Jtam.dvi JOURNAL OF THEORETICAL AND APPLIED MECHANICS 48, 2, pp. 453-463, Warsaw 2010 PROBLEMS RELATED TO MECHANICS IN THE DESIGN OF EXTERNAL OSTEOSYNTHESIS Danuta E. Jasińska-Choromańska Warsaw University of Technology, Department of Mechatronics, Warsaw, Poland e-mail: danuta@mchtr.pw.edu.pl The external osteosynthesis is one of themethods of healing bone fractu- res.The idea of externalfixatorsdesignconsists in inserting into thebone fragments elements, which are coupled outside the limb by an element, called the frame of the fixator, having the fracture set. The external fi- xation is based on the principle of ”load transfer”. The design of a new generation of external fixators ought to employ somemethods ofmecha- nical analysis. Selected problems related to themodelling and simulation of physical performance of the unilateral external mechatronic orthopa- edic fixator-bone systemare presented.Themajority ofworksmakes use of the rigid finite element method for analysing the orthopaedic device- bone system. The paper presents some problems regarding mechanics applied in the external osteosynthesis design. Key words: biomechanics, modelling, osteosynthesis 1. Introduction Over the last century, there took place a fast progress in biomechanics and all sciences connected with this, including evolution of technical sciences em- ployed in biomechanics. A longer lifetime of people is connected with new constructions for implantation and rehabilitation. Someareas of biomechanics, like external osteosynthesis, including thenew generation of external fixators,measure of the healing process of broken bones and active dynamization, are very important for people andwill be evaluated in the future very fast. However, there are problems connectedwith thedesign of anewgeneration of biomechatronic instruments. The external osteosynthesis with application of external orthopaedic fi- xators, which has become recently very popular (forerunner of this method 454 D.E. Jasińska-Choromańska was Jean Franscois Malgaine), is a modernmethod of healing bone fractures. The external fixator is a device adapted for healing bone fractures (Brighton, 1984). The main elements of its structure are the external bearing frame (lo- cated outside of the patient’s body) and bone implants (bone screws made usually of titanium or implant steel) fixed to the bone fragments. Exemplary configurations of the structure of the bone screws and the external bearing frames are shown in Fig.1. Fig. 1. Configurations of the external fixators (Brighton, 1984) The new designs regard the postulate of functional healing of fractures. A configuration of the bone screws and the bearing frame defines particular de- signs of fixators. The external fixators of the new generation are very effective, simple and versatile instruments in the treatment of fractured bones.They are used for stabilization of open fractures in order to keep bone fragments at a right place (Fig.2). Fig. 2. External fixation: (a) X-ray picture of a fractured bone with the DYNASTAB DK fixator installed; (b) DYNASTAB MECHATRONIKA 2000 – elbow joint (Jasińska-Choromańska et al., 1997) Problems related to mechanics in the design... 455 The fixation is based on the principle of a ”load transfer”. The forces, normally transmitted by the fracture region, are bypassed through the fixator frame and bone interface at the initail stage of treatment. As the fracture callus begins to consolidate, more load is transmitted by the bone fragments. Finally, at the end of the healing process of the bone fragments, all forces are transmitted by the bone itself (Brighton, 1984). Designing a new generation of external fixators by analysing the external fixator-bone system based on application of mechanical methods and models only, seems to be insufficient. The bone and the callus are a live matter whose evolution is ruled by compli- cated biological processes, moreover the distribution of biological parameters of individual people is very large. It seems that for experiments of biomechani- cal systems (Chehade et al., 1997), the analysis of structural stability is most important. Descriptions of new constructions and clinical results are reported in the paper. The parameters of new results have been received from mathematical modelling and computer simulations. The model structure takes into consi- deration both the nominal model of the system and the mathematical model design technique. The searching inquiry has been limited to discrete models. The latest designs of external fixatorsmake it possible to observe thepostulate of functional treatment (Brighton, 1984). This postulate consists in generation of micro-movements in a strictly determined direction (i.e. the axial direction of the bone). Thesemicromovements stimulate the osteogenic processes. The- ir value should be under adaptive control during the treatment process. It is accomplished by using a dynamization chamber. While regarding the clinical postulate of functional treatment of fractures, a stability concept in purely stochastic technical terms has been employed. The design of the new generation of these instruments should comprise the modelling, computer simulation, application ofCAD/CAM/CAE systems, cli- nical postulates formulated by phisicians, patients as well as other technical andmedical aspects (e.g. measurements of medical and biomechatronic para- meters connected with the healing process). Using microdrives providing micromovements of the bone fractures is one of themost important problems.While connectedwithmeasuring appropriate parameters, we can also evaluate the state of bone regeneration. Microdrives may be helpful in overcoming the force that is likely to appear while setting the broken bone and resulting from themuscular tonus. The new generation of external fixators has been equipped with the me- asuring system for evaluating the bone healing process, based on intelligent systems. 456 D.E. Jasińska-Choromańska Fig. 3. Changes in construction of external fixators over the history Problems concerning the modelling, simulation and especially design of new,modernorthopaedic external fixators basedon themechanics are subjects of this paper. 2. Design employing modelling and technical stability The design process in the area of biomechanics related to external osteosyn- thesis is connectedwith identification of themodel parameters; first of all, pa- rameters of the tissue. Inmost cases, themodelling and simulation are strictly limited to mechanical problems, which are usually solved by application of the finite element method. Biomedical systems like fragments of the human body and instruments installed are integral and can be analysed as a bio- mechanical system (Chehade et al., 1997; Jasińska-Choromańska et al., 1997; Jasińska-Choromańska, 2001; Kołodziej and Jasińska-Choromańska, 2005). While building a mathematical model of this system, it is required to de- velop a conceptual model and to describe its properties on this basis. The nominalmodel is a systemmade of physical relationships selected on the basis of the identified structure of the machine, plant or process, properties of its individual and external components. A real system can be analysed in accor- dancewith various criteria and phenomena considered; therefore, a number of nominalmodels, with respect to particular objectives, can be proposed for the system under investigation. A nominalmodel of the system is shown in Fig.4. Themodel with the dynamic chamber for analyses of micromovements of the bone fragments is shown in Fig.5. Problems related to mechanics in the design... 457 Fig. 4. Nominal model of the external fixator-bone system; K – normal stiffness, KG – tangent stifness Fig. 5. External fixator-bone system, (a) DYNASTAB MECHATRONIKA 2000 – long bones; (b) nominal model with dynamic chamber (Jasińska-Choromańska, 2001; Jasińska-Choromańska and Choromański, 2002) 458 D.E. Jasińska-Choromańska The nominal model has been represented by a Lagrange II-kind equation. The general form of the equations ofmotion of the fixator-bone system for dynamic analysis can be expressed as Aq̈+Bq̇+Cq+FN =Qw (2.1) where A,B,C – matrix of damping, stiffness andmoment of inertia, respec- tively FN – vector of forces produced by the flexible parameters Qw – coercions outputs affecting the system contact area in the nominal model of the screw–bone system (Fig.4) q – vector, q= [y1,y2,ϕ1,ϕ2,ϕ3,ϕ4] ⊤. The nominal model with the dynamization chamber for dynamic analysis is shown in Fig.5. For the linear part of the system, the equation for kinetic energy is Ek = 1 2 { Mg [ ẏ1+ϕ̇1 ( l+ 1 2 d )]2 +Md [ ẏ2+ϕ̇2 ( l+ 1 2 d )]2 +Jgϕ̇ 2 3+Jdϕ̇ 2 4 } (2.2) Potential energy is Ep = 1 2 { ktk(y1−y2) 2+kzgϕ 2 1+kzdϕ 2 2+kg(ϕ3−ϕ1) 2+kd(ϕ4−ϕ2) 2+ +ksz1 [( y1+ϕ1l−ϕ3 d 2 ) − ( y2+ϕ2l−ϕ4 d 2 )]2 + (2.3) +ksz1 [( y1+ϕ1(l+d)+ϕ3 d 2 ) − ( y2+ϕ2(l+d)+ϕ4 d 2 )]2 +ksgϕ 2 3+ksdϕ 2 4 } Rayleigh’s function is R= 1 2 { ctk(y1−y2) 2+ czgϕ 2 1+ czdϕ 2 2+ cg(ϕ3−ϕ1) 2+ cd(ϕ4−ϕ2) 2+ +csz1 [( y1+ϕ1l−ϕ3 d 2 ) − ( y2+ϕ2l−ϕ4 d 2 )]2 + (2.4) +csz1 [( y1+ϕ1(l+d)+ϕ3 d 2 ) − ( y2+ϕ2(l+d)+ϕ4 d 2 )]2 + csgϕ 2 3+ csdϕ 2 4 } The Lagrange function is represented by the following equation L=Ek−Ep (2.5) The used Lagrange equations of the second kind are in the form d dt (∂L ∂q̇i ) + ∂L ∂qi + ∂R ∂q̇i =Qi (2.6) Problems related to mechanics in the design... 459 For examplem matrix A= {aij} of stiffness a11 =−a12 =−a21 = a22 = ktk +ksz1+ksz2 a13 =−a14 =−a23 = a24 = a31 =−a32 =−a34 =−a41 = a42 =−a43 = = ksz1l+ksz2(l+d) a15 =−a16 =−a25 = a26 = a51 =−a52 =−a61 = a62 = d 2 (−ksz1+ksz2) a33 = kzg+ksz1l 2+ksz2(l+d) 2+kg a35 = a53 =−ksz1 ld 2 +ksz2 (l+d)d 2 −kg a36 = a45 = a54 = a63 = ksz1 ld 2 −ksz2 (l+d)d 2 a44 = kzd+ksz1l 2+ksz2(l+d) 2+kd a46 = a64 =−ksz1 ld 2 +ksz2 (l+d)d 2 −kd a55 = kg+ksg +ksz1 (d 2 )2 +ksz2 (d 2 )2 a56 = a65 =−ksz1 d2 4 −ksz2 d2 4 a66 = kd+ksd+ksz1 (d 2 )2 +ksz2 (d 2 )2 3. Simulation results and clinical verification – examples The tests were performed on the nominal model presented in Fig.6 and a model developed in compliance with themethod presented above. The system has been loaded along three directions. The results of exemplary simulation are shown in Figs.7 and 8. These figures illustrate examples of the translation androtationof thebone fragments with and without dynamization. From these figures, we concluded that the systemwith the dynamization featuresmore advantageous properties.Clinical observations confirm such a conclusion. Osteolysis (Fig.7) plays an important role here, and it has significant influence on the fixation realized by means of the external fixators. The positive effect of ”spatial tent” configuration of the bone screws on the system rigidity with respect to the linear configuration is evident. The following data were assumed for the optimal system: α = 20 degrees arc, β1 = 17 degrees arc, β2 = −17 degrees arc (the angles of axial configura- 460 D.E. Jasińska-Choromańska Fig. 6. Orientation of the reference frame Fig. 7. Results of computer simulation: angular displacements of the bone fragments Fig. 8. Angular displacements of the bone fragments Problems related to mechanics in the design... 461 tion of the bone screws within the bones). The limitations imposed on the values of angles resulted from the fact observed in clinical practice that the bigger the increase of the angle β values (Jasińska-Choromańska, 2001, 2005; Jasińska-Choromańska and Choromański, 2002), the bigger increase of tan- gential stresses within the contact regions. All computer simulations were clinically verified at the hospital (in War- saw). From the point of view of dynamization in the external osteosynthesis, the dynamic parameters are connected with the technical stabilitymethod, where the objective function is represented by the equation Q= T ∫ 0 [ N ∑ i=1 q2i(i6=k,l)+(Pallow −|qk− ql|) 2 ] dt (3.1) Some example of the performed analysis is presented inFig.9. Themain point of the optimization was the diameter of the bone screws, and after simulation it was estimated to have a value of ca. 6.7mm. Fig. 9. Displacement of the bone fragments within the gap of the broken bone after optimization; load F =400N; 1 – all displacements of the bone in the crack along the axial direction; 2 – partial displacement of the bone screws; 3 – partial displacement of the crack Thecomputation of the objective functionwasbasedon thenominalmodel (Jasińska-Choromańska, 2001) represented by equation (2.1). 4. Conclusions The research methods introduced in the paper were used for carrying out simulation studies of the external fixator-bone system. The results provide some informationabout rotations andtranslations of thebone fragments.They were fully confirmed in the clinical practice. 462 D.E. Jasińska-Choromańska The preliminary results obtained are very promising. Computer design techniques like modelling and simulation presented in this paper were used for designing mechatronic unilateral external fixators. It seems that the sim- plified form of the employed model of the external fixator-bone system de- termines its properties with a satisfactory accuracy from the point of view of engineering and medical needs. For the time being, the clinical experien- ce is promising and confirms the correctness of the techniques of compu- ter design. Further research works are being continued with regard to these issues. References 1. Brighton C.T., 1984,Principles of Fracture Healing, Part I, The Biology of Fracture Repair, Instr. Course Lect. 2. Chehade M.J., Pohl A.P., Pearcy M.J., Navana N., 1997, Clinical im- plications of stiffness and strength changes in fracture healing,The Journal of Bone and Joint Surgery, 79-B, 1 3. Jasińska-ChoromańskaD., 2001,Modelling and simulation in the of design unilateral external orthopaedic fixators, Science Works of Warsaw University of Technology, 186,Warsaw 4. Jasińska-ChoromańskaD., 2005, Some problems ofXXI century biomecha- nics,Machine Dynamics Problems, 29, 3, 33-50, ISSN 0239-7730 5. Jasińska-ChoromańskaD., Deszczyński J., Karpiński J., et al., 1997, Mechatronic orthopaedic external fixators,XVIII Symposium onFundamentals of Machine Design, Kielce-Ameljówka, Conference Proc. 6. Jasińska-Choromańska D., Choromański W., 2002,Modelling unilateral external fixators with dynamic chamber, Acta of Bioengineering and Biome- chanics, 4, 1, 763-764 7. Kołodziej D., Jasińska-Choromańska D., 2005, Special kinds of diagno- sis in the external osteosynthesis, 3rd European Medical and Biological Engi- neering Conference – EMBEC’05, Prague (Czech Republic), proc. CD, ISSN 1727-1983 Problems related to mechanics in the design... 463 Wybrane zagadnienia mechaniki w projektowaniu ortopedycznych stabilizatorów zewnętrznych Streszczenie Stabilizacja zewnętrzna jest jednązmetod leczenia złamanychkończyn.Konstruk- cja stabilizatorówzewnętrznych składa się z ramynośnej umieszczonej po zewnętrznej stronie złamanej kończynyorazwkrętówkostnych zamocowanychwodłamach złama- nej kończyny i zablokowanych jednocześniew ramie nośnej. Ideą konstrukcji stabiliza- torówzewnętrznych jest „przenoszenie obciążenia”podczasprocesu zrostu złamanych odłamów kostnych przez ramę nośną, a tym samym odciążenie szczeliny zrostu kost- nego. W projektowaniu stabilizatorów nowej generacji wykorzystywane są wybrane zagadnieniamechaniki, które umożliwiają analizę układów biomechanicznych, takich jakim w prezentowanym artykule jest system stabilizator zewnętrzny-odłam kostny. Artykuł prezentuje zastosowanie wybranych zagadnień mechaniki w projektowaniu ortopedycznych stabilizatorów zewnętrznych nowej generacji. Manuscript received June 4, 2009; accepted for print October 27, 2009