Pharmaceutical Stability

M. Shakeel Siddiqui1 and Ghulam Sarwar1
1Jinnah University of  Women, Karachi-74600, Pakistan.

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RADS - Vol 2 (1), (2011); 27-30

INTRODUCTION

Stability testing is the primary tool used to
assess expiration dating and storage conditions
for pharmaceutical produtcs. Many protocols
have been used for stability testing, but most in
the insudtry are now standardzing on the
recommendations of the international conference
on Harmonization (ICH). These guidelines were
delevoped as a cooperative effort between
regulatory agencies and industry officals from
Europe, Japan, and the United States (Harman,
1999a).

Stability testing includes long-term studies,
where the product is stored at room temperature
and humidity conditions, as well as accelerated
studies where the product is stored under
conditions of high heat and humidity. Proper
design, implementaion, monitoring and evalution
of the studies are crucial obtaining useful and
accurate stability data. Stability studies are
linked to the establishment and assurance of
safety, quality and efficacy of the drug
production from early phase development
through the lifecycle of the drug poduct. Stability
data fo the drug substance are used to determine
optimal storage and packaging conditions for
bulk lost of the material. The stability studies
for the drug product are designed to determine
the expiration date (or shelf life). In order to
assess stability, the appropriate physical,
chemical, biological and microbiological testing
must be performed. Usually this testing is a
subset of the release testing.

PRECLINICAL STUDIES

Precinical studies include standard staility studies
to assess shelf life, but also utilize special studies
to study the drug and its degradation
c h a r a c t e r i s t i c s .  T h e  d r u g  s u b s t a n c e
charcterizattion and stability is usually determine
as part of pre-formulation studies. Studies are
chartacterzation degrade the solid drug substance
and apporopriate solutions, allowing the
determination of the degradation profile. The
drug substance is usually challenged under a
varitey of accelerated enviroment conditions to
evaluate its intrinisic stability and degradation
profile (Harman,1999b).

HPLC is the predominant tool used to analyze
the drug substance and the impurities,
particularly for small molecules. Frequently,
the same HPLC method may be used for drug
substance and drug product, although different
sample preparation method would normally be
required. Often the assay and impurity testing
can be performed using a single HPLC method.
However, the assay and purity determinations
may also be separate methods. At least in the
U.S., full validation of the analytical method is
not required until the end of Phase 2 clinical
trials, but the earliest stages, since verfication
of stability hinges on a suitable method for
seprating impurities from the active ingredient
and at least quantifying the impurities realtive
to the drug substance.

Stress studies at elevated temperature (e.g., 50
AC, 60AC and 70AC) for several weeks may
be performed to assess thermal stability.
Provided the degradation mechanism is the same
at the different tempreatures used, kinetic or

Corresponding author. E-mail: g-sarwar@hotmail.com



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RADS - Vol 2 (1), (2011); 27-30

statistical modles can be used to determine the
rate of degradation at other tempretures (e.g.,
25AC). The solid stability should also be
performed in the presence and absence of water
vapor to assess the dependence of stability on
humidity.

Degration studies should also be performed in
solution. The solvent for the solution testing
will depend on the solubility of the drug
substance and should include water, if the drug
substance is water-soluble. Other solutions or
solvent system may be evaluated  depending
on the anticipated formulation or the synthethic
process. A series of buffered solutions in the
pH range 2-9 are useful in assessing the impact
of solution pH on the degration. Photostability
should also be evaluted. A xenon light source
can be used as a stress condtion. Alternatively,
one can use an accelerates version of ethier
Options 1 or 2 as discribed in the ICH guideline
determination of photostability. Oxidation of
the drug substance under accelerated conditoins
(e.g., hydrogen peroxide), may also be
performed to etablish oxidation product that
could be formed and sensitivity to oxidative
attack.

Early drug product stability studies are designed
to help establish a suitable formulation for
delivery of the drug substance. Compatibility
studies of the drug substance with excipients
should be performed to eliminate excipients
that are not compatible with the drug substance.

CLINICAL STUDIES

Stability testing must be continued throughout
clinical trials to support the safety, quality and
efficacy of material relesed for clinical trials.
Stability data must be submitted as part of the
IND filing prior to initiating the Phase 1 clinical
trial. Prior to the first Phase 1 stability study,

the re-clinical studes should provide information
on the appropriate long-term condition and the
appropriate container/closure system. ICH Q1A
provides the guidance for design of clinical
stability studies. Selection of batches, the
container closure system, specifications, testing
frequncy and storage conditions are the imporant
 issues to consider when designing a stability
study.

The container closure system must be evaluated
for compatibility with the drug substance and
drug product to ensure that the container does
not contribute to degradation or contamination.

The testing frequency represents the minimum
data required for filing. It may be advisable to
pull and test a one-month sample for each storage
condition to ensure that the study is proceeding
as expected.

During Phase 1, it may be necessary to evaluate
multiple formulations, dosage strengths and
container closure systems. Using bracketing
and/or matrixing can frequently reduce the
resource allocation for these studies. These two
design approaches are discussed in ICH Q1D.
Bracketing uses the extremes to provide data
for the entrie study may include testing of all
strengths at the 25, 50 and 100 mg are to be
evaluated, the study may include testing of all
strengths at the initial and final time points with
only the 10 and 100 mg strengths being teswted
at the intermediate time points. Matrixing might
be used to evaluate the same strenght in multiple
container/closure system be selecting only certin
container closure system for testing at each
time-point. This selection is usually done in a
random fashion.

At the end of Phase 1, the process for
manufacture of the drug substance, and the drug
product should be established (although



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RADS - Vol 2 (1), (2011); 27-30

refinements will typically continue for much
longer).
The time period in Table 1 represents the
minimun data required for the NDA. The studies
must continue until the long-term stability study
is completed for the shelf life and retest period
proposed in the NDA submission. Temperature
cycling studies and in-use stability studies may
be needed for certain types of formulations
(particularly liqiud and semi-solid formulations).
In early Phase 3 studies one should expect to
be placing the batchs on stalibity (at least three
drug substance and drug product lots) that wil
be used for filing the NDA. These may be
performed near the end of Phase 3 and adequate
stability data for these batches may not be
available at the time of filing. Shelf life and
retest periods may be determine statistically
with adequate quantitaive data.

The Period in Table 1 represents the minimum
data required for the NDA. The studies must
continue until the long term stability study is
completed for the shelf life and retset period
proposed in NDA submission.

POST-APPROVAL (MARKETING PHASE)

At least one lot of drug substance and one lot
of each packaging type for drug product
produced each year should be placed on long-
term stability. Addtional stability testing may
be required to support process changes for drug
substance and/or drug product. The filing
requirements for changes are covered in multiple
FDA guidance documents addressing drug
product changes (SUPAC) and drug substance
changes (BACPAC). Typically, this is an area
that requires substanital regulatory understanding
and experience to know how to proceed, and is
beyond the scope of this article.

CONCUSION

Stability testing is interwoven through the entire
fabric of the drug product life cycle. A detailed
konwledge of the stability requirements and the
impact on other areas (e.g., container closure,
process shanges) is needed to properly design

Comments

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Must cover retest or shelflife period at a
minimum and includes storage, shipment
and subsequest use

Storage Condition

25 oC + 2oC/60 % RH + 5%
RH or 30oC + 2oC/65%
RH + 5% RH

30 oC + 2oC/65 % RH + 5%
RH

40 oC + 2oC/60 % RH + 5%
RH

5 oC + 3oC

25 oC + 2oC/60 % RH + 5%
RH

--20 oC + 5oC

Study

G e n e r a l  C a s e :
Long-term

G e n e r a l  C a s e :
Intermediate

G e n e r a l  C a s e :
Accelerated

R e f r i g e r a t i o n :
Long-term

R e f r i g e r a t i o n :
Accelerated

Freezer: Long-
term

M i n i m u m
TIme Period

12 months

6 months

6 months

12 months

6 months

12 months

Table 1 :  ICH Q1A Summary of Stability Parameters



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RADS - Vol 2 (1), (2011); 27-30

and evaluate stability studies in order to ensure
minimal delays and minimize cost in developing
a new drug product.

REFERENCES

Harman, RJ. 1999a. The drug development
process: 1. Introduction and overview. Pharm
J., 262:334-7.

Harman, RJ.1999b. The drug development
process: 2. Admiistrative processes and options
for registration of medicines. Ibid., 262: 928-31.

The rules governing medical products in the
Erupean Union. Vol 3A. Guidelines: Medical
products for human use; Quality and
boitechnology. Luxembourg: European
Communities, 1998.

ICH guidlines.

The Rules governing medicinal products in the
European Unnion. Vol 4. Good manufacturing
practies: Medical products for human and
veterinary use. Luxembourg: Eruopean
Communities, 1998.

The Rules governing medical products in the
Eruopean Union. Vol 2B. Notice to applicants.
Luxembourg: Eruopen Communities, 1998.



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