INTANGIBLE STRATEGIC ASSETS AND FIRM PERFORMANCE:
A MULTI-INDUSTRY STUDY OF THE RESOURCE-BASED VIEW

Michael D. Michalisin
Southern Illinois University at Carbondale

Carbondale, IL

Douglas M. Kline
Sam Houston State University

Huntsville, TX

Robert D. Smith
Kent State University

Kent,OH

Abstract

According to the Resource-Based View (RBV), firms achieve a sustainable
competitive advantage and earn superior profits by owning or controlling strategic
assets. The RBV literature, Hall's empirical findings (1992, 1993), and other
corroborating literature indicate that certain intangible resources, such as
reputation, knowhow, and organizational culture, possess the characteristics of
strategic assets. This study empirically tests the relationship between these
intangible strategic assets and relative return on shareholders' equity using 100
randomly selected Fortune 500 and Service 500 firms. The results are statistically
significant and strongly support RBV.

Introduction

The Resource-Based View of the Firm (RBV) has become an important stream
of literature in strategic management. Yet, while the conceptual development of
RBV is impressive, empirical testing of it is still in its infancy. Some RBV studies
focus on the linkage between finn resources and diversification (Chatterjee and
Wernerfelt, 1991; Farjoun, 1994; Markides & Williamson, 1994,1996; Robins &
Wiersema, 1995). Other studies focus on the linkage between certain resources
and perfonnance but are industry specific, such as the pharmaceutical industry
(Henderson & Cockburn, 1994), the Dutch audit industry (Maijoor & Van
Witteloostuijn, 1996), the Hollywood film industry (Miller & Shamsie, 1996)
and the Canadian oil and gas industry (Sharma & Vredenburg, 1998).
Unfortunately, single-industry studies suffer from a lack of generalizabi1ity.

RBV's main prescription is that owning or controlling strategic assets leads to
a sustainable competitive advantage and superior finn perfonnance. Recently,
RBV scholars have begun recognizing that only intangible resources appear capable



92 Journal of Business Strategies Vol. 17, No.2

of simultaneously possessing all of the characteristics of strategic assets (Barney,
1991; Bates & Flynn, 1995; Godfrey & Hill, 1995; McGrath, MacMillan, &
Venkatraman, 1995). Further, Micha1isin, Smith and Kline (1997) note that many
intangible resources are not strategic assets and that the ones most capable of
being strategic assets are reputation, knowhow and organizational culture. This
study empirically tests the relationship between these three intangible strategic
assets and relative return on shareholders' equity using 100 randomly-selected
Fortune 500 and Service 500 firms. The results strongly support RBV

The paper is divided into five sections. The first section (a) discusses RBV; (b)
describes why strategic assets are intangible in nature, why not all intangible
resources are strategic assets, and why reputation, employee knowhow, and
organizational culture appear capable of possessing the characteristics of strategic
assets; and (c) presents the hypotheses. The second section describes the
methodology used in the study. The third section presents and interprets the
statistical results. The fourth section draws overall conclusions about the results,
discusses the contributions, implications and limitations ofthe study, and presents
possible avenues for future research. The fifth section, the appendix, describes
the content analysis methodology.

Resource-Based View of the Firm

According to RBV, firm resources are the main determinant of competitive
advantage and firm performance (Amit & Schoemaker, 1993; Mahoney & Pandian,
1992; Peteraf, 1993; Wernerfelt, 1984). Barney (1991) defines resources as "all
assets, capabilities, organizational processes, firm attributes, information,
knowledge, etc. controlled by a firm that enable a firm to conceive of and
implement strategies that improve its efficiency and effectiveness" (p. 101). As
such, RBV recommends that managers mainly concern themselves with selecting,
acquiring, and managing resources superior to their competitors (Rumelt, 1984).

Strategic Assets and Intangibles
Not all resources are sources of competitive advantage. Some resources are

necessary to conduct business but are not sources of superior profits (e.g., desks
for the employees). Resources that are sources of sustainable competitive advantage
and superior profits are called strategic assets. Strategic assets are resources that
are simultaneously valuable, rare, imperfectly imitable, and nonsubstitutable
(Barney, 1991).

Recently, RBV scholars have begun to recognize that strategic assets are generally
not tangible in nature (Barney, 1991; Bates & Flynn, 1995; Godfrey & Hill, 1995;
McGrath, MacMillan, & Venkatraman, 1995). Tangible resources are resources with
physical properties, such as property, plant, equipment, and other physical technologies.
They are often not rare because they can often be purchased in the open market. As a
result, tangible-resource-based advantages are susceptible to imitation.



Fall 2000 Michalisin, et al.: Intangible Strategic Assets 93

Conventional thinking suggests that internally-developed technologies may be
important to firm success. Yet, in today's rapidly changing competitive
environment, physical technologies can quickly become obsolete or re-engineered
by competitors. The inability of such resources to provide a sustainable competitive
advantage is inconsistent with the definition of strategic assets. Of course,
internally-developed physical technologies can be afforded legal protection against
imitation via intellectual property rights. Intellectual property rights, such as
patents, trademarks, and copyrights, are intangible resources representing and
protecting an inventive idea, name of an idea, or embodiment of an idea (Hall,
1992, 1993). Yet, it is the idea and knowledge behind the idea, represented and
protected by the intangible resource, that constitutes the strategic asset, not the
physical form. Moreover, the resource-based advantage is only sustainable due
the legal protection afforded by the intangible resource.

This points to an important difference between tangible and intangible resources
- their imitabiJity, or lack thereof. Imitability is in large part a function of
observability (Godfrey & Hill, 1995). Specifically, the extent to which resource-
based advantages are imitable is a function of the observability of the resources
underlying them. Thus, the more unobservable the resources driving competitive
advantage, the more insurmountable the barriers to imitation, and the more
sustainable the advantage. Unlike tangible resources with physical properties,
intangible resources are state unobservable and difficult to imitate.

Yet, not all intangible resources are strategic assets. Supplier knowhow and
distributor knowhow are not strategic assets because the knowledge is not
proprietary to the firm and thus not rare. Contracts and licenses can lose their
value if contexts change. For instance, a contract to purchase a specific quantity
of computer chips, over an extended period of time, at a specific price, could
become a liability to the firm if another supplier later develops a superior chip at
a lower price. In short, it appears that only certain types of intangible resources
are capable of being strategic assets.

Han performed two studies (1992 & 1993) to detennine the relative importance
of intangible resources on business success. In the first study, Hall (1992) surveyed
chief executive officers in the United Kingdom to determine the relative importance
of intangible resources on firm success. His findings indicate that only four
intangible resources are more important than tangible resources in terms of business
success: reputation, employee knowhow, organizational culture and networks. If
tangible resources do not possess the characteristics of strategic assets and thus
are not sources of sustainable competitive advantage, then any intangible resource
deemed less important than tangible resources, by RBV definition, cannot be a
strategic asset. Of these four intangibles, reputation, employee knowhow and
organizational culture were ranked as the three most important resources to the
firms' competitive advantage. In the second study, Hall (1993) performed six
case studies of British firms to detennine which intangible resources were most
important to their success. The results of the case studies were strikingly similar



94 Journal of Business Strategies Vol. 17, No.2

to Hall's (1992) survey results. Reputation, employee knowhow, and organizational
culture were again deemed the most important firm resources.

In sum, Hall's findings (1992 & 1993) indicate that reputation, employee
knowhow and organizational culture contribute most to firm success. By RBV
definition, resources contributing most to firm success are strategic assets. These
three intangibles are also cited in RBV's conceptual literature as resources most
capable of being strategic assets (e.g., Barney, 1986, 1991; Collis & Montgomery,
1995; Garud & Nayyar, 1994; Henderson & Cockburn, 1994; Lado & Wilson,
1994; Michalisin, Smith & Kline, 1997, Miller & Shampsie, 1996; Oliver, 1997).
Unfortunately, Hall (1) does not test the relationship between these intangible
resources and firm performance, (2) does not mention the Resource-Based View
or the concept "strategic assets", and (3) does not demonstrate that reputation,
employee knowhow and organizational culture are capable of simultaneously being
valuable, rare, imperfectly imitable, and nonsubstitutable. In the next section, we
draw on RBV's conceptual literature and the logic embodied in other literature
streams to demonstrate that reputation, employee knowhow and organizational
culture possess the characteristics of strategic assets.

Reputation
Reputation is the perception of customers, competitors, potential recruits, and

other stakeholders about a firm's quality of management; quality of products and
services; innovativeness; long-term investment value; financial soundness; ability
to attract, develop, and keep talented people; community and environmental
responsibility; and use of corporate assets (Davenport, 1989; Stewart, 1998). A
favorable reputation is valuable because it helps the firm win customers, charge
premium prices, attract superior human resources, improve access to capital
markets and thwart competitors (Fombrun & Shanley, 1990; Fombrun, 1996;
Porter, 1980, 1985; Rao, 1994; Turban & Greening, 1996; Weigelt & Camerer,
1988). It can also increase the success rate of new product and service offerings
and make the firm an attractive partner for cooperative arrangements (Dollinger,
Golden & Saxton, 1997).

A valuable reputation is also typically rare and imperfectly imitable. First,
reputation develops through a process of legitimation (Rao, 1994). Legitimation
is the outcome of certification contests (e.g., Moody's rating of insurance
companies and J.D. Powers rating of automobile performance) which act as
yardsticks of social standing among organizations. And second, reputation is rare
and imperfectly imitable because it (1) takes long periods oftime to develop, (2)
"depends upon specific, difficult-to-duplicate historical settings" (Barney, 1991,
p. 115), and (3) evolves through unique, socially complex relationships between
the firm and its multiple stakeholders.

Reputation also appears to lack strategically equivalent substitutes. One might
argue that contracts and guarantees to stakeholders are substitutes for reputation.
However, socially-complex relationships with large numbers of stakeholders make



Fall 2000 Michalisin, et al.: Intangible Strategic Assets 95

contracts and guarantees imperfect substitutes at best. In summary, (l) the value
of a firm's reputation is a function of its favorableness, and (2) by nature, reputation
is rare, imperfectly imitable and nonsubstitutable.

Hypothesis 1: A favorable reputation will be positively
associated with future peiformance.

Knowhow
Knowhow is the knowledge, insight, experience, skill, and judgement of the

firm's managers and non-managers. It resides in individuals (knowing corporate
tax laws), groups (quality circle analysis of performance), organizations
(organizational charts, systems and processes), and across organizations (shared
understanding of processes and practices in just-in-time arrangements) and can
be articulable (training subordinates in corporate taxation) or tacit (team
coordination in complex work) (Dyer & Singh, 1998; Hedlund, 1994; Inkpen &
Dinur, 1998). Knowhow is valuable because it is the main driver of firm
capabilities. It determines how resources are deployed to perform activities that
result in new products and services (Amit & Schoemaker, 1993; Itami & Roehl,
1987). It also drives the selection, creation, and management of other firm resources
such as new physical technologies (Rumelt, 1984; Wernerfelt, 1984) and affects
the ability to reconfigure resources in strategically valuable ways (Galunic &
Rodan, 1998).

Knowhow is also often rare and imperfectly imitable because: (1) it accumulates
over time and is function of rare experiences, choices, personalities, and contexts
(Coff, 1997; Tyre & Hippel, 1998), (2) the absorption and assimilation of
knowledge is constrained by existing knowhow (Levinthal & Myatt, 1994), and
(3) shared knowledge is socially complex and not entirely understood by employees
and competitors (Barney, 1991; Henderson & Cockburn, 1994; Peteraf, 1993).
Knowhow that is valuable, rare, and imperfectly imitable has been referred to as
distinctive competence in the management literature (e.g., Lei, Hitt & Bettis, 1996;
McGrath, MacMillan & Venkatraman, 1995; Prahalad & Hamel, 1990).

Distinctive competencies are generally nonsubstitutable. Expert systems,
programs that run production equipment and other processes, attempt to replicate
human decision making; however, they are merely embodiments of past articulated
knowledge. In today's turbulent environment, competency-based advantages are
only sustainable through learning and the advancement of knowledge (D' Aveni,
1994; Davidow & Malone, 1992; Von Krogh, Roos & Slocum, 1994; Prahalad &
Hamel, 1990). Otherwise, superior skills and technologies will evolve and
substitute for existing ones. As such, firms are constantly challenged to upgrade
and leverage their distinctive competencies in new ways to better meet the demands
of a changing competitive landscape (Henderson & Mitchell, 1997; Lei, Hitt &
Bettis, 1996).



96 Journal of Business Strategies Vol. 17, No.2

Hypothesis 2: Distinctive competencies will be positively
associated with future firm performance.

Organizational Culture
Organizational culture is a set ofvalues, beliefs, assumptions, and ideologies defining

the way a firm does business (Deal & Kennedy, 1982; Denison, 1984, 1990, 1996;
Peters & Waterman, 1982). Organizational culture can be a valuable resource when it
possesses attributes important to sustainable competitive advantage (Barney, 1986;
Fortune, 1998). Hall (1992, 1993) identifies six cultural attributes frequently cited in
the management literature as being important to strategic competitiveness: perceptions
ofquality, perceptions ofcustomer service, ability to manage change, ability to innovate,
team-working ability and participative management style. If these attributes are
important to strategic competitiveness, then firm performance should be enhanced to
the extent they are embodied in the firm's culture.

Organizational culture is also typically rare and difficult to imitate because (l)
it is shaped by the unique personalities of the firm's members and the finn's
unique history (e.g., founding father influences, rare experiences), (2) values,
beliefs, and assumptions underlying organizational culture are difficult to describe,
yet alone understand, and (3) even if understood, its effect on firm performance is
often causally ambiguous (Barney, 1986; Reed & DeFillippi, 1990; Oliver, 1997).
Organizational culture also appears to lack strategically equivalent substitutes.

Hypothesis 3: Organizational culture rich in attributes important
to strategic competitiveness, such as perceptions of quality,
perceptions of customer service. ability to manage change,
ability to innovate, team-working ability, and participative
management style, will be positively associated withfuturefirm
performance.

Methods

As discussed earlier, strategic assets are state unobservable. The problem is
that unobservable resources resist empirical testing. Godfrey and Hill (1995) note
that the solution to this empirical problem is to examine observable traces left by
the unobservables and then correlate the traces with firm perfonnance. In this
study, we identify and analyze trace evidence of reputation, employee knowhow
and organizational culture so that we can make inferences about the presence of
these intangibles in our sample firms, and then correlate the traces with relative
return on shareholders' equity to determine whether these intangibles are sources
of superior profits.

Identifying and measuring trace evidence of intangible resources is challenging.
Godfrey and Hill (1995) suggest using qualitative methods to gather trace evidence
of unobservable resources for purposes of testing RBV. In this study, we use a



Fa112000 Michalisin, et al.: Intangible Strategic Assets 97

qualitative research method, called content analysis, to analyze the textual data in
annual reports to determine whether or not important cultural attributes existence
in our sample firms. Additionally, it is worth noting that while intangibles are
invisible to the naked eye, they can be perceived, discerned and sensed (Itami,
1987). For example, reputation is the perception of stakeholders about a firm's
quality of management, quality of products and services, innovativeness, and so
on (Rao, 1994). Yet, despite their inability to see the intangible resource, industry
analysts have translated their perceptions about the reputations of hundreds of
firms into numerical ratings and rankings for Fortune magazine each year since
1983 (Stewart, 1998). In this section, we detail the methodology used in this
study, including sampling procedures and operationalization of the dependent,
independent and control variables.

Sample
In this study, Fortune's January 30, 1989 list of "America's Most Admired

Corporations" (Davenport, 1989) constitutes the population frame; mainly because
Fortune's survey data is used in this study to measure the variable "reputation." It
comprises 305 firms spanning 32 industries. These American firms are the ten
largest in each industry based on The Fortune 500 and The Service 500 directories.
We randomly selected 100 firms from the population frame, except for firms in
the life insurance industry. The financial structure of life insurance companies is
not conducive to measuring relative return on equity, the dependent variable used
in this study.

Dependent Variable
Relative Return on Shareholders' Equity (RRoe). Performance lies at the core of

strategic management (Venkatraman & Ramanujan, 1986; Robinson & McDougall,
1998), yet scholars disagree over the appropriateness of various performance measures
(Chakravarthy, 1986). The choice of performance measures should be a function of
one's research. RBV describes how resources can be sources of sustainable competitive
advantage and above average industry profits (Amit & Schoemaker, 1993; Mahoney
& Pandian, 1992; Peteraf, 1993). Thus, in this study, performance is measured in
terms of firm profitability relative to industry competitors.

Firm profitability, or financial performance, is the most dominant measure of
firm performance in strategy research (Venkatraman & Ramanujan, 1986). Woo
and Willard (1983) factor analyzed fourteen quantitative financial and operational
measures of performance and found that the profitability factor had the highest
factor magnitude and that ROI (return on investment) loaded highly on that factor.
ROI has a number of variants. This study measures firm performance using return
on stockholders' equity (ROE), a popular variant of ROI (Chakravarthy, 1986;
Hopkins & Hopkins, 1997; Robinson & McDougall, 1998).

RBV tells us that strategic assets are sources of sustainable competitive
advantage and superior profits (Mahoney & Pandian, 1992). How many years



98 Journal of Business Strategies Vol. 17, No.2

can a strategic asset provide superior profits? Unfortunately, the RBV literature
does not answer that question. We take the position that operating, tactical and
strategic time horizons are approximately one year, three years and five or more
years, respectively. The notion that an asset is "strategic" indicates that it should
provide superior profits for at least as long as the shortest strategic time horizon
- five years. As such, to test RBV's prescription that strategic assets are sustainable
sources of superior profits, we measured the observable traces of reputation,
employee knowhow, and organizational culture in one year (1988) and then
measured finn performance over the subsequent five-year period (1989-93) using
relative return on shareholders' equity (RRoe). RRoe (1989-93) represents the
difference between the sample firm's five-year average ROE (1989-93) and the
median five-year average ROE for the industry (1989-93). Thus, RRoe (1989-
1993) indicates whether the firm earned above-industry-median returns (superior
returns), at-industry-median returns (median-level returns), or below-industry-
median returns (poor returns). According to RBV, high levels of strategic assets
in 1988 should be associated with high levels of returns (superior returns) in 1989-
1993. The data comes from The Fortune 500, The Service 500 and Compustat.

Independent Variables
Reputation. Reputation was defined as stakeholder perception about a firm's

quality of management; quality of products and services; innovativeness; long-
term investment value; financial soundness; ability to attract, develop, and keep
talented people; community and environmental responsibility; and use of corporate
assets. Each year, since 1983, Fortune has published the results of an annual
survey on corporate reputation, entitled "America's Most Admired Corporations"
(Stewart, 1998). Fortune surveys thousands of senior executives, outside directors,
and financial analysts to determine how American companies rate in terms of the
attributes of reputation noted above. Firms are rated in each reputation attribute
using a 0 (poor) to 10 (excellent) scale. Firms in mUltiple industries are assigned
to the industry contributing most to overall sales. For each firm, the category
scores are averaged to compute an overall reputation score. In this study, the
overall reputation score from the 1988 Fortune survey (appearing in the January
30, 1989 issue of Fortune) is used to measure the favorableness of each firm's
reputation (Davenport, 1989).

Knowhow. Measuring the individual, group, organizational, and inter-
organizational tacit and articulable knowledge underlying a firm's distinctive
competencies is difficult, if not impossible. Yet, as discussed, an organization's
products and services are manifestations of its distinctive competencies.
Furthermore, the ability to create new products and services to meet changing
customer needs tells of the organization's ability to learn and convert new
knowledge into customer value, which is essential in sustaining a competitive
advantage (D' Aveni, 1994; Davidow & Malone, 1992; Von Krogh, Roos & Slocum,
1994; Prahalad & Hamel, 1990).



Fall 2000 Michalisin. et at.: intangible Strategic Assets 99

Trademarks are legally-protected devices, names, signatures and other visual
marks that are attached to products and services (Hall, 1992). In this study, we
counted the number of applications for trademark protection for each sample firm
and its competitors in Fortune's January 30, 1989 list of "America's Most Admired
Corporations" for the ten-year period ending December 31, 1988. We then
computed the difference between the sample firm's total trademarks and the median
number of trademarks for Fortune's industry group. Fortune's reputation survey
does not include all firms in an industry, however, it does include firms that are
similar in product and service offerings and in size. Firms sharing similar
organizational and strategic attributes are often considered direct competitors
comprising a strategic group (Porter 1980). As such, using a relative measure of
trademarks controls for differences in the number of trademarks across industries
and indicates whether a firm has more or less trademarks than the median number
for the strategic group. Trademarks represent many different types of new products
and services developed over a long period of time, which is important given the
diversity of the firms comprising our sample. The data comes from Lexis-Nexis
and includes all U.S. federal trademarks and all state trademarks.

Organizational Culture. Organizations leave distinct traces of their values, beliefs
and ideologies in documents, such as annual reports, and these traces can be
observed and measured (Kabanoff, Waldersee & Cohen, 1995). Analysis of the
values, beliefs and ideologies contained in annual reports can provide valuable
information about an organization's culture (Howard, 1991). Content analysis is
a research technique used to analyze textual information. It is the objective,
systematic and quantitative description of attributes of communication occurring
earlier in time (Holsti, 1968) and is a proven research technique for studying
individual communication at a distance, as opposed to face-to-face interview,
questionnaire, or observation (Morris, 1994; Rogers & Grant, 1997). In this study,
we content analyzed each sample firm's 1988 annual report for emphasis on
perceptions of quality, perceptions of customer service, ability to manage change,
ability to innovate, team-working ability, and participative management style.

The textual information in annual reports (ART), which includes the Letter to
the Shareholders, Company Report and Management Discussion and Analysis, is
also useful for this type of empirical study because (l) it provides a comparable
data set across a broad sample of corporations, and (2) it represents evidence of
past articulations of firm leaders, useful in measuring past organizational values,
beliefs, ideologies and strategic postures (Bettman & Weitz, 1983). For these
reasons and because senior management, particularly the CEO, is the main crafter
of organizational culture and the only one who can give a complete account as to
its attributes, (Peters & Waterman, 1982; Deal & Kennedy, 1982; Kotter & Heskett,
1992), ARTis a rich data source for studying senior management's intended culture.

ARTs are sometimes written with the assistance of outside consultants, however,
CEOs are ultimately responsible for what is said in them and thus have final say
as to their contents (Bowman, 1984; D'Aveni & MacMillan, 1990). Given that



100 Journal of Business Strategies Vol. 17, No.2

control, CEOs, particularly those of poorly performing firms, have used ARTs to
manage the perceptions of stakeholders. Empirical and anecdotal evidence
indicates that CEOs of unsuccessful firms tend more than CEOs of successful
firms to hide organizational outcomes and give the appearance of stronger
performance and organizational strengths in ARTs than truly exist (e.g.,
Abrahamson & Park, 1994; Frazier, Ingram & Tennyson, 1984; Givoli & Palmon,
1982; Ingram & Frazier, 1980; Meyer, 1979; Stauffer, 1997). For example, Ingram
and Frazier (1980) found that firms with poor social performance disclosed more
information about their environmental activities in ARTs than did firms with better
social performance, creating an exaggerated image of social responsiveness. Such
exaggerations are often meant to strategically manipulate causal attributions to
give the impression that the CEO has control over the organization and that they
are taking steps to be more competitive (Chandler, 1987; Salancik & Meindl,
1984). Consistent with that logic, Ingram and Frazier's (1983) study of metal
companies shows a negative relationship between return on investment and ART
discussion about changes in operations to strengthen the company.

Two concerns of the CEO drive this behavior. One is that the board of directors
will make changes to their compensation package or dismissed them (Abrahamson
& Park, 1994). The second coneern is that market participants will lose confidence
in their managerial abilities and sell their shares, causing the firm's stock price to
fall (Fama, 1980; Fama & Jensen, 1983). Falling stock prices could then make
the firm a potential takeover target - whereupon the firm's existing managers
would be replaced. For these reasons, CEOs of poorly performing firms tend to
use less of their ART discussing results (failures) and more of it exaggerating
organizational strengths and/or telling stakeholders about the steps they are taking
to be more competitive, such as re-crafting organizational culture to be stronger
in attributes important in gaining a competitive advantage. In either case, the
more an important organizational attribute is discussed in the ART, the less it
probably exists, and the poorer the firm's performance. This pattern in ART data
is useful for assessing the extent to which cultural attributes exist or do not exist
in an organization. Specifically, based on this ART pattern, a statistically-significant
negative relationship between an ART emphasis on the six cultural attributes and
firm performance will provide support for Hypothesis 3.

The letter to the shareholders, company report, and management discussion
and analysis sections of each firm's 1988 annual report were content analyzed for
emphasis on the attributes of organizational culture noted above. We computed
the total number of times key words and key word combinations relating to the
six attributes appeared in the ART and then divided that total by the number of
bytes in the file (on diskette) containing the textual data. Dividing by the number
of bytes controls for differences in the size of annual reports.

The content analysis was performed via computer, which has important
advantages over manual analysis. Manual searches are expensive, time consuming,
and subject to error due to fatigue, boredom, and frustration (Wolfe, Gephart &



Fall 2000 Michalisin, et at.: Intangible Strategic Assets 101

Johnson, 1993). These problems are accentuated when samples become large (this
study involves use of 42,826 sentences). Thus, an important advantage of
computerized content analysis is that the researcher can focus more on
interpretation and explanation. Also, computer-driven content analysis can produce
perfectly reliable results, is fast, requires rigor and discipline in formulating the
research, and is amenable to reanalysis (Holsti, 1968; Krippendorff, 1980; Weber,
1990; Wolfe, Gephart, & Johnson, 1993). Yet, as noted by Wolfe, Gephart, and
Johnson (1993), "very little concerning this burgeoning approach to research has
appeared in the management literature, however, despite its potential to contribute
much to management research" (p. 637).

One potential disadvantage of computerized content analysis is that it may be
unable to interpret the multiple meanings of words (Weber, 1990). Ambiguity of
word meanings might then lead to validity problems. The computerized content
analysis methodology used in this study considers context, thus improving validity.
The computerized content methodology is described in the Appendix.

Control Variables
We controlled for the effects of the following variables: relative prior years'

performance, debt structure, organizational type and size. Given our sample size
and the number of variables in the statistical models, we limited the control
variables to those most frequently used in performance-type studies in the strategy
literature. Inclusion of other extraneous control variables would weaken the power
of our statistical tests. Relative prior years' performance, debt structure and size
are frequently cited in the strategy literature as influencing firm performance (e.g.,
Jensen, 1991; Hoskisson, Johnson & Moesel, 1994; Robins & Weisema, 1995).
In addition, because our sample includes both manufacturing and service type
firms, we controlled for organizational type to determine the extent to which it
explains variability in the dependent variable. Firm type is measured via dummy
variable, where manufacturing firms are coded as zero and service firms are coded
as one.

Relative prior years' performance is measured using relative return on shareholders'
equity (RRoe) for the five-year period ending 1988. RRoe 1984-1988 represents the
difference between the sample fIrm's ROE and the median ROE for the industry for
the period 1984-1988. Using a relative performance measure is an efficient way to
adjust firm performance for the effects of industry performance. Moreover, because
RRoe 1984-1988 (control variable) and RRoe 1989-1993 (dependent variable) use
the same performance measure (ROE) and adjust for industry performance the same
way, we gained some precision in controlling for the effect of relative prior years'
performance on relative future years' performance.

Debt structure is the extent to which a fIrm's assets are funded with debt. Finns
with high levels of debt use significant amounts of cash flow to service debt
obligations, thereby reducing free cash flow (Jansen, 1986). The reduction in free
cash flow disciplines managers to invest wisely and to closely monitor firm



102 Journal of Business Strategies Vol. 17, No.2

activities. This can improve firm performance unless the firm becomes over-
leveraged and unable to meet its debt obligations (Hitt & Smart, 1994). In this
study, debt structure is measured as total debt to total assets as of 1988.

Firm size can impact performance through economies of scale, monopoly power
and bargaining power (Chandler, 1990; Porter, 1980). In this study, firm size is
measured as both total assets and total employees as of 1988 to capture size effects
across both organizational types. The data used to measure these control variables
comes from The Fortune 500, The Service 500 and Compustat.

Results

The statistical model used in this study is multiple regression (Least Squares
Method). The statistical and graphical analysis does not indicate any violation of
the regression assumptions. The descriptive statistics and correlations are shown
in Table I and indicate that the correlations between reputation, knowhow, and
organizational culture and RRoe for the period 1989 to 1993 are statistically
significant at p < 0.01, P < 0.05, and p < 0.05, respectively. Also, based on the
data sources, the signs of the correlations between the independent variables and
RRoe 1989-93 support all the hypotheses. The variance inflation factors (VIF),
shown in Table 2, do not indicate any multicollinearity among the control and
independent variables.

Regression Models
The regression models are shown below in standardized form. Modell regresses

RRoe 1989-1993 against only the control variables, while Model 2 includes both
control and independent variables.

Model I:

Model 2:

RRoe 1989-93 = 60 + 6(RRoe 1984-88) + 62(Assets) +
B](Employees) + 64(Debt:Assets) + Bs(Manufacturing/Service)

RRoe 1989-93 =60 +B1(RRoe 1984-88) + 62(Assets) +
63(Employees) + B4(Debt:Assets) + Bs(Manufacturing/Service) +
B6(Reputation) + 67(Knowhow) + 6g(Culture)

The results of the regression analysis are shown in Table 2. In Model I, the
control variables collectively explain 10 percent of variation in relative future
firm performance, as indicated by R2, however the relationship is not highly
significant (p < 0.10). RRoe 1984-88 (p < 0.05) and Total Employees (p < 0.05)
have statistically-significant relationships with RRoe (1989-1993).

In Model 2, the control variables and independent variables collectively explain
24 percent of the variation in relative future performance, as indicated by R2,
which is statistically significant at p < 0.001. Also, the incremental change in R2
of 14 percent (as a result of adding the independent variables) is statistically





104 Journal of Business Strategies Vol. 17, No.2

Table 2
Results of Multiple Regression Analysis

Modell Model 2

Beta" t Beta" t VIF

Control Variables:

RRoe 1984-88 0.21 2.09* 0.07 0.62 1.32

Assets 0.07 0.52 0.02 0.19 1.92

Employees -0.24 -2.11 * -0.30 -2.62** 1.58

DebtAssets -0.06 -0.54 0.01 0.08 1.68

Mfg I Svc -0.03 -0.30 -0.06 -0.52 1.45

Independent Variables:

Reputation 0.25 2.21 * 1.52

Knowhow 0.27 2.77** 1.10

Culture -0.20 -2.02* 1.15

Multiple R 0.32 0.49

R Square 0.10 0.24

Adjusted R Square 0.05 0.17

FValue 2.13t 3.49***

Incremental R Square 0.14

Incremental F Value 3.92***

Standardized regression coefficients

p < 0.10
* p < 0.05
** p < 0.01
*** P < 0.001
VIF = Variance Inflation Factor

significant at p < 0.001. Reputation (p < 0.05) and knowhow (p < 0.01) have
positive, statistically-significant relationships with future performance, supporting
Hypotheses 1 and 2.

The statistically-significant, negative relationship between the emphasis on key
attributes of organizational culture (p < 0.05) and firm performance is consistent with
prior empirical and anecdotal evidence which indicates that the more a key
organizational attribute is discussed in annual reports, the less it probably exists, and



Fall 2000 Michalisin, et at.: Intangible Strategic Assets 105

the poorer the fInn's perfonnance. Sentences used in the Key Word in Context (KWIC)
Analysis (see Appendix) were reviewed to gain insight into this phenomenon.
Interestingly, many of the sentences referred to an attribute as something the fInn was
striving to possess. To illustrate, a sample of sentences used in the KWIC Analysis is
shown in Table 3, along with their associated cultural attribute.

Table 3
A Sample of Sentences used in the KWIC Analysis

Sentence

In reaching this goal, we will be fulfilling Scott's vision of
creating substantial wealth and value for our customers,
employees, shareholders and other key stakeholders.

While he actively pursues instilling innovation and teamwork
in every function of the organization, his emphasis is on
making Lederle's approach to marketing unique.

As the production and delivery problems continued into
1989, MDC restructured this segment under a management
team dedicated to bringing about fundamental change and
improvement in the production process.

Located in St. Louis, the Motor Technology Center will be
one of the worlds largest and most advanced electric motor
and electronic control engineering and development centers.

James River's strategy is to prevail with superior product
performance emphasizing the unique physical and aesthetic
properties increasingly required in packaging and selling
these consumer products.

Meanwhile, through such vehicles as a systemwide video
report and several employee publications, we are attempting
to open new lines of communication with our employees.

To be the leader, I am convinced we have to be the best:
the best is providing outstanding value to customers, value
that will generate a high level of customer satisfaction.

To strengthen customer support, we are organizing glass
and fiber glass sales, manufacturing and technical teams to
serve specific automakers.

Among notable modernizations was a multi-million dollar
upgrade underway at the main v-belt and hose plant in
Lincoln, Nebraska.

In 1989, the division's priority will be to introduce new
products, capitalizing on the well-established Airkem name
and reputation.

Cultural Attribute

Perception of
Customer Service

Team Working
Ability

Ability to
Manage Change

Ability to Innovate

Quality

Participative
Management Style

Perception of
Customer Service

Team Working Ability

Ability to
Manage Change

Ability to Innovate



106 Journal of Business Strategies Vol. 17, No.2

The sentences in Table 3 tend to emphasize future action more than present or
past results, indicating that CEOs use their annual report's text to tell stakeholders
about the steps they are taking to be more competitive. In short, our research
findings provide support for hypothesis 3. The next section draws overall
conclusions about the results of the study, discusses the limitations of the study
and presents avenues of future research.

Discussion and Conclusions

The results ofthis study strongly support RBY. Collectively and individually, these
strategic intangible assets impact future perfonnance beyond that explained by industry
perfonnance or the other control variables. Furthennore, consistent with RBV logic
and the definition of strategic assets, these strategic intangible assets are associated
with above-median industry returns. The standardized regression coefficients of
Reputation, Knowhow, and Organizational Culture also show that a one unit change
in these intangibles has a relatively sizable impact on finn perfonnance. This has
important implications for both practitioners and academics.

For practitioners, this study identifies resources capable of being strategic assets
and empirically shows their association with superior firm performance. Senior
managers are the guardians ofthe firm's resources (Collis & Montgomery, 1997).
As such, they are responsible for identifying those resources which constitute the
firm's strategic assets and making certain that they are maintained, upgraded and
leveraged throughout the corporation. This paper helps managers in that effort by
demonstrating that strategic assets are generally intangible in nature, that not all
intangible resources are strategic assets, and that reputation, employee knowhow
and organizational culture are capable of possessing the characteristics of strategic
assets. In our analysis of these three intangibles, we also demonstrate how managers
can systematically evaluate the value, rareness, imitability and substitutability of
any resource. With practice, that type of systematic resource-oriented thinking
can result in more profitable ways of selecting, developing and managing firm
resources. Furthermore, through training and development, strategic resource-
oriented thinking can permeate throughout the firm - demonstrating yet another
way managers can cultivate and leverage an important strategic intangible
(resource-oriented knowhow) in the firm.

For academics, this paper has important implications for both the Resource-
Based View of the Finn (RBV) and for the Industrial Organizational Model (I/O)
of competitive advantage. Since Wernerfelt (1984) coined the phrase "Resource-
Based View of the Firm," the RBV literature has made significant strides in
conceptually crafting an alternative view of sustainable competitive advantage.
Unfortunately, empirical testing of RBV is still in the embryonic stages. This
paper provides empirical evidence supporting RBV's main prescription - that
resources possessing the characteristics of strategic assets are sustainable sources
of superior profits.



Fall 2000 Michalisin, et al.: Intangible Strategic Assets 107

The I/O Model tells us that industry profitability is the key determinant of firm
profitability and is a function of five industry forces: the bargaining power of
suppliers, the bargaining power of buyers, the threat of substitutes, the threat of
potential entrants, and existing rivalry among competitors (Porter, 1980). This
means that firm managers should mainly concern themselves with selecting
attractive industries to compete and with attempting to manipulate the five industry
forces in the firm's favor. This external view of strategy is based on the two key
assumptions: (1) that firms possess the same strategically-relevant resources and
(2) that resources are relatively mobile (Porter, 1980, 1985; Hitt, Ireland &
Hoskisson, 1999). Based on these assumptions, resource-based advantages do
not exist, or if they do exist, they are very short lived. Yet, this study shows that
three intangible strategic assets, measured in 1988, can explain to a statistically-
significant degree why firms are either above or below industry median ROE for
the subsequent five years (1989-1993). In other words, we demonstrate that
resource-based advantages exist and are important in explaining future performance
relative to one's competitors. This also supports RBV's assumption that firms are
unique bundles of resources, while contradicting the I/O assumption that firms
possess the same strategically-relevant resources. In the next section, we discuss
limitations of this study and propose possible avenues for future research.

Limitations and Future Research

There are limitations inherent in this study. First, the population frame (and thus the
sample) only includes American firms. Second, the firms in the population frame are
relatively large. In any study, one can only generalize to the population from which
the sample was drawn. Third, the organizational culture findings are subject to some
interpretation and could provide opportunities for future research. For instance, one
could replicate the content analysis using documents written by independent parties
(e.g., reports written by industry analysts). Using documents written by individuals
outside the firm may provide additional evidence as to the existence and strength of
key organizational attributes. However, individuals inside the firm may be the only
ones who can give an accurate account of an organization's culture.

Computerized content analysis is a useful research technique when information
about a variable is in the form of text. It provides a means of translating textual data
into measurable units, making it amenable to statistical analysis. This tool is particularly
useful for management research where many variables are qualitative. Specifically,
researchers might be able to test theory in situations where other research tools cannot
get at the data. Surprisingly, the use of computerized content analysis is still fairly
uncommon in management research (Morris, 1994; Wolfe, Gephart, & Johnson, 1994),
particularly in strategic management. Perhaps this study will generate additional interest
in the use of computerized content analysis in strategic management research.

Another possible avenue for future research would be to replicate the study
using other types of intangible resources that possess the characteristics of strategic



108 Journal of Business Strategies Vol. 17, No.2

assets. Of course, as with this study, measuring intangible resources requires
considerable creativity.

Appendix
Content Analysis Methodology

This section describes, in five parts, the content analysis methodology used in
this study. The first part describes the population of words used in the analysis,
called the "Word Population Frame." The second part describes how management
textbook concepts were used in selecting key words and key word combinations.
The third part describes the process of selecting key words and key word
combinations. The fourth part describes the Key Word in Context Analysis. The
fifth part presents the key words and key word combinations used for measuring
organizational culture.

Word Population Frame
All words appearing in the Letters to Shareholders', Company Report, and

Management Discussion and Analysis sections of the 1988 annual report of all
sample firms were compiled, along with their frequency, into a single alphabetic
list called the "Word Population Frame" (WPF). As will be discussed, single key
words and key word combinations were selected from the WPF to measure
organizational culture via computerized content analysis. Consistent with the
content analysis literature, irrelevant words (e.g., a, an, the, then) and low frequency
words were excluded from the WPF. Eliminating these words reduces the WPF
from 21,172 words to 1,681 words.

Management Textbook Key Concepts
Management textbooks discuss key concepts related to various topics in

management. Among those topics are the cultural attributes of interest in this
study. Key concepts about the six cultural attributes were gathered and summarized
from popular management textbooks. This list served as a reference tool in selecting
key words and key word combinations from the WPF.

Selecting Key Words and Key Word Combinations
Three experts in management selected key words and key word combinations

relating to the six cultural attributes from the WPF. Each individual used the
summary of management textbook key concepts and their knowledge about the
cultural attributes in selecting key words and key word combinations.

KWIC Analysis
Key Word in Context Analysis (KWIC) is about examining a word, or

combination of words, in its surrounding context to see how it is being used
(Krippendorff, 1980; Weber, 1990). For each of the key words and key word
combinations, ten sentences were randomly selected from the 100 annual reports



Fall 2000 Michalisin, et at.: Intangible Strategic Assets 109

and independently read by the three experts. Key words and key word combinations
were included in the final content analysis only if two of the three experts agreed
that at least nine out of the ten randomly selected sentences clearly related to the
relevant cultural attribute.

Each expert also had the option of requesting another random sample of
sentences based on new specifications. For instance, the key word "control" may
have failed to meet the nine-out-of-ten sentences rule. However, during the KWIC
analysis, the reviewer may have noticed that sentences containing both "statistical"
and "control" clearly related to the cultural attribute "perception of quality."
Furthermore, the relationship was strongest when "statistical" and "control"
appeared within four words of each other. In such instances, the KWIC analysis
was repeated using the new specifications.

These procedures improve the validity of the content analysis. First, reviewing
the entire population of frequently occurring words (WPF) promotes completeness
in the selection of key words and key word combinations. Further, all key words
and key word combinations chosen by the three experts were included in the
KWIC analysis. That, coupled with the opportunity to request new specifications
for KWIC Analysis, promotes completeness in the selection of key words and
key word combinations for the final content analysis. Second, systematizing the
content analysis procedures enhances consistency. Moreover, once content rules
are established, the computer program provides perfect reliability. Third,
documenting the procedures supports the possibility of replicating the study.
Fourth, the tight selection criteria of key words and key word combinations
enhances the accuracy of the findings. And fifth, content analyzing annual reports
(a regulated document) across thirty industries (both manufacturing and service)
strengthens external validity.

Final List of Key Words and Key Word Combinations
The final list of key words and key word combinations appear in Table 4.

Proximity requirements for key words in key word combinations are identified
via asterisk and described at the bottom of the table. The program computed the
number of times the key words and key word combinations appear in the Letter to
the Shareholders, Company Report, and Management Discussion and Analysis
sections of each firm's 1988 annual report and then divided that amount by the
total number of bytes in the file (on diskette) containing that textual data. Dividing
by the total number of bytes controls for differences in the size of annual reports.



110 Journal of Business Strategies

Table 4
Key Words and Key Word Combinations

Customer Service

Vol. 17, No.2

customer relationships *
serving customers*
customers value
consumers satisfaction
help customers
response customers
consumer service*

innovation
advanced technology
advanced technologies
dramatic improvements
modernization
changing goals
innovations
creative

restructuring
planned changes
strategic change
strategic changes

team
teams

team decision
employee communication
employees communication
employee involvement
involvement teams

quality
continuous improvement*
improve continuously
statistical process

customer satisfaction*
serving clients*
customer involvement*
customer customers
help customer
customer services*
customer driven*

Ability to Innovate

creativity
innovator
innovators
innovative
product development
process development
new processes

Ability to Manage Change

managing change
managing changes
management flexibility
manage change

Team Working Ability

teamwork
working together**

Participative Management Style

development teams
employee decision
employee ownership
employees ownership

Quality

excellence
product improvements**
better products**
superior products

customer service*
customer value
consumer satisfaction
customer support
customer focus
customer focused *

new process
automate
automated
cycle time*
new products*
new services**
significant progress

flexibility
change agents
organizational changes*
expanded capacity

work together***

employee participate
participation employee
employee contribution
group process*

superior services
just in time*
best industry**

* The key words must appear together in the sentence, in the order listed.
** The key words must appear within four words of each other in a sentence.
*** The key words must appear within five words of each other in a sentence.
No asterisk indicates that the key words can appear anywhere in a sentence.



Fall 2000 Michalisin, et al.: Intangible Strategic Assets

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Michael D. Michalisin is an Assistant Professor of Management at Southern
Illinois University at Carbondale. He earned his Ph.D. from Kent State University,
his MBA from Duquesne University, his undergraduate degree from The
Pennsylvania State University and is a CPA. In addition to his academic
background, he has worked for Ernst & Whinney (now Ernst & Young).
Westinghouse and Finalco Group Incorporated. His journal publications focus on
resource-based strategies, strategic flexibility, new organizational forms and text-
based research methodologies.

Douglas M. Kline is an Assistant Professor of Management Information Systems
at Sam Houston State University in Huntsville. Texas. He received his Ph.D. from
Kent State University. His main research interests focus on artificial intelligence,
artificial neural networks and intelligent text-based systems.

Robert D. Smith is Professor of Management and Leadership at Kent State
University, College of Business Administration. He earned his Ph.D. from The
Pennsylvania State University. He has co-authored several books in Human
Resource Management and published in such journals as Management Science,
Journal of Applied Psychology, Academy of Management Journal and
Communications of the ACM. His major research interests are in the fields of
strategy, leadership and information management systems.


	Intangible Strategic Assets and Firm Performance: A Multi-Industry Study of the Resource-Based View