Byzantine Attitudes toward Islam during the Late Middle Ages VRYONIS, SPEROS Greek, Roman and Byzantine Studies; Summer 1971; 12, 2; ProQuest pg. 263 Byzantine Attitudes toward Islam during the Late Middle Ages Speros Vryonis Jr THE PRIMARY SOURCE for tracing Byzantine views of Islam is, of course, the body of mediaeval Greek literature, some of which is specifically devoted to Islam, while other writings reflect these attitudes only indirectly. But this literature comes from the hands of a restricted number of literati, and though some of its con­ tents undoubtedly filtered down to the masses in one form or another, its most immediate audience were the literate upper classes, the carriers of Byzantine formal culture. The utterances and articulated attitudes of the illiterate masses toward Islam have largely gone unrecorded. Traces have survived in the works of the literati, as when they record certain popular beliefs and prophecies. Beyond these a certain element in the folklore of the masses has survived, on a limited scale. Thus both the upper and lower classes were aware of respective attitudes toward Islam, and undoubtedly these writings and beliefs formed a common frame­ work of attitudes toward Islam within which the popular or learned ingredients predominated, according to the social and intellectual outlook of each individual. But, where contemporary literature and surviving records of popular belief fail, we are forced back on induc­ tion from actions and deeds. Finally, one must take into account the bearers ofIslam with whom the Byzantines came into contact during this late period. Though to modern historians Islam as a religion and the Turks as conquerors of the Byzantines are two distinct and discernible historical entities, they were often indistinguishable to contemporary Greek observers. Thus the frequent confusion of Turk and Muslim, of ethnic and religious qualities, further and erroneously colored the Byzantine attitudes to­ ward Islam. As the Turk was also a Muslim, the mediaeval Greek often attributed characteristics which were Turkish to the Islamic 263 264 BYZANTINE ATTITUDES TOWARD ISLAM religion. In this case we would be concerned not so much with Islam as with what the Greeks considered Islam to be. I The early Byzantine attitudes toward Islam emerge primarily from the genre of religious polemic of the eighth and ninth centuries.1 The remainder of Byzantine literature from this earlier period, as well as recorded historical events, tells us considerably less. Though there were very extensive religious conversions in the former Byzantine provinces of Syria, Palestine and Egypt, these largely affected the heretical Monophysite populations; the Byzantine authors do not concern themselves with the fate of these populations under Arab rule, and their actions reflect Monophysite rather than Orthodox views of Islam. The religious polemic between Islam and Byzantine Christianity arose in the lands of the Caliphate, where such Orthodox clergy as John of Damascus and Theodore Abu Qurra felt the need to defend the Christian religion against the attacks of Muslims who now held political mastery. As defence also implies attack, these theologians defended Christianity by attacking the Islamic religion. It was through these Orthodox Christians in Islamic lands that a de­ tailed, and hostile, knowledge of Islam came into Byzantium during the ninth century in the writings ofNicetas of Byzantium. There were, from the beginning, four principal categories in this religious disputa­ tion: (1) the reasons for the historico-political situation, explained in terms of God's will, (2) dogma, (3) ethics, and (4) cult practice. Since they remained constant in Byzantine religious polemic and carried over into the late period, I shall defer discussing them. The classical Byzantine view of the Byzantine Empire was founded on the Graeco-Romano-Christian theories of a world state ruled by a saviour emperor who was the vicar of Christ. He ruled over an oecumene in which the religion was Christian and the formal culture Greek. The ancient antithesis between Greek and barbarian was 1 W. Eichner, "Die Nachrichten tiber den Islam bei den Byzantinern," Der Islam 23 (1936) 133~2, 197-244. C. Guterbock, Der Islam im Lichte der byzantinischen Polemik (Berlin 1912). A. Abel, "La poUmique damascenienne et son influence sur les origines de Ia theologie musulmane," L'Elaboration de /'Islam (PariS 1961) 61-85. J. Meyendorff, "Byzantine Views ofIslam," DOPapers 18 (1964) 113-32. A.-T. Khoury, Der theologische Streit der Byzan­ tinern mit dem Islam (Paderborn 1%9). SPEROS VRYONIS JR 265 essentially retained and metathesized into the antithesis between New Rome and the barbarian world. In this traditional Byzantine view imperium, divine providence, Greek culture, and therefore superiority, were the monopoly of Byzantium.2 This Weltanschauung, which was characteristic of the upper social classes, determined in large measure the Byzantine attitudes toward Islam. During the period of the Macedonian expansion from the ninth to the eleventh century, the pretentions of such a theory were more easily fitted to reality than they were during the later period. After the appearance of the Turks the disparity between theoretical claims to superiority and the daily demonstrations of political inferiority increased greatly with the pro­ gress of time. Psychologically the Byzantine attitudes toward Islam were based upon the formal Byzantine self-image, but Islamic victory began to erode and then to cause a rearrangement of this self-image. The broadly oscillating fortunes of war had a direct effect on cer­ tain Byzantine attitudes toward Islam. At the onset of Arab expansion Byzantium suffered the loss of her fairest provinces. Later, under the direction of the Macedonian dynasty the Byzantines took the offensive and effected substantial reconquests. But the internal decline of the state and the conquests of the Turks in the late period led to the destruction of the empire. The traditional values and attitudes which the Byzantines entertained about Islam and themselves were called into question by an unparalleled succession of catastrophes stretching over the four centuries from Manzikert to the fall of Constantinople. The first and most important impact of Islam on Byzantine society during this later period was military conquest and political subjuga­ tion. Together they forced Byzantine literati to offer explanations for the shocking decline of Byzantium and the success of Islam. There were, fundamentally, two categories of responses, secular and re­ ligious.a Of the two, the secular interpretation deviated further from the classical Byzantine Weltanschauung which the upper class had 2 O. Treitinger, Die ostromische Kaiser- und Reichsidee nach ihrer Gestaltung im hofischen Zeremoniell (Darmstadt 1956). N. H. Baynes "The Hellenistic Civilization and East Rome," Byzantine Studies and other Essays (London 1955) 116-43. K. Lechner, Hellenen und Barbaren im Weltbild der Byzantinern. Die alten Bezeiehnungen als Ausdruck eines neuen Kulturbewussteins (Munich 1954). 3 C. J. G. Turner, "Pages from the Byzantine Philosophy of History," BZ 57 (1964) 346-73. H.-G. Beck, Vorsehung und Vorherbestimmung in der theologischen Literatur der Byzantinern (Orientalia Christiana Analeeta 114, Rome 1937). I. Sevcenko, "The Decline of Byzantium Seen through the Eyes of its Intellectuals," DOPapers 15 (1961) 167-86. 266 BYZANTINE ATTITUDES TOWARD ISLAM entertained of their empire and culture. For at the outset such authors removed divine providence from their aetiological schemes, an act which implied that from its very beginning the fortunes of the empire had not been ordained by God. The writings of the Byzantine statesman and humanist Theodore Metochites (1269/70-1332) present a clear formulation of the attempt to explain the Turkish victories and Byzantine decline in a secularist manner, or at least in terms not traditional to Christian and Muslim concepts.4 Metochites had witnessed the political humiliation of Byzantium in the critical decades of the late thirteenth and early fourteenth centuries. By that time the Turks had conquered the em­ pire's richest provinces in western Asia Minor, and the Byzantines were retreating before the Serbs in the Balkans. The commercial stranglehold of the Italian cities was consuming the economic strength of the empire from within, and all these factors heightened the evils which dynastic and social strife threatened. Obviously the old Byzan­ tine Weltanschauung did not correspond to the realities of his day. Though Metochites sees certain immediate causes for the fall from greatness-dissension, envy, stupidity, luxury, abuse of religious life­ his writings are permeated by the concept ofTyche. It is Tyche, rather than the Christian God, which guides the affairs of men, and Tyche is blind and arbitrary. The lives of men, nations and lands are governed by inconstancy, uncertainty, oscillations, and the only certainty in life is this very uncertainty. He soliloquizes upon the inconstancy of the history of states in chapter 110 of the Miscellanea, which appro­ priately deals with the ..6ccf>vpoC proved to be a stumbling block in the conversion of Turkish Muslims to Christianity. For in the formula of abjuration the clergymen had actually inserted an abjuration of God as 'eternal'. Consequently the emperor Manuel Comnenus attempted to delete the term from the formula so that the objections of the Turks could be removed.!' But attitudes of the Byzantines toward Islam were more frequently, and more vividly, reflected in their comments on Muslim ethics and ritual. The outward manifestations of religious differences were more immediately obvious than obscure doctrinal subtleties. In those regions where Muslims and Christians lived side by side, differences of this nature were constantly and saliently evident. The Christian argument fastened upon the ethical teachings of Muhammad and the Koran, charging the Muslims with following a religion which not only condoned the life of the "lascivious and murderer," but one which also purported to give divine sanction for such a life. How could a religion which permitted a man to acquire several wives and in­ numerable concubines be considered moral?18 The unrestrained hedonism of Muslim life was, to the Christians, manifested in a variety of ways. Not only were 'sodomic' practices allowed19 and the defloration of virgins and the custom of prostitution,20 but wives were easily and frequently divorced. The immorality in such "easy" divorce was compounded, in the eyes of the Christians, by the fact that should the husband wish to remarry the wife, he could not do so until she had been taken in wedlock by another man. Thus the law of divorce and remarriage involved further and legalized adultery.21 This was not to be wondered at, the Christians charged, for Muham­ mad himself was a fornicator who used aphrodisiacs,22 a pseudo- 16 Euthymius Zigabenus, PG 130 (1865) 1337. John Cantacuzene, PG 154, 392, 440-92. Eichner op.cit. (supra n.l) 159--61. 17 Nicetas Choniates, ed. I. Bekker (CSHistByZ, Bonn 1835) 278-84. C. Bones, '''0 e€cca­ >'OVlK7JC Eikra8LOC Kat ot SOo ''T6J-J-ot' 'TOV aV'TOKpa'TOpOC Mavou7}>' A' KOJ-J-V7Jvov (1143/80) tJ'1T~p 'TWV €lc 'T7}v XptCnavLK7}v 'Op8oSo~lav w8tc'TaJ-J-ivwv !v1wap.£8avwv," Epet 19 (1949) 162-69. 18 Ricoldo-Cydones, PG 154, 1065. John Cantacuzene, PG 154,548,549,552. 19 Euthymius Zigabenus, PG 130, 1349. Ricoldo-Cydones, PG 154, 1045. 20 John Cantacuzene, PG 154, 545. 21 Ricoldo-Cydones, PG 154, 1081. Nicetas Choniates, PG 140, 112. 22 Bartholomaeus of Edessa, PG 104, 1388, 274 BYZANTINE ATTITUDES TOWARD ISLAM prophet who manufactured a revelation ordering his companion Zeyd to relinquish his beautiful wife so that Muhammad could marry her.23 The very hedonistic and physical character of Muhammad's teaching was, to Byzantines, sufficient to indicate that it was a false teaching. "In addition, there is no sin which is so unendurable among pro­ phets as licentiousness and depravity, because, as says Hieronymous, the Holy Spirit will not touch the prophetic heart during erotic acts."24 The philosophers themselves had stated that man, when in­ volved in carnal acts, cannot think. And so it was that many learned Muslims and Christians accepted Islam by reason of the hedonistic intensity of these acts which defeated their reason.25 Since Muhammad pronounced his law as a man who was enslaved by the carnal know­ ledge of his wives, it followed that the Koran is entirely senseless.26 "For as Aristotle said, in the fourth book of the Ethics and in the twelfth of the Metaphysics, life of the mind is the noblest. The gluttonous and aphrodisiacal (life) is the basest, for it becomes an obstacle to the good of the mind."27 Muhammad had cleverly utilized this hedonism in his teachings to convert men to Islam and to keep the Muslims in his religion despite their reason.28 Muhammad also preached a religion of violence, the Byzantine authors continue, not one of peace. He admonished the Muslims to kill the Christians because God will reward them in heaven for this religious murder.29 In the Koran the Muslims are admonished to slay all those Christians who do not pay a tax to the Muslims. But is it possible, inquire the Christian theologians, that God would be pleased with the one-fifth of the booty and spoils taken in wars and in the slaying of men? Obviously God, who is just and merciful, could never demand such a tribute.30 Muhammad, whose religion en­ courages conversion by the sword and the slaying of Christians, is obviously not preaching the commands of God but of Satan, who has armed him with the sword. Hence the false religion which he has 23 Nicetas Choniates, PG 140, llZ-13, 128. Euthymius Zigabenus, PG 130, 1353. 24 Ricoldo-Cydones, PG 154, 1077. 26 Ricoldo-Cydones, PG 154, 1105. 26 Ricoldo-Cydones, PG 154, 1077. 27 Ricoldo-Cydones, PG 154, 1084. 28 John Cantacuzene, PG 154, 552. 29 Ricoldo-Cydones, PG 154, 1045, 1080. Nicetas Choniates, PG 140, 17. 30 Ricoldo-Cydones, PG 154, lUZ. SPEROS VRYONIS JR 275 created has inaugurated the third great period of the persecution of the Christian Church. The first era had been that between the Crucifixion and Constantine's conversion, and the second had been coterminous with the Arian, Sabellian, Macedonian and other here­ sies which the Church Fathers successfully combatted.31 Muslim ritual was considered to be legalistic and hypocritical, and it was frequently, though often incorrectly, ridiculed. At Ramadan the Muslims are forbidden to eat or drink during the day, and yet at night they are free to stuff themselves and to copulate with their wives. What kind of fasting is this? In performing ablutions before the prayer the 'believer' must wash his 1TPWKTOV with finger and water, and then with the same finger he must wash his mouth. If he has drunk wine, he must be careful that none of the wine has spilled on his clothing. If the clothing has been soiled by wine, it must be washed. Bartholomaeus of Edessa, the most virulent of the polemi­ cists, jeers, "The pithos is full of wine, but on the outside it is washed."32 Themselves accused of idolatry in connection with the devotion to icons and the cross, the Christians believed that it was the Muslims, in fact, who were idolatrous. The Byzantines assumed that the Ka'bah was a remnant of Arab paganism, indeed a head of Aphrodite, and that the Muslims performed ceremonies about the Ka'bah foolishly believing that either Abraham had copulated with Agar on the stone or else that he had tied his camel there when he was about to sacrifice Isaac.33 The composition of these polemical treatises represents only one measure which Byzantine society adopted in the face of the Muslim threat. It might appear that the composition of polemics and the spread of their contents not only among the upper classes but also among the masses of the Christians were insignificant in the struggle with Islam and simply represent another instance of Byzantine archaism and ineffectiveness. But this polemic did serve an important function in that it provided a simple and credible rationalization for Christian low fortunes and thus furnished an important emotional 81 Ricoldo-Cydones, PG 154, 1104-5, 1037-40. 82 Bartholomaeus of Edessa, PG 104, 1405, 1393, 1408-9. Euthymius Zigabenus, PG 130, 1349. 33 Nicetas Choniates, PG 140, 109. Euthymius Zigabenus, PG 130, 1340-01. 276 BYZANTINE ATTITUDES TOWARD ISLAM and intellectual basis for the partial survival of Christianity in Asia Minor and for its mass survival in the Balkans. The contents of this literature. by ignoring those elements in Islam which were derivative of Christianity and Judaism and therefore common to both Islam and Christianity. presented Islam as a com­ pletely unrelated religion. It was not conceived as a heresy or schism. on the level of Monophysitism and Nestorianism. or Catholicism, nor was it on as exalted a rung of the religious ladder as Judaism. Though it has often been asserted that after the initial impact ofIslam in the seventh century the Byzantine literati had considered Islam to be a heresy much as Monophysitism, most often this was not the case in the late Byzantine outlook. Byzantine Christians by and large believed Islam to be a false religion propounded by a pseudo-prophet. It was no mere a'tp€CLC or deviation from the true religion but ad{3€La, avoJLla. The Muslims were a7TLC7'OL, Muhammad was a 7'pLCKa7'apa7'oc rp€V807TpOCP~77JC who had promulgated aO'CfJ,OVC Ev7'oAac.34 Consequently Islam was a pseudo-religion, the political and military triumphs of its adherents were a thing of the moment ordained by God as chastisement of the Christian world, and all this reflected the unworthiness of the Christians rather than of Chris­ tianity. III The discussion of polemical literature provides a convenient point of transition from consideration of the attitudes of the dominant social classes to an examination of the attitudes which the masses entertained of Islam. The highly intellectual secularism of a Meto­ chites would have been restricted to the small circles of atticizing savants and would have been virtually incommunicable to the majority of Byzantine society. The attitudes projected in the religious and religiously oriented literature, however, were less heady, were couched in familiar terms if not always in intelligible language, and penetrated society at large through the preachings of the monks and clergy. Just as in the upper classes there were those who rejected the classical view of superiority, so among the less well educated there were those who saw the absurdity in such claims and who left com- 34 Georgius Sphrantzes. ed. V. Grecu (Bucharest 1966) 34, 436. Michael Ducas, ed. V. Grecu (Bucharest 1958) 39. SPEROS VRYONIS JR 277 positions in the vernacular ridiculing the old outlook.35 By and large, however, the masses adhered to the belief that Islam was a false religion, Christianity was the true religion, and that Muslim victory arose from the fallen state of the Christians. Under the impetus of military defeat and political subjugation which brought new dimensions into their Weltanschauung, the illiterate masses reacted with their own characteristic manifestations: the development of a folklore which attempted to explain the altera­ tion of their world. These various folkloristic and prophetic elements had as a common and unifying element the belief that Byzantium would be conquered by the Muslim Turks, but that after varying periods of time the Greeks would rise, defeat the Turks and recon­ stitute their empire. By the fifteenth and sixteenth centuries the most widespread of these legend-prophesies centered about the fLCXPfLCXPW­ JLEVOC {JcxaA.£ac (,the petrified emperor'), the last liturgy in St Sophia, the fate of the officiating priest and altar, and finally the red or golden apple.36 The most popular element in these legends, an element which was common to the entire Greek world, was the story of the petrified empire. According to versions of this legend an angel intervened during the final battle of29 May 1453 to save the emperor Constantine Palaeologus as he was fighting the Turks. The angel took him away from the battle to an underground cavern near the Golden Gate in the western regions of Constantinople. Here he would remain in a petrified state (or asleep) until God should again send His angel. At this time God's messenger would raise the emperor, return his sword to him, and the emperor would then issue forth with his army. He would enter Constantinople through the Golden Gate and give chase to the Turks as far as the Red Apple Tree, where he would massacre them. The legend of the final mass in St Sophia and of the fate of the 86 F. DOlger, "Byzantine Literature," CMH IV.2 (1967) 257-59. 88 W. Heffening, Die tUrkischen Transcriptionstexte des Bartholomaeus Georgievits aus den Jahren 1544-1548. Bin Beitrag zur historischen Grammatik des Osmanisch-tUrkischen (AbhKM 27.2, Leipzig 1942) 22-37. R. Dawkins, "The Red Apple," 'ApX€LOV Tov@paKtKOV Aaoypac/>tKOV Kal yAwCCtKOV 8'T]cctvpov, J7TtP.€TPOV J:T' T6p.ov (1941) 401-06. For a different view of the 'red apple', E. Rossi, "La leggenda turco-bizantina del Porno Rosso," StBiz 5 (1937) 542-53. G. Megas, "La prise de Constantinople dans la poesie et la tradition populaire," Le cinq­ centibne anniversaire de la prise de Constantinople, L'Hellenisme contemporaine (Athens 1953) 125-33. C. Mango, "The Legend of Leo the Wise," Zbornik radova vizantoloshkog instituta 6 (1960) 59-94. 278 BYZANTINE ATTITUDES TOWARD ISLAM great altar was similarly widespread. In this story the Turks broke into St Sophia just prior to the consecration during the divine liturgy, at which point the priest disappeared into the walls of the church. The interrupted liturgy will, however, be completed when the Greeks retake the dty, at which time the priest will emerge from his hiding place to consummate the liturgy. The altar of the church, which sank into the sea of Marmara, will also return to the church at this time. Of this genre is the legend of the golden apple, a legend which had a slightly more complicated evolution. The great bronze statue of the emperor Justinian, which was located in the Augustaeum, enjoyed a long history of popular legend. The mounted emperor held in his left hand the globus crucifix, and his right hand was outstretched in the direction of the east. Procopius not only describes the statue but reports the interpretation of its symbolism which was current in the sixth century: the orb signified the world, the cross symbolized the faith by which Justinian held world dominion, and his right hand was raised to stay the advance of the barbarians from the east. After the disappearance of the Sassanid state the symbolism of the out­ stretched hand was re-interpreted to refer to the Muslim Empire. By the fourteenth century, at a time when the Turks were preparing to cross from Asia Minor into Europe, the fall of the globe (or