Microsoft Word - 8. Godden COPYEDITED_DMG_CORRECTIONS_2 (1).doc © David Godden & Simon Wells. Informal Logic, Vol. 42, No. 1 (2022), pp. 291–342. Burdens of Proposing: On the Burden of Proof in Deliberation Dialogues DAVID GODDEN Michigan State University East Lansing, MI, USA dgodden@msu.edu SIMON WELLS Edinburgh Napier University Edinburgh, UK s.wells@napier.ac.uk Abstract: This paper considers the probative burdens of proposing action or policy options in deliberation dia- logues. Do proposers bear a burden of proof? Building on pioneering work by Douglas Walton (2010), and following on a growing literature within computer science, the prevailing answer seems to be “No.” Instead, only recommenders— agents who put forward an option as the one to be taken—bear a burden of proof. Against this view, we contend that proposers have burdens of proof with respect to their proposals. Specifi- cally, we argue that, while recommend- ers that Φ bear a burden of proof to show that □Φ (We should / ought to / must Φ), proposers that Φ have a burden of proof to show that ◇Φ (We may / can Φ). A burden of proposing may be defined as
, which reads: Those who propose that we might Φ are obliged, if called upon, to show that Φ is possible in any of four ways which we call worldly, deontic, instrumental, and practical. So under- stood, burdens of proposing satisfy the standard formal definition of burden of proof. Résumé: Ceux qui suggère une propo- sition ont-ils la charge de la preuve? Si on s'appuie sur les travaux novateurs de Douglas Walton (2010) et sur la base d'une littérature croissante en informa- tique, la réponse dominante semble être "Non". Ce sont seulement ceux qui recommandent une unique option à prendre qui ont le fardeau de la preuve. À l'encontre de ce point de vue, nous soutenons que ce sont ceux qui avancent une proposition qui ont la charge de la preuve en ce qui concerne leur proposition. Plus précisément, nous soutenons que, tandis que ceux qui recommandent Φ portent la charge de la preuve pour montrer que □Φ (Nous sommes obligés / nous devrions / nous devons Φ), ceux qui suggèrent Φ ont la charge de la preuve pour montrer que ◇Φ (Il nous est permis / nous pouvons Φ). Un fardeau de la preuve qui découle d’une suggestion peut être défini comme
, ce qui veut dire:
Ceux qui suggèrent que nous puissions
Φ sont obligés, s'ils sont appelés, de
montrer que Φ est possible selon l'une
des quatre manières que nous appelons
mondaines, déontique, instrumentale et
pratique. Ainsi compris, les charges de
suggérer une proposition remplissent la
condition formelle standard de la charge
de la prevue.
Keywords: argumentation, burden of proof, deliberation, deliberation dialogue,
persuasion dialogue, probative burdens
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1. Introduction
In his keynote lecture, delivered to the 2009 Sixth International
Workshop on Argumentation in Multi-Agent Systems (ArgMAS),1
Douglas Walton observed that “there appears to be no serious
investigation so far on the special problem of how burden of proof
should be modeled in deliberation dialog” (Walton 2010a, p.2). In
a paper appearing in 2010, Walton, together with his coauthors
Atkinson, Bench-Capon, Wyner, and Cartright, wrote that “[t]here
appears to be no burden of proof in a deliberation dialogue compa-
rable to the central notion of burden of proof in persuasion dia-
logue, but this matter has not so far been studied” (2010). In his
ArgMAS keynote, Walton ventured the following as a “working
hypothesis”:
Burden of proof only becomes relevant when deliberation dialog
shifts, at the beginning of the argumentation stage, to a persuasion
dialog … [and] that the shift can be classified as an embedding of
one type of dialog into another ... . (2010a, p.2; cf. 2014, p. 211)
Since that time, it seems to have become received wisdom among
computer scientists working on developing formal, computational
models of argumentative dialogue that, starkly put, there is no
burden of proof in deliberation dialogue. At least among those
working from within a Waltonian approach. Walton, for example,
claims that the notion of burden of proof is “not generally appro-
priate” for deliberation dialogue (2010b: 20; cf. 2019, p. 211).
Walton, Toniolo, and Norman (2016b: p. 1) argue that “burden of
proof [BoP] of the kind present in persuasion does not apply to
deliberation,”2 and that “in contrast [to an inquiry, in which burden
of proof, they claim, is characteristically set at a high standard],
there is no burden of proof in deliberation dialogue, only a burden
1 And subsequently published as “Burdens of proof in deliberation dialogues” in
Argumentation in multi-agent systems ed. P. McBurney, I. Rahwan, S. Parsons,
and N. Maudet, (Berlin: Springer 2010, p. 1-22). A substantially revised version
of that address is reprinted as Chapter 7, “Burdens of proof in different types of
dialogue,” in Walton’s monograph Burden of proof, presumption, and argumen-
tation (New York: Cambridge University Press 2014, p. 211-244).
2 Page references correspond to the version of the paper appearing here:
https://scholar.uwindsor.ca/crrarpub/40/
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of explanation” (2016a, p. 164). Elsewhere Walton (2019, p. 210)
writes that “There is no global burden of proof in a deliberation
dialogue,” though he concludes that same paper by contending the
stark thesis: “there is no burden of proof in deliberation dialogue”
(2019, p. 228). Similarly, Atkinson, Bench-Capon, and Walton
(2013, p. 115) conclude the stark thesis writing: “There is, there-
fore, no burden of proof in a deliberation dialogue.”
The claim that there is no global burden of proof in deliberation
dialogue amounts only to the unobjectionable claim that there tend
to be no proponents at the opening stage of a deliberation. Let’s
call this the innocuous view. Indeed, the absence of proponents is
stipulated to be a defining feature of deliberation dialogues on
Waltonian classificatory models.3 In Section 3, we will explain
how this observation yields the conclusion that deliberations lack a
burden of proof of the sort set in the opening stage of persuasion
dialogues (the kind of burden of proof Walton often calls “glob-
al”), by way of something we call the no opening standpoint ar-
gument. While unproblematic in itself, we find that the innocuous
view has been misleadingly interpreted and incautiously stated in
ways that are mistaken, and problematically so.
As we saw in the opening paragraph, the innocuous point has
come to be stated less cautiously. Qualifiers get dropped, a general
inapplicability of burden of proof to deliberation is taken to fol-
low, and we get the stark view: There is no burden of proof in
deliberation dialogues. In this more problematic guise, what the
stark view amounts to is this: In deliberation dialogues, proposals
have no attendant burden of proof. Following Walton (2010b, p.
15; cf. 2019, p. 202), we distinguish proposals from recommenda-
tions, where, in the context of deliberation dialogues, a proposal is
to be understood as the suggestion of an action or policy option as
a possible course of action for consideration, while a recommen-
dation should be taken to mean the putting forward of one such
action/policy option as the one to be adopted or implemented.4,5
3 See, for example, Atkinson, Bench-Capon, and Walton (2013).
4 Importantly, our usage here must be taken as stipulative. Its purpose is to flag
the distinction between these two kinds of speech acts which are typically said
to occur at different stages of a deliberation dialogue. That said, what we here
call ‘recommendations’ are often called ‘proposals’ in the literature. Sometimes
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The view that proposals have no attendant burden of proof marks
the conclusion of an argument we, in Section 3, call the proposing
is non-committal argument. And this argument, together with its
conclusion, we find to be problematic. Seemingly, because the act
of proposing comes with no burden of proof, Walton, in later
work, “doubled down” on the stark view, contending that even
indefensible proposals should not be subject to retraction (Walton,
Toniolo and Norman 2016b, p. 11)—something we, in Section 3,
call the no obligation to retract corollary. Here we take issue with
the stark view.
In this paper we explore the operation of probative burdens in
deliberative dialogue. The stark view, we contend, is false, alt-
hough we agree with many of the insights taken to inform it. Spe-
cifically, we agree that there are important differences between the
operation of burdens of proof in the discursive activity of delibera-
tion as compared to that of persuasion. The innocuous point of fact
that deliberations often lack proponents at their outset should be
granted (see, e.g., McBurney, Hitchcock and Parsons 2007, p.
98).6 And we take those differences to have important conse-
quences for the proper design of both formal, computational sys-
tems which might be called deliberation dialogues, and of norma-
tive models seeking to regulate human communicative interac-
tions. Yet, those insights, when carefully examined, do not support
the stark view. Indeed, the view that there is no burden of proof in
differences between the speech acts are not terminologically marked at all.
Indeed, Walton himself does not adopt a consistent usage. In the same work we
just cited, he writes: “A party who offers a proposal is generally advocating it as
the best course of action to take” (2019, p. 211). On our usage, such a party is
offering a recommendation, not a proposal.
5 It should be recognized that recommenders can recommend logically complex
action options—e.g., “We should do Φ and Ψ;” “We should do Φ or Ψ.” In
cases such as these, recommenders may rightly be understood to propose
several action options: in the first example both of them; in the second, one, or
the other, or (perhaps) both. Importantly for our purposes, the burden of proof
for such logically complex recommendations can be handled in relatively
straightforward ways, by taking account of their logical structure when specify-
ing their attendant probative burdens.
6 When this point is taken definitionally, the claim becomes analytic and, hence,
uninformative.
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deliberation distorts, rather than clarifies, one’s vision of the nor-
mative dynamics at work in deliberation dialogues. Taken as it
reads, whether as the first or the final word on the matter, it mis-
leadingly suggests that there are no probative burdens attaching to
proposals made in deliberative dialogues. Yet, this is false.
What is it to say that no burden of proof attaches to a conversa-
tional move? It is important that we should understand this before
assessing whether or not proposals have attendant burdens of proof
in deliberation dialogues. Dialectically understood, claiming that
(in dialogues of some specified type) some (type of) conversation-
al move, †, lacks a burden of proof is to claim that there are no
attendant discursive responsibilities attending to moves of that
kind. That is to say, challenges or why questions, ?, are not per-
missible as responses to moves of that kind (when made in a dia-
logue of the specified kind). After all, the permissibility of why
questions, of challenges to some discursive move such as the
demand for justificatory reasons, is just the discursive mechanism
by which discussants may be held to account for the conversation-
al moves they have made. What a discussant must succeed in
doing in order to discharge that responsibility is their burden of
proof. To say that a conversational move of (some kind) has no
burden of proof is to say that the discussant making that speech act
undertakes no commitments or discursive responsibilities in doing
so—that, in making the move, they have nothing to account for.
To illustrate this point, let’s consider examples of a conversa-
tional move that uncontroversially has an attendant burden of
proof, and another that uncontroversially lacks any burden of
proof. In the pragma-dialectical critical discussion (van Eemeren
and Grootendorst 1984, 1992, 2004), expressions of doubt (i.e.,
refusals to concede a standpoint contended by a proponent) lack a
burden of proof. Proponents bear a burden of proof: the obligation
to defend. In contending a standpoint, S, proponents incur the
responsibility to satisfactorily answer the doubts or challenges of
their audience (e.g., 1992, p. 208; cf. Walton and Krabbe 1995, p.
136). Yet, when a respondent expresses such a doubt or challenge,
by making a why-question move like “No commitment S. Why
S?”, proponents are not permitted to respond with moves like
“Why not-S?” or “Why no commitment S?” In critical discussions,
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why questions may not be answered by why questions. Permitting
such moves by proponents is thought to fallaciously shift a burden
of proof from proponents to their respondents, allowing them to
evade discursive accountability for their views. In critical discus-
sions, then, while expressing a standpoint comes with a burden of
proof, why questions are moves that lack any attendant burden of
proof—they are not subject to challenge; instead, they must be
answered.
In our view, proposals are not like this. Indeed, as we will
show, when it comes to burdens of proof, proposals made in delib-
erative dialogues resemble contentions of a standpoint far more
than they resemble why questions made in critical discussions. In
our ordinary deliberative conversations, proposals are liable to a
variety of different sorts of criticism or challenge. One need only
imagine a situation in which a fellow deliberator makes a proposal
that strikes one as outlandish, fantastical, or a complete non-
starter, to begin to appreciate our point here. And this is as it
should be. We have certain expectations of proposers because we
have certain expectations of their proposals qua proposals. Grant-
ed, it would be wrong to treat a proposal as though it were a rec-
ommendation, and to then criticize it on that basis. But, having
granted that, it remains that proposers are answerable for their
ventured proposals, in just the same way that proponents are an-
swerable for their expressed standpoints. Further, as we will see,
just as assertors can, proposers can undertake other discursive
actions in making a proposal—such as qualifying it, or acknowl-
edging its apparent unviability or implausibility—in order to miti-
gate the commitments they take on in making it.
In this paper we make the case that there is a burden of propos-
ing in deliberation. We identify those grounds on which we take
proposals to be rightly criticisable as proposals, and use those
grounds to develop a set of standards of proof which we think
proposers may properly be expected to meet during the course of
deliberative dialogue. We then show how, with those standards in
hand, a probative burden for proposers can be specified so as to
meet the definition of a burden of proof on its standard, formal
definition.
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In brief, the paper proceeds as follows: In Section 2, we intro-
duce the central tenets of dialectical approaches to argumentation
as they pertain to formal models of deliberation. We set out the
basics of a Waltonian classification of dialogue types, and review
the normative, discursive foundations of burden of proof and its
operation in argumentative dialogue. Then, using the McBurney,
Hitchcock, Parsons (2007) model as a reference point, we intro-
duce the dialectical macrostructure of deliberation, and critically
survey those dialectical features taken to distinguish deliberation
from persuasion as dialogue types on a Waltonian typology. Sec-
tion 3 elaborates on the stark view that there is no burden of proof
in deliberation, setting out in detail its various aspects while at-
tempting to clarify the reasoning informing it. Having identified
what we take to be the controversial aspects of the stark view, and
the arguments offered in support of them, Section 4 offers our
critical response. Here we make our case that proposing comes
with a distinctive burden of proof, by considering an illustrative
example of our ordinary deliberative practices that we take to
reveal the expectations we ordinarily make of proposers and their
proposals together with the kinds of criticisms we are willing to
make of them when they don’t seem to meet our expectations.
Building on this discussion, we offer an analysis of what we take
to be the standards of proof that properly attend to proposals. We
then specify a burden of proposing, showing specifically how it
differs from the burden of recommending, and demonstrating how
our conception of each burden satisfies the standard, formal defini-
tion of burden of proof. In Section 5 we offer our conclusions, and
outline the future work that needs to be undertaken in revising
existing formal, computational models of deliberation dialogue if
our conclusions bear out.
2. Argumentative dialogues as normative models of argumen-
tation
2.1. Dialectical approaches to argumentative norms
Dialectical approaches to argumentation model argumentative
norms as procedural rules obliging, permitting, and prohibiting
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discussants to make certain kinds of conversational moves at
specific junctures in an argumentative discussion. These rule-sets,
called protocols, are partly definitive of dialogues of different
kinds.
The dialogues themselves are abstract, idealized, normative
models which can, though needn’t, serve to represent salient fea-
tures of human conversation (Walton 2010b, p. 13; cf. McBurney,
Hitchcock, and Parsons 2007, pp. 96-97). That said, the extent to
which such models have application in either representing or
regulating the various activities humans engage in during the
course of transacting reasons with one another will depend on the
extent to which the normatively salient features of those discursive
practices are correctly incorporated into the models. Similarly, the
extent to which formal dialogical systems designed for artificial
agents are intended model (whether descriptively (replicating or
reliably producing the results of) or prescriptively (providing an
ideal or corrective mechanism for their execution)) those argumen-
tative exchanges after which they are named (e.g., deliberation,
negotiation, persuasion dialogue) also depends on the extent to
which the normatively salient features and dynamics constitutive
of those argumentative exchanges are correctly incorporated into
the formal systems intended to model them.
2.2. Types of argumentative dialogues: A Waltonian typology
On a Waltonian typology, six different types of dialogue are dis-
tinguished: persuasion, inquiry, negotiation, information-seeking,
deliberation, and eristic (Walton and Krabbe 1995; Walton 1998)
to which a seventh, discovery, was added following the work of
McBurney and Parsons (2001). Formally understood, argumenta-
tive dialogues of all types are divided into three stages: the open-
ing stage, O, the argumentation stage, A, and the closing stage, C.
In this way, any dialogue can be defined as the ordered tuple . Yet, as we have just ob-
served, those two criticisms (i.e., evaluative criteria) can come
apart depending not on whether a burden of proof is satisfied, but
by whom it is satisfied. When a discussant satisfies a burden of
proof that they, themselves, have incurred, the two evaluative
criteria are simultaneously satisfied. And, when any discussant
meets a burden of proof incurred by any other, no discussant hav-
ing that commitment is susceptible to criticisms of the first sort—
at least, not until new doubts, objections, or criticisms are given
voice. This includes the discussant who initially made the claim,
regardless of whether they themselves were in a position to meet
that burden of proof themselves when they made the claim. Yet,
claimants who let others take on the discursive labor of satisfying
burdens of proof they themselves have incurred remain susceptible
to criticisms of the second sort, even after they come to be in a
position of satisfying that burden by replying on the discursive
labor of another by “re-using” their argumentation. It may still
rightly be said of discussants who were unable to meet a burden of
proof that they, themselves, incurred, that their conversational
move was irresponsibly made, even if the (subsequent) discursive
labor of other discussants results in discharging the burden of
proof associated with the move in question.
Why is this important for our discussion of burden of proof in
deliberation dialogue? It is often said, in the existing scholarship
on deliberation dialogue, that in the consider phase of a delibera-
tion, any deliberator may raise reasons, pro or con, for any pro-
posal on the table. Similarly, any deliberator may raise objections
or rebuttals to those reasons, for any proposal on the table. The
dialogical tasks of making and of considering (i.e., evaluating) a
proposal, by coming up with reasons, objections, answers to objec-
tions, modifications to the proposal, etc. are not role-specific—
they are not assigned to individual deliberators. Rather all the
discursive labor is shared among all deliberators. And, this is quite
right in so far as it goes.
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But, it does not follow from this that there is no burden of proof
for proposers. Rather, even if another deliberator is able to acquit
some proposal of the charge that it is a “non-starter”—while this
move saves the proposal, it does not exonerate the proposer. The
proposer may still be rightly criticized—not for the proposal they
made, but for their having made the proposal. Since, for all they
knew in making the proposal, it was a non-starter. The proposal
was, from their point of view, indefensible. Again here, the norma-
tive contours of the situation deliberators place themselves in by
making proposals parallel those bearing upon proponents voicing
standpoints in a critical discussion, not respondents asking why
questions where no criticisms of the permissibility of posing the
why question are permitted.
This is illustrated in the Faculty Club scenario. David’s pro-
posal that we might dine at the faculty club came with a burden
that it not be apparently impermissible. And, that burden was
satisfied by Matt in the dialogue. With that burden satisfied, all
discussants may “presumptively” proceed on the basis that the
faculty club is a live option for dinner, so long as no other prob-
lems with it come to light. In that sense, as far as the outcome of
the deliberations go, it doesn’t matter who satisfies the burden of
proof, since the viability of the proposal as a live option is estab-
lished no matter who does the discursive labor of showing that it is
unobjectionable in this respect. Importantly, as we hope has been
adequately shown in the preceding general discussion in this sec-
tion, this point does not distinguish deliberative dialogues from
dialogues of other sorts, such as persuasion or inquiry. The accept-
ability of a standpoint has been established when the doubts per-
taining to it have been satisfactorily answered—regardless of who
supplies those answers. Burdens of proof can be satisfied by any-
one. But, conversants only behave responsibility when they are in
a position to satisfy the burdens of proof that they themselves
incur. As such, David’s having made the proposal remains criticiz-
able, and rightly so, precisely because it was irresponsibly made.
He was not in a position to satisfy the burden of proof that he
incurred in making the proposal. For all David knew, his proposal
was a non-starter. And, as we mentioned earlier, David might have
avoided this criticism by mitigating his commitment undertaken in
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making the proposal by acknowledging its apparent impermissibil-
ity.
At this point, we take ourselves to have shown that the propos-
ing is non-committal argument is fallacious. In our ordinary dis-
cursive practices we have expectations of proposals and their
proposers. Which is to say, proposers to undertake certain specific
commitments in virtue of having made a proposal. Roughly stated,
those commitments are twofold: that the action-option proposed is
not manifestly inviable (or, colloquially put, “undoable”), and that
the proposer is in a position to recognize, and speak to, its viability
(or “doability”).
4.4. Burdens of proposing
We are now in a position to present the main, constructive thesis
of the paper, by specifying those specific burdens we take to at-
tend to proposing. Having done this, we will be able to demon-
strate how those burdens can be articulated in such a way as to
satisfy the standard, formal definition of burden of proof.
Suppose, in the “brainstorming” phase of a deliberation where
action or policy options are proposed for consideration, discussion,
and possible adoption, an agent, A, proposes the option Φ. This
will come in the form of a locution which might be standardized as
“Φi”, and, roughly, has the content: “We could Φ,” or “Φ-ing is an
option.” In contrast to the proposal “Φi”, the recommendation that
we Φ might be standardized as “Φ!”, which is to be read as having
some content along these lines: “Let’s Φ,” or “We ought to Φ.”
The proposal could, indeed, be made in a variety of different ways
(i.e., as different locutions): “Why don’t we Φ?”, “What about Φ-
ing?”, “Have we considered Φ?”, “I suggest Φ.”
We claim that utterances of the form Φi (i.e., proposals) have
an attendant burden of proof, because, in making a proposal, the
proposer undertakes certain commitments. These commitments
correspond to our expectations of proposals and the kinds of criti-
cisms we are prepared to make when it is not apparent to us a
proposal meets those expectations.
It should be granted at the outset that utterances of the form Φi
come with quite different conversational and probative obligations
than those having the form Φ!. Recommendations are different
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from proposals, and different discursive expectations, and corre-
sponding obligations, attend to each of them. Perhaps most im-
portantly, recommendations are criticizable and subject to rejec-
tion for reasons that proposals are not. For example, “But Ψ is a
better option,” is a criticism, and if correct a “refutation,” of a
recommendation, where it is neither for a proposal. Recommend-
ers must answer criticisms of the form “But Ψ is a better option” if
they are to maintain their recommendation and not retract it. Simi-
larly, recommenders that Φ owe their audience a satisfactory
answer to the question “Why Φ rather than Ψ?” Proposers that Φ
incur neither obligation.
Yet, this is not to say that conversational moves of the form Φi
are not susceptible to either criticism or retraction in the face of
criticism that cannot be satisfactorily answered. For example, we
take the revisited restaurant case to have shown that proposals are
subject to criticism on grounds like the following.
(A) their possibility: e.g., “But it’s not possible (for us) to Φ.”
(B) their permissibility: e.g., “But we may not Φ.” “But we are
prohibited from Φ-ing.”
(C) their utility or instrumentality: e.g., “But Φ-ing is not a way to
achieve G,” where G is the common goal. Objections of this
sort might also be put as criticisms to the effect that Φ-ing is
not a solution to the problem, P, that has occasioned the de-
liberative undertaking in the first place. E.g., “But even if we
Φ, that won’t solve our problem, P.”
(D) their feasibility or viability: e.g., “But we don’t have the re-
sources to Φ.” Proposals that are manifestly unfeasible or in-
viable are indefensible. Generally, this expectation can be
understood as the practical possibility of our Φ-ing.
Of course, recommendations are subject to all these same criti-
cisms. And, this point is explicitly built into our model. Roughly,
in our view: A recommendation that Φ entails (implicitly) a pro-
posal that Φ. Saying “We ought to Φ, but we can’t / mayn’t” is not
merely unhappy or infelicitous. It is incoherent. Put differently:
Implicatures are cancelable while entailments are not. Now, con-
sider the two claims: “We should Φ,” and “We may / can Φ.”
Having uttered the first, there is no way to retract, or cancel one’s
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commitment to, the second without either equivocation or retract-
ing the first. Thus, recommenders have all the same Φ-related
commitments as proposers. But the converse is not true. Having
proposed that Φ, it does not follow that one has thereby recom-
mended it. Thus, recommenders can have commitments that pro-
posers do not.
Yet, we can imagine an objector responding to our view by
claiming that the conversational burdens we place on proposers
properly belong at the recommend stage, rather than at the propose
stage, of deliberative dialogues. That is, it might be objected:
Whatever burdens we claim attach to proposals only become
activated when a proposal is recommended. Burdens only attach to
proposals in virtue of those proposals having been recommended.
In this way, it might seem, one could grant that all the burdens we
claim to attach to proposals can be admitted while still denying
that proposers bear any burden of proof. Such a response, we
contend, does not accord with the normative aspects of our con-
versational practices or the expectations we ordinarily place on our
interlocutors. It is, we have claimed, false that we have no expec-
tations of proposers—that we never countenance criticisms of
proposals. We do, and quite rightly. Proposals that seem to us to
be “non-starters” are criticizable on just those grounds. In order
that a proposal be taken seriously as a proposal—as a candidate for
recommendation, as a contender for answering our question or
solving our problem—it must, at a minimum, not be apparent that
what is proposed has some feature that makes it “undoable.”
Suppose we are right on these points. The next question is how
can the commitments of proposers and recommenders be concep-
tualized and operationalized in a way that correctly captures the
normative features, and logical relationships, we claim to consti-
tute them. If we turn to modal logic, we find a convenient and
elegant solution. The modal operators possibly, ◇, and necessari-
ly, □, will serve nicely. These operators can be variously interpret-
ed, which is to say they can be used to denote a variety of different
kinds of modal relationships from logical and metaphysical possi-
bility and necessity to the deontic statuses of permissible, ◇, and
obligatory, □.
Burdens of Proposing 335
© David Godden & Simon Wells. Informal Logic, Vol. 42, No. 1 (2022), pp. 291–342.
With this notation in hand, we may specify some of the com-
mitments proposers undertake in proposing Φ as an option in a
deliberation dialogue.
(A′) ◇WΦ Where “◇W” denotes worldly possibility, e.g., meta-
physical, physical, and technological possibility.
(B′) ◇DΦ Where “◇D” denotes deontic possibility, i.e., permis-
sibility.
(C′) ◇IΦ Where “◇I” denotes instrumental possibility, e.g., Φ
is a means to G; Φ is a solution to P
(D′) ◇PΦ Where “◇P” denotes practical possibility, i.e., feasi-
bility, viability, or, colloquially “do-ability,” includ-
ing considerations like the availability time and ac-
cessibility of other required resources.
These commitments provide standards against which the proposals
themselves may rightly be evaluated merely in virtue of their
having been proposed. (Just what is to be counted as a satisfactory
demonstration proof, or demonstration that the standard is met,
must be left to the deliberators themselves, and can vary from one
deliberative context or situation to another. In general, what will
count as a satisfactory proof is whatever the deliberators are,
collectively, willing to recognize as such.)
Of course, one might respond that whenever the question of
whether any of (A′) through (D′) comes up during the proposing
phase of a deliberation dialogue, that the dialogue then shifts to a
persuasion dialogue. While unobjectionable in a sense, this is a
merely semantic (by which we mean here stipulative and arbitrary)
way of retaining the view that proposers do not bear burdens of
proof in deliberation dialogues. After all, following the shift to the
persuasion dialogue, who shall be taken to be the proponent of Φi
and to have the responsibility of showing that Φi meets the stand-
ards (A′) through (D′) after one of them has come under doubt,
objection, or criticism? On our view, the proponent of Φi is the
party/ies committed to it. And, one party having committed them-
selves to Φi , in our view, is the party that has proposed our Φ-ing
as an option in the course of our deliberations.
336 Godden & Wells
© David Godden & Simon Wells. Informal Logic, Vol. 42, No. 1 (2022), pp. 291–342.
5. Conclusions and future work
In this paper we have argued that, contrary to views prevailing in
the computational literature in argumentation theory, there are
burdens of proof in deliberation dialogues. Particularly, there is a
burden of proof attached to the speech act of proposing an action
or policy option during the “brainstorming,” or propose-consider-
revise stage(s) of deliberation dialogues.
Burdens of proof can be formally modeled as a 3-tuple , where the relata are to be interpreted as follows: A is a set of
agents; P is a standpoint or propositional attitude, and S is a stand-
ard of proof. So interpreted, the tuple reads as follows: The set of
agents, A, are obliged to meet the standard of proof S in order that
their standpoint P be acceptable (or responsibly held, or tenable, or
whatever normative status A seeks to have recognitially conferred
upon them by their intended audience). As we take ourselves to
have shown, proposals made in deliberations have a burden of
proof attached to them in exactly this sense. Using the notation we
have introduced in the paper, it can be specified as follows: where P is the proposer, Φi is their proposal, and ◇Φ is
interpreted to include each of the types of possibility discussed
earlier: worldly (that Φ is metaphysically, physically, and techno-
logically possible); deontic (that Φ is permissible); instrumental
(that Φ-ing is a means to the collective goal, G, and / or that Φ is a
solution to the collective problem, P); and practical (that Φ is
feasible or “doable” given situational constraints). By contrast, the
burden of recommending can be specified in this way: