Suha Final.doc


J Bagh College Dentistry                    Vol. 26(2), June 2014                   Immunohistochemical  
  

 

Oral Diagnosis  94 
 

Immunohistochemical expression of P16 and HER2/neu in 
normal oral mucosa, oral epithelial dysplasia, and oral 

squamous cell carcinoma 
 
Suha ali Ahmed, B.D.S. (1) 
Ahlam Hameed Majeed, B.D.S., M.Sc. (2) 
 
ABSTRACT 
Background: Oncogenesis in the oral cavity is widely believed to result from cumulative genetic alterations that 
cause a transformation of the mucosa from normal to dysplastic to invasive carcinoma. The p16 gene produces p16 
protein, which in turn inhibits phosphorylation of retinoblastoma (Rb), p16 play a significant role in early 
carcinogenesis. A number of epidermal growth factor receptor (EGFR) family, HER2/neu, has received much 
attention because of its therapeutic implications. The aims of the study were to evaluate and compare the 
immunohistochemical expression of the cell cycle protein P16 INK4a and c-erbB2 (HER2/neu) in NOM, OED, and 
OSCC. Correlate both marker expression with each other as well as with various clinicopathological findings.  
Materials and methods:  Sixty two formalin-fixed, paraffin embedded tissue blocks (20 cases of normal oral mucosa, 
17 cases of oral epithelial dysplasia, and 25 cases of oral squamous cell carcinoma) were included in this study, an 
immunohistochemical staining was performed using anti p16 monoclonal antibody, and anti HER2/neu polyclonal 
antibody.  
Results: Positive IHC expression of p16 was found in 18 cases (90%) of NOM, 16 cases (94.1%) of OED and in 20 cases 
(80%) of OSCC. Positive IHC expression of HER2/neu was almost undetectable in NOM, while  it was found in 9 cases 
(52.9%) of OED, and in 15 cases (60%) of OSCC.The correlation between the expression of both markers were 
statistically highly significant in NOM, significant in OED, and non significant in OSCC. 
Conclusions: This study signify the important role of p16 and HER2/neu in oral carcinogenesis and in the evolution of 
the mucosa from normal to dysplastic to invasive carcinoma 
Keywords:  NOM, OED, OSCC, P16, HER2/neu. (J Bagh Coll Dentistry 2014; 26(2): 94-98). 
 

   الخالصھ
التي تحول الغشاء المخاطي الفموي و بخطوات عدیده من الطبیعي الى الحثل النموي   عملیة التسرطن في التجویف الفمي غالبا ما  تحدث نتیجة تراكم التغییرات الجینیھ : الخلفیھ

یلعب  دورا مھما في عملیة  p16وكذلك فان بروتین , Rbلمقابل یمنع فسفرة بروتین الذي في ا  P16فھو ینتج بروتین  p16  المورث الجیني.الطالئي ثم النسیج السرطاني المتغلغل
  . والذي حظي اھتماما كبیرا بسبب تطبیقاتھ العالجیھ)  EGFR(  فھو أحد افراد عائلة مستقبالت عامل نمو خالیا األدمھ HER2/neu  أما .التسرطن المبكر
و الحثل النموي الطالئي الفموي  ,في النسیج المخاطي الفموي الطبیعي   HER2/neuومحفز    p16 INK4aسیجي الكیمیائي  لبروتین تقییم التعبیر المناعي الن   :اھداف الدراسھ

  مع المقاییس السریریھ والمرضیھ مع بعضھما وكذلك عالقتھما  HER2/neuو  p16 وكذلك اكتشاف عالقة المورثات الجینیھ . وسرطان الفم الحرشفي ,
حالھ من الحثل النموي الطالئي الفموي  17حالھ من الغشاء الفموي الطبیعي و  20تضمنت , تشمل الدراسھ اثنان وستون حالھ مختاره من قوالب شمع البارافین:اد وطرق العمل المو 
     . HER2/neu و p16و اجراء الفحوصات المناعیھ الكیمیائیھ النسیجیھ باستخدام المؤشرات .حالھ من سرطان الفم الحرشفي 25و
من الغشاء الفموي الطبیعي و الذي اظھر تعبیر  %)90(حالھ  18كان قد تبین في  p16لبروتین   اظھرت الدراسھ الحالیھ ان التعبیر  االیجابي المناعي النسیجي الكیمیائي: لنتائج ا 

من سرطان %) 80(حالھ  20في   p16بینما كان التعبیر االیجابي لبروتین . ,لطالئي الفموي من الحثل النموي ا%) 94.1(حالھ  16كما وظھر التعبیر االیجابي في , ایجابي ضعیف
قد تبین   HER2بینما في الحثل النموي الطالئي الفموي كان الظھور االیجابي ل محفز , لم یتم الكشف عنھھ في الغشاء الفموي الطبیعي HER2التعبیر االیجابي  لمحفز  .الفم الحرشفي 

  p16العالقھ االحصائیھ بین المؤشرین  .من سرطان الفم الحرشفي%) 60  (حالھ 15كان قد وجد في   HER2بینما التعبیر االیجابي لمحفز , %)52.9( حاالتفي تسع 
حین انھ لم تكن ھناك عالقھ معنویھ بین المؤشرین في , وكذلك كانت العالقھ معنویھ في الحثل النموي الطالئي الفموي , كانت معنویھ للغایھ في الغشاء الفموي الطبیعي  HER2/neuو

  .في سرطان الفم الحرشفي
 في عملیة التسرطن وكذلك في تطور الغشاء المخاطي الفموي من الطبیعي الى الحثل النموي HER2/neuومحفز  p16كشفت ھذه الدراسھ على الدور المھم لبروتین :االستنتاجات 

  .  ثم الى سرطان الفم الحرشفي
 
INTRODUCTION 

Oral carcinogenesis is a multi-step process 
involving gene mutations and chromosomal 
abnormalities (1). The transition from normal oral 
epithelium to oral dysplasia and cancer results 
from accumulated genetic and epigenetic 
alterations (2). 
     The best-known precursor lesion is epithelial 
dysplasia, which is histologically detectable and 
often presents clinically as white or red mucosal 
patches called leukoplakia and erythroplakia (3).  
 
 
(1) Master student, Department of Oral Diagnosis, College of 

Dentistry, University of Baghdad. 
(2) Professor, Department of Oral Diagnosis, College of 

Dentistry, University of Baghdad. 

    Oral cancers account for nearly 3% of all 
malignancies, and they are the sixth cancer by 
incidence worldwide, with epidemiologic 
variations existing between different geographic 
regions (4-6). 
    The cell cycle protein (p16) is a well-known 
tumor suppressor protein, composed of 156 amino 
acids encoded by a three exons of the p16 gene. It 
regulates the Rb tumor suppressor pathway by 
keeping Rb in a hypophosphorylated state, which 
further promotes the binding of E2F to achieve 
G1 cell-cycle arrest. (7-9). 
    The transmembrane tyrosine kinase receptor 
constitute the ErbB receptor family and comprised 
of four di erent receptors known as ErbB1 (also 
referred to as (EGFR), ErbB (HER2/neu in 
rodents), ErbB3 (HER3), and ErbB4 (HER4) (10-



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Oral Diagnosis  95 
 

12). C-erbB-2proto-oncogene (HER/NEU/neu) 
encodes a 185 transmembrane protein product of 
tyrosine kinase family, with an extensive 
homology to the epidermal growth factor receptor 
(13) and can be activated by hetero oligomerization 
with the other members of the ErbB family (14).   
     The lack of a unique marker of OSCC has long 
been a problem in the early detection of OSCC. It 
would be necessary to discover more reliable and 
efficient markers to characterize the malignant 
transformation of oral epithelium (15, 16). 

This study aimed to evaluate and compare the 
expression of P16 and HER2/neu in normal oral 
mucosa, oral epithelial dysplasia, and oral 
squamous cell carcinoma, and to correlate both 
marker expression with each other, as well as with 
various clinicopathological findings including 
(age, sex, clinical presentation, tumor site, tumor 
grade). 
 
MATERIALS AND METHODS 

The study samples included sixty two 
formalin-fixed, paraffin embedded tissue blocks 
(20 NOM, 17 OED, and 25 OSCC) dated from 
(1975 till 2013), were obtained from the archives 
of the department of Oral & Maxillofacial 
Pathology/ College of Dentistry/ University of 
Baghdad;  Al-Shaheed Ghazi Hospital/ Medical 
City / Baghdad; and Al Kadhimiya teaching 
Hospital. Sections of 4µm thickness were 
mounted on normal glass slides, stained with 
H&E and histopathologically re-evaluated. Four 
other 4µm thick sections for each case were cut 
and mounted on positively charged slides (Fisher 
scientific and Escho super frost plus, USA) for 
immunohistochemical staining with monoclonal 
antibody p16 using Abcam expose mouse and 
rabbit HRP/DAB immunohistochemical detection 
kit (Catalog No. ab54210, Cambridge, UK). And 
polyclonal antibody HER2/neu using Rabbit Anti-
Human c-erbB-2 Oncoprotein (Catalog No. A 
0485) Dako Denmark immunohistochemical 
detection kit was used. 
    
RESULTS 

Positive p16 Immunostaining was detected as 
brown nuclear or (nuclear and cytoplasmic) 
expression.  

IHC staining of p16 in NOM reveals that 2 
cases (10%) showed negative expression, 18 
(90%) cases showed weak positive expression. 
And in OED, 1 case (5.9%) showed negative 
expression, 1 case (5.9%) showed weak positive 
expression, 6 cases (35.3%) showed moderate 
positive expression, and 9 cases (52.9%) showed 
high positive expression. While in OSCC, IHC 
staining of p16 reveals that   5 cases (20%) 

showed negative expression, 3 cases (12%) 
showed weak positive expression, 2 cases (8%) 
showed moderate positive expression, and 15 
cases (60%) showed high positive expression. fig 
(1,2,3) 

Positive HER2/neu immunostaining was 
detected as brown membranous or (membranous 
and cytoplasmic) expression. Regarding 
HER2/neu expression in NOM, all cases (100%) 
showed negative expression. And in OED, 8 cases 
(47.1%) showed negative expression, 5 cases 
(29.4%) showed weak positive expression, and 4 
cases (23.5%) showed strong positive expression.    
While in OSCC HER2/neu immunostaining 
reveals that 10 cases (40%) showed negative 
expression, 10 cases (40%) showed weak positive 
expression, and 5 cases (20%) showed strong 
positive expression. Fig (4,5,6). 

Regarding the correlation between p16 and  
HER2/neu expression  in each group and  
according to Mann-Whitney U test, the  results 
revealed a statistically highly significant 
correlation in NOM (p-value= 0.000), and 
significant correlation in OED (p=0.02), while the 
results revealed non significant correlation  in 
OSCC (p=0.14). As clarified in table (1). 
Regarding groups’ comparison in each marker, 
the results revealed statistically highly significant 
correlation (p=0.000). As clarified in table (2). 

 
Figure 1: Positive nuclear expression of p16 

in NOM (40x). 

 
Figure 2: Positive nuclear & cytoplasmic 

expression of p16 in severe dysplasia (40x). 



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Oral Diagnosis  96 
 

 
Figure 3: positive nuclear expression of p16 

in moderately differentiated SCC,(40x). 

 
Figure 4: Negative HER2/neu expression in 

NOM (tongue) (40x) 
 

 
Figure 5: Positive membranous & 

cytoplasmic expression of HER2/neu in 
severe dysplsia (10x). 

 
Figure 6: Positive membranous & 

cytoplasmic expression of HER2/neu in 
moderately differentiated SCC (10x) 

 
Table 1: Descriptive statistics and markers’ comparison in each group 

Groups Markers Descriptive Statistics Comparison N Mean S.D. S.E. Mann-Whitney U test p-value 

NOM P16 
20 12.05 5.86 1.31 

-3.93 0.000 (HS) HER2 20 4.65 2.98 0.67 

ED P16 
17 62.24 32.98 8.00 

-2.36 0.02 (S) HER2 17 32.24 30.93 7.50 

SCC P16 
25 52.20 36.16 7.23 

-1.47 0.14 (NS) HER2 25 31.88 29.71 5.94 
 

Table 2: Descriptive statistics and groups’ comparison in each marker 

Markers Groups 
Descriptive Statistics Comparison 

N Mean S.D. S.E. Kruskal-Wallis test p-value 

P16 
NOM 20 12.05 5.86 1.31 

20.66 0.000 (HS) ED 17 62.24 32.98 8.00 
SCC 25 52.20 36.16 7.23 

HER2/neu 
NOM 20 4.65 2.98 0.67 

18.29 0.000 (HS) ED 17 32.24 30.93 7.50 
SCC 25 31.88 29.71 5.94 

 
DISCUSSION 

This study is not a large epidemiological one 
that expressed the incidence and prevalence of 
different clinicopathological features of OED and 

OSCC,  however, there was a close correlation 
between the present data and other published data 
concerning the incidence of OED and OSCC in 



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Oral Diagnosis  97 
 

Iraq in the past studies records and studies in other 
parts in the world (17,18). 
 
Assessment of p16 immunohistochemistry 

The results of the present study showed that 
positive immunostaining of  p16 was found  in 
90% of normal oral mucosa cases with variable 
nuclear and cytoplasmic expression. This result 
agrees with Tarakji et al. (19).  

As p16 is involved in cell cycle regulation its 
expression may vary with cell turnover times in 
the oral mucosa which have been shown to be 
variable in different types of oral mucosa (20). The 
activation of p16 expression can be triggered by 
DNA damage, oncogenic stress or physiological 
aging (21).     

Concerning OED cases the results of this study 
showed that positive expression of p16 was 
observed in (94.1%) of OED cases. Regarding 
correlation between p16 and clinicopathological 
features, there was statistically non significant 
correlation, which agreed with Bradley et al. (22).  

P16 positivity was found in (80%) of OSCC 
cases. Concerning the correlation between 
clinicopathological findings of OSCC cases and 
p16, the present study showed statistically 
significant correlation between p16 expression 
and the tumor site. While there was non 
significant difference between p16 with age, sex, 
site, and grades of OSCC (23,24). These differences 
due to limited sample size of this study.  

Different cancer-causing agents may lead to 
p16INK4a gene inactivation as well as altered p53 
and pRb tumor suppressive pathways (25,26). These 
changes may result in either loss or 
overexpression of p16INK4a in oral dysplasia and 
OSCC. 

HPV oncogenes are frequently found in 
oropharyngeal squamous cell carcinomas that 
display concomitant increased p16 INK4a 
expression (27,28).  Other relevant etiopathological 
agents that may influence p16 INK4a expression are 
smoking and smoke-less tobacco use (19,27). The 
oral mucosa of smokers, express p16 INK4a more 
frequently when compared to individuals that do 
not use tobacco, and this could be attributed to the 
component of tobacco smoke (nicotine), which is 
well known to significantly stimulate cell growth, 
epithelial cell DNA synthesis and cell 
proliferation that stimulated at nicotine 
concentrations lower than those obtained in blood 
after smoking (27,29).  
 
Assessment of HER2 / neuimmuno-
histochemistry 

The present study showed negative HER2/neu 
immunoreactivty in normal oral mucosa. And in 

OED it was found in (52.9%). These results were 
in agreement with Jubair (18) that showed 
HER2/neu expression in NOM was almost 
undetectable. According to clinicopathological 
correlation of HER2/neu and OED, the results of 
this study showed statistically non-significant 
correlation, which agrees with Jubair (18). 
HER2/neu positivity was found in (60%) of 
OSCC cases. Agree with (18) that showed higher 
HER2/neu expression in the OSCC group.  

The overexpression of HER2/neu could be a 
potential useful marker in distinguishing non-
cancer and cancer, as shown in this study. Once 
the overexpression of HER2/neu is found in cases 
with benign or precancerous lesions in the oral 
cavity, care should be taken in the follow-up of 
such patients. Early treatment with excision of the 
ED showing expression of HER2/neu may be 
required (30,31). Activation of EGFR family by a 
variety of ligands is necessary for normal growth 
and differentiation (32).  

The present study showed statistically highly 
significant correlation between p16 and 
HER2/neu in NOM, and significant correlation 
between them in OED, and showed statistically 
non significant correlation between them in 
OSCC.  
 
Correlation between p16 and HER2/neu in 
each group 

This is the first study in Iraq and other parts in 
the world assessing the correlation between p16 
and HER2/neu immunohistochemical expression 
in NOM, OED, and   OSCC. Since this is a 
pioneer research in assessing that correlation, so 
the comparison could be withdrawn from other 
studies using another technique ,which is agree 
with (33)  that  showed there was non-significant 
correlation between p16 deletion and HER2/neu 
amplification in oral squamous cell carcinoma by 
using fluorescent in situ hybridization.   

The present study showed highly significant 
correlation in each marker regarding groups’ 
comparison. This means that p16 and HER2/neu 
play a role in oral carcinogenesis.  
   
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