts both for the reshaping and for the Aeolic appearance of the word.7TE>"op.a£ is not an epic word only, for it occurs frequently also in 7 Forms of T'o..op.m occur in some Doric dialects: Cyrene T'tvrw. (SEG IX 3.38, 72.18, 86: this latter inscription is Buck no.115=C. D. Buck, The Greek Dialects [Chicago 1955]); on this form if. Szemerenyi, Synape in Greek and Indo-European and the NatKre of the Indo-European Accent (QIulderni Napoli 3,1964) 165-67; Drerus T'0t.0p.m ICr I.ix 1.46, 63; cvvro..Ec8w. 1.69-70 (=Buck no.120). Hierapytna T'o..ET'w. ICr ill.iii 4.68. 8 In the case of this latter word we can posit that the common avarl,uw 'rise' (of any heavenly body) preserved '7TE(J'T'IMop.w. from analogical change. Such is, however, not necessary: the form remained because there was no reason to change it. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies WILLIAM F. WYATT, JR 255 the poems of Sappho (50.1, 81eb)3, 79.5, 94.26 L-P) and Alcaeus (E2.6, 237.2,250 L-P) in the same meanings that it has in epic. In the Aeolic poets it does not give the appearance of being a peculiarly poetic word, and it thus stands a good chance of being relatively colloquial. It is most natural to assume, then, that epic poets borrowed the shape 7TiAoJl-a, from Lesbian Aeolic. In so doing they will have both regu­ larized the paradigm, thus rendering it more clear, and will have incorporated an easily comprehensible word for one that could have caused difficulties in comprehension. They may, indeed, have felt that nIi\.op.aL was the .WP- as 'ominous, portentous' is amply sup­ ported by the text of Homer. He uses 1T€>'WP- (1) of portent scenes. In addition to the passages cited in the text the word is used also in the description of the portents at Aulis at II. 2.321. 'Huge' in general seems inappropriate. (2) of otherworldly and frightening persons and events. In all these cases something super­ natural and possibly threatening is involved. Underworld: Orion (Od. 11.572), rock lifted by Sisyphus (11.594), Gorgon (11.634), Hades (fl. 5.395). Circe's island: a deer (Od. 10.168), humans transformed by Circe (10.219). Gods: Hephaistus (fl. 18.410), Ares (7.208). Cyclops: Od. 9.428, 257, 187, 190 (8avpn.). Scylla: Od. 12.87. (3) Only when used of mortals and inanimate objects is the notion 'huge' possible. In most cases, however, the accessory notion of 'portentous, ominous' is present and even prominent. (a) Agamemnon (fl. 3.166): Priam asks Helen to name the man who, not so big as others. is nonetheless more 'Y€papoc 'majestic' than the rest. Ajax: Helen identifies Ajax for Priam (3.229); is compared to Ares (7.211); at 17.174 Hector refers to Ajax in response to Glaukos who had chided him with cowardice; at 17.360 Ajax protects the corpse of Patroklos. Achilles: 21.527 describes Priam's watching Achilles rage over the battlefield; 22.92 Hector awaits Achilles (and death). Hector: at 11.820 Hector is irresistible. Periphas (5.842, 847), an Aetolian. killed by Ares just before Ares himself is wounded by Diomedes. (b) frxoc 11.5.594 of Ares attacking. KVpn.Ta: sent by Zeus (Od. 3.290). T€Vx€a: Il. 10.439 the weapons of Rhesus are like those of the immortals; 18.83 the weapons of Achilles which had been given to Peleus on his wedding day. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies WILLIAM F. WYA IT, JR 259 Gorgon's head of the previous line;16 and 15.168 probably refers both to the eagle and the goose of 161 and not the goose alone. Nonetheless there is a connection, if not of grammatical agreement, at least of proximity. Once, however, ·dpac is used unequivocally in apposition with a noun which is earlier described as 7rO,WPOC : II 12 201 ' \ ~ ./~' " , \'" , •• aL€'TOC V'f'L7T€'TTJC, €7T apLC'T€pa /\aov €€pywv. 202 ,/,. I ~ I ,/,. I " '\ 'f'0LvTJEV'Ta UpaKOV'Ta 'f'EpWV ovvx€cn 7T€/\WPOV. 208 209 T - ~'" " .. ~ '" "'/" PW€C 0 €ppLYTJcav, 07TWC LOOV aLO/\OV O'f'LV , " .If" " K€Lf.L€VOV €V f.L€CCO£Cl, "" wc 'T€pac a,y£oxow. The semantic connection between 7T€AWP- and'T€pac is thus clear, and an etymological connection is by no means excluded. Whether or not the words are of IndO-European origin is a separate question. If they are related, they must be descended from a root *kwer-. Weare thus left with two options: either we know nothing of the origin of 7T€AWP-, or it shows a labial development of an old labiovelar. The former is a course of despair, and it is perhaps best to attempt to account for the latter. T€AWP- occurred in various areas of the Greek world, as is proved by the Hesychius glosses and the Egyptian epigram, and it can be presumed to have occurred at one time in early Ionic. It seems not to have occurred in the Ionic of Homer's day, for no such form is attested in any extant document. An earlier epic *kW el6r- must of necessity have developed to *TEAWP-, and because it is not attested in Ionic, it must have been isolated in epic and perhaps subject to misunderstanding. We must assume that the epic poets learned of a 7TEAWP- synonymous with their isolated *T€AWP- and adopted it for epic. We cannot of course know whence Homer or his predecessors borrowed the Aeolic form of the word: it may also have been current in Lesbian Aeolic, but we have no evidence from any source to indicate that it was. We do, however, have evidence for Aeolic provenience of the root, though not perhaps in its Homeric meanings. 1& The Gorgon's head in this passage is notoriously a late feature, possibly seventh century. Cf Leaf ad loc.; H. L. Lorimer, Homer and the Monuments 190 (London 1950); G. S. Kirk, The Songs of Homer (Cambridge 1962) 186; M. L. West, Theogony (Oxford 1966) 46 n.2. The passage, prior to its elaboration, will have contained only lines 738 and 742 (modified for grammatical agreement): 738 ap.q,~ 8' u.p' ~J'O'c", fJ&>.ET' alyl8a 8vccavOEccav 742 8m'1]v TE q.I.Ep8v1]v TE, .1uk Tlpac alytOXOtO For a similar expansion of a passage if. Ziva Antika 21 (1971) 55-64. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies 260 AEOLIC REFLEXES OF LABIOVELARS IN HOMER Baton of Sinope (FGrHist 268 F 5) refers to a Thessalian festival, the II€Awpux, dedicated to Zeus IIEAwp, which he says is similar to the Roman Saturnalia and was celebrated in his own day. It is true that F. Jacoby in commenting on the passage (FGrHist InA Comm. pp.208- 211) is strongly inclined to deny any sort of authority to Baton's account. He may be correct in his main contention, but he has not provided any reason why Baton should have come up with the epithet IIEAwp.J7 It seems most reasonable to assume that Baton was correct in assigning the epithet to Thessaly and that the epic poets knew of the words 7T€AWP- from a Thessalian source and replaced their own difficult *T€AWP- with an actually occurring form. .wp was killed by Poseidon in the Spercheius river. 18 So, from a different point of view. K. Witte. Glotta 5 (1914) 48 n.2. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies WILLIAM F. WYATT, JR 261 imagine that they were isolated from contacts with the mainland­ learned that to the difficult *B~p€c of epic there corresponded the Thessalian form (/>~P€C, a word which referred to the equally Thes­ salian Centaurs. Hence, since there was no metrical cost and great poetic gain, they substituted the aAd.c OELJlOLO {1€pNJpov. In both cases mythical and terrifying places are described, and f3lp€l)pov thus falls into the same category as 1T€AWPUX and rp~PEC. We might therefore be tempted to label {1lp€l)pov Aeolic, if by that term we intend remote and frightening things. I can, however, point to no Aeolic source for the word in Homer and therefore adopt Szemerenyi's solution. U The battle of the Lapiths and Centaurs is referred to also at Od. 21.295-304 but without mention of tlJiipf:c. In that passage, however, the word ,pp.qv occurs twice (,pp£vac 297, ,ppf:clv 301), and it is possible that Homer used this word because he had made an etymological connection between ,pp..]v and ,p..Jp. nnp{Oooc also makes his appearance twice in the same passage (296, 298), as well as at II. 1.263, a passage in which q,iipf:c also appear (268). All this suggests both that Homer was thinking of the word tlJiipfiC in the Odyssey passage as well, and that he connected nf:'ptoooc and tlJiiPf:C etymologically (cf my Metrical Lengthening in Homer [Incunabula Graeca 35, Rome 1969] 199-200) and that he felt that ,pp.qv was related to both. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke University, Department of Classical Studies 262 AEOLIC REFLEXES OF LABIOVELARS IN HOMER Thus we see that forms in Homer displaying the Aeolic develop­ ment of the labiovelar must be secondary and cannot in any way support the assumption of an Aeolic stage of epic composition. I have also suggested motives which might have induced the Homeric poets to replace the inherited Ionic forms of certain words with Aeolic forms. These motives may seem insufficient, and I add here further general considerations which contributed to the poets' willingness to include Aeolic words and forms. First of all, Aeolic, at least in the Lesbian variety, was spoken nearby and was known to Homer and his hearers. Secondly, some of the heroes, Achilles included, lived in areas in which, during the archaic period, an Aeolic dialect was spoken, and some of the action reported in the Iliad was situated near Lesbos. Furthermore, Lesbian was spoken in roughly the same area in which Troy was located. In addition to these thematic reasons there were also linguistic: many archaisms of Homeric epic-such as K€ for av, apocope of prepositions, -ow of the genitive singular masculine­ actually occurred in contemporary Aeolic dialects, particularly Thessalian. This sharing of archaisms with Aeolic dialects called forth in the mind of the Homeric poets the equation of archaisms with Aeolic forms generally. Thus, in cases-such as those discussed in this paper-in which an archaic Ionic form was (a) no longer present in Ionic, and (b) had a metrically equivalent Aeolic form, the poets adopted the Aeolic form on the grounds that in so doing they were < correcting' the epic tradition.20 BROWN UNIVERSITY April, 1975 10 I hope to develop this notion in greater detail elsewhere. For the moment, cf. my "Homer's Linguistic Ancestors," 'E1nCTT//-WvLK9 'E1I£TT/pk B£ccaAovlK'I'Jc 14 (1975) 133-47. Copyright (c) 2003 ProQuest Information and Learning Company Copyright (c) Duke lJniversity, Department of Classical Studies