The Crisis of the Third Century as Seen by Contemporaries ALFÃ#LDY, GÃ#ZA Greek, Roman and Byzantine Studies; Spring 1974; 15, 1; ProQuest pg. 89
The Crisis of the Third Century
as Seen by Contemporaries
Geza Alfoldy
I
"COMPLAINTS OF EVIL TIMES are to be found in all centuries which
have left a literature behind them. But in the Roman Empire
the decline is acknowledged in a manner which leaves no
room for doubt."! This quotation from Jacob Burckhardt shows the
importance of the historical self-awareness during the period of the
great crisis of the Roman Empire in the third century. Reflection
upon contemporary history, in the sense of its consideration and
interpretation, will make it possible for us to understand a society by
its capacity or incapacity to recognize its own position as well as its
moving forces and changes, especially during periods of crisis and at
turning-points of history. It is not necessary to emphasize the impor
tance of the crisis of the third century for the history of the ancient
world and for history in general.
Burckhardt, it is true, spoke only of a tgETat (72.24.2). This opinion was not confined
to the upper classes. A few years after Dio had finished his monu
mental Roman history, the author of the twelfth book of the Dracula
Sibyllina, a Jew in the East who was loyal to Rome, saw in the present
age a new, bloody and catastrophic period in the history of the
Empire which had begun with the reign of Commodus and especially
with the civil wars following the year 193.11 But men such as Dio and
Philostratus were still convinced that, in spite of all present evil, the
6 Cf on this G. Alfoldy. "Das neue saeculum des Pescennius Niger," forthcoming in
Historia-Augusta-Colloquium Bonn 1973.
7 P.Fay. 20; see esp. W. Schubart, "Zum Edikt tiber das aurum coronarium," ArchP 14
(1941) 44ff (text on p.45). Cf also C. Preaux, "Sur Ie deciin de l'Empire au me siecie de
notre ere: a propos du P.Fayum 20," Cd'E 16 (1941)123ff.
8 CIL VIII 8797 a=AE 1940, 151 (cf AE 1948 p.86).
8 Ulp. Dig. 50.6.3; Philostr. Gymn. If and 44.
10 Casso Dio 71.36.4; cf F. Millar, A Study of Cassius Dio (Oxford 1964) 119ff.
11 Orac.Sib. 12..2.04ff. Cf esp. J. Geffcken, "Romische Kaiser im Volksmunde der Provinz,"
GottNachr 1901, 183ff, and id., Komposition und Entstehungszeit der Oracula Sibyllina (Leipzig
1902) 56ff.
GEZA ALFOLDY 93
sound world of the past (in Dio's view the Antonine monarchy) could
be restored: this is the idea of the speech of Maecenas and also of the
speech of Apollonius of Tyana before Vespasian, as written by
Philostratus.
Apart from all religious and philosophical differences, contem
porary Christian views on the present condition of the Empire show
interesting similarities. The primitive eschatology of early Christian
communities, expecting the end of the world in the near future, had
been abandoned already in the second century except by minor
groups such as the Montanists. Immediately after the fall of Com
modus, the Orient, it is true, was swept by a new eschatological
wave: there are groups attested in Asia Minor, in Syria, in Palestine,
and perhaps also in Alexandria, who were expecting the Empire of
Christ on earth in the immediate future.12 The Christian and chiliastic
way of reflection about contemporary events was the same as in the
programme of Pescennius Niger, viZ. that one age had ended and a
new one had begun; this thought was perhaps influenced by the
oracle in the eighth Sibylline book (dating from the time of Marcus
Aurelius) predicting the end of the Empire for the 948th year of
Rome, i.e. for A.D. 195.13 The great representatives of the Church in
the Severan age, however, did not share this view. Hippolytus of
Rome and especially Tertullian certainly recognized the situation of
the Empire, seeing wars, natural catastrophes and persecutions of the
Church and also all actual necessitates and querellae as prognostics of
the crisis of the Empire.14 But they expected the end, as Irenaeus and
Sextus Iulius Africanus did, only in the remote future; to them,
Rome was the one power which could prevent the end of the world
in the near future (Tertullian later changed his view under the in
fluence of Montanism). This opinion was, in the Christian way of
thinking, more or less the same as the view of Dio: the Empire was
undergoing a serious crisis, but thanks to its internal vigour it was not
helpless. Tertullian saw it like this: naturally the fall of Rome must
come one day, and the present time was already an age in which
concutitur imperium; but the strength of Rome could still delay the
clausula saeculi, and thus the mora finis was a real chance, in particular
12 Hippo!' In Dan. comm. 4.1B.lff and 4.19.1ff; Terr. Adv. Marc. 3.24.4; Euseb. Hist.Eccl. 6.7.
13 Orac.Sib. B.145ff. Cf A. Kurfess, Sibyllinische Weissagungen (Berlin 1951) 319.
14 Cf e.g. Hippol. In Dan. comm. 4.51; Terr. Apol. 20.1ff and De animo 30.4 (on necessitates
artiores, et querellae apud omnes).
94 THE CRISIS OF THE THIRD CENTURY
because Christians were praying to God for the welfare of the Empire
and for Romana diuturnitas.15
By the coincidence of barbarian invasions, civil wars, usurpations,
increasing economic difficulties and natural catastrophes in the mid
third century, pessimism got the upper hand, obviously among all
groups of Roman society. In a petition of peasants from Asia Minor
under Philip, the immediate past is characterized as an age of neces
sities and upheavals, 7Tov7]pla Ka, S£acELCJLol.16 Some years later, under
Decius, in a trial in Egypt (the minutes of which are preserved in a
papyrus) the prefect of the province refused a community's complaint
about its miserable state, remarking that E-?J7Toplac JLE'TafJoA~ was a
common fate of cities and villages of the Empire after Septimius
Severus.17 The speech Etc fJaCtA€a of an unknown rhetor under Philip
depicts the catastrophic situation under the predecessors of this
emperor. The Empire was the victim of tyrants; cities were destroyed
and countries depopulated in civil wars; justice, finances, the army
and foreign politics were managed in an unsatisfactory and bad
manner; on the whole, the Empire was like an ill and rotting body,
or like a bolting horse it was in total confusion, O:7TfJopaL, in the
7TOtKill.oc Ka~ 7TOII.Vc TenV avOpcfJ7Twv OIl.€OpOC (Euseb. Hist.Eccl. 7.21.9). But
already Herodian emphasized in his preface the coincidence of 7TolI.lI.a
Ka~ 7TOtKtll.a ... Ka~ Oav/-LaToc agta in the history of his own time (1.1.5).
even the coincidence of accelerated changes in all fields of the
traditional order must have been regarded by contemporaries as a
total deformation and confusion of the Empire, and this is virtually
what Burckhardt called' genuine crisis'. This sharp definition did not
exist in ancient terminology. Nevertheless, what we now call 'crisis'
was then clearly said in other words: corrupta, immo deleta antiquitas
(thus Tertullian), T6 KALVOV (thus the emperor Severus Alexander),
apx~ caAEvovca (thus Herodian, and exactly like this, the rhetor under
Philip), ElJ7Top{ac J.LETaf3oA~ (thus in a papyrus under Decius), occasus
saeculi (thus Cyprian), temporum labes or inclinatio fatorum (thus in the
panegyrics), ruina civitatis Romanae (thus Victorinus of Poetovio), and
so on.58
On the whole, it was clearly stated that there was indeed a crisis of
history in the third century, and people must have drawn their con
clusions. Naturally, there was widespread discussion about the
causes of all unfavourable changes; in his commentary on Matthew,
Origen mocked at this main topic of conversation in the mid-third
century: amant enim qui in calamitatibus sunt, causas earum discutientes,
invenire aliquid quod loquuntur (Comm. in Matth. Ser. 39). This criticism
was, however, unjustified because pagans and Christians, too, were
unable to find the profundior causa of all afflictions, in spite of the con
fidence of Origen (ibid. 37).
It is not necessary to detail the well-known explanation by pagans
of the decay, namely, that all present evils were caused by the
Christians, as they refused to worship gods and to sacrifice for the
salus of the emperor which guaranteed the salus of the whole Empire,
thus drawing down the vengeance of the gods.59 It must be em
phasized that this reproach against the Christians was made not only
by primitive crowds but by well-educated social groups, too, as can
be seen from Porphyry's famous work against the Christians: HBut
68 Passages in Tert. Ad nat. 1.10.4; P.Fay. 20 (see supra n.7); Herod. 2.8.4 and ps.-Aristid.
Elc /3aCLMa 14; P.Land. 2565 (see supra n.17); Cypr. Ep. 58.1; Paneg. 2 (10) 4.2 and 4 (8) 10.2;
Victorino Comm. in Apoc. 8.2.
59 Cf A. AlfOldi, op.cit. (supra n.39) 285ff.
106 THE CRISIS OF THE THIRD CENTURY
now people are surprised at the plague which has seized the city for
so many years, meanwhile Asclepios and the other gods do not ap
pear. Nobody has seen any god being helpful to the State since Jesus
was worshipped."60 Contrary to this general pagan view, the whole
Christian apology laid the blame on pagan society, vehemently
putting forward very similar arguments: all contemporary evils were
to be regarded as ultio divina (thus in Cyprian's terminology, referring
to the defeat of Decius by the Goths) for the religious and moral sins
of pagan Rome and, indeed, for the weakness and laxity of some
Christians, toO.61 The basic idea in their argumentation was in both
cases the same: neglect and refusal of the true religion and ethics had
the vengeance of a divine power as consequence.
This was, in the end, the traditional Roman way of interpreting
history by moral decline.62 Historians attempted to find more
rational explanations as well. Cassius Dio and Herodian tried to
explain all evils in contemporary history by errors and mistakes of
emperors-in particular the young ones, said Herodian (1.1.6)-who
disregarded the traditional order. The same personalistic attitude
towards history is to be found frequently. Christian authors such as
Cyprian or even Lactantius attributed a high degree of responsibility
for all contemporary mala to bad emperors.63 But this personalistic
view of history (completely in accordance with the tradition, of
course) was essentially only a special form of the theory of moral
decline: decay in religion and ethics was made obvious and was also
caused mainly by wrong mores of rulers. Even Herodian, a man with
out profound interests and talent for the philosophy of history, felt
that these explanations of contemporary history were not quite
satisfactory. He was inclined, it is true, to explain the first crisis in
Roman politics after the death of Marcus Aurelius (and so, in the end,
the whole struggle between Commodus and the Roman elite) by the
jealousy of a woman, the empress Lucilla when she lost the first place
in theaters (1.8.3ff); but he conceded that Commodus was rather the
victim of unfortunate events than their cause. Panegyrics at the turn
from the third to the fourth century suggested that the crisis of the
60 KaTer. XpLcnavwv fr.80; see A. Harnack, "Porphyrios 'Gegen die Christen', 15 Bucher,"
AbhBerl1916 Nr.I.
n See esp. Cypr. De lapsis 1; Ad Demetr. 7, 9fT, 17; cf Ep. 11.1.
62 On this cf e.g. V. Posch!, "Die romische Auffassung der Geschichte," Gymnasium 63
(1956) 190fl".
63 Cypr. Ad Don. 11; Lact. De mort.pers. 4.1ff.
GEZA ALFOLDY 107
past was caused not only by the wrong behaviour of emperors,
divers is regentium moribus, but by an inexplicable inclinatio fatorum as
well.64 Even if one tried to analyse contemporary history more
philosophically, one would only be able to take up the traditional
theory of biological degeneration of the physical and social world.
Quis enim sapientium dubitat, quis ignorat omnia quae orta sunt occiaere,
asked Minucius Felix, just as Sallust had done, and Cyprian, suggesting
the decay of the mundus iam senescens, copied the same source: haec Dei
lex est ut omnia orta occidant et aucta senescant. 65 Lactantius shared this
view, taking up Seneca's idea about Rome's biological development
from infantia through to the necessary interitus.66 That the Empire
was getting old or ill and tired was a view of Dionysius of Alexandria
and of pseudo-Aristides, too,67 and moral decline was seen by these
theoreticians as the main sign of senectus.
This attitude, which assigned the cause of the crisis to moral decline
manifesting itself first of all in the depravity of rulers or of single
social groups (as pagans, Christians or heretics), and which was ex
plained by the conception of history as a process of biological senes
cence of mankind, did not on the whole add to the ancient philosophy
of history. But at the same time this attitude had a very important
and 'constructive' consequence for contemporary thought about
future possibilities: the idea that the elimination of all evils was always
possible and that the crisis could be mastered by the restoration of
traditional order. On the whole it is astonishing that people in the
third century were less pessimistic than might have been expected.
Apart from radical and unorthodox Christian groups, only very few
Christian authors in what were virtually the worst years of the
Empire were convinced that its collapse was inevitable as a result of
the present crisis and that it must come in the near future. On the
other hand, pagan and some Christian sources as well always ex
pressed the hope that present evils could be overcome in a short time,
apart from the constant imperial propaganda for this hope. The theory
of biological (and moral) decline always allowed, at least in pagan
64 Paneg. 6 (7) 2.2 and 4 (8) 10.2.
65 Min. Felix, Oct. 34.2 and Cypr. Ad Demetr. 3, following SaIl. lltg. 2.3.
66 Div.Inst. 7. 15. 14ff. Cf on this esp. R. Haussler, "Vom Ursprung und Wandel des
Lebensaltervergleiches," Hermes 92 (1964) 313ff; I. Hahn, "Prooemium und Disposition der
Epitome des Florus," Eirene 4 (1965) 21ff; P. Archambault, "The Ages of Man and the Ages
of the World. A Study of two Traditions," Revue des Etudes Altgustiniennes 12 (1966) 193ff.
67 Dionysius in Euseb. Hist.Eccl. 7.23.3; ps.-Aristid. El, {JaetMa 13f.
108 THE CRISIS OF THE THIRD CENTURY
conceptions, the idea of a possibility of rebirth, corresponding to the
cyclical conception of historical development in Roman tradition.68
The only thing that was necessary for this renaissance was the return
to the right moral order, as Cassius Dio held in the speech of Mae
cenas, or as the persecutors of the Church demanded, or as pseudo
Aristides made it clear when he explained that Philip's successes in
restoring the Empire were due to his programme, namely, the return
first of all to evce{1e/a.69 Even the so-called linear conception of the
history of Christianity70 did not exclude this possibility: according to
Tertullian, Christian piety could at least affect the mora finis, and the
conversion of pagans to the right religion would 'ameliorate' the
world, as Origen and Lactantius said.?!
But the main point of this conception was necessarily the expecta
tion that emperors would be able to turn the fate of the Empire:
when the emperor himself manifested and guaranteed moral order,
the only thing the Empire needed then were brave and clever rulers
who were willing and able to restore traditional order. This ideology
was the background of the continual hope that the emperor would be
the restitutor orbis and the guarantor of a new saeculum blessed with
prosperity; this was expressed not only by imperial propaganda or by
panegyrics but also by the most educated groups of Roman society:
Dio emphasized that Pertinax had succeeded with his programme to
restore the traditional order of Rome by his moral qualities in a very
short time, but to stabilize his work (&ccfoa"Awc E7Tavop8ovc8a,) a
longer reign would have been necessary.72 The reversal of the bio
logical and moral decline through the virtues of an emperor was
possible also in the view of Christians, which may be illustrated by
the opinion of Dionysius of Alexandria about Gallienus after he had
88 Cf. on this J. Gage, "Le 'Templum Urbis' et les origines de !'idee de ·Renovatio· ...
Melanges Fr. Cumont (Bruxelles 1936) 151ff; R. H. Martin, "The Golden Age and the KVKAOC
y€Vlc£wv (Cyclical Theory) in Greek and Roman Literature," G&R 12 (1943) 62ff; L.
Bosing, "Zur Bedeutung von 'renasci' in der Antike," MusHelv 25 (1968) 145ff.
69 Elc fJaetMa 15.
70 Cf. O. Cullmann. Christus und die Zeit. Die urchristliche Zeit- und Geschichtsauffassung2
(Zurich 1948) esp. 169ff; J. Danielou, "The Conception of History in the Christian Tra
dition,"JRelig 30 (1950) 171ff; w. den Boer, "Some Remarks on the Beginnings of Christian
Historiography," in Studia Patristica IV (Oxford 1961) 348ff.
71 Tert. Apol. 39.2; Origen, c. Cels. 8.69 (cf. also Comm. in Marth. Ser. 37); Lact. Div.Inst.
5.8.1ff, 5.8.8.
72 Casso Dio 74.5.lf and 74.10.3.
GEZA ALFOLDY 109
defeated Macrianus: it was as if the Empire put off its old age and its
former bad situation to flourish in youth.73
v
When Burckhardt wrote that Hin the Roman Empire the decline is
acknowledged in a manner which leaves no room for doubt," this
observation is particularly valid for the crisis of the third century.
Contemporaries clearly realized that they were living in a crisis period
of history. Not only did they record symptoms of that crisis with
astonishing realism and without failing to notice changes even in the
social and economic structure, but they also recognized that a general
transformation of the Empire was in progress, having begun with the
crisis and collapse of the Antonine monarchy, then intensified by the
coincidence of several heavy blows starting in the Severan age, and
threatening the collapse of the Imperium in the mid-third century.
This was not so self-evident; one could cite the view of Orosius on his
own time at the beginning of the fifth century: it was the zenith and
not the worst crisis of Roman history.74 But-and this contrast is
fascinating-Roman society was not able to explain this transforma
tion and decay adequately, adapting only traditional theories for a
quite new situation. A suggestion of Plotinus concerning his own
philosophy may be generalized: "Our theories are by no means new,
and they are not of today; they were announced already a long time
ago, without a development, and we are today only exegetes of these
old doctrines. "75 The theory of biological and moral decline made it
possible to hope to find a way out of the present misery with the help
of energetic emperors, and it would be wrong to underestimate the
encouraging influence of this hope. But theoretically a solution of this
problem must have been regarded always as a restoration of the
traditional order and not as an adequate reform of the Empire.76
Great emperors such as Severus, Gallienus or Diocletian made
nevertheless the necessary reforms, always emphasizing that they
73 Euseb. Hist.Ecc1. 7.23.3.
74 Hist. adv. pag. 7.34.1ff, etc.
75 Enn. 5.1.8.
76 Cf G. B. Ladner, The Idea of Reform , its Impact on Christian Thought and Action in the Age
of the Fathers (Cambridge [Mass.] 1959) 16ff; whereas the idea of reform was "essentially
Christian" (ibid. 5).
110 THE CRISIS OF THE THIRD CENTURY
were measures of restoration and not of 'progress'.77 A suggestion
such as quantum reformavit saeculum istud, made by Tertullian (De pall.
2.7), corresponded to Christian and not to Roman views; in pagan
thought even reformatio was a return to tradition, ad pristinam gloriam
reformare was the term where the Empire was concerned, and ad
antiquam firmitatem, as Eumenius said.78 This traditionalism was no
doubt an immense source of spiritual strength for Roman society, as
always in history. But it enforced the suppression of all social groups
which seemed to be enemies of the traditional order, and so in
particular the persecutions of the Christians caused the most im
portant social conflict of the Empire during the crisis of the third
century, just as if there had not been problems of greater urgency.
The crisis affected, however, not only the conflict between the
pagan State and the Christian Church. The obvious decay of the
Empire was of course the subject of exasperated discussion between
pagans and Christians, as the whole series of the works of apologists,
or even Porphyry, testifies. But, as may be evident from several
suggestions made in this essay, there was no fundamental difference
between pagan and Christian attitudes towards actual problems or
even towards the fate of the Roman Empire. On the contrary, the
symptoms of that crisis and its character as a general transformation
and decay were regarded by pagan and Christian authors in a similar
manner and sometimes expressed in an astonishingly similar termi
nology; when explaining the causes they argued against each other,
but partly with the same arguments, and in arguing they showed also
similar conceptions of history; and their attitudes towards prospects
for the future were not unlike. Apart from minor groups, Christians
lamented the decay of the Empire just as pagans did and felt that
they were affected by the crisis, as the pagans did as well: cum enim
concutitur imperium, concussis etiam ceteris membris eius, utique et nos . ..
in aliquo loco casus invenimur, Tertullian said CApoi. 31.3). And not only
pagans, but also Christians prayed for the Empire in its crisis, pro
imperatoribus, pro ministeriis eorum ac potestatibus, pro statu saeculi, pro
rerum quiete, pro mora finis, or, as Cyprian said, pro arcendis hostibus et
imbribus impetrandis et vel auferendis vel temperandis adversis rogamus
77 cf J. Baillie, The Beliefin Progress (New York 1950) 6ff; E. N. Tigerstedt, "The Problem
of Progress in Classical Antiquity," in The DiSciplines of Criticism. Essays in Literary Theory,
Interpretation and History for R. Wellek (New Haven/London 1968) 593ff, esp. 611f.
78 Paneg. 5 (9) 14.4 and ibid. 5.3.
GEZA ALFOLDY 111
semper et preces fundimus et pro pace ac salute vestra propitiantes et
placantes Deum die bus ac noctibus iugiter adque instanter oramus.79
When the emperor Galerius surrendered to the Church by approving
of its legality, he did this officially with regard to this function of
Christian communities: debebunt deum suum orare pro salute nostra et
rei publicae ac sua, ut undique versum res publica praestetur incoZumis.80
Agreement, coexistence and cooperation between the Roman State
and the Christian Church were consequences of the same historical
process as the great conflict between them previously, that is to say,
the crisis of the third century.
INSTITUTE FOR ADVANCED STUDY and RUHR-UNIVERsrrAT BOCHUM
October, 1973
79 Tert. Apol. 39.2; Cypr. Ad Demetr. 20. Cf also Acta Procos. 1.
80 Lact. De mort.pers. 34.5. See 00 this esp. H. U. Iostiosky, Die alte Kirche und das Rei! des
Staates (Munchen 1963) l3ff.