Using legimation code theory to track

pedagogic practice in a South African

English home language poetry lesson 

Fiona Jackson

Abstract

This paper utilises two dimensions of Legitimation Code Theory, Specialisation and
Semantics, to describe and analyse aspects of the poetry pedagogy of a South African home
language subject English teacher. The Specialisation analysis illuminates how, while the
lesson is oriented towards social relations in its focus on cultivating learners’ literary gaze,
the teacher’s pedagogy exhibits varying emphases on epistemic relations and social
relations in different phases of the lesson. These concepts facilitate more precise description
of the pedagogy, which assists in clarifying and explicating the nature of the pedagogy of a
teacher working with a cultural heritage orientation to literary instruction. Analysis within
the Semantic dimension enables the tracking of pulses of shifts in abstraction and
particularity through the lesson. This highlights the ways in which the teacher moves
between more and less abstract and concrete forms of knowledge, which implicitly models
ideational networks required for higher levels of close textual analysis.

The Lesson
ED W A R D LU CIE-SM IT H

“Your father’s gone,” my bald headmaster said.
His shiny dome and brown tobacco jar
Splintered at once in tears. It wasn’t grief.
I cried for knowledge which was bitterer
Than any grief. For there and then I knew
That grief has uses – that a father dead
Could bind the bully’s fist a week or two;
And then I cried for shame, then for relief.

I was a month past ten when I learnt this:
I still remember how the noise was stilled
in school-assembly when my grief came in.
Some goldfish in a bowl quietly sculled
Around their shining prison on its shelf.
They were indifferent. All the other eyes
Were turned towards me. Somewhere in myself
Pride, like a goldfish, flashed a sudden fin.



30        Journal of Education, No. 63, 2015

Introduction

Subject English is a protean beast – multiply defined and highly contested
(Macken-Horarik, 2014, 2013, Gibbons, 2009, Green, 2008, Christie and
Macken-Horarik, 2007). Given the variety of disciplinary sources from which
it draws (humanities to social sciences), subject English presents a
particularly intricate knowledge base. Within many school systems it serves
as both the medium for knowledge building and communication and the
object of study itself (Larsen-Freeman and Freeman, 2008). The complex role
it thus performs in such contexts, in providing the communicative means for
learners to access wider and increasingly abstracted, formalised systems of
knowledge, points to the importance of developing more rigorous, cumulative
understanding of the nature of the knowledge practices enacted within subject
English classrooms. The insights to be generated from application of
Legitimation Code Theory concepts potentially provide access to deep level
organising principles useful to the field of English education, and education
more widely. Teachers and learners often struggle with the ‘invisible’ nature
of what constitutes mastery in literary studies. The explication of knowledge
practices within English literary processes can contribute to increased
consciousness amongst teachers of the range of pedagogic formations
available to them, and the implications of these for their practice and their
learners’ progress. In this article I focus particularly on processes of
unpacking the knowledge practices of subject English poetry instruction.

The context of subject English education

Within the South African school system subject English occupies an uneasy
space. Historically and ideologically associated with imperial British colonial
rule, English yet holds considerable contemporary value for many South
Africans as a local and globalised lingua franca offering access to economic
capital and advancement (Wright, 2002). Drawing content from a wide set of
disciplinary sources, varying temporally and locationally in their influence,
the goals and content base of English-as-Subject can vary greatly (Clark,
2005). These can range from knowledge about language and literature, to
acting in, and responding to life, using language (Kantor, 2001).  Curriculum
goals for school English range from basic literacy skills through personal
growth approaches to literary and critical literacy studies (Macken-Horarik,



Jackson: Using legitimation code theory. . .       31

2014, Sperling and DiPardo, 2008, Christie and Macken-Horarik, 2007,
Morrell, 2005, Pike, 2003, Marshall, 2003, Harley, 1991).
 
Subject English teachers consequently work with wide ranging choices for
content and process. Unsurprisingly, research reveals English teachers’
pedagogic identities as mobile yet contingent on their contexts and deep
epistemologies regarding language, literacy, and learning. Competing forces
and values can thus co-exist within teachers’ beliefs and practices (Gibbons,
2009, Slonimsky and Brodie, 2006, Xinmin and Adamson, 2003). The task of
capturing and understanding the pedagogy of English teachers thus requires
attention to multi-faceted dimensions and levels.

Extant research mostly comprises small case studies using either inductively
derived categories of analysis or pedagogically normative lenses, often
investigating issues within binary categorisations such as communicative
versus traditional, or learner- versus teacher- centred (Shaalukeni, 2000 in
Weideman, Tesfamariam and Shaalukeni, 2003, Xinmin and Adamson, 2003,
Slonimsky and Brodie, 2006).  International case studies have investigated
philosophies and subject knowledge of English teachers, via interviews
(Marshall, 2000, Ellis, 2009). Local case studies have inductively explored
English teacher responses to curriculum change and difficulties in engaging
learners in literature study (Carminati, 2007, Dyer, 2007). There remains a
dearth of research, particularly locally, of pedagogically well theorised
descriptions of the practices of English teachers, focusing on the nature of the
knowledge base of these practices.
 
This paper explores the contribution that Legitimation Code Theory (LCT)
brings to the task of unpacking how teachers cultivate a literary gaze through
their practice. Firstly, I briefly outline the broad project of LCT, and introduce
two of its dimensions, Specialisation and Semantics. Thereafter  I demonstrate
the insights to be gained from a multi-dimensional depth analysis of key
moments in one lesson of a KwaZulu-Natal English Home Language teacher,
as she teaches Edward Lucie-Smith’s poem, The Lesson, to her twenty-one
Grade 10 learners.



32        Journal of Education, No. 63, 2015

Theoretical contextualisation

Ensor and Hoadley (2004) argue the need for South African classroom based
research rooted in pedagogic theory and focusing upon the messages
conveyed through the form of disciplinary instruction. Without such theory,
much analysis of classroom practice works with assumed normative views of
pedagogic best practice lacking “in-depth description of any particular aspect
of classroom activities” (p.86). They index the need for non-evaluative,
theorised analytic schemes, enabling more precise rendering of types of
pedagogy. LCT offers a theoretically rigorous, supple lens that can spotlight
pedagogic issues from both epistemological and relational perspectives.
Rooted in social realism, LCT addresses issues of social practice, working to
articulate the underlying organisational principles of social fields. LCT aims
to build a sociology of knowledge, addressing the gap of ‘knowledge
blindness (Maton, 2014) in educational research. Knowledge is understood as
something real, with different types of knowledge varying in structure,
properties and effects.  LCT seeks deeper understanding of how knowledge
structures impact upon fields, and of forms of knowledge as a medium of the
educational message. That is, it investigates how knowledge practices
themselves are structured. Describing the principles and legitimation codes
controlling educational arenas is a vital first step to explaining educational
practices.

Social practices are underpinned by legitimation codes. These operate as
claims for the legitimacy of people’s actions, or, “for the organising principles
embodied by their actions” (Maton, 2014, p.24). Legitimation codes comprise
structuring principles with consequences as their inherent structures vary with
differing effects. Additionally, their form moulds the potential of what can be
communicated. The concept facilitates focus on both the sociological nature
of knowledge practices and the epistemological nature of potentially
legitimate knowledge claims and thus both on analyses of ‘relations to’
knowledge practices and analyses of ‘relations within’ knowledge practices.

LCT provides a multidimensional set of concepts for the analysis of actors’
social practices and dispositions. I shall focus here on two: firstly,
Specialisation and subsequently, Semantics. Within the educational arena
specialisation codes are made up of knowledge practices embodying both
epistemic relations (ER) and social relations (SR). Epistemic relations refer to
relations between practices and their objects while social relations refer to



Jackson: Using legitimation code theory. . .       33

relations between practices and their subjects or originators. These concepts
build on Bernstein’s notions of classification and framing (1996).
Classification refers to the strength of boundary maintenance between
contexts or categories. Framing refers to the location of control inside
contexts or categories. Stronger framing points to greater control from above.
Therefore, stronger epistemic relations refer to practices which place firm
boundaries and control around what can legitimately constitute objects of
study and what procedures may be used. Stronger social relations refer to the
placement of strong boundaries and control around who may be recognised as
legitimate knowers (Maton, 2014). Tracking the details of specialisation
codes necessitates identifying whether epistemic relations or social relations
are more emphasised.

Maton further argues the need to move beyond dichotomising typologies in
educational research, and so visualises epistemic relations and social relations
as intersecting continua that generate a Cartesian plane. This produces a
topological space comprising four specialisation codes – knowledge, élite,
knower, relativist, as set out in Figure 1 below:

Figure 1: Specialization codes (adapted from Maton, 2014, p.30)



34        Journal of Education, No. 63, 2015

This topological space provides possibilities for separate variations in the
strength of epistemic relations and social relations. The mapping of infinite
numbers of positions along continua of relative strengths is thus possible,
along with tracing shifts of position within quadrants. 

Knowledge codes are those which strongly mark off what counts as legitimate
objects and/or methods of study. The personal attributes of those who do the
studying is less emphasised. This is schematised as ER+, SR–. Physics is an
example of a code where specialised knowledge of particular objects of study,
using strongly controlled procedures, is stressed. In principle, anyone may
participate in doing physics, as long as they master the accepted procedures
for knowledge building.

In contrast, knower codes ground assertions of legitimacy in particular kinds
of knowers. There is stronger classification and framing of social relations,
with who makes claims being the most important factor. Differences between
knowers are stressed. Wide ranging knowledge assertions, methods and
procedures are largely a matter of individual choice. Maton identifies
different types of knowers, including social and cultivated. Social knower
codes are based on social distinctions such as class, gender and ethnicity and
aim to speak the experiences of knowers, with truth being established via the
‘voice’ (Maton, 2014). Cultivated knower codes result from long immersion
in a particular way of knowing, generating a cultivated disposition. School
subject English will most typically fall into the ER-, SR+, or knower code
quadrant, where social relations predominate in relation to the importance of
knowers’ responses to language and literary texts (usually through the
cultivation of the dispositions of knowers into a range of possible gazes). The
topological ‘space’ thus facilitates fine-grained analyses plotting nuanced
variations in such gazes. It can move descriptions of pedagogic practice
beyond static tabulations, to accounting for variations within individual
teacher’s practices and between different teachers and contexts.

The other dimension of LCT deployed here is that of Semantics. This
facilitates focus on what constitutes, and promotes, cumulative theorising and
learning, as opposed to segmented thinking. Maton asks how educational
knowledge can facilitate greater conceptual, integrative hierarchisation, as
opposed to segmented learning. He argues that segmentalism [comprising] “a
series of discrete ideas or skills, rather than cumulatively building on
previously encountered knowledge” (2014, p.107), can limit learners’
capacities to abstract and transfer knowledge. Cumulative learning facilitates



Jackson: Using legitimation code theory. . .       35

transfer of knowledge between contexts and through time, while segmented
learning often restricts transfer, leaving learners with knowledge locked
within the ‘semantic gravity well’ of particular contexts. Maton proposes the
notions of cumulative learning, semantic gravity and semantic density as key
tools to articulate the underlying organising principles enabling understanding
of knowledge building processes.

Semantic gravity refers to the degree to which the meaning of practices relates
to their contexts. Maton elaborates: 

This semantic gravity may be relatively stronger or weaker along a continuum. When
semantic gravity is stronger, meaning is more closely related to its social or symbolic
context of acquisition or use; when it is weaker, meaning is less dependent on its context.
One can also describe processes of strengthening semantic gravity, such as moving from
abstract or generalized ideas towards concrete and delimited cases, and weakening semantic
gravity; such as moving from the concrete particulars of a specific case towards
generalizations and abstractions whose meanings are less dependent on that context (2014,
p.110).

Broadly, then, semantic gravity equates to degrees of abstraction and
concretisation. In close juxtaposition with semantic gravity, Maton proposes
the notion of semantic density which

refers to the degree of condensation of meaning within socio-cultural practices (symbols,
terms, concepts, phrases. . .) . . .The stronger the semantic density (SD+), the more meanings
are condensed within practices; the weaker the semantic density (SD-) the less meanings are
condensed. The strength of semantic density of a practice or symbol relates to the semantic
structure in which it is located (p.129).

So, within the study of English poetry, the term ‘iambic pentameter’ is
characterised by relatively strong semantic density, condensing information
about the stress pattern of English syllables, the pairing of stressed and
unstressed syllables in ‘feet’ and the sequencing of these pairs in groups of
five feet. ‘Iambic pentameter’ is also connected to networked knowledge
systems of terms about rhythm and meter in poetry.

Maton again presents the principles of semantic gravity and semantic density
as continua, enabling fine plotting of infinite variations in strengths of
realisation of each principle through pedagogic processes and products.
Combining semantic density and semantic gravity as analytic tools permits the
tracking of shifts in the nature and coherence of pedagogic discourse over
time, using notions of semantic waves, and degrees of semantic flow which



36        Journal of Education, No. 63, 2015

In 2008, when this lesson was observed and video recorded, the school of 1200 learners was1

racially integrated, with roughly equal proportions of white, African, Indian and mixed-race
learners. This class had no white learners. Informed ethical consent was secured from the
Education Department, the school and the teacher.

The full transcript of this lesson is available at https:ukzn.academia.edu/FionaJackson2

can be visualised as semantic profiles (Matruglio, Maton and Martin, 2013).
However it is important to remain aware that each principle can vary in
strength (and be plotted) independently over time.

Contextualisation of the analysed lesson

This lesson occurred in a formerly all-white, fee levying, state school
currently serving dominantly middle-class communities.  Of the 21 learners,1

most were African boys, with 3 Indian boys and 7 African girls. This meant
that an English Home Language curriculum was being taught to a class with a
majority of English Additional Language speakers. The teacher, Mrs Aldridge
(a pseudonym) is a white, middle-aged female, with over 15 years teaching
experience. 

In the next section I firstly present a schematic overview of the lesson, then
demonstrate how a Specialisation analysis illuminates the forms of
legitimation this teacher deploys in her pedagogic process. Thereafter I
explore movements in strengths of semantic gravity and semantic density and
how these contribute to the building of a particular literary gaze.  

Tracking specialisation in one instance of poetry

pedagogy

The focus of this fifty minute lesson is the development of the learners’
literary gaze, in terms of practical criticism competencies. The teacher’s
overall goal is to elicit learner answers to the question ‘What was the lesson
learned by the poem’s protagonist?’ The class comprises six phases,
summarised below,  with the bulk of the time spent on phases four and five:2



Jackson: Using legitimation code theory. . .       37

1. Settling in

2. Task Orientation:
The teacher identifies the lesson as literature, focusing on poetry.

3. Academic administration:
The teacher instructs learners on the required submission of a prior task

4. a) Task Orientation:
The teacher initiates a brainstorming exercise in response to the word
‘lesson’

b) Plenary:
Teacher led discussion on connotations of ‘lesson’ and ‘life lesson’ 
(about 10 minutes)

5. a)  Reading poem:
Learners read the poem in small groups and discuss the life lesson
learned by the protagonist (about 15 minutes)

b) Plenary sharing:
The teacher leads whole group exploration of the difficulties of
interpretation and what textual evidence provides support for inferences
about the poem   (about 12 minutes)

c) Learner completion of written questions on poem   (about 5 minutes)

6. Conclusion:
The teacher makes concluding statements about the lesson.

The tightly structured process moves learners from a pre-reading task into
close engagement with the poem’s meaning. The poem can be located within
a knower code, that is, an ER-, SR+ coding, expressing something of the
poet’s unique disposition and voice. However, in the pedagogic arena, the
bases for approaching and relating to the text can vary, shifting along both the
epistemic relations and social relations continua. At this point, Maton’s
distinction between the focus and basis of pedagogic practice is useful.
Epistemic relations and social relations can be used to delineate the focus of
knowledge claims, that is, the content of languages of legitimation. While the
focus of this lesson can be argued to be oriented to social relations, through



38        Journal of Education, No. 63, 2015

the cultivation of a particular kind of literary knower, there are variations in
the strengths of legitimation codes forming the basis of the pedagogic
practice. That is, legitimation codes outline the form of languages of
legitimation (2014, p.31). When a poem is approached dominantly as an
object containing information to be accurately retrieved and displayed, the
specialisation basis tends towards stronger epistemic relations. However,
approaching a poem, for example, as a personalised, affective meaning
making experience for readers, leads towards a stronger basis of social
relations. 

A Specialisation analysis reveals different specialisation code emphases in the
teacher’s pedagogy within the overarching project of building the learners’
literary gaze. It enables a more precise description of the pedagogy, which
assists in clarifying and explicating the approach of literary instruction
utilised. While the teacher initially foregrounds learners’ experiences of
‘lessons’ and ‘life lessons’ (experiential brainstorming tasks consistent with a
personal growth model of English instruction) to engage and activate in them
her preferred frame of reference, thereby strengthening social relations, she
subsequently focuses exclusively on the poem itself, independently of the
poet, his life context and the life contexts of the learners. The brainstorming is
not a prologue to learners exploring links between the poem and potentially
similar situations in their own lives. It serves to make visible the most likely
schemas to be activated in response to the title “The Lesson”. The teacher
then directs the learners to ‘bracket’ these schemas and reorients them to the
idea of life lessons. Her main focus is on identifying the core meaning of the
poem via close textual analysis of its details. Thus, while the overall focus of
the lesson is on socialising the learners into a literary gaze, the basis of the
lesson displays aspects characterised by stronger epistemic relations. This is
evident through the teacher constructing the poem as an independent artefact
and requiring learners to supply accurate textual information. That is, despite
obliquely suggesting connections to real world experience, Mrs Aldridge
engages the poem as a form of semantico-logical puzzle needing accurate
decoding. 

Early tasks such as the revision of the concepts ‘denotation’ and ‘connotation’
(from a prior lesson) are characterised by stronger epistemic relations These
also feature at critical junctures in the teacher’s later efforts to ensure accurate
decoding of key textual details. The teacher constructs such details as the
crucial base for establishing the poem’s meaning. An early example of the
class’s engagement with the poem is initiated by the teacher’s questions:



Jackson: Using legitimation code theory. . .       39

“What would you say the catalyst is, um, for the speaker in the
poem of this lesson? What has happened to him? Um, you know
he has learned a lesson from something that has happened to him.
What do you see has happened to him?”

Mrs Aldridge is asking for accurate identification of an event implied by the
poem. In her ensuing exchanges with the learners, she accepts, validates and
extends learners’ responses and models elements of a cultivated literary gaze.
Thus, in response to a learner responding ‘his father has passed away’, she
focuses on the supporting textual evidence:

“Have a look at the first line ‘your father’s gone my bald
headmaster said’. Presumably he’s in a school context and he
was called in by the headmaster to say ‘your father’s passed
away.”
 

The teacher signals the importance of clearly linking interpretive inferences
with salient aspects of the text. This suggests brief strengthening of epistemic
relations as partial highlighting of what kinds of inference and surmising are
legitimate.

Once the learners are working in small groups considering what lesson the
poem’s protagonist learned, epistemic relations are strengthened, with the
teacher reminding learners of the behaviours and strategies required. She
directs learners to: “Talk about this because it means that you’ve got to
explore the whole poem to work out what the lesson is” and to make notes.
Such comments explicate some discursive criteria that learners must
internalise. She also strengthens epistemic relations in her process of heading
off problematic misreading, reformulating instructions with procedural and
conceptual additions:

“No, no. . . it’s the headmaster who has the bald head and the
tobacco jar. . . the poem isn’t concerned with what happened to
the father because that is just the catalyst for <???> in his life
<???>. The focus must be on what he learns – perhaps about
himself from his father’s passing. So don’t allow your selves to
go off on a tangent and look at possible causes of the death.”

Here epistemic relations are stressed in the sense of implying “this piece of
content in the poem does NOT equal ‘x’.” In exhorting learners not to “go off



40        Journal of Education, No. 63, 2015

on a tangent” she signals boundaries for how to approach the poem,
prioritising what the poem itself sets up: “the poem isn’t concerned with what
happened to the father. . .” This focus on accurate knowledge of the content of
the poem is subsequently reinforced as Mrs Aldridge realises many learners
are pursuing the tangent. Consequently, addressing the entire class, she
indicates how interpretation is limited by accurate reading of the contents of
the poem:

“. . .I’ve just got to interrupt something and clarify something
really important. The father has not died from smoking – can we
eradicate that altogether. Um, the poet is not really, the speaker is
not really concerned about the causes of death of the father – ah,
what you should be focusing on, ah, is perhaps how his father’s
death has affected him and what he learns about himself. . . A
brown tobacco jar is mentioned but that I would presume is the
bald headmaster’s. . . .When he goes to the office he sees – shh –
he sees the headmaster has a shiny dome, which means no hair,
and there’s a brown tobacco jar next to headmaster, okay. So
don’t go off on a tangent now.”

These comments suggest the importance of accurate understanding of the
relationships between the details of the text, such as the jar, the headmaster,
the father’s death and the protagonist’s thoughts in response to it. Sound
understanding of such relationships is the critical springboard to the macro
meaning of the life lesson. Her interventions again strengthen epistemic
relations in stressing the importance of accurate reading of the text as a key
element of her cultivated gaze: correct reading of the micro-details of a text
followed by identification of plausible links amongst details before finally
reading between the lines of such details.

Further strengthening of epistemic relations occurs after the teacher asks:
“What does the speaker feel he should be thinking about?” Learner responses
strengthen social relations, relieving the pressure of the hard work in
establishing the required meaning, e.g., “Freedom!” The teacher’s response
also strengthens social relations, with low-key, wry acknowledgment of the
comment: “Right, that was very unexpected.” Responding to further learner
offerings she says:

“Ja, you might have to support the family. But based on what this
poem is saying, we don’t know anything. All we know is that he



Jackson: Using legitimation code theory. . .       41

lost the father. But we don’t know anything about the speaker’s –
the circumstance. So, um, we can’t really read into something that
is not directly in the text. All we know is that he’s lost his father –
we don’t know about the circumstances.”

Here Mrs Aldridge strengthens epistemic relations, presenting some of her
limits of inferential possibility, excluding as illegitimate interpretations that
cannot be linked to specific textual details. She reinforces these criteria by
reiterating what is knowable from the poem (the father gone) and reformulates
her questions specifically around this: “What does he feel he should be
thinking about that?” This narrowing of the question clarifies her focus for the
learners. When a learner says “his father” the teacher finally validates
strongly:

“Absolutely – he should be mourning his father, he should be
presumably thinking – and, and this is why he feels selfish.”

In the ensuing discussion of whether a ten-year-old should be judged ‘selfish’
for thinking about the immediate benefit his father’s death brings, the teacher
strengthens social relations. Her most specific contribution, which she flags as
very personal, comes in response to the line: “I still remember how the noise
was stilled in school assembly when my grief came in”. After eliciting and
validating some learner interpretations of the line, she says:

“I tell you what very personally this phrase made me think of.
We usually think of ‘when your ship comes in’, you know, when
your luck comes in. And I thought about it in that context – that
his grief, in a sense, has liberated him from the bullies that
continually plague him.”

Despite her identification of her comment as personal, what she shares is the
associative link she makes between the poet’s phrase and a conventionalised
phrase (if seldom used in current South African English) – “When your ship
comes in.” This sharpens the view of her literary gaze as tending towards the
detached, the cognitively associative and the epistemic. ‘Very personally’, for
her, is a mental link, not an emotional or experiential connection.

Focusing on where epistemic relations are strengthened thus highlights the
teacher’s orientation to literary analysis as a cognitively motivated act, where
continual attention to the ideational network of links between the macro



42        Journal of Education, No. 63, 2015

meaning and the micro-details of the poem are the foundation for legitimate
interpretive acts. These relatively stronger epistemic relations are interludes
within a lesson characterised mostly by stronger social relations, since the
overall thrust is to produce learner-subjects who can identify, experience, and
internalise the message of the poem as refined meaning. Social relations are
strengthened where the focus is on:

(a) building desired frames of reference in the learners,
(b) creating a bridge between learners’ existing experience and the ‘world’

of the poem,
(c) regulative control of learners,
(d) relieving the pressure of establishing the desired interpretations amongst

the learners, and 
(e) fostering learners’ interpretive activities.

The early brainstorming task, where learners have to “come up with about
three or four connotations or personal associations that [lessons] has for you”,
foregrounds learners’ personal experiences. In leading the plenary the teacher
strengthens social relations in defending a learner’s association: “it’s an
amount of things”. Challenging learners’ laughter, the teacher asserts:

“Nobody must laugh at someone’s personal connotation. . . .No one can
say your connotation is wrong or right.”

This indexes an element of the teacher’s grounds for a personal gaze –
associations based on individual experiences. Implicitly, this pre-emptively
contrasts with the teacher’s later comments on the trickiness of interpreting
poems.

In shifting focus from connotations of ‘lesson’ to examples of ‘life lessons’
the teacher is building a specific, preparatory frame of reference in the
learners. Though she has a clear epistemic goal – ensuring learners do not
presume ‘The Lesson’ to be a formal school lesson, the basis of her process of
elicitation emphasises stronger social relations. Her responses range from
seeking clarification from learners to simply acknowledging the pain of the
experience reported. For example, as in:

Learner: “Keep my enemies closer than my friends.”
Teacher: “Ah, that’s interesting. What – how do you do that? How would

you keep your enemies closer than your friends?” and



Jackson: Using legitimation code theory. . .       43

Learner: “A life lesson I learnt about was <???> a friend <???>. She was
constantly running away from home; not going to school and
then <???> and giving her parents a hard time. In May I buried
my friend.”

Teacher: “Wow, there’s a lot of pathos there. Ah, thank you.”

Social relations are also strengthened at numerous points as a regulation
strategy. For example, at the end of an intensive interaction establishing the
evidence in the text for the bullying of the protagonist, some learners talk
while the teacher is talking. The teacher responds with sarcasm:

“Gosh, this is an interesting development from someone who said ‘I
don’t understand this poem.’ Now please [her emphasis] share your
thoughts with us, please!” [Learners laugh]. A culpable learner responds
with: “I praise Nosipho and her group!” [Louder laughter] The teacher
permits this, simply riposting: “She’s not happy with that – she’d like
individual credit.”

Later, at the end of an intensive exchange where the teacher struggled to get
learners to see “knowledge which was bitterer than. . .” as identifying an
emotion, a similar emphasis of social relations occurs. The teacher has asked:

“When you lose your father, Savannah, what, what should you be
thinking about? Or at least, what does the speaker feel he should be
thinking about?”

An unsolicited learner declares: “Freedom!” to which the teacher responds
with wry acknowledgment: “Right, that was very unexpected.” She quietly
‘defuses’ the potential escalation of learner affect by strengthening social
relations without specifically validating the individual.

There are not many instances of emphasising social relations in the process of
engagement with the poem itself. The clearest example occurs when the
teacher directs attention to the second stanza and slightly widens inferential
possibility:

“. . .he says ‘I was a month past ten when I learnt about this.’ Now I
think the age is, is quite important – he’s only just ten-years-old.
Bearing that in mind, would you agree with the speaker that he is being
selfish? Would you judge him for not thinking about his father?”



44        Journal of Education, No. 63, 2015

Here social relations are strengthened as she elicits learners’ personal
opinions on this point, fostering an interpretive gaze involving extrapolation
from a piece of text, and using real life knowledge of children, along with
personal values about acceptable/unacceptable behaviour for bereaved ten-
year-olds. Responding to numerous learners’ answers of ‘no’ the teacher
validates answers via her own qualified, interpretive elaborations:

“Alright, so maybe when you’re young you actually, probably – it’s
probably a very natural sort of reaction” and

“Absolutely. And perhaps that to him is a more immediate reality than
his father’s death. He’s got to go to school every day and get beaten up
by someone.”

A Specialisation analysis illuminates the interplay between the epistemic
relations and social relations in a cultural heritage orientation, unravelling the
emphasis on textual meanings in themselves. Attention to the play of both
epistemic relations and social relations reveals the teacher’s focus upon
precision textual decoding as the base for literary interpretation, along with
selective strengthening of social relations in order to increasingly orient
learners towards literary, rather than personal, interpretations of the text,
while offering them fairly detached forms of support in their struggles along
this path.

Tracing semantic profiles

Utilising the concepts of semantic gravity (SG) and semantic density (SD) in
relation to pedagogic practice helps reveal the movements, through time,
between particularities and generalities; and denser, more conceptually
integrated knowledge and more discrete, segmented forms of knowledge.
Semantic gravity tracks the degrees of contextual specificity versus contextual
independence of knowledge practices. Stronger semantic gravity (SG+) refers
to knowledge closely tied to its originating contex,t while weaker semantic
gravity (SG-) refers to knowledge operating across many specific contexts.
Semantic density focuses upon degrees of concentration and distillation of
knowledge, with stronger semantic density (SD+) referring to greater
condensation of knowledge. Where strengths of semantic gravity and
semantic density are inversely related to each other, this can be represented as
a semantic wave. The diagram below shows three hypothetical semantic
profiles:



Jackson: Using legitimation code theory. . .       45

Figure 2: Three semantic profiles (adapted from Maton, 2014, p.143)

For this lesson, the broad semantic profile is represented below in Figure 3:

Semantic profile: The Lesson
Figure 3:

This profile represents a ‘smoothing out’ of many small variations in semantic
gravity and semantic density. Particularly in Phase 4 of the class, represented
in Figure 3 between the ‘Connotations/Denotations’ and ‘Catalysts’ peaks,
many small shifts in semantic gravity/semantic density occur, generating
semantic ‘ripples’, or ‘fractal’ waves (Maton, 2013, p.17) within the major
wave movement. This is partially represented by the lighter line in Figure 5
above. Two examples of this semantic rippling are explored below. 

Initiating phase three of the lesson Mrs Aldridge asks learners to recall a
discussion on denotative and connotative meaning from an earlier language
lesson. Semantic gravity is weakened and semantic density strengthened



46        Journal of Education, No. 63, 2015

(9SG8SD) in her move from providing particular task information to invoking
the conceptual categories to be used – abstract terms from the disciplinary
field of language studies (semantics). She then strengthens semantic gravity
through provision of the specific task focus and procedural directions: 

“So I want you to start off by giving you one word, the word is ‘lesson’.
[She writes ‘lesson’ on the board and circles it.]”

She provides precise, locational direction, along with an implicit reason, in
telling learners how they will be working diagrammatically with the word.
These details strengthen semantic gravity, which is then weakened as the
teacher shifts back to conceptual orientation: “But shall we start with
denotation first?”

As the class moves into definitional revision of the terms, and their
application to the concept of ‘lesson’, semantic gravity is strengthened
through the provision of definitions. In response to the teacher’s request for
denotative definitions a learner offers: “a lesson that you learn through
experience”. The teacher’s response, as is often the case in subsequent follow
up moves, weakens semantic gravity slightly, via slightly more general
rephrasing:

 “ok, so something [my emphasis] that is learned through experience.

Similarly, after having requested and received a definition of ‘connotation’:
“It’s your own opinion”, the teacher offers qualified acceptance and proceeds
to unpack the idea more grammatically congruently, thus strengthening
semantic gravity and weakening semantic density:

“what you think of when you hear that word”.

 She then immediately weakens semantic gravity a little by adding:
 

“the associations that word has for you”,

by means of the nominalisation ‘associations’. She reinforces this, and
elaborates slightly as she then provides specific task instructions for the
learners:



Jackson: Using legitimation code theory. . .       47

“I’d like you to come up with perhaps about three or four connotations
radiating out from the word lesson. Three or four connotations or
personal associations that that word has for you.”

Mrs Aldridge, in conjunction with the learners, has thus effected small shifts
resulting in the unpacking and repacking of the concepts, from more to less
abstract. These differing levels can be schematised as:

Figure 4:  ‘Connotations’: Ideational Network

Potentially these variations contribute to learners building an ideational
network around the concept, and alternative linguistic realisations of its
meaning, thus increasing the semantic density of ‘connotations’ for them. 

A further key semantic ripple unfolds as the teacher nudges her learners out of
the everyday and towards a literary gaze of insights for life lessons. Semantic
gravity is strengthened and semantic density weakened as learners brainstorm,
and share personal lessons. Semantic gravity weakens, and semantic density
strengthens slightly as the teacher generalises that all the life lessons result
from some form of catalyst. The semantic rippling arises from the way the
teacher handles learner responses: sometimes she defines terms, triggering a
downward ripple; sometimes she nominalises verbs, producing a slight
upward ripple. Overall, these semantic ripples generate slightly strengthened
semantic density of ‘school lesson’ and ‘life lesson’. She steadily reinforces
her key focus – ‘life lesson’ versus ‘school lesson’, thus indexing for learners
the need to transcend the immediacy of their experiences with school lessons,
to more distant and abstract conceptualisations, ultimately weakening
semantic gravity. 



48        Journal of Education, No. 63, 2015

A significant portion of the section of class identified on the semantic profile
as <Poem: details’ entails small group discussion by the learners. The teacher
moved between groups, scaffolding learners into fuller ranges of
interpretation and capacity to ‘wave’ semantically themselves. As she moves
the class into plenary, she weakens semantic gravity by summarising the
processes just undertaken and thus discursively framing what has been, and
will be done:

“. . . so essentially this poem is open to interpretation. And it’s quite a
difficult process, I think, to interpret a poem. You’ve got to keep asking
yourself questions and once you arrive at one answer that generates the
next question. So it’s quite a complicated process.”

By generalising beyond engagement just with this poem, she has weakened
semantic gravity, explicating her understanding that poetry interpretation is a
recursive process, requiring a gaze of perpetual inquiry. While there are many
more instances of shifts in semantic gravity and semantic density worthy of
close attention, space does not permit their exploration here.

Concluding discussion

Applying the LCT dimensions of Specialisation and Semantics to the analysis
of this lesson’s pedagogy enables nuanced illumination of aspects of its
underlying structures and processes. These can be schematised in forms
enabling comparision with other lessons, within English and in comparison
with other disciplines. (A preliminary schematic overview synthesising both
Specialisation and Semantic analysis of Phase 4 of the lesson is provided in
Appendix One).

While it is clear the focus of this lesson is the development of the learner’s
literary gaze, and thus oriented more towards stronger social relations, the
analysis reveals complex changes in the strengths of the epistemic relations
and social relations. Epistemic relations are strengthened when the poem is
approached as a textual source of information to be accurately identified and
displayed. Social relations become more strongly emphasised when the
‘meaning’ of the text is used as a stimulus point to the retrieval and sharing of
learner experiences and interpretations. A key pedagogic strategy of the
teacher was to strengthen social relations to activate selective frames of



Jackson: Using legitimation code theory. . .       49

reference in the learners, as springboard to the poem’s meaning, rather than
using the poem as a prism to refract and explore related learner experiences.

The focus on Semantics clarifies how the teacher moves from the specificities
of learner experiences towards the presentation and modelling of potential
components of her desired literary gaze.  While the lesson begins, and broadly
remains at a fairly strong level of semantic gravity, interleaved within this are
‘semantic ripples’, and some small semantic waves, falling within a fairly
narrow range. Semantic gravity typically weakens around the introduction of
abstract, nominalised terms then strengthens through learner contributions
and weakens or strengthens slightly with the teacher’s processes of
elaboration, exemplification and reformulation. These potentially offer
learners multiple routes into the meanings of words, and the construction of
ideational networks of related concepts. The extent and nature of learner
uptake of these opportunities is an issue for future research.

Overall the teacher’s approach moves learners from an individualised,
personalised sharing of their own experiences towards more abstracted
personal experiences and finally, increasingly specialised processes of poetry
analysis. Conceptually she builds a systematic, structured sequence,
beginning with learners’ prior knowledge.  Along the way she (mostly
implicitly) indexes for learners partial components of a poetic literary gaze.
At various points she flags behavioural and discursive relations that help
create and sustain the pedagogic coherence of the lesson and offer potentially
transferable insights to learners on how to ‘do’ poetic analysis.

Behaviourally she indexes the need for learners to be active note makers,
listeners and apprentice-partners co-constructing understanding of the poem
with her. Cognitively she makes extensive use of interactive questioning
chains – pushing learners towards higher levels of interpretive focus and
understanding by rendering the more abstract inferential leaps she requires
more concrete through her downward semantic waving.

Both overtly and implicitly, the teacher flags key discursive relations for the
learners, articulating her sense of what is needed for poetry analysis.
Reinforcement of these is also often provided through her strong validation of
learner responses clearly displaying such features of the desired literary gaze.
These include:



50        Journal of Education, No. 63, 2015

(a) articulating intra-textual relationships as the interpretive base; and

(b) dominantly focusing on the literary text as a self-contained ‘bubble’,
with minimal projection of external experiences onto the text.

An LCT analysis illuminates her construction of poetry analysis as a probing,
logical, reasoning process of interpretive inquiry, cultivating an epistemically
oriented, relatively detached, cognitively associative literary gaze. It does so
by means of a meta-language that potentially facilitates fruitful comparisons
with other analyses of pedagogic practice, both within the field of school
English (e.g. Christie and Macken-Horarik, 2007), and across other
disciplines. Such analysis offers teachers sharper insight into the nature of
their pedagogy and how it is placed in relation to the range of models of
subject English available. This awareness may help teachers widen their
pedagogic repertoires, feeding into more conscious decisions as to which
models of English literary instruction may be most productively drawn on for
particular pedagogic purposes to best meet the needs of specific learners
(Macken-Horarik, 2014).

Further research is suggested to build an increasingly refined picture of
variations in the forms of specialisation and semantic coding within the
practice of individual English teachers, and between teachers in varying
pedagogic contexts, across different aspects of the subject, and through time.
Comparisons of variations in forms of specialisation and semantic coding
with other home language subjects taught in South Africa would also be
instructive in identifying how different communities of learners are being
inducted into key literacy practices. 

Acknowledgments

The National Research Foundation of South Africa for a grant that assisted in
the final revision stages of this paper.



Jackson: Using legitimation code theory. . .       51

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54        Journal of Education, No. 63, 2015

Appendix One

Task Orientation - Brainstorming Exercise

(a) Language fusion – revising denotation and connotation
Individual learner (L) brainstorming exercise – ‘Lesson’

[Linking statement – prior lesson]
SG- [Transfer – Language focus]
SG+ [Narrowing – Task focus: Topic] 
SG- [Content] 

Procedural directions – locational, rationale (implicit)]
[Revising concepts] ER+
[Collaborative production – definitions]

SG- [Partial Teacher (T) validation][T generalizing]
[Procedural instruction: signals importance]

SG+ [L answer]
SG+ [Qualified acceptance + elaboration – Grammatically

congruent unpacking]
SG- [More abstract repacking]

[Varied redundancy – multiple processing routes. 
Building ideational network]  

SG+ [Specific procedural instructions + time limit] SR+

(b) Plenary – sharing connotations of ‘Lesson’
SG+ [Validation of Ls’ experiences] SR++

[Explication: personal gaze]
[Summarizes L contributions]

SG- [Redirects L focus]
 SG+- [Expansion of answers:

SG+ Defines term; explains concept – link: Lesson focus
SG- Reformulation of answer – abstraction
SG- Amplification – expansion- cause-effect]

 SG- [Flags wider issues]                                     SR+
 SG+ [Procedural instructions –task]
 SG- [Topic abstraction + attributes] 
 SG- [Validation + abstraction: L responses]        

[Narrowing of topic focus]         
[Process comment; ‘we’ shift]                      SR+

 [Indexing frame]                                            ER+



Jackson: Using legitimation code theory. . .       55

Fiona Jackson
School of Arts
University of KwaZulu-Natal

fjackson@ukzn.ac.za

mailto:FJackson@ukzn.ac.za


56        Journal of Education, No. 63, 2015