Journal of World-Systems Research, IX:1, Winter 2003 3 Ethnic Confl ict in the Modern World- System: The Dialectics of Counter-Hegemonic Resistance in an Age of Transition Wilma A. Dunaway Wilma A. Dunaway Department of Sociology Virginia Polytechnic Institute & State University Blacksburg, VA 24061–0137 wdunaway@vt.edu http://www.cas.vt.edu/sociology/ journal of world-systems research, ix, 1, winter 2003, 3–34 http://jwsr.ucr.edu issn 1076–156x © 2003 Wilma A. Dunaway These multiple civilizations…are indeed the foci of important antisystemic movements. We may deconstruct more rapidly in their wake than without them. Indeed, can we deconstruct without them? I doubt it (Wallerstein 1991b:230). I N T RODUC TION The modern world-system could not exist or survive without hegemonic ide-ologies that some have labeled “western civilization” (Huntington 1996) or “modernity” (Bell 1976, Friedman 1989, Taylor 2000) and that Wallerstein (1983) terms the “capitalist civilizational project,” that universalistic aggregate of beliefs, ideologies, and practices related to: 1. endless accumulation through economic growth and maximization of profi ts; 2. the commodifi cation of everything; 3. geographical expansion to widen and deepen surplus extraction; 4. ecological imperialism, rationalization, and homogenization; 5. universalization of culture and knowledge production; 6. mythical construction of nations and peoples that are politically inte- grated into a tri-modal interstate system led by a hegemon; 7. racism and sexism to structure hierarchies of inequality; 8. repeated cycles of innovation, change, and expansion. * I would like to thank Donald Clelland for his theoretical questioning, criticisms, and sug- gestions about earlier drafts of this article. I would also like to thank Franke Wilmer and Tom Hall for their comments and suggestions at the PEWS 2002 conference. Th is article recasts debates about the extent and causes of ethnic confl ict within the world-system framework. Ethnifi cation and indigenism are inherent structural con- tradictions of the modern world-system, and there is the highest incidence of ethnic resis- tance at the peak of a hegemon’s ascendancy. Consequently, there has not been a dramatic increase in ethnic confl ict since the end of the Cold War. However, ethnic mobilizations pose an increased challenge to the continued func- tioning of the world-system during the current age of transition. Ethnic mobilizations erode the capitalist civilizational project and increase costs to the system in ways that exacerbate the growing profi t squeeze. I identify fi ve ways in which the counter-hegemonic mobilizations of ethnic minorities are costly to the world- system and can push it toward bifurcation and transformation. abstract mailto:wdunaway@vt.edu http://www.cas.vt.edu/sociology/ http://jwsr.ucr.edu Wilma A. Dunaway4 Ethnic Confl ict in the Modern World-System 5 Paradoxically, the world-system tends toward cultural hegemony while at the same time being characterized by relative autonomy of culture. Even though it has “transformed and circumscribed civilizations,” the world-system has not obliterated the diversity of ethnicities and national cultures (Wallerstein 1991b: 192). Consequently, resistance against cultural universals has always been a cen- tral component of a majority of indigenous and ethnic struggles (Friedman 1993). However, any serious erosion or weakening of the capitalist civilization project is a threat to the survival of the world-system. Given this structural contradiction between a totalizing civilizational project and the tendency toward heterogeneity, this paper will explore four questions: 1. How does the capitalist civilizational project create ethnic confl icts and ethnic mobilizations? 2. When does ethnic confl ict increase? 3. How do indigenism and ethnifi cation threaten or weaken the hegemony of the capitalist civilizational project? 4. Will indigenous/ethnic confl ict push the world-system toward the bifurcation point and/or toward crisis leading to systemic change? IS THERE INCREASED ETHNIC CONFLICT IN THE WOR LDSYSTEM? Th ere is a current scholarly preoccupation with describing ethnic and indigenous resistance as new phenomena that have suddenly become more dangerous. Many writers contend that postmodernism (Friedman 1992) or new forms of economic and cultural “globalization” (Smolicz 1998; Shulman 1998) are causing increased ethnic fragmentation all over the world. Th e United Nations (UNHCR 2002) posits “ethnic confl ict” within and between adjacent countries as the predominant form of warfare that will occur in the 21st century. Th e Minorities at Risk Project (2002) provides the following empirical data about world levels of ethnic confl ict.1 1. Between 1955 and 1996, there were 239 wars, regime transitions, and genocides in which inter-ethnic confl icts were the causative factors (Harff and Gurr 1997:5). 2. Between 1980 and 1996, 60 distinct ethnic and religious minorities were victimized in wars and geno/politicides (Harff and Gurr 1997:8–10). 1. Th e Minorities at Risk Project defi nes “ethnic confl ict” as (a) groups that are politically and/or collectively resisting state policies, (b) groups at risk of or that have been victimized by serious state repression, (c) violent or nonviolent collective confl ict between groups, and (d) groups that engage in separatist movements. 3. At the end of the 1990s, there were 275 groups in 116 countries—rep- resenting nearly one-fi fth of world population—at risk of (a) violent repression from their national governments, (b) initiating open rebel- lion again a national government controlled by representatives of another ethnic group, or (c) engaging in violent collective action against other groups (Gurr 1999:Table 1). 4. At the turn of the 21st century, one-quarter of the population of Latin America and the Caribbean and one-third of the population of Africa and the Middle East are at risk of open ethnic confl ict (Gurr 1999:Table 3). Are we now seeing a dramatic “renaissance of ethnicity” (Friedman 1988: 453) that exceeds what is typical of the world-system? Does this level of confl ict represent an increase over earlier levels of ethnic confl ict in the world-system? Ethnopolitical confl ict nearly tripled between 1945 and 1989 when the United States was at the peak of its hegemony (see Table 1), a trend opposite to that predicted by Friedman (1989: 67).2 Contrary to the widespread scholarly percep- tion, the contemporary period is characterized by a lower incidence of ethnic confl ict than was typical of the world-system during the Cold War. Since the fall Table 1 – Number of New Ethnic Groups Involved in Ethnopolitical Conflict, 1945–1999 1945 1989 1999 Region # Conflicts # Conflicts % Change # Conflicts % Change Europe 7 7 0 10 +43 Middle East 6 13 +117 6 –54 Asia 12 20 +67 28 +40 Africa 1 17 +1700 23 +35 Latin America 0 23 +2300 3 –74 World 26 62 +139 70 +13 Source: Analysis of data from the Minorities at Risk Project reported in Gurr (1994: Table 1). Note: Ethnopolitical conflict is defined as political rioting, local rebellions, guerilla activity, civil war, or inter-communal warfare. Groups participating in more than one type of conflict in a decade are counted only once. Conflict that was begun in a previous decade is not counted as a new conflict in the next decade. 2. Friedman (1989:67) argues that “it is primarily in periods of declining hegemony that such outbursts of cultural identifi cation become a genuine possibility.” Wilma A. Dunaway6 Ethnic Confl ict in the Modern World-System 7 of communism, worldwide ethnic confl ict has increased at only about one-third of the level of increase that characterized the 1950s and the 1970s (see Figure 1). In reality, ethnopolitical confl ict increased at about the same pace in the 1990s as it did in the 1980s. In addition, more than half the confl icts reported in the 1990s were continuation of mobilizations begun during previous decades. Moreover, “communal confl icts across fault lines between civilizations and religious tradi- tions are more intense than others but have not increased in relative frequency or severity since the end of the Cold War” (Gurr 1994:352). Employing world- systems analysis to investigate trends in ethnic confl ict, Olzak and Tsutsui (1998:712) “question the claim that ethnic violence is exploding in the periphery.” Indeed, they contend that “the periphery is no more likely than core countries to experience serious ethnic confrontations.” But world-system analysts are taking the wrong direction in claiming there must be more cases of ethnic confl ict before such movements pose a threat to the capitalist civilizational project. World-system analysts need to be asking the question: is ethnic confl ict more costly to the system now than in previous historical periods? Th at is the central question that this paper seeks to answer. Ethnic fragmentation is not new to the modern world-system, and it is not some Figure 1 – 1945–59 1960s 1970s 1980s 1990s 10% 20% 30% 40% 50% Percentage of Change in Number of New Groups Engaging in Ethnic Violence, 1945–1999 Source: Analysis of the data from the Minorities at Risk Project reported in Gurr (1994: Table 1). Ethnopolitical conflict is defined as political rioting, local rebellions, guerrilla activity, given decade. Groups are counted only once in any given decade.Violence initiated in a previous decade is not counted as a violence in the next decade. aspect of a new phase of postmodernism or of recent “globalization.”3 First, ethnic identity formation and confl ict are normal historical processes embed- ded in the logic and structure of the world-system from its very origins. Indeed, racism “came to serve as one of the pillars of the world-system as it historically evolved” since it functioned as the structural mechanism through which “the world division of labour would be ‘assimilated’ ” into the universal capitalist cul- ture (Wallerstein 1983:83). To rationalize surplus extractions, wealth concentra- tion, and political inequities, the dominant group constrains those at the bottom through policies of polarization, exclusion, discrimination and repression (Cox 1959; Rodney 1973). Th en it constructs myths and stereotypes that “ideologically camoufl age”(Patterson 1982) its oppression and exploitation of ethnic minori- ties. Th e recurrent birth, restructuring, disappearance, and resurgence of ethnic groups results because marginalized minorities resist oppression. Consequently, “the history of the world has been the very opposite of a trend towards cultural homogenization; it has rather been a trend toward cultural diff erentiation, or cultural elaboration, or cultural complexity” (Wallerstein 1991b:189). As a result, ethnic diff erentiation is no less a defi ning characteristic of the modern world- system than are the pressures toward cultural hegemony and national assimila- tion. In other words, ethnogenesis and minority group resistance are the historic norm—not contemporary aberrations! I NCOR POR ATION, I N DIGE N ISM A N D ET H N IC F R AGM E N TATION Today’s ethnic confl icts result from the structural contradictions between cultural hegemony and ethnic heterogeneity that have been embedded by two historical processes essential to the world-system: incorporation and nation-build- ing. Incorporation is the historical process by which external territories and peoples that have been outside are brought into the system through coloniza- tion, conquest, or economic and political domination (Hopkins and Wallerstein 1986). Following Hall (1986b, 2001) and Dunaway (1996a), I view incorporation as a process of the longue durée that is never complete and is always subject to resistance. At its most abstract level, integration into the capitalist world-system involves fi ve concurrent macroscopic social changes: 3. On this point, I disagree strongly with Jonathan Friedman (1992:846) who con- tends that postmodernism is “giving rise to a myriad expression of ethnicities, religious cultures, and various traditionalisms” (Friedman 1988:450, 453). Wilma A. Dunaway8 Ethnic Confl ict in the Modern World-System 9 1. Economic production is transformed so that the zone is “dominated by capitalist relations of production” (Wallerstein 1979:162) and inextrica- bly articulated through complex commodity chains with the capitalist world-economy (Hopkins and Wallerstein 1987:773; Wallerstein 1982: 15). Th at is, the means of production are captured by capitalists, the local economy is reorganized to prioritize export commodities, a sur- plus is extracted from cheap labor and ecological resources, and much of that surplus is drained to the core. 2. Local governance is centralized, and separate peoples are “unifi ed” into states that can be articulated with the interstate system (Wallerstein 1984:404; Wallerstein 1974:349). Such states take various forms but are nearly always weak or “underdeveloped” in their relations to the core. State elites extract surpluses from their territories and ensure that a portion of those surpluses fl ow to the core. 3. Human beings are aggregated into a commodity-producing work force of semiproletarianized wage earners situated in households that subsi- dize capitalism through the unpaid labor of women and ethnic minori- ties (Dunaway 2001). 4. Natural resources are rationalized and homogenized, land is commodi- fi ed into property that can be owned and redistributed, and the eco- system is reorganized for capitalist production (Dunaway 1994, 1996a, 1996b). 5. After implantation of the capitalist civilizational project (Wallerstein 1991b), the subsequent experience of alienation from long-accepted life- worlds becomes the most disruptive aspect of incorporation. Th e con- struction of hybrid, adaptive cultures ensues, but real people experience the culturicide (Fenelon 1998) that follows incorporation’s onslaught as death to their human dignity (von Werlhof 1997). Most typically, external zones are integrated as peripheries of the world-econ- omy; and the aff ected peoples quite often devolve from economic and political autonomy into dependence on a world-wide network of production (Dunaway 1994). Colonizers have used four mechanisms to bring indigenous people under their control. For those groups they do not annihilate, they pose three options: assimilate into the intruding culture; amalgamate and co-mingle traditions to create hybridized traits; or accommodate to external demands in order to coexist separately from the colonizer (Nagel and Snipp 1993). Clearly, these rivals are struggling to play out very diff erent civilizational agendas. Because the geocul- ture of capitalism is grounded in racism, sexism, and universalism, capitalist interlopers exhibit an ethnocentric sense of superiority toward the society they are invading (Dunaway 1996b). Driven by the cultural logic of historical capital- ism (Wallerstein 1983), the intruders mythologize their domination as a lofty mission to bestow “progress” on “backward barbarians” (Abdel-Malek 1981). Universality creates cultural and cognitive imperialism, which establishes a dominant group’s knowledge, experience, culture, and language as the universal norm. Dominators or colonizers reinforce their culture and values by bringing the oppressed and the colonized under their expectations and norms. Given the assumed normality of the dominator’s values and identity, the dominators construct the differences of the dominated as inferior and negative.…This binary consciousness justifies the separation of Indigenous peoples from their ancient rights to the land and its resources and the transfer of wealth and productivity to the colonialists (Henderson 2000:63). In sharp contrast to the imperialistic goals of the interlopers, most mem- bers of the indigenous group seek to safeguard their established way of life and their ecological spaces (Champagne 1989; Taylor and Pease 1994). Consequently, incorporation is a dialectical historical process that involves both structural articu- lation with the world-system and human resistance against the capitalist civilizational project (Dunaway 1996b). On the one hand, incorporation into the world-system “is largely beyond the will and control of the members of indigenous societies” (Champagne 1989:7). On the other hand, change is deterred and its devastating eff ects are ameliorated because the impacted people act, react and resist (Merrell 1989; Gutierrez 1991). As a result, the dominated confound, disrupt, and slow the agenda of the colonizers (Fanon 1965). As it incorporates new zones, the modern world-system is inherently contra- dictory in its racialization of peoples. On the one hand, the incorporation process diff erentiates populations into powerful dominant ethnic groups and marginal- ized ethnic subalterns. “Th e concept of ethnic minority was virtually introduced, and many ethnic identities largely created, by the imaginings of European colonial powers concerned…with building majority coalitions to assuage their own vulnerability as minority rulers” (Kingsbury 1998:427). On the other hand, that historical process results in ethnogenesis (Roosens 1989), the construction and preservation of new “localized ethnic identities” (Friedman 1999:6) and “the formation of indigenous ‘minorities’ concerned with historical claims to sover- eignty” (Fenelon 1998:xiii).4 By structuring ethnic diff erentiation to rationalize inequalities, colonizers embedded ethnic and racial categories into the historical 4. Regarding the connection between ethnogenesis and colonialism, see Kingsbury (1998:427–28), Anderson (1987), Greenberg (1980), Lamar and Th ompson (1981), Varese (1996), Sivaramakrishnan (1995), Chimhundu (1992), Novati (1996). For an excellent overview of ethnogenesis in the Americas, see Hall (2001). Wilma A. Dunaway10 Ethnic Confl ict in the Modern World-System 11 memory and the political economy of the world-system. Consequently, capital- ist colonizers create and solidify the very ethnic identities that form the bases for ongoing resistance (Roosens 1989). “Ethnic confl ict with historical roots in conquest, destruction, and domination, remains one of the strongest ‘predictors’ for ongoing internecine violence, and ‘threats’ to national stability or hegemony” (Fenelon 1998:xiv). Hegemony and dominance never completely obliterate the histories or cul- tures of indigenous peoples or ethnic minorities. By structuring and concretizing ethnic and cultural inequalities during the incorporation process, colonizers set in motion a “postcolonial ghost dancing” (Henderson 2000:63) in which the per- sistence of those marginalized groups is insured across many generations.5 Th eir pasts are resurrected again and again, repeatedly reinvented in response to crises (Wallerstein 1991a:78; Friedman 1992:853). From its inception, then, the modern world-system has structured contradictions between its antithetical needs for cultural homogeneity and for ethnic heterogeneity (Bhabha 1994; Purnell 2002). Th is structural ambivalence is one of the central dilemmas of the modern world- system. Th e drive of world elites to produce a unifi ed whole confl icts directly with their maintenance of a hierarchy of ethnic minorities who challenge that domination. As Wade (2001:854) observes, “diversity does not just break through the offi cial image of homogeneity; it is contained within that image.” Th us, incor- poration has a dialectical impact on oppressed ethnic minorities who employ “a past defi ned by outsiders…to forge a viable cultural identity in the present” (Friedman 1992:844). ET H N IC F R AGM E N TAT ION A N D NATIONBU I LDI NG Nation-building is the second dialectical process through which the modern world-system structurally diff erentiates ethnicities. Comprised of interacting subsystems that are held together by confl icting forces and long-term historical 5. Th e metaphor refers to the nineteenth century “ghost dancing”of western U.S. Indians who engaged in a cultural revitalization movement against white subjugation. Th e group rituals were intended to summon a new world order that abandoned “white ways” and was to be marked by the reincarnation of thousands of their dead warriors and the return of the herds of wild horses and buff alo to their original numbers. Th e U.S. government interpreted the religious movement as an indicator that several groups were coalescing to rebel, so the army exercised extreme repression, culminating in the 1890 Sioux massacre and death of Sitting Bull at Wounded Knee (Champagne 1983). processes, capitalism has been able to fl ourish precisely because the world-econ- omy has had within its bounds a multiplicity of states (Amin 1982:15) that are linked together and legitimated by an interstate system which limits the degree to which any one state can restrain the capitalist world-economy (Wallerstein 2000:311). States play a second function for the world-system, for they are the enti- ties that control rebellious minorities. To paraphrase Benedict Anderson (1991: 6), the modern world-system “invented nations where they d[id] not exist,” and the modern nation is an imagined political community. Th e establishment of a sovereign state within the interstate system triggers the creation of a corre- sponding people, another “major institutional construct of historical capitalism” (Wallerstein 1991a:84–85). Th e construction of peoplehood “has grown more and more important as the system has developed greater density. In this sense it is like sovereign statehood, which is also an essential pillar, and has also grown more and more important” (Wallerstein 2000: 308–309). Th e nation is con- structed as “a fi ctive ethnicity” grounded in “a historical system of complementary exclusions and dominations which are mutually interconnected” (Balibar 1991: 37, 49, 62). For that reason, nationalism has been closely intertwined with the practices of racism, ethnocide, religious intolerance, and culturicide. Without those mechanisms, the state could neither control population movements within its geographical space nor coalesce a “people” around a common identity, civiliza- tional project, and offi cial history (Wade 2001:848). According to Gramsci, nations simultaneously homogenize community while submerging diff erences. An uneasy, fi ctitious homogeneity is constructed through the equation of the dominant ethnic identity with the core of the nation and the location of subordinated ethnic identities at its peripheries (Hall 1986a). In the case of a marginalized indigenous group, the nation structures within its bounds a “territorialized community” that is likely to be continually in confl ict with the state (Alonso 1994:395). On the one hand, paradoxes of homogeneity and heterogeneity are negotiated by the state through political domination over ethnicized subjects. On the other hand: nationalist re-presentations of the past, produced by those in control of the state system, appropriate and transform local and regional histories and the memories of subordinated groups through the strategies of naturalization, idealization, and de-particularization. Pasts that cannot be incorporated are privatized and particularized, consigned to the margins of the national and denied a fully public voice. Through these strategies, a selective tradition of nationalism, which is key for the consolidation of the idea of the state, is pro- duced.…This tradition is critical to the construction of hegemony by agents and institutions of the state system (Alonso 1994:389). Wilma A. Dunaway12 Ethnic Confl ict in the Modern World-System 13 Powerful as that dominant ideology becomes, it is never totally hegemonic. Paradoxically, the vulnerability of nations and of the world-system lies within its own hierarchy of structured diff erences. National unity is inherently fragile because it is a mythical racial construct. Th ough required for hegemony over a population, “national interests” and cultural dominance are never fully para- mount (Lawson 1990). Juxtaposed against the possibility of the hegemonic and homogeneous nation are “recurring revivals” of ethnic identity (Champagne 1989; Nagel and Snipp 1993; Dunaway 1997), including struggles over territory that emerge most frequently in the periphery and semiperiphery, sporadically in the core. As a result, nations are caught in a political and cultural contradiction that has been historically structured by the logic of the world-system. On the one hand, there is “no diminution in the drive of nations to establish sovereignty” (Hutchinson 2000:666) because the world-system cannot exist without those nation-states (Wallerstein 2000: 311). On the other hand, “the authority of nations…has always been qualifi ed domestically and externally” (Hutchinson 2000:665). Hence the “cannibalizing dialectic between tendencies to homogene- ity and tendencies to heterogeneity” (Appadurrai 1990:2) forms the dilemma of the state. Nationalism and ethnicity “emerge side by side…. Th e modern world- system bases itself on both ideologies, seemingly in contradiction one with the other” (Wallerstein 2000:344). As a result, nation-building “creat[es] in it[s] wake ‘peoples’ [and] ethnic groups—in uneasy relationship to the states” (Amin 1982:15). As Chee-Beng (1997:264, 271) points out, states concretize the identities of subnational groups when they single them out for discriminatory policies. On the one hand, “the formation and development of ethnic groups can be seen as a by-product of the process of state development and nation-building.” On the other hand, every state concession to the grievances of an ethnic minority re-legitimates their identity and reinforces the persistence of the group. When states allocate resources by ethnic category, they trigger ethnogenesis around marginal economic and political statuses. In this regard, the group forms “an identity in response to the state system,” and projects that identity and grievance agenda “in the public arena of a nation-state.” For three reasons, nation-states view indigenous groups diff erently from any other ethnic category. First, indigenous cultures exist as “conjunctural countercul- tures” (Wallerstein 1991b:193) that continually critique the capitalist civilizational project and question the state’s “offi cial” history. Second, indigenous groups often demand autonomy from the states in which their communal lands are trapped. (Maybury-Lewis 1992:54–55). Th ird, they may seek to preserve economic activi- ties and goals that confl ict with state development agendas. Indigenous groups often reside in territories that are resource rich, and they reject the state’s author- ity over those ecosystems and land. Since “territorial integrity is at the core of what it means to be a state,” indigenous peoples challenge the ideological founda- tions of the nation at every turn. Friedman (1999:9) contends that: there is no logical way that nation-states and indigenous movements can co- exist without a change within the larger structure of the state itself, or by con- cluding compromises that simply accentuate the ambivalence in the situation. The articulation of indigeneity and the world system produces a whole set of new contradictions that are becoming salient in the current situation. Th rough their “residual claims to sovereignty,” indigenous peoples “resist devolution and disappearance.” Even though colonizers “established sovereignty and military—political control, they never eff ectively quieted the prior claims. As long as pre-existing populations with national identities were present, their ‘claims to sovereignty,’ not completely extinguished, provided a potential threat to hegemonic domination” (Fenelon 1998:8). A second challenge to national sovereignty results from cross–national migration. To complicate the dialectical tendency toward ethnogenesis, the modern state must also contend with “forms of citizenship beyond the nation” (Tambini 2001:200). Graeber (2002:4) argues that “the main achieve- ment of the nation-state in the last century has been the establishment of a uniform grid of heavily policed barriers” that are now threatened by two demographic trends. Indigenous peoples quite often exist in territories that lie within the boundaries of more than one country. Such subnational groups “escape the power of the nation-state to inform their sense of collective iden- tity” (Kearney 1991:59). According to Castles (2000:279), the nation-state is: premised on the idea of cultural as well as political unity….This unity has often been fictitious—a construction of the ruling elite—but it has provided powerful national myths. Immigration and ethnic diversity threaten such ideas of the nation because they create a people without common ethnic origins….[T]he failure of assimilation policies mean that the new citizens are often not nationals (in the sense of sharing the dominant culture). W I LL ET H N IC CON F LIC T PUSH T H E WOR LD SYST E M TO DE M ISE ? Wallerstein argues that four major dilemmas have been worsening for hun- dreds of years and have now reached the crisis point. There are three irreversible structural crises that are putting real pressures on global profits—thereby threatening the accumulation of capital that propels the existing system. On top of that, disillusionment with 20th century move- ments has caused the elimination of a safety valve that once protected the system. The failures of communism, socialism, and national liberation move- ments means the removal of the major political mechanism that kept the lid on the pot of world grievances (Dunaway 1999:296–98). Wilma A. Dunaway14 Ethnic Confl ict in the Modern World-System 15 Because the world-system has surpassed its structural, cultural and ideo- logical “limits to renewal” (Wallerstein 1982:22), we have reached “the end of the world as we know it” (Wallerstein 2003). It is precisely in periods of tran- sition that antisystemic resistance can have the greatest impact. According to Wallerstein: When a system functions “normally,” as the capitalist world-system func- tioned for several hundred years, people could push and pull, but those actions would only have limited effect…. When a system is in crisis, however, it f luctuates incredibly, and it becomes very unstable. So a little push here and a little push there really has tremendous effect.… It is only in such times of transition that [counter-hegemonic resistance] outweighs the pressures of the existing system to return to equilibria. (Dunaway 1999:298). The wide array of ethnic conflicts can prove particularly problematic during this transitional crisis of the world-system for two reasons. First, core social movements have severely diminished the capacity of the capitalist class to apply sexism and racism as hegemonic pillars of the world-system. As a result, there is a large “conscience constituency” (Zald and Ash 1966) that supports many oppo- sitional movements of the periphery. Second, even moderate increases in costs to the profit structure of the system can now cause much greater problems than in the past. That is, the multitude of ethnic conflicts may be viewed as a fourth irreversible structural crisis that contributes to the profit squeeze that threatens the world-system as we know it (Wallerstein 2000). Despite these structural realities, I disagree with Friedman’s (1993:234) con- tention that “ethnifi cation of the nation” is “an aspect of a declining hegemonic order in the global system.” I argue, instead, that ethnic diff erentiation is a funda- mental characteristic of the world-system and that there is the highest incidence of ethnic mobilizations during the peak of the hegemon’s ascendancy (see Table 1 and Figure 1). What world-system analysts need to explore are the implications of ethnic confl ict now that the system has reached its bifurcation point. As ethnic alignments become more central to antisystemic resistance, what are the possible directions in which ethnic confl ict will push us, at the system’s bifurcation point, towards various possible alternative outcomes (Wallerstein 2000:309)? How can ethnic movements make capitalism so costly that the world-system will collapse or transform? To answer those questions, I will delineate fi ve areas in which ethnic resistance is “costly” to the world-system: 1. crises of the state; 2. opposition to economic growth agendas and expansion of markets; 3. the legitimation crisis of the capitalist civilizational project; 4. resistance against core ecological domination; 5. the economic and human costs associated with ethnic violence. ET H N IC MOBI LIZATIONS A N D C R ISE S OF T H E STAT E Th e widespread conventional wisdom seems to be that a dramatic upsurge in ethnic mobilization poses the most fundamental threat to the survival of the nation-state worldwide.6 Despite the alarmist sound of such claims, the perceived threat of ethnic resistance to the stability of the state is conceptually fl awed and overstated. We must be careful not to assume that all ethnic con- fl icts are aimed at separatism from or destruction of the state.7 Nearly half the contemporary ethnic mobilizations are attempts by groups to secure a higher level of state resources or greater political participation—not to destroy existing national governments. Most of the rest are aimed at relative or limited autonomy, not at sovereignty. Moreover, one-third to one-half of current minority ethnic mobilizations are ideologically, culturally, and ecologically counter-hegemonic, but a majority of those movements are nonviolent and are not seeking to destroy the state.8 Why, then, are so many core scholars exaggerating the degree to which 6. Th is viewpoint is evidenced by the proliferation of books and articles about this topic in the 1990s. Mainstream political scientists point to “cultural denationalization” and “cosmopolitanism” as threats to national hegemony. See, for example, Green (2000) who identifi es fi fteen structural, political, and normative forces that are undermining the capacity of the nation. World–system analysts also make this mistake. For example, Boswell and Stevis (1997:3–4) argue that “the surge of nationalism is driven, in no small part, by the very process of globalization that makes state power less potent. In the face of world integration, dominant ethnic groups demand reinforcement of their national identity and the competitive advantage nationals have within it. Subordinate ethnic populations with identifi able territories (i.e., nations) increasingly seek their own sov- ereign states as they gain less from having a voice within an increasingly ineff ectual and nationalist state….Deepening integration and neoliberal competition have thus engen- dered centrifugal processes of declining sovereignty yet rising nationalism.” 7. According to Gurr (1994; 1999:Table 3), most nationalist ethnic mobilizations in the 1990s were aimed at (a) greater political participation by minorities or at (b) seizing control of state power—not at separating to form new nations. Since Ted Gurr’s research purpose is to identify threats to national security, I fi nd his assessment of the lack of decline of the nation-state very compelling. 8. My analysis of 275 groups in the Minorities at Risk Project and 312 case studies shows that the middle classes play a central role in ethnic revitalization movements all over the world. In developing countries, “nationalism and ethnic strife is common in situations where highly skilled individuals—especially intellectuals—are prevented from socially and economically ascending to a degree commensurate with their expertise.” By elevat- ing cultural myths to the level of widespread acceptance, such elites attempt to “position themselves as the intermediaries between [the state] and the masses” (Barreto 2001:29). Wilma A. Dunaway16 Ethnic Confl ict in the Modern World-System 17 ethnic confl icts, indigenous autonomy, and transnational migration threaten the nation-state? Th e fi rst explanation is that these scholarly claims are a refl ection of cultural and ethnic prejudices that are dominant in the core. On the one hand, there is a rising incidence in the core of ethnic scapegoating, hate crimes, and race–based opposition to immigration. All these are indicators of increasing prejudice and discrimination. On the other hand, Western Europe, Canada, and the United States are polarized from the rest of the world in the degree to which their citi- zens are preoccupied with ethnic and racial diff erences. In 2002, the Pew Global Attitudes project asked citizens to rank the signifi cance of fi ve threats facing the world: (a) AIDS and infectious diseases, (b) religious and ethnic hatred, (c) proliferation of nuclear weapons, (d) the widening gap between rich and poor nations, and (e) pollution and environmental degradation (see Table 2). While the Japanese prioritized nuclear weapons and ecological change, citizens of the other core nations much more frequently emphasized religious and ethnic hatreds. In sharp contrast to the predominantly–Caucasian core countries, respondents in Eastern Europe, Latin America, Asia, and Africa were much more likely to prioritize AIDS, the rich/poor gap, or environmental pollution. Despite recent regional ethnic confl icts, Russians view AIDS and other infec- tious diseases as the greatest danger (Pew Research Trust 2002). Even in most areas where there have been recent ethnic confl icts, a majority of citizens pri- oritized threats other than religious and ethnic hatred.9 Th e second explanation for the scholarly exaggeration is that much of that academic rhetoric represents political legitimation for increased state repression of minorities. Research about ethnic resistance movements is now heavily funded by core government agencies, foundations, and think tanks that prioritize “national security,” not humanitar- ian benefi ts for minorities.10 Th us, uncritical acceptance of such claims means 9. Th e only non-core countries in which citizens ranked religious and ethnic hatred as the greatest danger are the Czech Republic, Jordan, Lebanon, Indonesia, and Nigeria. Clearly, the presence of current ethnic confl ict in a region did not cause citizens in most aff ected countries to prioritize religious and ethnic hatred. 10. Th e purpose of research like the Minorities at Risk Project and others like it is the construction of “early warning systems” that will permit the core to decide “where to invest scarce monitoring resources,” i.e. where to prioritize collection of intelligence information (Gurr 1997:1102). Even though the project was initiated using foundation grants with very diff erent goals, the Minorities at Risk Project (2002) at the University of Maryland is now heavily funded by the CIA. We can expect to see future funding of such research integrated into the “US War on Terrorism.” For example, the US government that world-system analysts are ideologically embracing the historical tendency of the core to demonize counter–hegemonic ethnic movements (Dunaway 1999: 288–90).11 Th ird, many of the claims about the impending decline of the state are just conceptually sloppy. Th e most obvious mistake is the recent tendency to draw worldwide generalizations from case studies about European ethnonationalism which followed collapse of the USSR. Furthermore, writers fail to recognize that much contemporary confl ict is not new, but is, rather, a continuation of confl icts that been begun in previous periods. In many instances what is occurring is not new confl ict but a change in strategies and tactics by groups that have been engaging in resistance that spans more than one decade. Such exaggerated scholarly claims are grounded in another fundamental conceptual fl aw. It is doubtful that there has even been a strong “nation-state” in any part of the world-system other than the core, near–core, and a few richer semiperipheries. Indeed, Amin (1990:133) contends that “movements making Table 2 – What Do Citizens Rank As the Greatest Danger Facing the World? Region Danger # 1 Danger # 2 Africa Aids & Other Infectious Diseases Rich/Poor Gap Asia Environmental Change Rich/Poor Gap Core: Western Europe, US, Canada Religious & Ethnic Hatred Nuclear Proliferation Core: Japan Environmental Change Nuclear Proliferation Eastern Europe Nuclear Proliferation Rich/Poor Gap Latin America Aids & Other Infectious Diseases Nuclear Proliferation Source: Analysis of Responses to the Pew Global Attitudes Project (Pew Research Trust 2002: 47–54) began soliciting grant proposals in January, 2002 for university-based research that will support “homeland security” eff orts. 11. Core preoccupation with the security threat represented by problems of weaken- ing domestic hegemony is evident in the extent to which this topic appears in publica- tions in political science and international relations. More than 100 books about this topic have been published in the last fi ve years, and the number of published articles now reaches into the hundreds, just in academic journals. Wilma A. Dunaway18 Ethnic Confl ict in the Modern World-System 19 ‘ethnic’ demands” are largely the product of “the failure to build a national state in the periphery.” Th e notion of a world of “nation-states” is an impossible dream of core elites, a segment of that larger modernization myth which seeks to re-create the world in its own image.12 Since a majority of peripheral and seimperipheral governments have never achieved “nationhood,” the claim that the nation-state is in world-wide decline (Boswell and Stevis 1997; Friedman 1999) is tenuous at best.13 Indeed, what most of these writers are complaining about are perceived threats to core states, not to a majority of states worldwide. I would like to propose four diff erent explanations that will move us away from such demonization of “ethnic others” and direct our attention to that major- ity of the world’s states and peoples that are situated in the periphery and the semiperiphery. Probably the best indicator of the crisis of the state worldwide is a trend that runs counter to core scholarly fads. Much of the current ethnic confl ict in the periphery and the semiperiphery is generated from the top-down, not caused by minority resistance (Amnesty International 2002). A majority of the recent instances of ethnic cleansing and genocide have been orchestrated by powerful political elites who often have utilized the government’s resources against minorities (Human Rights Watch 2002). To engage in such actions, the state is relying on repression, not on the type of long-term consensus-building that is crucial to the formation of a viable nation-state. A hegemonic order is one in which consent/consensus rather than coercion operates most frequently to achieve popular acquiescence to the dominant agenda (Bell 1976; Friedman 1993; Wallerstein 2000). However, repressive peripheral and semiperipheral states are trapped in an imploding hegemony in which “the ruling class has lost its consen- sus, i.e., is no longer ‘leading’ but [is] only ‘dominant,’ exercising coercive force alone” (Gramsci 1971:275–76). 12. Anthony Smith (1986) has argued that fi ve factors are necessary for the forma- tion of a nation: the construction of a collective name, a common myth of descent, a shared history and culture, a bounded territory, and sense of solidarity. Nagengast (1994: 109) contends that the ideal state “is one in which the illusion of a single nation-state is created and maintained and in which resistance is managed so that profound social upheaval, separatist activity, revolution, and coups d’état are unthinkable for most people most of the time.” Most peripheral and semiperipheral countries attained independence from colonialism in the 20th century, and most of these states have been struggling unsuc- cessfully throughout the postcolonial period to achieve the core ideal for a nation-state. 13. Wallerstein (2000: 311) argues that “ ‘stateness’ of the ‘sovereign states’ has been increasingly clearly defi ned and their powers specifi ed and enhanced. Hence we have been moving in the direction of ever ‘stronger’ state structures that are constrained by an ever ‘stronger’ interstate system.” Second, peripheral and semiperipheral states are caught in contradictory mandates that are emerging from core universal agendas. Th ere is a structural contradiction between the world-system need for relatively strong states and the universal demand for democraticization. Inherently, the developing state is trapped in a paradox. Tendencies toward homogenizing nationalism and cen- tralized control over territories—the prerequisites to be a real “nation-state” in the world-system—are not democratic, and they may trigger extended resistance from ethnic minorities (Hechter 2000). Consequently, the state is ensnared in a dilemma in which “too much centralization causes rebellion, and too little cen- tralization would cause fragmentation” (Yavuz 2001:21). In addition, core demo- craticization agendas create new structures of political opportunity (McAdam, McCarthy and Zald 1996). Because counter-hegemonic resistance cannot emerge in circumstances of extreme state repression (Tilly 1978; Skocpol 1979), ethnic mobilization increases as a state democratizes (Barbosa 1996; Olzak and Tsutsui 1998). Second, ethnic groups will engage in resistance against newly democratic states when minorities have previously been repressed by or fear they will be oppressed by ruling elites (Korovkin 2001; Premdas 1991; Verma 2002). Th e thrust for universal democracy is grounded in the “human rights” of people to liberties that cannot be denied or withdrawn by a repressive state. Increasingly, ethnic minorities are ”call[ing] the bluff of neoliberalism and its pre- tenses to democratization” (Graeber 2002:5) by merging that core agenda with demands for redress from “the universality of diff erence” in which the world- system is grounded. Obviously, there is an inherent structural dilemma here. If ethnic minorities and indigenous peoples lay full claim to the “promises” of democracy, they are likely to demand greater and greater autonomy from repres- sive states and from the interstate system. Core pressures toward democracy can mean “the end of wholly state-led cohesion and the search for new trajectories which…take the self-determined and negotiated positions of the constituent units as paramount”(Osaghae 2001:16–17). As Wilmer (1993:118) points out, core-sponsored international law defi nes an impossibly contradictory agenda for states. On the one hand, developing governments should follow the core model in which “conquest and discovery a[re] legitimate means of extinguishing aboriginal sovereignty.” On the other hand, those same governments are expected to “recogniz[e] the right of peoples to self-determination.” Th ere is growing evidence that “the diff usion of a world system culture of human rights” (Olzak and Tsutsui 1998:714) will lead to increased ethnic resis- tance (Brysk 1996; Anaya 1996). Universal human rights and multiculturalism reinforce the tendencies toward ethnic identity formation. While strengthening world capitalist agendas, the recent core ideological focus on multiculturalism has empowered ethnic minorities in the periphery and semiperiphery to resist Wilma A. Dunaway20 Ethnic Confl ict in the Modern World-System 21 policies of their own governments (Friedman 1997:83–85). To exacerbate those trends, there has been “a qualitative shift in political structures” that results from “the geometric rise in the number of international organizations…that form alliances with subnational ethnic groups” (Boswell and Stevis 1997:3–4). Two human rights resistance strategies threaten state sovereignty: (a) subnational political realignment with ethnic minorities and (b) supranational alliances with international organizations and movements.14 Many ethnic movements play on the sympathies of distant international audiences they hope will move to weaken the position of their states (Pfaff -Czarnecka et. al. 1999). Th e “internationalization of indigenous rights” (Brysk 1996; Anaya 1996) is one such universal agenda that threatens state autonomy. Proposals to universal- ize the concept of indigenous peoples concretize the existence and legal claims of these groups to ecological resources and to political autonomy. United Nations documents illustrate the core-generated confl ict between indigenous groups and states. After their governments denied the existence of indigenous peoples, a coalition of Asian groups requested that the United Nations recognize and legit- imate these peoples “who are denied the right to govern themselves” (Kingsbury 1998:417). Th is indigenous claim of the right to political autonomy: challenges dominant conceptions of the state as the political embodiment of a nation comprising all of the people within that state, and emulates the rep- resentation of historical ‘nations’ connected to particular territory…. “Indig- enous peoples” challenge totalizing views of “nation” and the “nation-state” that have frequently made it difficult for identities other than the “nation” to secure recognition and acceptance. “Indigenous peoples” would legitimize such cultural and political units in the way nation-states have been legiti- mized by “nations” (Kingsbury 1998:422). Because universal democraticization and human rights agendas stimulate minority demands for equitable treatment, pro-systemic movements can have anti- systemic eff ects, the fourth dilemma of the state. Since at least half the contempo- rary ethnic mobilizations are aimed at greater political enfranchisement or larger shares of state resources, there is a “revolution of rising entitlements” (Bell 1976: 226–27) in which “the pressure to increase services is not necessarily matched by the mechanisms to pay for them.” As a result, the costs of state entitlements are steadily increasing all over the world, creating a simultaneous crisis for states and 14. For authors who contend that the loyalty of citizens toward territorial states is weakening, see Rosenau (1997), Ferguson and Mansbach (1996), Strange (1996), Calhoun (1994), Sandel (1996), Hobsbawm (1990), and Robertson. For an empirical study, see Dombrowski and Rice (2000). for the future of the world-system. According to Wallerstein, capitalists are feel- ing a profi t squeeze from the clamor for expanded entitlements. Ordinary people have three basic claims: they want more education, they want more health services, and they want more guaranteed life income. If you look at legislation over the last two hundred years, the demand level for these human needs has been going up slowly all over the world….Obviously, the costs are retrieved through a taxation system of one variety or another, and these costs act as a drain on the worldwide accumulation of capital….What we call neoliberalism is an attempt to reverse these trends, but it has not been spectacularly successful. The reversal of social expenditures is very hard to achieve because such changes trigger a storm of popular resistance (Dunaway 1999:295–96). Finally, many ethnic mobilizations can contribute to the loss of national hegemony by shifting their resistance away from acquisition of state power, the predominant strategy that characterized 20th century movements (Dunaway 1999:300–301). Graeber (2002:6–9) contends that the new anarchistic strategies employed by ethnic minorities are “less about seizing state power than about exposing, delegitimizing and dismantling mechanisms of rule while winning ever–larger spaces of autonomy from it.” Many contemporary ethnic movements mobilize simultaneously at local, state and international levels, and those resis- tance strategies will make it impossible for states to operate as the “adjustment mechanisms of the world-system.” In the previous century, nationalist movements “served as the moral guarantor of the state structures, “ and capitalists “relied ever increasingly on the movements to perform on their behalf the function of legiti- mating the state structure” (Wallerstein 1997:9). Ethnic mobilizations no longer off er this “safety-valve” role to their states. ET H N IC R E SISTA NC E AGA I NST E CONOM IC GROW T H AGE N DA S As peripheral and semiperipheral states have integrated their development agendas more deeply into the world-economy, ethnic minorities have often remobilized. Ethnic resistance movements in the periphery and semiperiphery can contribute to the core profi t squeeze by limiting core expansion of markets and by slowing the fl ow of cheap imports. Th ere is a growing body of empirical evidence that recent neoliberal policies have spurred increasing transnational mobilization of indigenous groups and a wide variety of collective actions by poor and middle class ethnic minorities.15 Probably half or more of recent ethnic 15. Regarding contemporary ethnogenesis and indigenism as resistance against international economic trends and structural adjustment programs, see Stroebele- Gregor (1994) and Quijano (1989). Wilma A. Dunaway22 Ethnic Confl ict in the Modern World-System 23 mobilizations have emerged as resistance against capitalist economic agendas.16 Targeting other cultures as markets for core imports simultaneously can have two eff ects. On the one hand, it increases the likelihood that the capitalist civi- lizational project will become dominant. On the other hand, new consumption patterns can fuel ethnic resistance (Friedman 1990:314). Even when the group’s resistance is aimed at opposition with the core eco- nomic agenda, the national government quite often bears the brunt of local opposition—thereby exacerbating the political crisis of the state. Increased levels of discrimination or linguistic homogenization have been utilized by several states to broaden their export production agendas; as a consequence, minori- ties have reacted with greater violence and/or ethnonationalist movements.17 In this confl ation of national and world factors, the state may face a regime crisis grounded in “the capacity of antisystem forces…to successfully challenge the ideological hegemony” (Baruah 1994). When indigenous communities advo- cate collective control over natural resources, production, marketing, and profi t distribution, their resistance is often defi ned as threats to the “national interest” or to the “national security” in peripheral countries that are expanding export production. As Nash (1995:35) observes about the Zapatista movement, such counter-hegemonic resistance demonstrates “the threat that subsistence systems might pose to global trade agreements.” In turn, government repression of such resistance attracts world media attention and contributes to “the development of a global moral community” against such public actions. In such circumstances, the state will be simultaneously pressured by contradictory ideologies and poli- cies from the core. T H E LEGI TI M ATION C R ISIS OF T H E CA PI TA LIST C I V I L I ZAT IONA L PROJ E C T Th e capitalist civilizational project has never been hegemonic enough to silence the dissatisfi ed voices of subaltern peoples, for the system has achieved, at best, only a tendency toward limited quiescence (Gaventa 1980). Paradoxically, hege- mony is weakened because the world-system has structured states in which “the cultures of both the dominant and the oppressed are persistent, leading to myriad 16. I analyzed 275 groups in the Minorities at Risk Project and 312 case studies of ethnic confl ict in the 1980s and 1990s. 17. For case studies, see Morris (2001), Meadwell (1993), Adamson (1980), Mees (2001), Mitra (2001), and Ayres and Saideman (2000). forms of resistance by oppressed groups” (Fenelon 1998:335). Th us, the “capacity of dominant groups to defi ne, constrain, and marginalise ‘the other’”(Greenstein 1994:652–53) is being eroded by ethnic mobilizations. Increasingly, the capitalist civilization project is facing a legitimation crisis not unlike that which Habermas (1973) describes for the capitalist state. Th at crisis derives from the opening in the world-system of new cultural opportunity structures, a notion I have coined to parallel political opportunity structures (McAdam, McCarthy and Zald 1996). Opportunity structures are either (a) systemic openings that permit dissent or (b) systemic closings which prevent or discourage opposition. At the level of the world-system, changes in the cultural opportunity structures are conjunctural. In specifi c situations, these openings or closings may be intentional adjustments, emerging contradictions, or breakdowns in the hegemonic civilizational project fostered by core elites and intelligentsia. Changes in the opportunity structures do not appear from nowhere or at the whim of economic and cultural elites. Th ey are rough adaptations to changes in the political economy of the world- system, and they are dialectically related to struggles within the system. When openings occur in the cultural opportunity structure, for whatever reason, mobi- lization follows, increasing the economic costs associated with repression and/or concessions. In turn, those added costs exacerbate the profi t squeeze crises of the system. Th ere are signs that the cultural opportunity structure of the world-system is opening new windows for ethnic oppositional movements while closing oppor- tunities for the kinds of movements that dominated the 20th century. Wallerstein refers to one such opening that may become a systemic rupture. His observa- tion that universalism is under heavy attack is just as signifi cant as Nietzsche’s announcement of the death of God. The crisis is cultural. The crisis of the anti-systemic movements, the ques- tioning of the basic strategy, is leading to a questioning of the basic premisses of universalist ideology. This is going on in two arenas: the movements where the search for ‘civilizational’ alternatives is for the first time being taken seriously; and intellectual life, where the whole intellectual apparatus which came into being from the fourteenth century on is being slowly placed in doubt (Wallerstein 1991b:91–2). What, then, are the implications for ethnic and indigenous movements? First, the traditional opening toward the left is undergoing closure, in part because Marxism and the intellectual left accepted the “master narrative” of universal progress. Th is closure provides new openings for alternative move- ments. Second, cultural crisis implies an apertura toward the “Other,” a breach that widens the prospects for those ethnic movements to popularize ideas about civilizational alternatives.18 Wilma A. Dunaway24 Ethnic Confl ict in the Modern World-System 25 In addition to the openings caused by the questioning of universalism, other cultural opportunities are being created by multiculturalism. In contrast to Friedman (1997), I contend that multiculturalism is not an indicator of decline or disintegration. Rather the rising acceptance of multiculturalism is a hegemonic adjustment that is designed to broaden the appeal of the capitalist civilizational project and to quiet resistance from marginalized ethnic groups. As Amin (1990: 134) observes, “Th e unity of the modern world-system requires that the core dimension of culture…be universalist. Diversity must serve the universalism that is to be built.” For that reason, multiculturalism is a response intended to ameliorate systemic problems as cheaply as possible—as are other such systemic adjustments. Dialectically, however, minorities can use multicultural ideals to push their own agendas into the cultural domain. Th e rising legitimacy of multi- culturalism provides a hegemonic basis of support for the universalism of human rights. In addition, the opening toward multiculturalism in the core helps provide a potential “conscience constituency” for ethnic movements in the periphery. Transnational migration is a third new cultural opportunity structure. At present, 200 million people live in countries to which they have migrated (Green 2000:82), representing about 3 percent of world population. Although most migrate to developing countries, one-quarter of them move into richer countries, nearly 10 percent going to the United States. Th us, the core is becoming increas- ingly ethnically diverse, and many mainstream scholars herald that change as a signifi cant ideological and cultural threat to hegemony (Huntington 1996). Since immigration fuels greater population increases than does the birth rate of U.S. citizens, demographers predict that, by 2050, the U.S. will for the fi rst time in its history no longer have a white numerical majority. Th ese ethnic shifts will ulti- mately create new political and cultural opportunities for movements that pose alternatives to the capitalist civilizational project. COU N T E RH EGE MON IC R E SISTA NC E AGA I NST COR E E COLO GICA L D OM I NAT ION Resistance against core ecological hegemony is the fourth area in which ethnic mobilizations are increasingly costly to states and to core expansion. Th e world-system is attracted to arenas out of its “craving for supplies of scarce 18. By focusing on openings, I do not mean to deny that there are near-permanent cultural closures or zero-opportunity structures. Among other components of the west- ern hegemonic project, racism, law and order, and patriotism stifl e ethnic and indigenous mobilization, limit support from potential allies, and justify repressive actions. commodities and for new sources of wealth” (Phillips 1987:781). When the world-system expands into new zones, “capitalism takes over land and eff ectively subjects it to its own rules, completely reshaping its organization” (Braudel 1981: vol. 2, 251). Natural resources and land are exploited to produce exports for the world-economy, generating ongoing resistance from those peoples whose ecosys- tems have been brought under the reach of the world-system (Dunaway 1996b, 1997). Wallerstein points to the resultant ecological crisis as one of the three most signifi cant structural contradictions of the world-system. The profit squeeze is the most insoluble problem of the current system. On the one hand, capitalists are experiencing a profit squeeze from the slow growth of real wages, with the decline of new rural people to pull in as very cheap labor. Then there is the second profit squeeze from the real expenses associated with capitalists being forced to pay for their free ride from the externalization of costs. The world faces the choice of ecological disaster or of forcing the internalization of costs. But forcing the internalization of costs threatens seriously the ability to accumulate capital (Dunaway 1999: 294–95). In addition to the crisis related to internalization of costs, natural resources are more and more scarce, and there are few ecological zones left to incorporate. There are three ethno–ecological situations in which counter–hegemonic mobi- lizations occur frequently: 1. minorities whose resources or territories are targeted for appropriation by their national governments or by dominant ethnic groups (Sharma 1995); 2. minorities whose geographical spaces have been subsumed into capital- ist economic processes but whose traditional reliance on the environ- ment is in confl ict with those modern export activities (Wilmer 1993; Posey 1996); 3. minorities whose ecological spaces are threatened by the terms of multi- national trade agreements, such as patenting, genetic modifi cation, and intellectual property rights (Brown 1998; Churchill 1991). Th e struggles of indigenous peoples to maintain autonomous control over their ecosystems represent direct threats to states and to core capitalist ecologi- cal hegemony. Th e requirement of a functioning interstate system is that there cannot be any “no-man’s-lands, no zones that were not part of some particular state.” (Wallerstein 1991b:190). According to Kingsbury (1998:456), “the concept of ‘indigenous peoples carries within it grounds for justifi cation related to prior occupancy,” thus linking ethnic identity, land control, and political autonomy in ways that are not characteristic of other ethnic groups. Wilmer (1993:99) puts Wilma A. Dunaway26 Ethnic Confl ict in the Modern World-System 27 it succinctly: “the reason there is so much mounting international pressure on and attention to indigenous peoples is that they are the only ones with resources left.” Indigenes are much more likely than other minorities to be in cultural or religious confl ict with the logic of capitalist exploitation of ecosystems (Escobar 1999; Sivaramakrishnan 1995). Control over land, eco-knowledge systems, and traditional economic activities continue to be the key issues in indigenous strug- gles for autonomy from the state and from the world-system (Smith and Ward 2000). Ethnic minorities mobilize when indigenous ecosystems are redefi ned as “national assets” to be used to support national participation in the world-econ- omy (Sharma 1995). Th e state’s continuing attempts to expropriate land and eco- logical resources are likely to trigger stronger indigenous demands for political autonomy. Th e “public domain” rights of the nation-state are weakened by new international pressures and by new legal regimes that defend indigenous ecosys- tems and challenge capitalist notions of patent rights (Brown 1998; Churchill 1991; Posey 1996; Holley 1997; Takeshita 2001). E CONOM IC A N D H U M A N COSTS A S SO C I AT E D W I T H ET H N IC V IOLE NC E Th e human costs of ethnic violence are staggering. Since 1945, more than 60 million people have died in ethnic confl icts. In comparison to the Cold War years, the death toll from ethnic confl icts was actually lower in the 1990s. Still there are now 7 times more refugees and displaced persons each year than there were in the 1970s. Each year since 1990, ethnic violence has displaced 13 to 16 million people within their own countries and generated 20 million or more refugees who moved across borders. In many regards, transnational refugees are much more costly to the world-system than are deaths that occur within coun- tries. In addition, the military costs of ethnic repression and peacekeeping, the cost of rebuilding destroyed infrastructure, and the costs of humanitarian relief services are staggering for the individual state and for the international commu- nity. A typical inter-ethnic war of the 1990s destroyed 42 percent of the schools and health facilities and threw the country into a spiral of economic decline (UNHCR 2002). In areas of extended ethnic violence, the warfare accounts for more than one-third of child deaths, drives half or more of the rural population off their lands, and leaves one-third to one-half of the civilians homeless. In addi- tion, one-quarter to one-half of the women are raped, resulting in escalation of AIDS (Amnesty International 2002; UNHCR 2002). CONC LUSION I disagree with the claim that there is a dramatic increase in ethnic confl ict since the end of the Cold War. However, ethnifi cation and indigenism are inher- ent structural contradictions of the modern world-system that will not diminish. Moreover, ethnic mobilizations pose their greatest challenge to the world-system during an age of transition. I emphasize two mechanisms though which ethnic and indigenous resistance helps to drive this transition. Ethnic mobilizations (a) erode the capitalist civilizational project and (b) increase costs to the system in ways that exacerbate the escalating profi t squeeze. I identify fi ve ways in which the counter–hegemonic mobilizations of ethnic minorities are costly to the world-system and can push it toward bifurcation and transformation. When does ethnic confl ict become a threat to the survival of the world- system? Most obviously, when that accumulated resistance makes it too costly for capitalism to operate in most of the world. Unfortunately, I am not convinced that resistance by ethnic minorities is yet approaching that level. On the con- trary, at least half those movements seek to integrate minorities into the failing system. However, these groups represent insurgencies from the very bottom of the system, so they will force capitalists into a lose-lose game over the long run. Repression is costly, but full incorporation would be even more costly. Elimination of the bottom strata weakens the foundational structure of super-exploitation on which the system rests. What can we expect in the immediate future? Even if we are in a period of declining hegemony and even if ethnic mobilizations will signifi cantly erode and weaken the capitalist civilizational project, there is no immediate good news here for the indigenous peoples and the ethnic minorities of the world. Core deg- radation and over–consumption of the world ecosystem will continue, further endangering the territories of indigenous peoples. Since disarmament is unlikely, the core and elites in the periphery and semiperiphery will continue to repress in bloody fashion the world’s indigenous and ethnic minorities. Eventually, these secular trends and others will reach a threshold or bifurcation point from which a new sort of world-system will emerge after great turbulence. R E F E R E NC E S Abdel-Malek, Anouar. (1981). Civilisations and Social Th eory. Albany: State University of New York Press. Adamson, Walter L. (1980). Hegemony and Revolution. Berkeley: University of California Press. Alonso, Ana Maria. 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