Journal of Applied Botany and Food Quality 93, 44 - 53 (2020), DOI:10.5073/JABFQ.2020.093.006

1Institute of Landscape and Plant Ecology, University of Hohenheim, Stuttgart, Germany
2Institute of Crop Science, University of Hohenheim, Stuttgart, Germany

3Institute of Soil Science and Land Evaluation, University of Hohenheim, Stuttgart, Germany

Effects of soil warming and altered precipitation patterns on photosynthesis, 
biomass production and yield of barley

Ireen Drebenstedt1*, Iris Schmid1,2, Christian Poll3, Sven Marhan3, Robert Kahle3, Ellen Kandeler3, Petra Högy1

(Submitted: October 25, 2019; Accepted: February 2, 2020)

* Corresponding author

Summary
Crop productivity and plant physiology are affected by rising tem-
peratures and altered precipitation patterns due to climate change. 
We studied the impacts of an increase in soil temperature of 2.5 °C, 
a decrease in summer precipitation amount of 25%, a reduction in  
summer precipitation frequency of 50%, and their interactions on  
photosynthesis, biomass production, and yield of spring barley 
(Hordeum vulgare L. cv. RGT Planet) in a temperate agricultural 
ecosystem near Stuttgart (Germany). Leaf gas exchange of barley 
appeared to be affected mainly by drought in the form of reduced 
precipitation frequency or by a combination of changes in soil tem-
perature and precipitation patterns. In contrast, biomass production 
and yield parameters were more affected under soil warming alone. 
In addition, biomass of roots increased under soil warming at stem 
elongation. Stable grain yield was observed under reduced precipi-
tation amount and also under increased evaporation through soil 
warming. These findings provide additional evidence that barley is 
relatively drought tolerant, which should be taken into consideration 
in the context of appropriate crop selection under climate change.

Keywords: soil warming; altered precipitation patterns; climate 
change; barley

Introduction
Temperature and precipitation are two important climate factors 
controlling crop production (RichaRdson et al., 2009; hatfield 
et al., 2011). An increase in temperature and change in precipita-
tion patterns can negatively affect crop development and crop yield 
(daMatta et al., 2010). However, other aspects of predicted climate 
change are an increase of atmospheric carbon dioxide (CO2) con-
centration and of tropospheric ozone (O3) concentration, which can 
occur simultaneously with changes in temperature and precipitation 
during crop growth (daMatta et al., 2010). 
In Germany, average air temperature increased by 1.4 °C from 1881 
to 2016 (DWD, 2017). According to climate predictions, mean air 
temperature will continue to increase by 1.2 - 5.3 °C until 2100, as 
compared to 1971-2000 (DWD, 2017). Closely related to a rise in 
air temperature is an increase in soil temperature (Zheng et al., 
1993). In addition, precipitation is expected to change as precipita-
tion events become less frequent. During summer months, average 
precipitation amount is expected to decrease up to 9% until 2100, 
with few regional differences, compared to 1961-1990 (DWD, 2017). 
Predicting effects of elevated soil temperature due to global warm-
ing is more complex than corresponding changes in air temperature 
because soil temperature is additionally influenced by other factors 
such as soil moisture and texture, vegetation, or season (gRay and 
BRady, 2016). It is known that crop growth and development are 
stimulated by an increase in soil temperature, especially during early 

growth stages, resulting in earlier flowering times (Patil et al., 2010; 
gavito et al., 2001). In addition, uptake of water and nutrients is 
accelerated under warmer soil temperatures in temperate climates 
(Bowen, 1991). An increase in soil temperature directly affects root 
development (gRay and BRady, 2016), which can lead to an increase 
in root biomass (claRk and ReinhaRd, 1991). Understanding reac-
tions of root growth in crops under global warming is crucial due 
to the essential role of root systems in water and nutrient uptake. 
Accordingly, traits such as abiotic stress tolerance or water use ef-
ficiency (WUE; biomass produced per unit of transpiration), which 
are linked to crop performance under future climate conditions, are 
closely related to root structure in the soil (nagel et al., 2009). It is 
known that rising air temperatures can impact plant physiological 
processes, including photosynthesis, which can lead to shortened life 
cycle, reduced plant productivity, and reduced crop yield (conRoy  
et al., 1994). However, impacts of elevated soil temperature on cereal 
physiology are not well understood. 
Warm periods often occur in combination with reduced water avail-
ability. Under elevated temperatures plant water status is critical, be-
cause only well-watered plants tend to maintain  stable tissue water  
status (Machado and Paulsen, 2001; wahid et al., 2007). Low  
water availability is known to decrease plant growth and to delay 
plant development. It can also result in crop yield reduction by limit- 
ing plant organ growth and final size (BluM, 1996). The magnitude 
of agricultural yield losses is tightly linked to the developmental 
stage at which crops experience water stress (gRay and BRady, 
2016). Physiological processes such as photosynthesis are also lim-
ited by water limitation, mainly due to reduced stomatal conductance 
(gs), or by metabolic impairment, leading to lower CO2 assimilation 
(flexas and MedRano, 2002). 
Often warming and drought occur in the field simultaneously, but 
their effects on crop performance are often analysed separately 
(shah and Paulsen, 2003; gRay and BRady, 2016). However, the 
combination of multiple abiotic stresses can result in climate change 
effects that differ strongly from those observed in single-factor ex-
periments (gRay and BRady, 2016) and often result in more adverse 
impacts on plant development and crop yield than under a single 
stressor (BaRnaBás et al., 2008). To date, little data is available from 
climate manipulation experiments done in agricultural ecosystems. 
The cultivation of barley (Hordeum vulgare L.) is expected to in-
crease in the future due to its relative drought tolerance, which is 
an important trait with respect to food security (RichaRdson et al., 
2009; högy et al., 2013). However, barley is vulnerable to reduced 
water availability during flowering and ear formation, because water 
shortage can shorten the grain filling period and therefore have nega-
tive impacts on barley grain weight and size (sáncheZ-díaZ et al., 
2002; gonZáleZ et al., 2007; saMaRah et al., 2009). Spring barley 
is used as feedstock for animal feed and malt production. With re-
gard to the effect of air temperature increase on barley grain yield, 
previous studies have shown a reduction in yield (savin et al., 1997; 
aleMayehu et al., 2014).



 Effects of soil warming and altered precipitation on barley 45

The aim of the present study was to investigate the interactive effects 
of soil warming and altered precipitation amount and frequency on 
photosynthesis, crop development, and yield of spring barley in an 
arable field near Stuttgart (Germany). We hypothesized (i) that soil 
warming accelerates barley development during spring but not dur-
ing later developmental stages, when the soil is dryer due to higher 
air temperatures and less precipitation in comparison to the period 
of spring. Thus, an elevation in soil temperatures during later growth 
stages would decrease soil water amount additionally, which limits 
plant growth. Furthermore, (ii) we expected a greater influence on 
photosynthesis from elevated soil temperature than from altered 
precipitation amount and frequency, because this physiological pro-
cess is well known to be highly sensitive to temperature changes. 
We hypothesized further (iii) that reduced precipitation amount or 
frequency during summer months will decrease biomass production 
and grain yield. Finally, (iv) we expected an additive negative effect 
of the three climate factors − soil warming, reduced precipitation 
amount, and reduced precipitation frequency − on ecophysiology of 
barley. To test these hypotheses, we used the Hohenheim Climate 
Change (HoCC) experiment where since 2008 an increase in soil 
warming (+ 2.5 °C) and during summer a reduction in precipitation 
amount (-25%) and frequency (-50%) is simulated under field condi-
tions. We collected data on plant physiological responses and plant 
performance. Photosynthesis was measured at stem elongation and 
flowering. Plant development was monitored over the entire growing 
period. Biomass and yield data were collected at stem elongation, 
flowering, and maturity.

Materials and methods
Site description
The Hohenheim Climate Change (HoCC) experiment is located at 
the research station Heidfeldhof at the University of Hohenheim 
(Stuttgart) (48°43´N, 9°13´E, 401 m a.s.l.), and was established in 
2008. The soil is a loess-derived stagnic Luvisol with pH 7.0, organic 
carbon content of 12.1 g kg−1, and texture of 9.4% sand, 68.1% silt, 
and 22.6% clay. Annual mean air temperature and precipitation at  
the site (1961-1990) were 8.7 °C and 679 mm, respectively (DWD, 
2019). In 2016, the annual mean air temperature and precipitation 
were 10.1 °C and 595.4 mm, respectively (weather station “Hohen- 
heim”, Agricultural Technology Centre (LTZ) Augustenberg, 2018). 
During the growing season of spring barley, from April until August 
2016, average air temperature was 15.7 °C and total precipitation 
was 312 mm (Fig. 1), which is in the range of the long term ave-
rage air temperature and total precipitation of 15.6 °C and 377.4 mm, 
respectively (1961-1990, Agricultural Technology Centre (LTZ) 
Augustenberg, 2018).

Experimental design
Within the HoCC experiment, future climate conditions, i.e., soil 
temperature (T), precipitation amount (A), and frequency (F) were 
simulated based on climate change predictions to 2100 for south-
west Germany (Umweltbundesamt, 2006). Since 2008, soil tempera-
ture has been manipulated during the entire year and precipitation 
patterns have been manipulated during summer months (June to 
August). In 2016, precipitation manipulation began on 04 June 2016 
and was conducted until the final harvest of barley: in the ambient 
soil temperature treatments this date was 02 August 2016 while in 
the elevated soil temperature treatment harvest date was 27 July 
2016. Treatments are set up in a split-plot-design replicated in four 
blocks. Each block consists of two plots (each 1 m × 4 m), one with 
ambient and one with elevated soil temperature. Soil temperature is 
elevated by 2.5 °C (Te) at 4 cm depth and is achieved by heating 

cables installed on the soil surface (RS 611-7918, RS Components 
GmbH). Dummy cables on ambient soil temperature plots (Ta) ac-
count for effects of the presence of heating cables on the soil, such  
as retention of water from precipitation. Each plot consists of four  
1 m × 1 m subplots, each having a different combination of the two 
precipitation factors; amount (A) and frequency (F). The surface area 
of the subplots (1 m × 1 m) is lower than that normally used in field  
experiments, but was considered suitable as the plant density was 
comparable to other field experiments studying effects of soil warm-
ing or low water availability on cereals (gonZáleZ et al., 2010; 
Patil et al., 2010) and allowed a high number of treatment replicates.  
Roofs are used to protect the plots from precipitation (Folitec UV 
5 foil, folitec Agrarfolien-Vertriebs GmbH). The height of the roofs 
is between 2 and 2.4 m at the lowest and highest point, respective-
ly. Precipitation is collected in rain barrels and subplots are manu-
ally watered, making it possible to precisely control precipitation 
amount on the plots. In the manipulated plots precipitation amount 

 

 

 
Fig. 1:  Average daily air temperature (2 m), ambient and elevated daily soil 

temperature at the experimental site during the growing season from 
01 April until 31 August 2016. Harvest dates are labelled as follows: 
H1: harvest 1 at stem elongation (DC 31); H2: harvest 2 at flowering 
(DC 65); H3: harvest 3 at maturity (DC 92); Ta: ambient tempera-
ture; Te: elevated temperature. The harvest of plants grown under 
ambient soil temperature was about one week after plants grown un-
der elevated soil temperature. Harvests dates: H1-Ta at 02 June 2016; 
H1-Te at 25 May 2016; H2-Ta at 01 July 2016; H2-Te at 23 June 2016; 
H3-Ta at 02 August 2016; H3-Te at 27 July 2016 (see Tab. 1) (a). Daily 
precipitation and the amount of daily precipitation reduced by 25 % 
(named as reduced daily precipitation) as well as soil moisture mea-
sured in different treatments (ambient; at 2.5 °C elevated soil tem-
perature over the whole growing period; at -25 % reduced precipita-
tion amount from 04 June 2016 until final harvest (b). Temperature 
and precipitation data are from the weather station “Hohenheim” of 
the Agricultural Technology Centre (LTZ) Augustenberg, Germany. 
Soil moisture data are from TDR probes installed in 0-15 cm depth 
at every subplot at the HoCC experiment.



46 I. Drebenstedt, I. Schmid, C. Poll, S. Marhan, R. Kahle, E. Kandeler, P. Högy

was reduced by 25% (Ar) compared to ambient precipitation (Aa). 
Precipitation frequency simulated longer dry periods by reducing the 
number of rainy days by 50% (Fr), i.e. the cumulative precipitation 
amount of two events was delivered as one event compared to am-
bient precipitation frequencies (Fa). PVC barriers around each sub-
plot impede lateral water movement. In addition to the roofed plots 
(Rr), each block includes two subplots without roofs (roof-control: 
Rc) to control for any roof effect on plant development. Precipitation 
patterns are not manipulated in the roof-control subplots. In eve-
ry subplot, soil temperature is recorded using temperature probes 
at 4 cm depth and soil moisture is measured in a range of 0-15 cm 
depth using TDR probes (CS630/CS635, Campbell Scientific Ltd.). 
Additional information about the experimental setup is given in Poll 
et al. (2013). 

Plant cultivation and biomass harvest
Since 2008, within the HoCC experiment, wheat, barley, and oil-
seed rape have been cultivated in a crop rotation. This study deals 
with spring barley (Hordeum vulgare L. cv. RGT Planet, Rubin® TT 
stained), which was sown on 05 April 2016 (0 days after sowing,  
0 DAS) at a density of 400 plants m-2 and adjusted to a final den-
sity of 290 plants m-2 on 06 May 2016. Plants were fertilised with  
60 kg N ha-1 using calcium ammonium nitrate (29 April 2016). On 
06 June 2016, 2.5 l ha-1 fungicide Osiris was applied. Three harvests 
were made at specific plant developmental stages. The first harvest 
took place at the beginning of stem elongation (DC 31; BBCH Code 
(MeieR, 2001), while the second harvest was at full flowering (DC 
65) (Tab. 1). At the first and second harvests, two representative 
plants per subplot were cut one cm above the soil surface. The num-
bers of green and senescent leaves, stems, and ears were counted and 
fresh weight was determined. As plants cultivated on subplots with 
elevated soil temperature grew faster and reached the specific DC 
stage earlier than plants on subplots with ambient soil temperature, 
plants on heated subplots were harvested approximately one week 
before the non-heated plants (Tab. 1). At the final harvest (DC 92), 
all plants in a square of 0.5 m × 0.5 m in the centre of each sub-
plot were cut one cm above the soil surface and treated identically 
to the plants taken at the first and second harvests. Leaves and stems 
were dried at 60 °C and ears at 30 °C to constant weight. Ears were 
threshed to separate grains. Grain yield was measured and thousand 
grain weight (TGW) was determined using a seed counter (Condator 
“E”, Pfeuffer, Germany). Grains were then separated into grain size 
classes (GSC: >2.8 mm; 2.8 - 2.5 mm; 2.5 - 2.2 mm; <2.2 mm) us-
ing a Sortimat (Type K, Pfeuffer, Germany). Biomass of roots were 
sampled with a cylinder (20 cm length, 4.5 cm Ø), taking a soil core 
containing roots of two barley plants on 01 June 2016 (DAS 57, DC 
31), 27 June 2016 (DAS 83, DC 65) and 19 July 2016 (DAS 105, DC 
92), which were near the three harvest dates of the aboveground bio-
mass (Tab. 1). Because of the severe soil disturbance, sampling of 
barley roots was not possible in all subplots and was done only at 

roof-control subplots with ambient and elevated soil temperature, 
meaning that no effects of changes in precipitation patterns on bio-
mass of roots could be tested. Roots were washed over a sieve (mesh 
size 1 mm) and dried at 40 °C for 2 days to determine the root dry 
weight per plant.

Measurement of plant-related parameters
Five plants in the center of each subplot were labelled with rings 
around the stems. These plants were monitored for all crop develop-
ment parameters. Plant phenology was measured weekly using the 
BBCH decimal codes (MeieR, 2001). Greenness index of the pen- 
ultimate leaf was measured from 62 DAS onwards using a SPAD  
meter (Konica Minolta Optics Inc., Japan) to detect possible dif-
ferences in leaf senescence during the growing period between all 
treatments. The SPAD measurements were performed at three dif-
ferent positions at the central part of the leaf. From these three values 
a mean value was calculated. Water use efficiency of the biomass 
(WUEB) was calculated by dividing total aboveground biomass per 
plant by total water use per plant until final harvest. Additionally, 
the ratio between grain yield per plant and total water use per plant 
until final harvest was calculated for the water use efficiency of grain 
yield (WUEY). Total water use per plant was calculated by divid-
ing precipitation amount per m² (from sowing until final harvest) by 
the number of plants per m² of each subplot. Precipitation amount 
data were taken by the weather station “Hohenheim” (Agricultural 
Technology Centre (LTZ) Augustenberg, 2018). Precipitation amount 
per m² was higher in subplots with ambient than elevated soil tempe- 
rature, because final harvest of barley under ambient soil temperature 
conditions was approximately one week later. 

Leaf gas exchange 
On each subplot one plant was labelled and used only for gas ex-
change measurements. The youngest fully expanded leaf was cho-
sen for the measurement, resulting in a total of one measurement per 
plant at each measurement date. Gas exchange was measured during 
two different time periods: (1) one week before and one week after 
the first harvest (stem elongation) and (2) one week before and one 
week after the second harvest (flowering) with a LI-COR open pho-
tosynthesis system (LI-6400). Measurements during stem elonga-
tion were taken on 20 May, 01 June, and 07 June 2016; those during 
flowering were taken on 22 June, 27 June, and 04 July 2016 between 
09:30 and 13:30 each. Before each measurement, the SPAD value 
of the leaf used for gas exchange measurement was measured three 
times to calculate an average SPAD value. Then the leaf was fixed 
in the chamber head and the in-chamber leaf area was calculated us-
ing a ruler. Afterwards, the in-chamber conditions were adjusted and  
the leaf adapted for 10 minutes to the conditions inside the chamber. 
In-chamber conditions were as follows: reference CO2 (CO2R) was 
set to 400 μmol CO2 mol-1 and light intensity in the leaf chamber 
(ParIn) was set to 1500 μmol m-2 s-1. Flow rate to the leaf chamber 
was adjusted to 400 μmol s-1. Also, relative humidity (RH) in the leaf 
chamber, leaf temperature (Tleaf), and vapour pressure deficit at the 
leaf surface (VPDL) were controlled: leaf temperature reflected the 
mean midday temperatures of each time period. For time period 1,  
RH was adjusted to 57.8 ± 4.7%, Tleaf was set to 21.2 ± 3.1 °C, and 
VPDL was 1.2 ± 0.2. Tair outside the leaf chamber was on average 
19.7 ± 3.6 °C. During time period 2, the parameters were as follows: 
RH 52.2 ± 9.0%, Tleaf 30.0 ± 0.03 °C, VPDL 1.9 ± 0.3, and Tair 30.8 
± 1.6 °C. The means of each gas exchange parameter for time peri-
ods 1 and 2 were then calculated. Net photosynthesis (Anet), stomatal 
conductance (gs), and transpiration (E) were derived from the gas 
exchange measurements. Instantaneous water use efficiency of pho-
tosynthesis (WUEP) was calculated using the formula Anet/E. 

Tab. 1:  Harvest dates of the aboveground biomass. Plants on plots with 
ambient and elevated soil temperature were sown on the same day  
(05 April 2016) but harvested on different dates (Ta: 02 August 2016 
and Te: 27 July 2016).

  Harvest date

Harvest Development stage  Ambient  Elevated
  soil temperature soil temperature

First DC 31, stem elongation 02 June 2016 25 May 2016
Second DC 65, full flowering 01 July 2016 23 June 2016
Final DC 92, maturity 02 August 2016 27 July 2016



 Effects of soil warming and altered precipitation on barley 47

Statistical tests
Each variable was analysed by a linear mixed-effects model. Fixed 
factors were “soil temperature” (Ta and Te), “precipitation amount” 
(Aa and Ar), and “precipitation frequency” (Fa and Fr). Random fac-
tors were block, plot and subplot. Data were analysed separately 
for each measurement date and were checked for outliers using the 
Grubb’s Test (gRuBBs, 1950). Outliers were eliminated from the data 
set. An analysis of variance (ANOVA) was applied to the model to 
detect significant main and interaction effects of the fixed factors 
soil temperature (T), precipitation amount (A), and precipitation fre-
quency (F) on each variable (e.g., plant height). Data were ln trans-
formed prior to analysis if heterogeneity of variance was identified 
by Levene’s Test. A level of probability of P ≤ 0.05 was set as statis-
tically significant. Least significant difference (LSD) post-hoc tests 
were performed. 
The data were analysed with the statistical software R (version 3.4.2 
for Windows, R Foundation for Statistical Computing, Vienna, AT). 
The lme function of the R 3.4.0 nlme package provided the linear 
mixed-effects model. For the Grubb’s Test the R package “outliers”  
was applied and the Levene’s Test was done with the leveneTest  
function of the R package “car”. The LSD test was done with the R 
package “agricolae”.

Results
Environmental conditions
Warming increased soil temperature in 4 cm depth over the entire 
growing period by on average 1.51 ± 0.49 °C in roofed plots and 
1.94 ± 0.35 °C in roof-control plots. Plants grown under ambient soil 
temperature developed more slowly than those in the elevated soil 
temperature treatment and therefore were finally harvested six days 
later than plants under soil warming (Tab. 1). As a consequence, the 
precipitation amount and the number of rain events varied between 
subplots with ambient and elevated soil temperature. In ambient soil 
temperature plots, precipitation amount was 139.7 mm in the con-
trol and 104.8 mm in the reduced treatment, meaning a reduction 
in precipitation amount by 25% (34.9 mm). Under soil warming,  
the precipitation amount was reduced by 25% (33.6 mm) from  
134.3 mm in the control to 100.7 mm in the reduced treatment. The 
number of rainy days was decreased by 50% from 26 to 13 and from 
24 to 12 days, for ambient and elevated soil temperature subplots, 
respectively. Soil warming and a reduction in precipitation amount 

decreased soil moisture compared to control subplots (Fig. 1), but not 
significantly maybe due to variability in the soil moisture measure-
ments. 

Plant development
Plants under soil warming developed faster with the beginning of 
stem elongation, which led to accelerated formation of the first node 
(DC 31) by seven days (Tab. 2). Accordingly, the first harvest at stem 
elongation had to be conducted earlier on elevated soil temperature 
subplots than on ambient soil temperature subplots. Under soil warm-
ing conditions, plants also reached full flowering (DC 65) and fully 
ripe (DC 89) stages seven and five days earlier, respectively. The final 
harvest of hard grains (DC 92) of barley grown under elevated soil 
temperature was six days before that grown under ambient soil tem-
perature conditions. 
From the beginning of plant development measurements (24 DAS) 
until the last measurement date (111 DAS), elevated soil temperature 
increased plant height (Fig. 2). Roof effects on barley height were 
limited to DAS 38 and were less pronounced under ambient (+8%) 
than under elevated soil temperature (+30%) (data not shown).
SPAD values of the penultimate leaf, measured on five monitored 
plants per subplot, were increased due to elevated soil temperature 
on average from 38.9 to 46.0 at 70 DAS and from 42.8 to 46.9 at  
77 DAS (Fig. 3). After plants under elevated soil temperature reached 
full flowering stage (DC 65) at DAS 84, SPAD values at the warmed 
plots approximated the values at the control plots. A reduction in pre-
cipitation amount and frequency had no significant effect on SPAD 
values over the entire vegetation period. 

Leaf gas exchange
During stem elongation, leaf gas exchange was measured on leaves 
of plants with similar SPAD values (between 40.3 and 43.1) over all 
treatments (data not shown). Thus, differences in gs and E were not 
due to differences in SPAD values. During flowering, the youngest 
fully expanded leaf showed no differences between SPAD values 
over all treatments. However, SPAD values at flowering were lower 
than at stem elongation, falling between 30.0 and 39.6.
During stem elongation, longer dry periods as consequence of re-
duced precipitation frequency reduced gs by 33% (Fig. 4). A reduc-
tion in precipitation amount increased gs and E by 30% and 20% re-

Tab. 2:  Duration of growth stages from sowing until final harvest of spring barley. Decimal code (DC) was used to quantify the growth stages (MeieR, 2001). 
Sowing date: 05 April 2016. Final harvest of plants grown under ambient and elevated soil temperature were on 02 August 2016 and 27 July 2016, 
respectively.

 Date of reaching a specific development stage Duration from sowing to achieve each stage (days)

Development stage Ambient soil  Elevated soil Ambient soil Elevated soil
(DC stadiums) temperature temperature temperature temperature

First leaf unfolded (11) 29 April 2016 29 April 2016 24 24
First tiller detectable (21) 14 May 2016 14 May 2016 39 39
First node at least 1 cm above tillering node (31) 01 June 2016 25 May 2016 57 50
Flag leaf unrolled, ligule just visible (39) 09 June 2016 03 June 2016 65 59
First awn visible (49) 14 June 2016 06 June 2016 70 62
End of heading (59)1 03 July 2016 23 June 2016 89 79
Full flowering: 50% of anthers mature (65) 28 June 2016 21 June 2016 84 77
Late milk (77) 14 July 2016 03 July 2016 100 89
Fully ripe (89) 22 July 2016 17 July 2016 108 103
Hard grain harvest (92) 02 August 2016 27 July 2016 119 113

1A high number of plants entered the full flowering stage (DC 65) before all plants completed the BBCH stage end of heading (DC 59). Therefore, the DC 59 
stage was completed on ambient and elevated soil temperature subplots after the DC 65 stage was finished.



48 I. Drebenstedt, I. Schmid, C. Poll, S. Marhan, R. Kahle, E. Kandeler, P. Högy

Yield parameter
At maturity, soil warming increased the number of ears per plant by 
36% (Fig. 6) and tended to increase the biomass of ears by 51% (P = 
0.057, Tab. 3) as well as grain yield by 54% (P = 0.057, Fig. 6). Barley 
grown under reduced precipitation frequency had 6% less TGW 
compared to controls (Tab. 3). Harvest index was not significantly 
affected by the climate factors soil warming, precipitation amount, 
and precipitation frequency. The WUEY of barley increased by 13% 
under reduced precipitation amount.
All grain size classes (GSC) were affected by reduction in precipi-
tation amount (Tab. 3). Thus, reduced precipitation amount led to 
a 9% increase in grains >2.8 mm, whereas GSC 2.8-2.5 mm, GSC 
2.5-2.2 mm, and GSC <2.2.mm decreased by 11%, 8%, and 2%, re-
spectively. A reduction in precipitation frequency increased GSC 
2.5-2.2 mm by 43%. Barley tended to produce 1% more grains >2.5 
mm under reduced precipitation amount (P = 0.053, data not shown). 
Roofing increased GSC >2.8 mm by 19%, and decreased GSC  
2.8-2.5 mm by 19% (data not shown).

Discussion
Plant development
Elevated soil temperature accelerated barley development over the 
entire growing period to maturity, resulting in about one week earlier 

 

 

 

 

 

 

 

Fig. 2:  Plant height measured between 24 DAS and 111 DAS at ambient 
(Ta) and elevated soil temperature (Te). Asterisks indicate significant 
differences between plants under ambient and elevated soil tempera-
tures (*P ≤ 0.05; **P ≤ 0.01); n = 4.

Fig. 3:  SPAD values of the penultimate leaf, measured under ambient (Ta) 
and elevated soil temperature (Te). SPAD values are averages of five 
plants of each subplot, used as monitor plants. Asterisks indicate 
significant differences between plants under ambient and elevated 
soil temperatures (*P ≤ 0.05; **P ≤ 0.01); n = 4.

Fig. 4:  Reactions of net photosynthesis (Anet) (a), stomatal conductance (gs) 
(b), and transpiration (E) (c) to changes in soil temperature (Ta, am-
bient; Te, elevated), precipitation amount (Aa, ambient; Ar, reduced) 
and precipitation frequency (Fa, ambient; Fr, reduced). Measure-
ments were performed at stem elongation and flowering. Means 
and SDs are shown, asterisks indicate significance (*P ≤ 0.05, **P ≤ 
0.01) tested by three-way ANOVA applied to a mixed-effects model; 
n = 3. Different letters indicate significant differences between treat-
ments (LSD test, P ≤ 0.05).

spectively under ambient soil temperature. However, this effect was 
opposite that under elevated soil temperature, where reduced pre-
cipitation amount decreased gs and E by 20% and 16%, respectively. 
WUEP of barley was reduced by 13% under reduced precipitation 
amount among plants grown under ambient soil temperature (Tab. 3). 
But under elevated soil temperature, the WUEP increased by 16% if 
the precipitation amount was reduced. 
At flowering, the SPAD values of plant leaves used for leaf gas ex-
change measurements were similar (between 30.0 and 39.6) for all 
treatments (data not shown). The gas exchange parameters Anet, gs 
and E were not significantly affected by any of the three climate fac-
tors (Fig. 4). However, values of gs and E were considerably lower at 
flowering than at stem elongation, resulting in lower rates of Anet in 
all treatments. No treatment effect on WUEP could be detected at 
flowering.

Biomass production 
At stem elongation, biomass of senescent leaves was 71% higher un-
der ambient than elevated soil temperature, whereas biomass of green 
leaves and total aboveground biomass remained unaffected (Tab. 3). 
At flowering, soil warming increased aboveground biomass produc-
tion by 6% and increased biomass of green leaves and stems by 135% 
respective 26%. If soil warming and reduced precipitation frequency 
occurred at the same time, there was an increase in aboveground bio-
mass (+18%), biomass of senescent leaves (+35%), and ears (+21%). At 
maturity, biomass of stems increased by 46% due to soil warming. 
Barley had a 13% higher WUEB under reduced precipitation amount. 
Moreover, WUEB increased tendentially by 60% under elevated soil 
temperature (P = 0.067, Tab. 3). Root biomass increased by 80% un-
der elevated soil temperature at stem elongation, whereas at flower-
ing or maturity no effects on root biomass could be detected (Fig. 5).



 Effects of soil warming and altered precipitation on barley 49
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ns
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53
±0

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ns

 
ns

 
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ity

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 ±

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ns

 
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 ±

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8 

ns
 

ns
 

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ns
 

ns
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>2
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52

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44
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c  

56
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 ±
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bc

 
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 ±

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 ±

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2.

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a  

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ns
 

ns
 

ns
 

ns
 

ns
2.

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2.

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34
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a  

36
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 ±

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18

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 ±

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20

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 ±

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2 

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0.
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7 
±0

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0.

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7 

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ns
 

ns
 

ns
 

ns
 

ns
 

ns
 

ns
T

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47

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 ±

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ab
 

44
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b 

47
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47

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a  

48
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a  

50
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 ±
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a  

50
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 ±
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ab

 
ns

 
ns

 
0.

05
0 

ns
 

ns
 

ns
 

0.
07

4
[g

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0 
gr

ai
ns

-1
] 

W
at

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in

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 (m

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) 

 
 

 
 

 
 

 
 

 
 

 
 

 
To

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l w

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se

 
0.

8 
± 

0.
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± 

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± 

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± 

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± 

0.
05

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0.

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± 

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ns

 
ns

 
ns

 
ns

 
ns

 
0.

09
1 

ns
[l

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nt
-1

]

W
at

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ffi
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cy

 
 

 
 

 
 

 
 

 
 

 
 

 
 

F
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st
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W
U

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4.

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± 

1.
1a

bc
 

5.
2 

± 
1.

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4.
5 

± 
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b  

3.
7 

± 
0.

7b
c  

3.
3 

± 
0.

7c
 

3.
8 

± 
0.

6b
c  

4.
0 

± 
0.

8a
bc

 
4.

2 
± 

0.
8a

b  
ns

 
ns

 
ns

 
0.

02
0 

ns
 

ns
 

ns
[μ

m
ol

 m
m

ol
-1

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Se

co
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ar

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W

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8 

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3.
5 

± 
0.

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3.
2 

± 
1.

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3.
3 

± 
0.

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ns
 

ns
 

ns
 

ns
 

ns
 

ns
 

ns
[μ

m
ol

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m

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-1

] 
F

in
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ar

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ity

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W
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d  

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8 

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± 

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bc

 
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6 
± 

1.
2a

 
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6 
± 

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b  
0.

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7 

0.
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ns

 
ns

 
ns

 
ns

 
ns

W
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± 
0.

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1.
7 

± 
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± 

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b  
3.

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± 

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8a

 
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± 

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b  
0.

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0.
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8 
ns

 
ns

 
ns

 
ns

 
ns

a D
at

a 
ar

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m

ea
ns

 ±
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ta
nd

ar
d 

de
vi

at
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 a

cr
os

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fo

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 =

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e 

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st

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y 
th

re
e-

w
ay

 A
N

O
VA

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r m

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ef
fe

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s 

or
 in

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ef

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of

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e 

fix
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s 

T,
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nd

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t-

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re
su

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 in

di
ca

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ta
tis

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ni

fic
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di

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er

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s 
at

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 <

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.0

5 
le

ve
l o

f p
ro

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bi

lit
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d 

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e 

la
be

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d 

by
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er

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t l

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 a

bo
ve

 th
e 

st
an

da
rd

 d
ev

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tio

ns
. b

ns
 =

 n
ot

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ig

ni
fic

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t (

P 
> 

0.
05

);
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ol
d 

nu
m

be
rs

 in
di

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te

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ig

ni
fic

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t m

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n 

or
 in

te
ra

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n 
ef

fe
ct

s 
of

 T
, A

, F
 (*

P 
≤ 

0.
05

, *
*P

 
≤ 

0.
01

) a
nd

 n
um

be
rs

 in
 it

al
ic

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in

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ca

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(0
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 ≥
 P

 >
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.0
5)

. A
bb

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vi

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ns
: S

en
es

. L
ea

ve
s 

= 
se

ne
sc

en
t l

ea
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s;
 D

W
 =

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ry

 w
ei

gh
t; 

T
G

W
 =

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ou

sa
nd

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ra

in
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ei
gh

t; 
W

U
E

 =
 w

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er

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se

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ffi

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cy
.



50 I. Drebenstedt, I. Schmid, C. Poll, S. Marhan, R. Kahle, E. Kandeler, P. Högy

flowering and final harvest. Similarly, the rate of peanut development 
was also accelerated under elevated soil temperature in a greenhouse 
experiment (PRasad et al., 2006). In contrast, plant development of 
winter wheat, which was also more rapid under elevated soil tem-
perature, declined after stem elongation (Patil et al., 2010). In the 
present study, the height of barley was significantly higher under 
elevated soil temperature over the entire growing period. This ef-
fect on canopy height was also reported for winter rapeseed grown 
under elevated soil temperature within the HoCC experiment in 2014 
(BaMMingeR et al., 2016). 
Our hypothesis, that elevated soil temperature accelerated plant de-
velopment during spring was supported by these results. In plots with 
soil warming the evaporation rate was most likely increased, but the 
soil was still moist due to continuous precipitation events during 
spring 2016. In accordance, during spring there was no water scarci-
ty and barley growth seemed to be stimulated due to soil warming.
However, in contrast to our hypothesis we also found a more rapid 
plant development during later growth stages and at maturity. These 
findings are supported by a relatively wet summer with high pre-
cipitation amounts in the end of May and during June 2016. Thus, 
different than expected, the soil was relatively wet after spring and 
an additional evaporation due to soil warming was most likely not 
strong enough to limit plant growth. In addition, also the WUEB  
tended to increase in plots with soil warming. This can be an indi-
cation that barley did not experience water stress after spring under 
elevated soil temperature despite less total water use per plant due to 
higher evaporation compared to control group. 

Leaf gas exchange
Photosynthesis is known as one of the most vulnerable physiological 
processes to warming in crops. In the present study, an increase in 
soil temperature showed no significant impact at stem elongation on 
Anet, gs, or E, suggesting (1) crop photosynthesis reacts differently to 
changes in air and soil temperature, which has also been reported for 
grain yield in many studies (stone et al., 1999; gavito et al., 2001; 
Patil et al., 2010) and (2) the soil temperature increase in this study 
may have been too small to prompt physiological changes. This is 
in agreement with findings of gavito et al. (2001) in winter wheat, 
who increased soil temperature by 5°C in chambers with a separate 
control of air and soil temperature, and who detected no effect of ele- 
vated soil temperature on Anet. However, the effect of a reduction in 
precipitation amount on gs and E seemed to depend on soil tempera-
ture: gs and E increased under ambient and decreased under elevated 
soil temperature if precipitation amount was reduced. These findings 
support observations from other studies, demonstrating that multiple 
factor experiments can identify new and more adverse effects of 
climate change on plant physiology than single factor experiments 
can do. This also confirmed our hypothesis that the simultaneous 
occurrence of multiple climate factors results in an additive negative 
effect on barley ecophysiology. 
In addition, longer dry periods as consequence of reduced precipita-
tion frequency decreased gs at stem elongation, but E and Anet were 
unaffected. In former studies with barley grown in growth chambers, 
gs decreased as a consequence of reduced water amount (schMid 
et al., 2016; gonZáleZ et al., 2010). A simultaneous occurrence of 
reduced precipitation amount and soil warming decreased WUEP, 
which is in agreement with the observed reactions of drought- and 
temperature-stressed wheat plants grown in a greenhouse (shah and 
Paulsen, 2003).
At flowering, the youngest fully developed plant leaves were still 
green, with SPAD values above 30 during gas exchange measure-
ments. Values of Anet, gs, and E were lower than at stem elonga- 
tion but without significant effects due to the three climate factors. 
Similarly, Jensen et al. (1996) measured gas exchange in oilseed rape 
at Tleaf of 23-30 °C and also detected higher gs (and Anet) values  
before flowering and a decrease in those parameters during and after 
flowering. It has also been reported for wheat that Anet and gs in 16 
genotypes were on average higher during stem elongation than dur-
ing flowering (Reynolds et al., 2000). 
Overall, we hypothesized a greater impact of elevated soil tempera-
ture than of changes in precipitation patterns on photosynthesis, 
given that photosynthesis is a temperature sensitive process. This 
hypothesis could not be confirmed, since reduced precipitation fre-
quency surrounding the stem elongation period significantly affected 
gas exchange by reducing gs. Soil warming had a significant impact 
on gs and E only when it simultaneously occurred in combination 
with reduced precipitation amount. This was perhaps due to the fact 
that the effects of air and soil temperature on crop photosynthesis 
are different: an increase in air temperature directly affects leaf gas 
exchange, whereas elevated soil temperature indirectly affects crop 
physiology through effects on root growth and plant water and nutri-
ent availability. 

Biomass production 
At the early developmental stage (stem elongation), barley leaves 
senesced more under ambient than elevated soil temperature condi-
tions. Other studies have reported that biomass of senescent leaves 
typically increased under warming, as this is a symptom of heat stress 
(Bita and geRats, 2013), but we could not detect this in the present 
study. In contrast to the study of Patil et al. (2010) of winter wheat, 
aboveground biomass of barley did not increase under soil warming; 
it remained unaffected. But we observed an increase in root biomass 

 

 

 

 

Fig. 6:  Effects of soil temperature (Ta, ambient; Te, elevated), precipitation 
amount (Aa, ambient; Ar, reduced), and precipitation frequency (Fa, 
ambient; Fr, reduced) on (a) ear number per plant and (b) grain yield 
per plant. Measurements were performed at plant maturity. Means 
and SDs are shown, asterisk indicates significance (*P ≤ 0.05, tested 
by three-way ANOVA applied to a mixed-effects model); n = 4. Dif-
ferent letters indicate significant differences between treatments 
(LSD test, P ≤ 0.05).

Fig. 5:  Effects of elevated temperature (Te, dark grey) compared to ambient 
temperature conditions (Ta, light grey) on root dry weight (DW) of 
barley. Harvests were done at stem elongation, flowering, and plant 
maturity. Means and SDs are shown, asterisk indicates significance 
(*P ≤ 0.05, tested by a mixed-effects model); n = 4.



 Effects of soil warming and altered precipitation on barley 51

under soil warming, possibly because root growth is stimulated up 
to a species-specific temperature optimum (gRay and BRady, 2016). 
This could have led to an increase in the nutritive value of barley or 
have mitigated negative impacts of water loss through transpiration 
under elevated soil temperature on barley biomass production. 
At flowering, plants grown under soil warming conditions produced 
greater biomass of green leaves and stems, leading to an increase in 
aboveground biomass. gavito et al. (2001) also observed an increase 
in leaf and stem biomass under elevated soil temperature in climate 
chamber grown winter wheat which was harvested one week after 
the beginning of flowering. An increase in aboveground biomass of 
winter wheat was also reported by Patil et al. (2010) under elevated 
soil temperature. In our experiment, a combination of warming and 
reduced precipitation frequency increased aboveground biomass and 
biomass of ears. This is similar to a study of winter wheat in which 
a higher total aboveground biomass also occurred at flowering under 
the condition of soil warming and reduced precipitation frequency 
interaction (Patil et al., 2010). No effect of soil warming on root bio-
mass was observed in our study at this stage. This was likely due to 
the completion of root growth before the beginning of flowering, pro-
viding the plant with more energy for the grain filling period. This 
may also explain our result that at maturity no soil warming effect 
was detected in root biomass.
At maturity, elevated soil temperature increased biomass of stems. 
Similarly, the aboveground biomass of field-grown maize in a cool-
temperate climate increased under elevated soil temperature (stone 
et al., 1999). However, a former study at the same experimental area 
(HoCC experiment) in 2010 found no significant effect of elevated 
soil temperature on aboveground biomass of spring barley (H. vul-
gare cv. Quench) (högy et al., 2013). 
We hypothesized that we would detect a decrease in biomass pro-
duction through reduced precipitation amount and frequency during 
summer months. We cannot confirm this by the results of the pre-
sent study, as changes in precipitation patterns from the beginning 
of June to beginning of August did not appear to adversely affect 
biomass production of spring barley. Some possible explanations for 
this result are: (1) barley is relatively tolerant to water scarcity and 
therefore the simulated precipitation changes were too moderate to 
harm biomass production, or (2) the relatively wet conditions during 
June 2016 mitigated negative effects of reduced precipitation amount 
and frequency on biomass production.

Yield components
The final harvest of barley grown under elevated soil temperature 
occurred one week before plants under ambient soil temperature, 
however, no yield losses were detected in all treatments. Under ele-
vated soil temperature, barley experienced a two-day longer grain 
filling period compared to plants under ambient soil temperature, but 
this period occurred earlier than that of those grown under ambient 
conditions. Under soil warming plants needed in total 26 days from 
full flowering (DAS 77) to full ripeness (DAS 103), whereas control 
plants needed 24 days. A lengthening in grain filling duration under 
soil warming is in contrast to a previous study with wheat and elevat-
ed air temperature, where a decrease in the length of the grain filling 
period was observed (sofield et al., 1977). In our study, these ad-
ditional two days could explain the observed tendency toward grain 
yield increase under soil warming, meaning plants had more time 
to acquire carbohydrates for grain growth. These results are hard to 
compare with literature values, since only a few experiments with 
cereals grown under manipulated moderate soil warming in an ar-
able field have been conducted to date. However, in a similar study at 
the same experimental site, no effect on spring barley grain yield was 
observed by högy et al. (2013) and also in a lysimeter experiment 
with winter wheat, soil warming of 5 °C showed no effect on grain 

yield (Patil et al., 2010). In studies in which air temperature was 
increased, inducing heat stress on cereals, reductions in grain yield 
under warming have been reported (aleMayehu et al., 2014; savin 
et al., 1997), whereas in our experiment a soil temperature increase 
of about 2 °C did not exceed the temperature optimum of barley and 
therefore grain yield was resilient and tended to increase. This may 
have been due to (1) sufficient water availability during the growing 
period as a consequence of moderate and relatively high ambient pre-
cipitation amounts during spring and June 2016, or to (2) stimulated 
root growth at stem elongation through an enhanced supply of water 
and nutrients.
Contrary to our hypothesis, changes in precipitation patterns had no 
effect on grain yield, possibly due to an increase in WUEY under re-
duced precipitation amount. Because the barley cultivar RGT Planet 
is preferred as malting barley, their grain size is important for brew-
ers and malt houses because it positively correlates with the amount 
of malt extract that can be obtained (schwaRZ and li, 2011). In our 
study, soil warming led to the formation of more ears per plant, but 
had only a minor impact on grain size: only the second biggest GSC, 
2.8-2.5 mm, decreased under elevated soil temperature, as högy  
et al. (2013) found in the same experiment with spring barley in 2010. 
Mostly reduced precipitation amount affected grain size due to shift-
ing grain size patterns: barley produced more grains >2.8 mm and 
fewer grains smaller than 2.8 mm. Therefore, grains >2.5 mm, which 
are relevant for the brewing industry, tended to increase under re-
duced precipitation amount. We also found that a reduction in pre-
cipitation frequency, unlike our observations under reduced precipi-
tation amount, induced barley to produce more grains of smaller size, 
2.5-2.2 mm, which was reflected by a reduction in TGW. 
Overall, spring barley was shown to be tolerant of an absolute water 
shortage resulting from lower precipitation amount: grain yield was 
shown to be stable due to a shift in grain size patterns by the forma-
tion of more bigger grains and fewer smaller grains. In addition, the 
increase in biomass of roots at stem elongation under soil warming 
possibly mitigated negative impacts of reduced water availability on 
aboveground biomass and grain yield.

Conclusions
The results of the present study indicate that with constant soil warm- 
ing and a reduction in precipitation amount and frequency during 
summer months, barley produces stable biomass and yield with 
changes in ear number, grain size classes and biomass of roots. 
Overall, barley development and biomass production were more 
strongly affected by elevation in soil temperature than by altered 
precipitation patterns. Knowledge about climate change effects on 
barley production can help farmers to select appropriate crop varie- 
ties under future climate conditions. However, a further interaction 
with an increasing atmospheric CO2 concentration have to be inves-
tigated as well under field conditions, since effects of elevated soil 
temperature and altered precipitation patterns on barley ecophysio-
logy, growth and yield can be different under atmospheric CO2 en-
richment.

Acknowledgements
Many thanks to Gina Gensheimer, Zorica Kauf, Christiane Scherzer 
and many students for their help, especially during the final harvest. 
We also thank Herbert Stelz for helping to maintain the HoCC ex-
periment. This work was kindly supported by the German Federal 
Environmental Foundation (DBU) through a PhD scholarship for 
Ireen Drebenstedt and financial support for field and laboratory work 
(grant number 20016/416).



52 I. Drebenstedt, I. Schmid, C. Poll, S. Marhan, R. Kahle, E. Kandeler, P. Högy

Author contributions
CP, PH and EK designed the study. IS, CP, SM, EK, PH provided crit-
ical feedback of the manuscript. Root biomass data originate from 
RK. ID performed the experiments and wrote the manuscript. All 
authors read and approved the final manuscript. 

Conflict of interest
No potential conflict of interest was reported by the authors.

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ORCID
Christian Poll  https://orcid.org/0000-0002-9674-4447
Sven Marhan  https://orcid.org/0000-0002-8954-5968
Petra Högy  https://orcid.org/0000-0002-4833-1381

Address of the authors:
Ireen Drebenstedt1*, Iris Schmid1,2, Christian Poll3, Sven Marhan3, Robert 
Kahle3, Ellen Kandeler3, Petra Högy1
1Institute of Landscape and Plant Ecology (320), Plant Ecology and 
Ecotoxicology, University of Hohenheim, August-von-Hartmann Straße 3, 
70599 Stuttgart, Germany
2Institute of Crop Science (340), Fertilization and Soil Matter Dynamics, 
University of Hohenheim, Fruwirthstraße 20, 70599 Stuttgart, Germany
3Institute of Soil Science and Land Evaluation (310), Soil Biology, University 
of Hohenheim, Emil-Wolff-Straße 27, 70599 Stuttgart, Germany
*Corresponding author: Ireen.Drebenstedt@uni-hohenheim.de

© The Author(s) 2020.
 This is an Open Access article distributed under the terms of  
the Creative Commons Attribution 4.0 International License (https://creative-
commons.org/licenses/by/4.0/deed.en).

http://dx.doi.org/10.1023/A:1026237816578
http://dx.doi.org/10.1071/PP9770785
http://dx.doi.org/10.1016/S0378-4290(99)00033-7
http://dx.doi.org/10.1016/j.envexpbot.2007.05.011