The Crisis of the Third Century as Seen by Contemporaries ALFÃ#LDY, GÃ#ZA Greek, Roman and Byzantine Studies; Spring 1974; 15, 1; ProQuest pg. 89 The Crisis of the Third Century as Seen by Contemporaries Geza Alfoldy I "COMPLAINTS OF EVIL TIMES are to be found in all centuries which have left a literature behind them. But in the Roman Empire the decline is acknowledged in a manner which leaves no room for doubt."! This quotation from Jacob Burckhardt shows the importance of the historical self-awareness during the period of the great crisis of the Roman Empire in the third century. Reflection upon contemporary history, in the sense of its consideration and interpretation, will make it possible for us to understand a society by its capacity or incapacity to recognize its own position as well as its moving forces and changes, especially during periods of crisis and at turning-points of history. It is not necessary to emphasize the impor­ tance of the crisis of the third century for the history of the ancient world and for history in general. Burckhardt, it is true, spoke only of a tgETat (72.24.2). This opinion was not confined to the upper classes. A few years after Dio had finished his monu­ mental Roman history, the author of the twelfth book of the Dracula Sibyllina, a Jew in the East who was loyal to Rome, saw in the present age a new, bloody and catastrophic period in the history of the Empire which had begun with the reign of Commodus and especially with the civil wars following the year 193.11 But men such as Dio and Philostratus were still convinced that, in spite of all present evil, the 6 Cf on this G. Alfoldy. "Das neue saeculum des Pescennius Niger," forthcoming in Historia-Augusta-Colloquium Bonn 1973. 7 P.Fay. 20; see esp. W. Schubart, "Zum Edikt tiber das aurum coronarium," ArchP 14 (1941) 44ff (text on p.45). Cf also C. Preaux, "Sur Ie deciin de l'Empire au me siecie de notre ere: a propos du P.Fayum 20," Cd'E 16 (1941)123ff. 8 CIL VIII 8797 a=AE 1940, 151 (cf AE 1948 p.86). 8 Ulp. Dig. 50.6.3; Philostr. Gymn. If and 44. 10 Casso Dio 71.36.4; cf F. Millar, A Study of Cassius Dio (Oxford 1964) 119ff. 11 Orac.Sib. 12..2.04ff. Cf esp. J. Geffcken, "Romische Kaiser im Volksmunde der Provinz," GottNachr 1901, 183ff, and id., Komposition und Entstehungszeit der Oracula Sibyllina (Leipzig 1902) 56ff. GEZA ALFOLDY 93 sound world of the past (in Dio's view the Antonine monarchy) could be restored: this is the idea of the speech of Maecenas and also of the speech of Apollonius of Tyana before Vespasian, as written by Philostratus. Apart from all religious and philosophical differences, contem­ porary Christian views on the present condition of the Empire show interesting similarities. The primitive eschatology of early Christian communities, expecting the end of the world in the near future, had been abandoned already in the second century except by minor groups such as the Montanists. Immediately after the fall of Com­ modus, the Orient, it is true, was swept by a new eschatological wave: there are groups attested in Asia Minor, in Syria, in Palestine, and perhaps also in Alexandria, who were expecting the Empire of Christ on earth in the immediate future.12 The Christian and chiliastic way of reflection about contemporary events was the same as in the programme of Pescennius Niger, viZ. that one age had ended and a new one had begun; this thought was perhaps influenced by the oracle in the eighth Sibylline book (dating from the time of Marcus Aurelius) predicting the end of the Empire for the 948th year of Rome, i.e. for A.D. 195.13 The great representatives of the Church in the Severan age, however, did not share this view. Hippolytus of Rome and especially Tertullian certainly recognized the situation of the Empire, seeing wars, natural catastrophes and persecutions of the Church and also all actual necessitates and querellae as prognostics of the crisis of the Empire.14 But they expected the end, as Irenaeus and Sextus Iulius Africanus did, only in the remote future; to them, Rome was the one power which could prevent the end of the world in the near future (Tertullian later changed his view under the in­ fluence of Montanism). This opinion was, in the Christian way of thinking, more or less the same as the view of Dio: the Empire was undergoing a serious crisis, but thanks to its internal vigour it was not helpless. Tertullian saw it like this: naturally the fall of Rome must come one day, and the present time was already an age in which concutitur imperium; but the strength of Rome could still delay the clausula saeculi, and thus the mora finis was a real chance, in particular 12 Hippo!' In Dan. comm. 4.1B.lff and 4.19.1ff; Terr. Adv. Marc. 3.24.4; Euseb. Hist.Eccl. 6.7. 13 Orac.Sib. B.145ff. Cf A. Kurfess, Sibyllinische Weissagungen (Berlin 1951) 319. 14 Cf e.g. Hippol. In Dan. comm. 4.51; Terr. Apol. 20.1ff and De animo 30.4 (on necessitates artiores, et querellae apud omnes). 94 THE CRISIS OF THE THIRD CENTURY because Christians were praying to God for the welfare of the Empire and for Romana diuturnitas.15 By the coincidence of barbarian invasions, civil wars, usurpations, increasing economic difficulties and natural catastrophes in the mid­ third century, pessimism got the upper hand, obviously among all groups of Roman society. In a petition of peasants from Asia Minor under Philip, the immediate past is characterized as an age of neces­ sities and upheavals, 7Tov7]pla Ka, S£acELCJLol.16 Some years later, under Decius, in a trial in Egypt (the minutes of which are preserved in a papyrus) the prefect of the province refused a community's complaint about its miserable state, remarking that E-?J7Toplac JLE'TafJoA~ was a common fate of cities and villages of the Empire after Septimius Severus.17 The speech Etc fJaCtA€a of an unknown rhetor under Philip depicts the catastrophic situation under the predecessors of this emperor. The Empire was the victim of tyrants; cities were destroyed and countries depopulated in civil wars; justice, finances, the army and foreign politics were managed in an unsatisfactory and bad manner; on the whole, the Empire was like an ill and rotting body, or like a bolting horse it was in total confusion, O:7TfJopaL, in the 7TOtKill.oc Ka~ 7TOII.Vc TenV avOpcfJ7Twv OIl.€OpOC (Euseb. Hist.Eccl. 7.21.9). But already Herodian emphasized in his preface the coincidence of 7TolI.lI.a Ka~ 7TOtKtll.a ... Ka~ Oav/-LaToc agta in the history of his own time (1.1.5). even the coincidence of accelerated changes in all fields of the traditional order must have been regarded by contemporaries as a total deformation and confusion of the Empire, and this is virtually what Burckhardt called' genuine crisis'. This sharp definition did not exist in ancient terminology. Nevertheless, what we now call 'crisis' was then clearly said in other words: corrupta, immo deleta antiquitas (thus Tertullian), T6 KALVOV (thus the emperor Severus Alexander), apx~ caAEvovca (thus Herodian, and exactly like this, the rhetor under Philip), ElJ7Top{ac J.LETaf3oA~ (thus in a papyrus under Decius), occasus saeculi (thus Cyprian), temporum labes or inclinatio fatorum (thus in the panegyrics), ruina civitatis Romanae (thus Victorinus of Poetovio), and so on.58 On the whole, it was clearly stated that there was indeed a crisis of history in the third century, and people must have drawn their con­ clusions. Naturally, there was widespread discussion about the causes of all unfavourable changes; in his commentary on Matthew, Origen mocked at this main topic of conversation in the mid-third century: amant enim qui in calamitatibus sunt, causas earum discutientes, invenire aliquid quod loquuntur (Comm. in Matth. Ser. 39). This criticism was, however, unjustified because pagans and Christians, too, were unable to find the profundior causa of all afflictions, in spite of the con­ fidence of Origen (ibid. 37). It is not necessary to detail the well-known explanation by pagans of the decay, namely, that all present evils were caused by the Christians, as they refused to worship gods and to sacrifice for the salus of the emperor which guaranteed the salus of the whole Empire, thus drawing down the vengeance of the gods.59 It must be em­ phasized that this reproach against the Christians was made not only by primitive crowds but by well-educated social groups, too, as can be seen from Porphyry's famous work against the Christians: HBut 68 Passages in Tert. Ad nat. 1.10.4; P.Fay. 20 (see supra n.7); Herod. 2.8.4 and ps.-Aristid. Elc /3aCLMa 14; P.Land. 2565 (see supra n.17); Cypr. Ep. 58.1; Paneg. 2 (10) 4.2 and 4 (8) 10.2; Victorino Comm. in Apoc. 8.2. 59 Cf A. AlfOldi, op.cit. (supra n.39) 285ff. 106 THE CRISIS OF THE THIRD CENTURY now people are surprised at the plague which has seized the city for so many years, meanwhile Asclepios and the other gods do not ap­ pear. Nobody has seen any god being helpful to the State since Jesus was worshipped."60 Contrary to this general pagan view, the whole Christian apology laid the blame on pagan society, vehemently putting forward very similar arguments: all contemporary evils were to be regarded as ultio divina (thus in Cyprian's terminology, referring to the defeat of Decius by the Goths) for the religious and moral sins of pagan Rome and, indeed, for the weakness and laxity of some Christians, toO.61 The basic idea in their argumentation was in both cases the same: neglect and refusal of the true religion and ethics had the vengeance of a divine power as consequence. This was, in the end, the traditional Roman way of interpreting history by moral decline.62 Historians attempted to find more rational explanations as well. Cassius Dio and Herodian tried to explain all evils in contemporary history by errors and mistakes of emperors-in particular the young ones, said Herodian (1.1.6)-who disregarded the traditional order. The same personalistic attitude towards history is to be found frequently. Christian authors such as Cyprian or even Lactantius attributed a high degree of responsibility for all contemporary mala to bad emperors.63 But this personalistic view of history (completely in accordance with the tradition, of course) was essentially only a special form of the theory of moral decline: decay in religion and ethics was made obvious and was also caused mainly by wrong mores of rulers. Even Herodian, a man with­ out profound interests and talent for the philosophy of history, felt that these explanations of contemporary history were not quite satisfactory. He was inclined, it is true, to explain the first crisis in Roman politics after the death of Marcus Aurelius (and so, in the end, the whole struggle between Commodus and the Roman elite) by the jealousy of a woman, the empress Lucilla when she lost the first place in theaters (1.8.3ff); but he conceded that Commodus was rather the victim of unfortunate events than their cause. Panegyrics at the turn from the third to the fourth century suggested that the crisis of the 60 KaTer. XpLcnavwv fr.80; see A. Harnack, "Porphyrios 'Gegen die Christen', 15 Bucher," AbhBerl1916 Nr.I. n See esp. Cypr. De lapsis 1; Ad Demetr. 7, 9fT, 17; cf Ep. 11.1. 62 On this cf e.g. V. Posch!, "Die romische Auffassung der Geschichte," Gymnasium 63 (1956) 190fl". 63 Cypr. Ad Don. 11; Lact. De mort.pers. 4.1ff. GEZA ALFOLDY 107 past was caused not only by the wrong behaviour of emperors, divers is regentium moribus, but by an inexplicable inclinatio fatorum as well.64 Even if one tried to analyse contemporary history more philosophically, one would only be able to take up the traditional theory of biological degeneration of the physical and social world. Quis enim sapientium dubitat, quis ignorat omnia quae orta sunt occiaere, asked Minucius Felix, just as Sallust had done, and Cyprian, suggesting the decay of the mundus iam senescens, copied the same source: haec Dei lex est ut omnia orta occidant et aucta senescant. 65 Lactantius shared this view, taking up Seneca's idea about Rome's biological development from infantia through to the necessary interitus.66 That the Empire was getting old or ill and tired was a view of Dionysius of Alexandria and of pseudo-Aristides, too,67 and moral decline was seen by these theoreticians as the main sign of senectus. This attitude, which assigned the cause of the crisis to moral decline manifesting itself first of all in the depravity of rulers or of single social groups (as pagans, Christians or heretics), and which was ex­ plained by the conception of history as a process of biological senes­ cence of mankind, did not on the whole add to the ancient philosophy of history. But at the same time this attitude had a very important and 'constructive' consequence for contemporary thought about future possibilities: the idea that the elimination of all evils was always possible and that the crisis could be mastered by the restoration of traditional order. On the whole it is astonishing that people in the third century were less pessimistic than might have been expected. Apart from radical and unorthodox Christian groups, only very few Christian authors in what were virtually the worst years of the Empire were convinced that its collapse was inevitable as a result of the present crisis and that it must come in the near future. On the other hand, pagan and some Christian sources as well always ex­ pressed the hope that present evils could be overcome in a short time, apart from the constant imperial propaganda for this hope. The theory of biological (and moral) decline always allowed, at least in pagan 64 Paneg. 6 (7) 2.2 and 4 (8) 10.2. 65 Min. Felix, Oct. 34.2 and Cypr. Ad Demetr. 3, following SaIl. lltg. 2.3. 66 Div.Inst. 7. 15. 14ff. Cf on this esp. R. Haussler, "Vom Ursprung und Wandel des Lebensaltervergleiches," Hermes 92 (1964) 313ff; I. Hahn, "Prooemium und Disposition der Epitome des Florus," Eirene 4 (1965) 21ff; P. Archambault, "The Ages of Man and the Ages of the World. A Study of two Traditions," Revue des Etudes Altgustiniennes 12 (1966) 193ff. 67 Dionysius in Euseb. Hist.Eccl. 7.23.3; ps.-Aristid. El, {JaetMa 13f. 108 THE CRISIS OF THE THIRD CENTURY conceptions, the idea of a possibility of rebirth, corresponding to the cyclical conception of historical development in Roman tradition.68 The only thing that was necessary for this renaissance was the return to the right moral order, as Cassius Dio held in the speech of Mae­ cenas, or as the persecutors of the Church demanded, or as pseudo­ Aristides made it clear when he explained that Philip's successes in restoring the Empire were due to his programme, namely, the return first of all to evce{1e/a.69 Even the so-called linear conception of the history of Christianity70 did not exclude this possibility: according to Tertullian, Christian piety could at least affect the mora finis, and the conversion of pagans to the right religion would 'ameliorate' the world, as Origen and Lactantius said.?! But the main point of this conception was necessarily the expecta­ tion that emperors would be able to turn the fate of the Empire: when the emperor himself manifested and guaranteed moral order, the only thing the Empire needed then were brave and clever rulers who were willing and able to restore traditional order. This ideology was the background of the continual hope that the emperor would be the restitutor orbis and the guarantor of a new saeculum blessed with prosperity; this was expressed not only by imperial propaganda or by panegyrics but also by the most educated groups of Roman society: Dio emphasized that Pertinax had succeeded with his programme to restore the traditional order of Rome by his moral qualities in a very short time, but to stabilize his work (&ccfoa"Awc E7Tavop8ovc8a,) a longer reign would have been necessary.72 The reversal of the bio­ logical and moral decline through the virtues of an emperor was possible also in the view of Christians, which may be illustrated by the opinion of Dionysius of Alexandria about Gallienus after he had 88 Cf. on this J. Gage, "Le 'Templum Urbis' et les origines de !'idee de ·Renovatio· ... Melanges Fr. Cumont (Bruxelles 1936) 151ff; R. H. Martin, "The Golden Age and the KVKAOC y€Vlc£wv (Cyclical Theory) in Greek and Roman Literature," G&R 12 (1943) 62ff; L. Bosing, "Zur Bedeutung von 'renasci' in der Antike," MusHelv 25 (1968) 145ff. 69 Elc fJaetMa 15. 70 Cf. O. Cullmann. Christus und die Zeit. Die urchristliche Zeit- und Geschichtsauffassung2 (Zurich 1948) esp. 169ff; J. Danielou, "The Conception of History in the Christian Tra­ dition,"JRelig 30 (1950) 171ff; w. den Boer, "Some Remarks on the Beginnings of Christian Historiography," in Studia Patristica IV (Oxford 1961) 348ff. 71 Tert. Apol. 39.2; Origen, c. Cels. 8.69 (cf. also Comm. in Marth. Ser. 37); Lact. Div.Inst. 5.8.1ff, 5.8.8. 72 Casso Dio 74.5.lf and 74.10.3. GEZA ALFOLDY 109 defeated Macrianus: it was as if the Empire put off its old age and its former bad situation to flourish in youth.73 v When Burckhardt wrote that Hin the Roman Empire the decline is acknowledged in a manner which leaves no room for doubt," this observation is particularly valid for the crisis of the third century. Contemporaries clearly realized that they were living in a crisis period of history. Not only did they record symptoms of that crisis with astonishing realism and without failing to notice changes even in the social and economic structure, but they also recognized that a general transformation of the Empire was in progress, having begun with the crisis and collapse of the Antonine monarchy, then intensified by the coincidence of several heavy blows starting in the Severan age, and threatening the collapse of the Imperium in the mid-third century. This was not so self-evident; one could cite the view of Orosius on his own time at the beginning of the fifth century: it was the zenith and not the worst crisis of Roman history.74 But-and this contrast is fascinating-Roman society was not able to explain this transforma­ tion and decay adequately, adapting only traditional theories for a quite new situation. A suggestion of Plotinus concerning his own philosophy may be generalized: "Our theories are by no means new, and they are not of today; they were announced already a long time ago, without a development, and we are today only exegetes of these old doctrines. "75 The theory of biological and moral decline made it possible to hope to find a way out of the present misery with the help of energetic emperors, and it would be wrong to underestimate the encouraging influence of this hope. But theoretically a solution of this problem must have been regarded always as a restoration of the traditional order and not as an adequate reform of the Empire.76 Great emperors such as Severus, Gallienus or Diocletian made nevertheless the necessary reforms, always emphasizing that they 73 Euseb. Hist.Ecc1. 7.23.3. 74 Hist. adv. pag. 7.34.1ff, etc. 75 Enn. 5.1.8. 76 Cf G. B. Ladner, The Idea of Reform , its Impact on Christian Thought and Action in the Age of the Fathers (Cambridge [Mass.] 1959) 16ff; whereas the idea of reform was "essentially Christian" (ibid. 5). 110 THE CRISIS OF THE THIRD CENTURY were measures of restoration and not of 'progress'.77 A suggestion such as quantum reformavit saeculum istud, made by Tertullian (De pall. 2.7), corresponded to Christian and not to Roman views; in pagan thought even reformatio was a return to tradition, ad pristinam gloriam reformare was the term where the Empire was concerned, and ad antiquam firmitatem, as Eumenius said.78 This traditionalism was no doubt an immense source of spiritual strength for Roman society, as always in history. But it enforced the suppression of all social groups which seemed to be enemies of the traditional order, and so in particular the persecutions of the Christians caused the most im­ portant social conflict of the Empire during the crisis of the third century, just as if there had not been problems of greater urgency. The crisis affected, however, not only the conflict between the pagan State and the Christian Church. The obvious decay of the Empire was of course the subject of exasperated discussion between pagans and Christians, as the whole series of the works of apologists, or even Porphyry, testifies. But, as may be evident from several suggestions made in this essay, there was no fundamental difference between pagan and Christian attitudes towards actual problems or even towards the fate of the Roman Empire. On the contrary, the symptoms of that crisis and its character as a general transformation and decay were regarded by pagan and Christian authors in a similar manner and sometimes expressed in an astonishingly similar termi­ nology; when explaining the causes they argued against each other, but partly with the same arguments, and in arguing they showed also similar conceptions of history; and their attitudes towards prospects for the future were not unlike. Apart from minor groups, Christians lamented the decay of the Empire just as pagans did and felt that they were affected by the crisis, as the pagans did as well: cum enim concutitur imperium, concussis etiam ceteris membris eius, utique et nos . .. in aliquo loco casus invenimur, Tertullian said CApoi. 31.3). And not only pagans, but also Christians prayed for the Empire in its crisis, pro imperatoribus, pro ministeriis eorum ac potestatibus, pro statu saeculi, pro rerum quiete, pro mora finis, or, as Cyprian said, pro arcendis hostibus et imbribus impetrandis et vel auferendis vel temperandis adversis rogamus 77 cf J. Baillie, The Beliefin Progress (New York 1950) 6ff; E. N. Tigerstedt, "The Problem of Progress in Classical Antiquity," in The DiSciplines of Criticism. Essays in Literary Theory, Interpretation and History for R. Wellek (New Haven/London 1968) 593ff, esp. 611f. 78 Paneg. 5 (9) 14.4 and ibid. 5.3. GEZA ALFOLDY 111 semper et preces fundimus et pro pace ac salute vestra propitiantes et placantes Deum die bus ac noctibus iugiter adque instanter oramus.79 When the emperor Galerius surrendered to the Church by approving of its legality, he did this officially with regard to this function of Christian communities: debebunt deum suum orare pro salute nostra et rei publicae ac sua, ut undique versum res publica praestetur incoZumis.80 Agreement, coexistence and cooperation between the Roman State and the Christian Church were consequences of the same historical process as the great conflict between them previously, that is to say, the crisis of the third century. INSTITUTE FOR ADVANCED STUDY and RUHR-UNIVERsrrAT BOCHUM October, 1973 79 Tert. Apol. 39.2; Cypr. Ad Demetr. 20. Cf also Acta Procos. 1. 80 Lact. De mort.pers. 34.5. See 00 this esp. H. U. Iostiosky, Die alte Kirche und das Rei! des Staates (Munchen 1963) l3ff.