Noor.doc


J Bagh College Dentistry                   Vol. 27(1), March 2015                                The effect of    
    

Pedodontics, Orthodontics and Preventive Dentistry 182 
 

The effect of ER: YAG laser on enamel resistance to caries 
during orthodontic treatment: An in vitro study 

 
Noor M.H. Garma, B.D.S., M.Sc. (1)  
Esraa S. Jasim, B.D.S., M.Sc. (1) 
 
ABSTRACT 
Background: One common undesirable side effect of orthodontic treatment with fixed appliances is the 
development of incipient caries lesions around brackets, particularly in patients with poor oral hygiene. Different 
methods have been used to prevent demineralization; the recent effort to improve the resistance against the 
demineralization is by the application of lasers. 
Materials and method: Thirty human premolars extracted for orthodontic purposes were used to test the effect of two 
energy level of ER-YAG laser on enamel resistance to demineralization. The brackets were bonded on the teeth and 
all the labial surface excluding 2 mm area gingival to the brackets were painted with acid resistance varnish. Three 
groups were generated. The first group was the control group (A) with no treatment was performed. In the second 
(group B) and third (group C) groups; teeth were irradiated by ER-YAG laser of 200, 60 mj energy respectively. All the 
teeth were individually subjected to acid challenge cycle for 30 days. After debonding longitudinal sections were 
taken and examined under stereomicroscope. The enamel demineralization evaluation was done by taking the 
average of three depths at the centre of the artificial lesion. Also the enamel surface was classified by an 
experienced investigator according to acid etch pattern. Comparisons of the average depth values of the groups 
were performed with ANOVA and LSD tests. The statistical significance level was set at p ≤ 0.05.  
Results: The results revealed that average lesion depth was significantly deeper at the control group than the laser 
groups, and it was significantly deeper in group (B) with 200 mj than in group (C) with 60 mj. Enamel surfaces showed 
deeper pits and craters than in control group.     
Conclusions: The decrease in artificial caries lesion depth associated with use of the two laser energy level support 
the ER-YAG laser as a tool to increase enamel resistance to demineralization and white spot lesion prevention.    
Key words: Demineralization, ER-YAG, laser. (J Bagh Coll Dentistry 2015; 27(1):182-188). 

INTRODUCTION 
One of the most difficult problems in 

orthodontic treatment with fixed appliances is the 
control of enamel demineralization around the 
brackets. (1) Fixed orthodontic appliances 
complicate the removal of food debris that results 
in the accumulation of plaque. Several studies 
have found an increased amount of plaque around 
orthodontic appliances. (2) Plaque bacteria produce 
organic acids that cause the dissolution of calcium 
and phosphate ions from the enamel surface. This 
dissolution can cause white spots or early carious 
lesions to form in as little as 4 weeks. (3,4)  
Significant increase in the prevalence and severity 
of enamel demineralization after orthodontic 
treatment when compared with untreated control 
subjects.  

The prevalence of white spot lesions in 
orthodontic patients has been reported between 
2% and 96 %.(5-6) Sognnaes and Stern (7) were the 
first to advocate the potential of lasers to decrease 
enamel solubility and increase caries resistance. 
Since that study, several studies have been 
conducted with different laser systems: argon, 
Nd:YAG, Er:YAG, Er,Cr:YSSG, and carbon 
dioxide lasers.(8-13) It is well clear that with 
available technology, only erbium family lasers 
(Er:YAG and Er,Cr:YSGG) are suitable for this 
purpose.  
(1)Lecturer. Department of Orthodontics. College of Dentistry, 
University of Baghdad. 

The wavelength of Er: YAG laser is highly 
absorbed by water and hydroxyapatite (14) making 
it suitable for both hard and soft tissue ablation. 
Several factors may act together to achieve this 
reduction in caries susceptibility of lased enamel. 

The most likely mechanism for caries 
resistance is through the creation of microspaces 
within lased enamel. During demineralization, 
acid solutions penetrate into the enamel and result 
in release of calcium, phosphorus and fluoride 
ions. In sound enamel, these ions diffuse into the 
acid solutions and are released into the oral 
environment. With lased enamel, the microspaces 
created by laser irradiation, trap the released ions 
and act as sites for mineral re-precipitation within 
the enamel structure. Thus, lased enamel has an 
increased affinity for calcium, phosphate and 
fluoride ions. (8)  

There are contradictory reports about the effect 
of Er: YAG laser on decreasing enamel solubility. 
Cecchini et al. (9) used an Er:YAG laser with 
different parameters of irradiation and reported 
that lower energies (subablative dose) decreased 
enamel solubility. Hossain et al. (16) reported an 
increase in the calcium to phosphorus ratio during 
laser irradiation, which resulted in caries 
inhibition showed improvement in crystalline 
structure and had  the lowest mineral dissolution 
compared to control and phosphoric acid-etched 
specimens. Another study showed that Er: YAG 
laser treatment reduced the carbonate content and 



J Bagh College Dentistry                   Vol. 27(1), March 2015                                The effect of    
    

Pedodontics, Orthodontics and Preventive Dentistry 183 
 

modified the organic matrix, thus providing 
caries-preventive effect on enamel. (17) However, 
some studies did not find any significant 
difference between Er:YAG-lased and non-lased 
groups with respect to the enamel 
demineralization. (18,19) Apel et al. (20) observed 
that Er:YAG laser was unable to achieve any 
notable reduction in acid solubility of dental 
enamel. Some authors concluded that the 
application of sub-ablative erbium lasers solely 
for preventive caries treatment does not seem to 
be sensible under the conditions they studied. 
(20,21) Ahrari  et al. (12) found in their study that 
Er:YAG laser does not reduce enamel 
demineralization when exposed to acid challenge, 
these conflicting findings brought up the demand 
to conduct this study for more basic data about 
Er:YAG laser role against enamel 
demineralization. 
 
MATERIALS AND METHODS 

Thirty human premolars extracted for 
orthodontic purposes were selected for this study. 
In transillumination examination, the selected 
teeth should have healthy enamel on the buccal 
surface, without attrition, fracture, restoration, 
congenital anomalies and structural defects. There 
was no history of chemical substance application 
such as hydrogen peroxide for these teeth.  

After cleaning the teeth from blood and debris, 
they were placed in thymol containing water for 
inhibiting bacterial growth until their use. The 
buccal enamel surfaces of the teeth were pumiced 
for 10 seconds, washed for 30 seconds, and dried 
for 10 seconds with a moisture-free air spray. 
Before etching, a self-adhesive tape with a cut-out 
window the size of the bracket base was applied 
to each tooth to prevent etching and sealing of 
enamel areas that would later not be covered by 
the bracket. Conventional etching was performed 
with 37% phosphoric acid for 15 seconds 
followed by rinsing for 30 seconds and drying for 
10 second.  

All the teeth were bonded with Edgewise 
premolar metal brackets with light cured 
composite Resilience ® (Ortho technology Co., 
USA). The bracket was placed gently onto the 
centre of the labial surface using a clamping 
tweezers and pressed firmly into place. The 
adhesive tape and the excess adhesive were 
carefully removed, followed by light-curing for 3 
seconds from the mesial and distal sides flash 
Max 2 light cure unit (CSM dental Aps, 
Denmark) at a distance of 2mm and a 45º angle to 
the surface. Acid-resistant varnish was applied to 
each tooth by leaving a 2-mm rim of exposed 
sound enamel surrounding the bracket gingivally 

and left to set overnight. The teeth were allocated 
into three groups (n=10) according to the caries 
prevention way :  
Group A: Control group with no caries prevention 

method . 
Group B: Lased with 200 mj energy and 4 Hz 

frequency of Er:YAG laser at a distance 
of 12mm with water for 20 seconds, the 
beam diameter at the focal area was 1.0 
mm . 

Group C: Teeth lased with 60 mj energy and 2 Hz 
frequency of Er:YAG laser at a distance 
of 4mm with water for 20 seconds, The 
beam diameter at the focal area was 1.0 
mm. 

Lasing method of the teeth in group B and C 
was done by using Kavo laser unit (2060) (Figure 
1A). The teeth were placed in plastic jar cover 
filled with heavy body dough (Figure 1B) and the 
buccal surface facing the laser handpiece which 
had been fixed in a special holder designed for 
this purpose at the recommended distance (Figure 
1C).  

The laser source was fixed while the teeth 
moved laterally beneath with a uniform motion. 
Each tooth was placed separately in deionized 
water in a 10 ml plastic jar labeled with tooth 
group and number until they were subjected to the 
demineralization process. Without removing the 
brackets, all the teeth were challenged by 
submerging in a demineralizing solution (0.075 
M/L acetic acid, 1.0 m M/L calcium chloride, 2.0 
M/L m potassium phosphate) at 37°C, the pH was 
adjusted to 4.3 by pH meter for 17 hour and 
remineralizing solution (150 m M/L potassium 
chloride, 1.5 m M/L calcium nitrate 0.9m M/L 
potassium phosphate) at 37°C, the pH was 
adjusted to 7 for 7 hour, this procedure were 
repeated for 30 days.  

A 5 minute wash with distilled and deionized 
water was done between the demineralizing and 
remineralizing phases and at the end of the 
process. Each tooth cycled separately in 
individual containers and each solution was 
changed periodically every day throughout the 30 
days procedure. After completing the 
demineralization procedure, the brackets were 
removed with straight bracket removing pliers 
(Orthotechnology Co., USA), then each tooth 
immersed in 0.5 % methylene blue solution for 24 
hours.  After that, each tooth was rinsed in tap 
water and air dried. (22)  

Ground sections of approximately 100 µm of 
thickness were made in a coronal-apical direction 
right by the cusp edge so that each tooth was 
sectioned longitudinally by using water-cooled 
low speed saw of a hard-tissue microtome. 



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Pedodontics, Orthodontics and Preventive Dentistry 184 
 

Sections were carefully washed and placed in 
labeled Petri dishes and were oriented 
longitudinally on glass cover slides, and then the 
sections were examined under stereomicroscope 
with maximum illumination. Lesion depth was 
measured by taking the average of three 
representative measurements from the surface to 
the depth of the lesion that were 100 µm apart in 
the center of the carious lesion. One examiner 
performed all the measurements. Figure 2 
illustrates a lesion depth measurement. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
The enamel surface was classified by an 

experienced investigator, according to Ibrahim et 
al (23) into: 
Type I - Preferential dissolution of the prism cores 

resulting in a honey-comb-like 
appearance. 

Type II - Preferential dissolution of the prism 
peripheries creating a cobble stone-like 
appearance. 

Type III - A mixture of type I and type II patterns. 

Type IV - Pitted enamel surfaces as well as 
structures that look like unfinished 
puzzles, maps or networks. 

Type V - Flat, smooth surfaces. 
 
RESULTS 

 The means values and standard deviation for 
the groups of this study are summarized in table 1. 
The results showed that the lowest mean value of 
the groups of this study was for the group C 
(group in which the samples was treated with 60 
mJ Er:YAG laser) while the highest mean value 
of the groups of this study was for the group A 
(Control group).  

ANOVA test was performed to identify the 
presence of statistically significant differences for 
all group of this study; the result showed that 
there was high statistically significant difference 
among these groups.  

LSD test was performed to identify the 
differences between each paired group. The 
results showed the group A has high statistical 
significant as compared with group B and group C 
while the group B has high statistical significant 
as compared with group C, when P value ≤ 0.05.  
 

Table 1: The means values and standard 
deviation for the groups of this study 

Groups Mean(µm) S.D. 
Group A 18.7 ±2.2 
Group B 14.3 ±0.63 
Group C 10.6 ±0.84 

 
Histopathological study:   

The histopathological examination revealed 
that the lesion mass difference between the three 
groups is more significant and well demarcated in 
the control group. It became smaller in group B 
and surrounded by remineralized enamel and it 
even smaller in group C with more remineralized 
enamel structure, as shown in figures 3a, 4a, 5a. 

Difference in the types of enamel surface 
pattern in tested groups: 

Group A has 60% of type IV of enamel 
surface, 20% of type III of enamel surface and 
20% of type V of enamel surface while the group 
B has 40% of type I of enamel surface, 20% of 
type II of enamel surface, 20% of type III of 
enamel surface and 20% of type V of enamel 
surface while the group C has 60% of type II of 
enamel surface, 20% of type III of enamel surface 
and 20% of type V of enamel surface. Figures 3b, 
4b, 4c and 5b, 5c illustrate the enamel surface 
pattern for the three groups.  
 
 
 

Figure 1: A, Kavo laser unit (2060) 
providing ER-YAG laser. B, the teeth 
were placed in plastic jar cover filled 
with heavy body dough. C, the buccal 

surface facing the laser handpiece 
which had been fixed in a special 

holder at the recommended distance 

C 
 

B 

A 

Figure 2: Magnified view of 
longitudinal section of demineralized 

lesion illustrate lesion depth 
measurement  



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Pedodontics, Orthodontics and Preventive Dentistry 185 
 

 
 
 
 

 
 
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
DISCUSSION 

The strongly absorbed laser energy in the 
enamel is converted to heat that boils water 
abruptly. The boiled water forms high-pressure 
steam that leads to the ablation process when the 
pressure exceeds the ultimate strength of the 
tooth. During the ablation process, water 
evaporates explosively with tooth particles. The 
ablated materials and their successive recoil force 
create craters on the surface and the irradiated 
surface becomes a flaky structure with an 
irregularly serrated and microfissured 
morphology. (16) Some researchers suggested that 
the caries protective effect of laser light has been 
attributed to the heat produced during laser 

irradiation which can cause changes in the 
chemical and crystalline structure of the enamel. 
(16,20,21,24) On the other hand, this surface 
morphology of irradiated enamel may be 
vulnerable to acid attack and mineral loss (27)  and 
may be sites of high risk for bacterial 
accumulation creating favorable conditions for the 
development of carious lesions. (18)  

The advantage of etching with phosphoric acid 
is the high level of bracket bond strength 
achieved. On the other hand, the loss of mineral 
crystals, essentially the acid-protecting barrier, is 
inevitable (16), therefore; this research used the 
laser around the bracket to test its potential to 
increase acid resistance of enamel and prevention 

Figure4: A, Photomicrograph of enamel treated with 200 mj Er:YAG laser shows reminerlized 
enamel (RE) and underneath it a focal deminerlized lesion (arrow) X4. B, View for pereferal 

dissolution of prism cores shows as a honey-comb like appearance (type I) .X 4. C, pitted enamel 
prisms (arrows) with deep craters (arrows heads).X4 

A B  C  

Figure 3: A, Photomicrograph view for surface enamel of control group, showed 
dark demineralization zone extends to dentine enamel junction (arrow head). B, 
longitudinal ground section shows extension of lesion (arrow) with rough pitted 

enamel. X4 
 

A B  

Figure 5: A, Photomicrograph of enamel surface treated with 60 mj Er:YAG laser shows 
remineralization zone as a focal translucent area .A small demineralized lesion (arrow) was 

detected.X4. B, View for enamel prisms placed side by side, prism sheath shows form of 
ring(arrows). As Cobbl stone form (type III). X10.  C, Magnifying view for prism sheath shows thick 

sides with deep craters (arrows). X20 
 

A B  B 



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Pedodontics, Orthodontics and Preventive Dentistry 186 
 

of white lesion hazards while keeping the 
advantage of high shear bond strength of 
conventional acid etch.   

It has been reported that caries preventive 
effects induced by Er:YAG laser treatment have 
been shown to depend on number of factors: the 
energy density of the laser, the irradiation time, 
the focal distance, and the irrigation conditions. 
(9,11,15,18,20,24,26,27) Both ablative and subablative 
doses have been tested to try to decrease the acid 
solubility of  enamel. The ablation threshold of 
the Er:YAG laser is also a controversial topic: it 
varies between 7 and 18.6 J/cm2 in the literature. 
(26,28,29)  

Apel et al (18) suggested Er:YAG laser with 
energy densities below the ablation threshold, this 
is  not to ablate or melt the surface but to change 
its structure or chemical composition attempting 
to increase its acid resistance. Liu et al. (24) 
assessed the optimal laser energy range between 
100 and 200 mJ for the laser induced caries 
prevention with Er:YAG laser without water 
cooling and concluded that caries prevention 
might be achieved by using Er:YAG laser if the 
optimal ranges of laser parameters were chosen. 
Altan et al (13) preferred a subablative dose in his 
study utilized 100 mJ per pulse (12.73 J/cm2) with 
water spray surface cooling and obtained positive 
results in accordance with the results of Hsu et al. 
(30) who presented marked caries inhibition using 
subablative laser parameters.  

Also Cecchini et al. (9) evaluated the different 
settings of Er:YAG laser on enamel acid 
resistance and reported that lower energies (60-80 
mJ) caused a significant reduction in enamel 
solubility. The temperature increase in pulpal 
tissue caused by laser irradiation with ablative 
doses should be considered. From this point of 
view, White and Goodish (31) determined the safe 
limits for pulpal health to be 1 W and 10 Hz. By 
considering the whole, we preferred a subablative 
dose (60-200) mj in this study with water cooling 
to simulate the clinical situation. Both wave 
length energy showed that there is a marked 
reduction in the depth of the artificial carious 
lesion concomitants with Er: YAG laser 
irradiation, and this reduction was  greater in 
group C (60 mj), there was a 24% reduction in 
mean lesion depth in group B and 44% reduction 
in group C in comparison with the control group 
and these significant results are in agreement with 
researches use subablative energies discussed 
above yet it can't be comparatively analyzed with 
them as different laser parameter were used. 

Another aspect affecting the generated results 
is the method for assessing demineralization in 
ER:YAG laser studies making the comparison 
with other researches even more difficult. While 

the present study results were contradictory to that 
of Ahrari et al (12) who observed a non  increase of 
the enamel resistance to demineralization utilizing 
300 mJ of laser beam which was directed 
manually at 1 mm distance.  

Also Ulkur et al (32) stated that 80mJ 
irradiation with 200 µs pulse duration and pulse 
frequency of 2Hz was found ineffective against 
enamel demineralization. Also this research 
disagreed with Rodrı´guez-Vilchis et al (33) who 
reported that the acid resistance of enamel due to 
subablative ER: YAG laser irradiation did not 
increase significantly compared to control.  

In the present study, a lower depth of Caries 
lesion in the acidic solution of irradiated groups 
showed that enamel acid resistance was increased 
under the experimental conditions employed.  

However, this effect was more evident for 
Group C than group B; this can be explained 
through that the increased enamel resistance to 
caries associated with lower energy could be 
compensated by the decreased irradiation distance 
since more laser effect can be achieved with less 
distance. The described irradiation distances 
ranged from contact mode to 17 mm working 
distance, on focused and/or defocused modes. 

Regarding the Er:YAG laser settings advised 
for dental treatment, the laser irradiation distance 
is an important parameter, for being directly 
related to the laser ablation ability and surface 
morphology. (28,34)  

Thus, depending on the established irradiation 
distance, the incident energy on dental surface 
increases the ablation depth or amplifies the 
irradiated site. (34) In fact, the dispersion of the 
energy occurs when the active tip is far off the 
substrate, causing a little amplification of the spot 
size (diameter of the beam) and consequently 
higher is the irradiated area, decreasing the 
performance of the laser on the tissue (35). the 
histopathological finding of lesion size difference 
between the three groups certainly support the 
mean lesion depth difference between the three 
groups discussed above, while the etching 
patterns were observed to vary between the 
examined teeth of the same group on contrast to 
the finding of Cehreli and Altay (36) who stated 
that all the samples within a group were found to 
be similar in the extent of surface irregularity. All 
the three groups showed rough and irregular 
enamel surface with craters but only the control 
group enamel showed deeper pitting with type IV 
dissolution, making the irradiated enamel superior 
from this point of view.  

Within the limitations of this study, Er: YAG 
laser with subablative energy was found to be an 



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Pedodontics, Orthodontics and Preventive Dentistry 187 
 

effective factor to fight white lesion associated 
with orthodontic brackets. 

  
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Angle Orthod 2000; 70: 22–7. (IVSL). 

 
  الملخص
الحاص رات، وبخاص ة   واحد من اآلثار الجانبیة الشائعھ الغیر المرغوب فیھا خالل المعالجة التقویمیة مع األجھزة الثابتة ھو نمو تسوس االسنان أألول ي ح ول    :خلفیة

  .تحسین المقاومة ضد تحلل المینا ھو استعمال اللیزروقد استخدمت أسالیب مختلفة لمنع تحلل المینا، الجھود الحدیثھ ل. في المرضى الذین یعانون من سوء صحة الفم
لی زر عل ى مقاوم ة     ER-YAGاستخدمت ثالثون من ضواحك اإلنسان المقلوعة ألغراض تقویم األسنان الختبار تأثیر اثن ین م ن مس توى طاق ةال      :المواد والطریقة

. مم من الجانب اللثوي للحاصرات تم طالئھ بواس طھ ط الء مق اوم للحموض ھ     2ء مساحة تم تثبیت الحاصرات على األسنان وكل السطح الشفوي باستثنا. المینا للتحلل
االس نان   ;)ج(والمجموعھ الثالث ھ  ) ب(في المجموعة الثانیة . ، وقد اجریت بدون عالج)أ(وكانت المجموعة األولى ھي مجموعة السیطرة . تم إنشاء ثالث مجموعات

. یوم ا  30جمیع األسنان تعرض ت بش كل ف ردي ل دورة التح دي الحمض یة لم دة        . ملي جول على التوالي 60ل وطاقة ملي جو 200بطاقة   ER-YAGأشعت باللیزر 
ثالث ة أعم اق ف ي مرك ز التس وس      تقییم تحلل المین ا ت م ع ن طری ق أخ ذ متوس ط       . stereomicroscopeبعد ازالت الحاصرات أخذت مقاطع طولیة وتم فحصھا تحت 

ق یم عم ق المجموع ات ت م اجرائھ ا م ع اختب ارات        المقارن ات لمتوس ط   . ینا تم تصنیفھ بواسطة باحث ذو خبرة وفقا لنمط الحفر الحمض یة كذالك سطح الم. االصطناعي
ANOVA وLSD . اخذ مستوى الداللة اإلحصائیة عندP ≤ 0.05.  
) ب(رة من مجموعات اللیزر، وھي أعم ق بكثی ر ف ي المجموع ة     أظھرت النتائج أن متوسط عمق التسوس االصطناعي كان أعمق بكثیر في مجموعة السیط :النتائج

  .سطوح المینا أظھرت تخدشات وحفر أعمق مما كانت علیھ في مجموعة السیطرة, ملي جول 60)  ج(ملي جول مما كانت علیھ في المجموعة  200
لی زر مم ا دع م اس تخدام اللی زر ك أداة لزی ادة          ER-YAGطاق ة ال  انخفاض عمق التسوس االصطناعي لالس نان الم رتبط باس تخدام اثن ین م ن مس توى       :االستنتاجات

  .مقاومة المینا للتحلل والوقایھ من آفة البقع البیضاء
 .اللیزر,  ER-YAGتحلل المینا،  :الكلمات الرئیسیة