Indiana Law Review Sister-State Recognition of Valid Same-Sex Marriages Baehr v. Lewin-How Will It Play in Peoria?* CandaceL. Sage** Only twenty-five years ago . . . it was a crime for a black woman to marry a white man. Perhaps twenty-five years from now we will find it just as incredible that two people of the same sex were not entitled to legally commit themselves to each other. Love and commitment are rare enough; it seems absurd to thwart them in any guise. Anna Quindlen 1 Introduction Catherine and Dorothy live in Hawaii. They meet, fall in love, and decide to spend the rest of their lives together. Wishing to formalize their private commitment to each other, Catherine and Dorothy obtain a marriage license, and are wed on Waikiki beach. Among the wedding guests are Steve and John, a couple who have flown in from California for the occasion. Inspired by the ceremony, Steve and John also obtain a marriage license issued by the State of Hawaii and are married in Hawaii before returning to the mainland. After their wedding, Catherine and Dorothy inform their respective employers of their marriage. Dorothy adds Catherine to her company's health care plan as her spouse, and they file ajoint federal tax return at the end of the year. Although the preceding story is fictional, it accurately portrays what may become legally achievable as a result of the groundbreaking ruling in Baehr v. Lewin. 2 The Hawaii Supreme Court ruled in Baehr that the statute limiting marriage to opposite- sex couples may violate the state's constitutional guarantee ofequal protection on the basis of sex. 3 The court reinstated a lawsuit against the Hawaii Department of Health that was instituted by same-sex couples who were seeking to marry. On remand, the state will be required to show that continuing to deny same-sex couples marriage licenses is "justified by compelling state interests." 4 The court declined to treat the case as a matter ofprivacy rights, equal protection of homosexuals, or the right of same-sex couples to marry. Noting that sexual orientation is irrelevant to the issue of same-sex marriage, the court observed that "[p]arties to a same-sex marriage could theoretically be either homosexuals or heterosexuals." 5 The issue is whether the "state's regulation of access to the status of * Copyright 1994, Candace L. Sage. The express reproduction and distribution permission granted on page viii of this issue does not apply to this Note. ** J.D. Candidate, 1995, Indiana University School of Law—Indianapolis; B.A., 1969, Indiana University; M.A., 1971, Indiana University; M.S. in Management, 1987, Indiana Wesleyan University. 1 . Anna Quindlen, Thinking Out Loud 35 ( 1 993). 2. 852 P.2d 44 (Haw. 1993). 3. See Haw. Const, art. I, § 5. This section provides: "No person shall be deprived of life, liberty or property without due process of law, nor be denied the equal protection of the laws, nor be denied the enjoyment of the person's civil rights or be discriminated against in the exercise thereof because of race, religion, sex or ancestry." 4. Baehr, 852 P.2d at 67. 5. 7rf.at51n.il. 1 1 6 INDIANA LAW REVIEW [Vol. 28:115 married persons, on the basis of the applicants' sex," 6 denies same-sex couples the equal protection of the laws. In other words, the question is whether allowing a man to marry a woman, but not allowing a woman to marry a woman, is a form of sex discrimination. Because the state's denial of access to marriage by same-sex couples is presumptively unconstitutional, if the state fails to carry its substantial burden of showing a "compelling state interest," same-sex marriages will be legally available in Hawaii. 7 What effect will be given to the legally-sanctioned marriages of the characters in the scenario described at the beginning ofthis Note? IfCatherine and Dorothy remain in Hawaii, they presumably will have full access to all the rights and obligations conferred upon married persons. These rights include the right to any benefits extended to spouses by employers, insurance companies, or other organizations; the right to the spouse's elective share of an estate; the right to maintain a wrongful death action as the surviving spouse; and numerous tax advantages. But what ifCatherine and Dorothy leave Hawaii and move to Illinois, Ohio, Alabama, or any other state? Will the rights that they enjoy as married persons in Hawaii be recognized in another state? What rights will Steve and John have upon their return to California pursuant to their marriage in Hawaii? Will their marriage be recognized as valid in California? This Note explores the possible outcomes of validly-married same-sex couples seeking recognition oftheir marriages from other states. Part I discusses state recognition of foreign marriages and the public policy exception as traditionally applied to deny recognition. Part II reviews the case history of the application of the public policy exception to marriages involving incest, polygamy, nonage (marriages involving minors), and miscegeny (mixed- race marriages). Part III discusses the prospective application ofthe public policy exception to same-sex marriages. Finally, this Note briefly concludes by proposing the circumstances under which same-sex marriages will be afforded recognition by sister states and by noting the parallels between the struggle for acceptance of same-sex marriages and the struggle for acceptance of mixed-race marriages. I. Recognition of Foreign Marriages A. The General Rule In general, a marriage will be recognized as valid in any state if it is valid under the laws of the state in which it is contracted. 8 If a marriage is valid where made, it is generally recognized as valid in every otherjurisdiction. 9 Thus, the marriage ofA and B in State Xwill be recognized in State K, with limited exceptions. 10 This rule applies regardless of the domiciles of the parties. Consequently, if the general rule is followed, any marriage contracted in Hawaii, valid under its laws, by parties residing either there or elsewhere, is valid and recognizable in any other state. Interstate recognition of marriages exists not merely as a matter of comity, but also because public policy favors predictability, certainty, and uniformity of result in protecting 6. Id. at 60. 7. See supra note 4 and accompanying text. 8. 52 Am. Jur. 2d Marriage § 80 ( 1 970). 9. Loughran v. Loughran, 292 U.S. 2 1 6, 223 ( 1 934). 10. See infra subpart I.C. 1 994] RECOGNITION OF SAME-SEX MARRIAGE 1 1 7 the justified expectation ofthe parties." Ifthe marriage is recognized as valid, a couple who has wed outside the forum state need not fear criminal sanctions being imposed for violation of state laws prohibiting cohabitation or fornication. The legitimacy ofany children born to the couple after the marriage is clearly established. The parties can rely on the property rights that arise from their marital status to produce predictable results. The multiplicity of rights, benefits, and obligations that are contingent upon the legal status ofmarriage depends on the validity of the marriage in question. In addition, recognition of sister-state marriages is favored for reasons of judicial economy. Without such recognition, court dockets would be clogged with petitions to determine the validity of marriages, especially in today's highly mobile society. The ability ofa married couple to move from one state to another without disturbing the couple's marital status or without forcing the couple to obtain ajudicial decree affirming that status supports one of this country's basic freedoms-the unrestricted freedom of movement between and among the states. Application ofthe rule also affords ease in the judicial determination of validity when that question must be addressed by a court. The only issue to be resolved is whether the marriage was valid according to the laws of the contracting state. No inquiry into the effect ofdifferences between the laws ofthe contracting state and local marriage laws is necessary. B. Validation Statutes and Evasion Statutes Some states have enacted validation statutes codifying the general rule that marriages valid where contracted are valid in all other jurisdictions. 12 Although there are some differences in language which may be significant, 13 the acts codify the general rule that recognizes the validity of a marriage, "even if the parties to the marriage would not have been permitted to marry in the state of their domicil." 14 However, some states have engrafted, by judicial interpretation, a requirement that the marriage in question not violate the public policy of the forum state. 15 Also, a question remains whether a state that has enacted the Uniform Marriage and Divorce Act's validation statute will forego applying prior 11. See Restatement (Second) of Conflicts of Laws § 283 cmt. b (1969) [hereinafter Restatement]. 12. See, e.g., Cal. Fam. Code § 308 (West 1994); Idaho Code § 32-209 (1983); Kan. Stat. Ann. § 23-1 15 (1988); Ky. Rev. Stat. Ann. §402.040 (Michie/Bobbs-Merrill 1984); Neb. Rev. Stat. § 42-1 17(1988); Unif. Marriage and Divorce Act § 210 (1973) (§210 adopted by Arizona, Colorado, Illinois, Minnesota, Missouri, and Washington). 13. Most states use some slight variation on the language used in California's act ("A marriage contracted outside this state that would be valid by the laws of the jurisdiction in which the marriage was contracted is valid in this state." Cal. Fam. Code § 308. (West 1994)). However, Kentucky's act is limited by its terms to residents who marry out of state, leaving open the question of recognition for marriages performed out of state by non- residents ("If any resident of this state marries in another state, the marriage shall be valid here if valid in the state where solemnized." Ky. Rev. Stat. Ann. § 402.040. (Michie/Bobbs-Merrill 1984)). 14. Unif. Marriage and Divorce Act § 210 cmt. 15. See Estate of Loughmiller, 629 P.2d 156 (Kan. 1981) (exceptions to the statute if the marriage is polygamous, incestuous, or prohibited by the state for public policy reasons); In re Takahashi's Estate, 129 P.2d 217 (Mont. 1942) (statute declaring miscegenic marriages null and void limits application of the validation statute). 1 1 8 INDIANA LAW REVIEW [Vol. 28:115 authority decided under a previous act that codified exceptions. 16 Alternatively, other states have enacted evasion statutes to limit recognition of out-of- state marriages by residents to those that would be valid under the laws of the forum. 17 Evasion statutes reflect the view, endorsed by the Restatement (Second) of Conflict of Laws, 1 * that the marriage is subject to the policies ofthe state with the dominant interest in the issue in question. 19 By enacting an evasion statute, a state asserts that its right to control the marital status of its citizens extends beyond its geographic boundaries.20 By contrast, some states have expressly refused to give extraterritorial effect to local state law.21 Enacting an evasion statute also implies a state's strong interest in implementing its own policies and its disregard for the policies of the contracting state. 22 But even in the absence of evasion statutes, states have applied the exception to the general rule in order to invalidate marriages that violate the public policy of the forum, particularly in cases where one or more of the parties is a domiciliary of the forum. 23 C. The Public Policy Exception Where a marriage made out of state contravenes a strong public policy of the forum, a public policy exception allows the forum to refuse to recognize the marriage. Statutes that declare certain marriages void or impose criminal sanctions on those attempting to contract such marriages, as well as widely applied common law prohibitions (such as those against incest and polygamy), are indicative of the strong public policy ofa state. 24 The strength of a state's interest in implementing its policy choices is related to the methods by which the state has indicated those choices. Statutes declaring a particular marriage void or criminal are perhaps the strongest indicators. A critical element in applying the exception is the domicile ofthe parties at the time the marriage was contracted. A state's interest in applying its own policy choices is highest when both parties reside in the forum state and lowest when neither party is a resident. When the domiciles ofthe parties are mixed, the results tend to be mixed as well. 16. See Payne v. Payne, 214 P.2d 495 (Colo. 1950) (prior Colorado law excepted bigamous and polygamous marriages from the operation of its validation statute). 17. E.g., Mass. Gen. Laws Ann. ch. 207, § 10 (West 1987); N.D. Cent. Code § 14-03-08 (1991); W. Va. Code §48-1-17 (1992). 18. Restatement, supra note 11, § 283. Section 283 reads: (1) The validity of a marriage will be determined by the local law of the state which, with respect to the particular issue, has the most significant relationship to the spouses and the marriage under the principles stated in § 6. (2) A marriage which satisfies the requirements of the state where the marriage was contracted will everywhere be recognized as valid unless it violates the strong public policy ofanother state which had the most significant relationship to the spouses and the marriage at the time of the marriage. 19. Id. cmt. b. 20. State v. Tutty, 41 F. 753 (C.C.S.D. Ga. 1890). 2 1 . See, e.g. , Stevenson v. Gray, 56 Ky. 193, 211(1 856) (statute prohibiting marriage between a nephew and his uncle's widow did not invalidate the marriage, contracted out-of-state, between two Kentucky residents). 22. Id. 23. See infra Part II. 24. See generally 52 Am. Jur. 2d Marriage § 82 ( 1 970). 1 994] RECOGNITION OF SAME-SEX MARRIAGE 1 1 9 Analysis of the cases discussed in this Note indicates that the next consideration when a marriage is challenged on public policy grounds is the nature of the prohibited conduct. Whether a particular state will find a marriage invalid as contravening local public policy is not readily predictable. In addition to the questions ofdomicile and the nature ofthe conduct, the results ofapplying the exception frequently turn on whether the parties are both alive and before the court or whether the marriage has terminated by the death of one or both of the parties. The state's interest in enforcing its policy choices is highest when confronted with affording a couple all the incidents that accrue to the marital state and is lowest when the marriage has lost its vitality and only survivor rights are at stake. 25 Marriages that are incestuous (between parties in the direct line of consanguinity or between closely-related collaterals, such as brothers and sisters) have been universally refused recognition on the grounds that they are contrary to public policy. 26 Statutory prohibitions against marriage between parties more remotely related, such as between an uncle and his niece or between first cousins, have formed the basis for asserting the invalidity ofa marriage by application ofthe exception. 27 Generally, analysis ofthe cases discussed in this Note indicates that first-cousin marriages have been recognized as valid when at least one of the parties was not a resident of the forum at the time the marriage was contracted. When both parties are residents, a first-cousin marriage may violate a state's evasion statute and thus be invalidated, even when only survivor rights were concerned.28 Marriages between an uncle and his niece, being within a closer degree of consanguinity than first- cousin marriages and prohibited in all states, have generated mixed results when the validity of the marriage has been questioned, regardless of the vitality of the parties. 29 Polygamous marriages are also banned in all states as offensive to public policy.30 Although polygamous marriages of Native Americans have been recognized for all purposes, 31 such marriages between domiciliaries of a foreign country have been recognized only for purposes of succession. 32 Some states also apply the exception to marriages which violate state requirements concerning the minimum age at which a party is permitted to contract a marriage. In the cases reviewed in this Note where nonage was the issue, all the parties were living. Because ofthe state's heightened interest in imposing its policy choices on living persons, it might be expected that these cases would illustrate strict enforcement of nonage laws. However, in many jurisdictions, the public policy ofthe state dictating the age of consent to marry is not strong enough to justify invalidating a marriage where one of the parties is underage, even when both parties are residents of the local forum.33 Before the Supreme Court struck down miscegeny laws as an unconstitutional 25. See generally Restatement, supra note 1 1, § 283 cmts. i-k. 26. 52 Am. Jur. 2d Marriage § 63 ( 1 970). 27. See infra subparts II. A. 1 and II. B. 1 . 28. See, e.g., In re Mortenson's Estate, 3 16 P.2d 1 106 (Ariz. 1957). 29. See, e.g., Campione v. Campione, 107 N.Y.S.2d 170 (N.Y. Sup. Ct. 1951); Catalano v. Catalano, 170 A.2d 726 (Conn. 1961). 30. 52 Am. Jur. 2d Marriage § 67 ( 1 970). 31. See, e.g., Hallowell v. Commons, 210 F. 793 (8th Cir. 1914), qff'd, 239 U.S. 506 (1916). 32. See infra subpart II.A.3. 33. See infra subparts II.A.2 and II. B.2. 1 20 INDIANA LAW REVIEW [Vol. 28:115 infringement of a "fundamental freedom," 34 such laws were frequently the basis for refusal to recognize out-of-state marriages for reasons of public policy. Generally, the strength of the state's policy against miscegenic marriage was insufficient to require invalidation of the marriage by extending its application to non-residents, regardless of the vitality of the parties. 35 However, the policy was vigorously applied in refusing to recognize the miscegenic marriage of forum residents, even when the issue was succession.36 The public policy exception is likely to be invoked to invalidate same-sex marriages when couples seek recognition oftheir Hawaiian marriages in other states. Although some courts have recognized certain rights of same-sex couples, such as the right to adopt the partner's child 37 and the right to retain an apartment lease as a qualified surviving "family" member upon the tenant's death,38 no court in the United States has recognized the rights of same-sex couples to occupy the marital status. 39 A logical implication of this failure is that courts will tend to resist efforts to extend recognition of valid same-sex marriages by applying the public policy exception. Whether same-sex couples can resist invalidation of their marriages on public policy grounds will depend on the same factors used in applying the exception to incestuous, polygamous, underage, and miscegenic marriages: the domiciles ofthe parties at the time the marriage was contracted; the strength ofthe policy as evidenced by statutes prohibiting the conduct in question and by judicial interpretation of the measure and extent of that strength; and the vitality of the parties to the marriage. II. History of the Application of the Public Policy Exception A. Both Parties Domiciliaries ofthe Contracting Forum 1. Incest.—One reported case addressed the issue of whether to recognize a marriage between persons within the degree of consanguinity which the laws of the non-contracting state declared incestuous. In Garcia v. Garcia, 40 the parties were first cousins and were both citizens and residents of California when they married there.41 Upholding the lower court's dismissal of an action for annulment, the Supreme Court of South Dakota refused to give extraterritorial effect to its own laws, which declared marriages between cousins void and subject to criminal prosecution. 42 The court held that the marriage, "valid in the state where it was contracted, is to be regarded as valid in this state." 43 It noted that South Dakota marriage law "cannot properly be held to apply to marriages contracted in other states, legal and valid where contracted, and where, as in this state, there is no provision in our Code authorizing our courts to declare such marriage legally contracted in another state void in this 34. Loving v. Virginia, 388 U.S. 1,12 (1967). 35. See infra subpart II.A.4. 36. See infra subpart II. B. 3. 37. See In re Adoption of Tammy, 619 N.E.2d 315 (Mass. 1993). 38. See Braschi v. Stahl Assoc. Co., 543 N.E.2d 49 (N.Y. 1989). 39. See infra subpart III.B. 40. 127N.W. 586 (S.D. 1910). 41. /