ABSTRACT Swallowing Problems in the Normal Ageing Population Tracey Wilkinson and Janet de Picciotto Department of Speech Pathology and Audiology University of the Witwatersrand 55 This study investigated the prevalence of subjectively reported swallowing problems in a group of normal ageing subjects. Twenty-five retirement village residents were included in the sample. A cross-sectional descriptive survey research design was utilised. Data was obtained through the administration of a devised interview schedule. The prevalence of reported swallow- ing problems in the sample was determined. The nature of the swallowing problems were examined and compared to those reported to occur in the normal ageing population. The utility of the interview schedule was critically evaluated. Results revealedan overall prevalence of 44 % of subjects who experience swallowing problems that interfere with their day to day functioning. Of these, 64 % experienced swallowing difficulties affecting all phases of the swallow while 36 % experienced difficulties affecting the pharyngeal and oesophageal phases. The interview was found to be a useful screening measure in identifying the presence of swallowing problems. The role of the speech pathologist in dysphagia in the normal ageing popu- lation is highlighted andjustified. OPSOMMING Hierdie studie het die voorkoms van slukprobleme by 'n normale groep bejaardes ondersoek. Vyf-en-twintig aftree-oord- inwoners was by hierdie studiegroep ingesluit. 'n Deursnee, beskrywende navorsings-ondersoekplan is gebruik. Gegewens is verkry deur die toepassing van 'n onderhoudprogram. Die 'voorkoms van slukprobleme in die studiegroep is persentasiegewys bepaal. Die aard van die slukprobleme is ondersoek en vergelyk met dit wat beskryf word in die literatuur. Die bruikbaarheid van die onderhoudprogram is krities geevalueer. Resultate het getoon dat 44 % van die persone wat slukprobleme ondervind se daaglikse funksionering daardeur bei'nvloed word. 64 % van die persone het probleme ondervind met die orale, faringale en esofagale fases van die slukproses terwyl 36 % probleme ondervind het met faringaleen esofagale fases. Die onderhoud was 'n nuttige siftingsmetode om die aanwesigheid van slukprobleme te identifiseer. Die rol van die spraakpatoloog in disfagie onder die gewone bejaarde bevolking word beklemtoon en geregverdig. KEY WORDS: swallowing problem, normal ageing, screening interview / "Swallowing impairmJnt increases in prevalence with persons (Baker, 1993; Robbins et aI., 1992). advancing age and is a niajor health care problem in the The symptoms of dysphagia can be painful and anxiety aged" (Ekberg & Feinbetg, 1991, p. 1181). Recent litera- provoking. They may include the sensation of swallowed ture suggests that the swallow undergoes changes during substances not going down or going down partially and then the normal ageing process1that can lead to swallowing prob- sticking (Langley, 1987; Massey & Shaker, 1997). Dysphagic lems (Logemann, 1990; Robb~ns et aI., 1992; Ward et aI., patients may experience pain or pressure in the throat or 1989; Sheth and Diner, 1988; Sorties et aI., 1988; Tracy et chest, which may be so severe that they think it is caused aI., 1989). In order to understand the impact of swallowing by their hearts. Patients may have to regurgitate a stuck disorders, it is necessary to develop an appreciation of the bolus, while at other times material may regurgitate spon- clinical problem, both for the individual patient and for taneously. Impaired swallowing can result in coughing and society as a whole (Massey & Shaker, 1997). choking while eating. It may also result in food coming out Enjoying a meal or drinking a glass of water are acts of the nose or in an inability to breathe due to a blocked that most people take for granted. Swallowing foods or liq- airway (Kavanaugh, 1994; Massey & Shaker, 1997). uids occurs automatically (Kavanaugh, 1994). This is not Patients with swallowing problems often have to inodify the case for patients with impaired swallowing. Rather, the their diets and eating habits to avoid the above symptoms. fact that dysphagic patients have to remain watchful of Some patients eat so slowly that they are always the last such a normally subconscious act as swallowing to avoid person to finish their meal, if they finish it at all (Massey discomfort or even death, means that their swallowing dis- & Shakei-, 1997). Patients often avoid certain foods because orders greatly interfere with normal living (Massey & they have learned that these items cause them difficulty Shaker, 1997). Since mealtime remains the focus of social (Hildebrandt et aI., 1997). Alternatively, patients may at- and interpersonal activity for many elderly persons, disor- tempt to eat problematic foods using compensatory behav- dered swallowing can have a negative impact on the health, iours such as chewing-their meat to mush before swallow- nutritional status, self esteem and quality oflife of elderly ing or mashing up their food (Lindgren & J anzon, 1991). Die Suid-Afrikaanse Tydskrifvir Kommunikasieafwykings, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) 56 Despite these efforts, instances of swallowing difficulty in- evitably occur. Thus, it is clear that dysphagia can be a socially debilitating condition which adversely affects the person's self-esteem (Bloem et al., 1990; Robbins et al., 1992). In extreme cases, patients with swallowing difficulties may die from asphyxiation. They may develop aspiration pneumonia, which can be fatal (Feinberg et al., 1990). Dys- phagic patients may rupture their alimentary canal by try- ing to regurgitate a stuck bolus. They may develop severe weight loss and malnutrition, making them more vulner- able to developing infections (Bloem et al., 1990). This is particularly hazardous in the elderly population whois al- ready at a greater risk for mortality (Hildebrandt et al., 1997). Up to now, the impact of dysphagia on the individual, with special reference to the elderly patient has been dis- cussed. A consideration of the societal burden of swallow- ing disorders is necessary. Although there is no data avail- able on this issue, the potential exists for a substantial burden from dysphagia on the health care system and a significant economic impact on society as a whole (Massey & Shaker, 1997). Dysphagic patients often require expen- sive diagnostic and therapeutic interventions including videofl uoroscopy, feeding tube placement and surgery. Thus, the chronic nature of swallowing disorders results in ongo- ing health care costs (Massey & Shaker, 1997). This is of particular concern in a country like South Africa, where economic resources are limited. This study proposed the adaptation of a devised inter- view schedule (Boolkin, 1998) as a subjective screening tool to identify the presence of-swallowing disorders in the eld- erly population. This inexpensive method of identification may promote the early identification and subsequent early treatment of swallowing disorders, prior to the onset of de- bilitating and costly complications such as malnutrition and aspiration pneumonia. Since swallowing can involve such serious consequences, it is imperative to identify groups of patients who are at risk for having the disorder. One such group is the elderly population. The process of ageing brings about changes in the oral, pharyngeal and laryngeal structures, all of which work in synchrony in the swallowing process (Logemann, 1990). Oral phase changes: According to Logemann (1990), there is an increase in fatty and connective tissue in the tongue with age. Atrophy of the alveolar bone may occur if dentition is lost. There may be an overall decrease in mas- ticatory strength (Sheth & Diner, 1988). Elderly people ex- hibit a tendency to hold the bolus more posteriorly in the mouth prior to swallowing (Logemann, 1990). They may have difficulty moving the tongue to control the food (Kavanaugh, 1994). Additional tongue movements have also been noted to occur in the elderly (Sonies et al., 1988). Eld- erly people may have weak facial muscles causing food to collect in their cheeks. They may have reduced mouth sen- sations making them unable to feel where food is located in the mouth (Kavanaugh, 1994). In addition, there is a de- o' crease in the production of saliva with advancing age (Mar- tin, 1991). Pharyngeal phase changes: The triggering ofthe pha- ryngeal phase of the swallow has been found to be delayed in elderly persons and may be as a result of an increase in swallowing threshold with age or to slower neural process- ing time (Logemann, 1990). The temporal organisation of the pharyngeal phase also appears to be affected. Maximal Tracey Wilkinson and Janet de Picciotto laryngeal elevation lasts longer and the larynx may descend more slowly. In this way, cricopharyngeal opening is pro- longed (Tracy et al., 1989). In addition, Robbins et al. (1992) measured longer pharyngeal transit times. There is delayed clearing of the pharynx due to decreased muscular tonicity (Sheth & Diner, 1988). The epiglottis is smaller and sharper and is slower to tilt down and backward (Sheth & Diner, 1988). Elderly persons demonstrate palatal weakness which may result in nasal regurgitation (Kavanaugh, 1994). Oesophageal phase changes: Muscle tone in the oesophagus may decrease resulting in reduced peristalsis (Sheth and Diner, 1988; Logemann, 1990). Oesophageal transit time is prolonged (Logemann, 1990). Finally, the incidence of hiatus hernias and gastroesophageal reflux is increased with ageing (Sheth & Diner, 1988). The issue of normalcy in swallowing is a problematic area of debate. Researchers in swallowing disorders face a formidable challenge in determining appropriate definitions and parameters for normalcy in deglutition (Massey & Shaker, 1997). For example, if one uses the subjective ab- sence of swallowing problems as a sign of normalcy, this definition will frequently be at odds with objective meas- ures of what is felt to be abnormal ~wallowing (Massey & Shaker, 1997). It is not unusual to find a patient aspirating silently without having complaints of swallowing difficulty and no physical indicator such as coughing. Conversely, patients may complain of difficulty swallowing and show no abnormalities in bolus transport on videofluoroscopic measures (Massey & Shaker, 1997). Thus making use of objective measures of swallowing parameters to define normalcy may also be problematic. For many of the parameters of swallowing, abnormality may be a matter of degree, rather than a "state-change" from normal to abnormal (Massey & Shaker, 1997). Thus, a large area of overlap may exist between abnormal and normal populations for a given parameter. Exactly when slow swallowing in the elderly should be considered abnor- mal remains an area of q.ebate (Robbins, 1995; Massey & Shaker, 1997). In spite of this, in South Africa, where ob- jective diagnostic measures are not easily accessible, the need to develop and evaluate a subjective device to identify swallowing problems is indicated. The foregoing discussion has shown that swallowing dis- orders in general, and in the elderly population spe~ifically, constitutes an important health care problem. T~e need for intervention in this population has been recognised by speech pathologists in the United States of Americ~ and in Britain where they are employed as "swallowing therapists" in nursing homes (Kavanaugh, 1994). However, spe'ech pa- thologists in South Africa have not followed the above trend. The lack of literature on dysphagia in the elderly popula- tion in South African journals supports the view that the role ofthe speech pathologist in this population is currently underdeveloped in this country. The purpose of this study therefore was to determine whether normal functioning elderly people experien'ce swal- lowing difficulties that interfere with their day to day func- tioning. In so doing, the study aimed to highlight for South African speech pathologists their diagnostiC' and rehabili- tative role in the area of dysphagia with this population. Finally, the study aimed to propose the utilisation of a sub- jectiv~ device to identify the presence of swallowing prob- lems in elderly patients.' The South African Journal of Communication Disorders, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) Swallowing Problems in the Normal Ageing Population METHODOLOGY AlMS The aim of the study was to determine whether normal functioning elderly residents in retirement villages experi- ence swallowing difficulties that interfere with their day to day functioning. More specifically, the sub aims were three- fold. • Firstly, to determine the prevalence of swallowing prob- lems in the sample of normal ageing subjects titilising a subjective measure. • Secondly, to examine the nature of these swallowing problems and to compare them to the nature of swal- lowing difficulties reported to occur in the normal age- ing population. • Thirdly, to evaluate the usefulness of the devised inter- view protocol in detecting swallowing problems in eld- erly patients. RESEARCH DESIGN A cross-sectional descriptive survey constituted the re- search method (Leedy, 1989). According to Rosner and Rosenthal (1996), "in descriptive research, the goal of in- vestigation tends to be the careful mapping out of a situa- tion or set of events. The research objective is to describe what is happening behaviourally. Causal explanations are. not of direct concern except perhaps speculatively" (p. 15). SUBJECTS Subjects were selected based on a number of criteria. Subjects were required to be residents of retirement vil- lages (i.e., not living in frail care). Retirement village resi- dents were selected for the purpose of this investigation because it was felt that this group most adequately reflected n»rmal functioning across the ageing process since they are of sufficiently good health to live and function inde- pendently. i An age selection crit~rion of 65 years and above was stipulated. According to Robbins et aI. (1992) the swallow begins to slow from as eatly as 45 years, although the most noticeable changes occur ~etween 65 and 75 years (Robbins, 1995). No cut-off ceiling ~as used in the study in order to address' a criticism of many previous studies on swallow- ing in the elderly which have failed to include the oldest old (above 85) in their samples (Logemann, 1990). Subjects were required to be female to exclude the possible variable of gender in the study. Subjects could only be included in the study if they did not present with any of the following conditions which are common causes of swallowing problems: neurological dam- age, diseases affecting muscular strength and co-ordina- tion such as muscular dystrophy and cerebral palsy, forms of cancer, progressive neurological disease, injury to face or neck including surgery (Baker, 1993). Subjects were required to obtain scores that fell within the normal range according to age on the Mini-Mental State Examination (Folstein, Folstein & McHugh, 1975) in order to rule out the presence of cognitive dysfunction. A score of 25 is the lower limit in the range for normal subjects in the 60 - 69 year old age group. A score of 26 is 57 the lower limit in the range for normal subjects in the 70 - 79 year old age group. A score of 24 is the lower limit in the range for normal subjects in the 80 - 89 year old age group (Bleeker, Bolla-Wilson, Kawas & Agnew, 1988). Fi- nally, subjects were required to be able to speak English in order for administration of the interview to be possi- ble. The subjects are described in Table one. Twenty-five sub- jects from two retirement villages participated in the study. Subjects ranged in age· from 65 to 88 years with a mean age of 77.4 years (S.D. 4.87). The characteristics of diabe- tes, arthritis and smoking are included in the subject de- scription as this information was required for the interpre- tation of the results. Subjects were recruited from two retirement villages. The researcher contacted all subjects and visited each par- ticipant at their homes. Informed consent was obtained from each subject. MEASURING TECHNIQUES A structured interview schedule was devised based on a compilation ofthe literature on swallowing disorders. The interview schedule is available from the authors on request. Questions were adapted from various sources including Boolkin (1998), Langley (1987), Hildebrandt et aI., (1997), and Kavanaugh (1994). Questions were chosen to tap five broad areas related to swallowing problems. These areas were the locus .of swallowing difficulty (questions aimed at obtaining information pertaining to the oral, pharyn- geal and oesophageal phases of the swallow respectively), food avoidance behaviours, th~ use of strategies to facilitate swallowing, effect offood temperature and consistency on the swallow and consequences of swal- lowing problems such as weight loss and pneumonia. Closed and open questions were included in the inter- view. Closed questions yield information which is easily quantified and ensures comparability of questions across respondents. However, this method of data elicitation leaves little room for unanticipated discoveries and salient issues may be missed (Breakwell, 1996). To provide this informa- tion, open-ended questions were included in the interview. The questionnaire was constructed to address the inter- nal consistency ofthe subject's responses. Similar questions were posed to the subjects to identify any inconsistencies in the pattern of answers. This served to assess the valid- ity of the data obtained and improves the reliability of in- terview schedules. Interviewer effects were controlled for in the study by ensuring that the same researcher conducted all the interviews. This promoted consistency in question presentation (Breakwell, 1996). A pilot study was carried out to address the issue of va- lidity of the interview. This procedure is a data gathering technique that helps define the parameters of the study and provides preliminary warnings and assistance to re- searchers (Kane, 1985). Modifications to the questionnaire were made based on the results of the pilot study and the final version compiled. The modified interview schedule was administered to participants and their responses were tape-recorded for later transcription. Subjects who were identified as having swallowing difficulties were referred to a speech patholo- gist for further management. The Mini-Mental State Ex- amination (Folstein, Folstein & McHugh, 1975) was admin- istered prior to the interview. Die Suid-Afrikaanse Tydskrifuir Kommunikasieafwykings, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) 58 DATA ANALYSIS In order to address the first aim of the study, the percent- age of subjects in the sample who experience swallowing problems was computed. The prevalence of swallowing dis- orders according to age was calculated using percentages. In order to address the second aim ofthe study, a profile of the nature of swallowing difficulties experienced by the subjects affecting the oral, pharyngeal and oesophageal phases of the swallow was constructed. The Fisher Exact Test was utilised to identify the presence of statistical rela- tionships between swallowing problems and other variables. This test is an appropriate non-parametric statistic for test- ing the relationship between two variables if the sample size is small. The Fisher Exact Test computes the exact probability under the null hypothesis of obtaining the cur- rent distribution of frequencies across cells, or one that is more uneven (Rosner & Rosenthal, 1996). A 5 % level of significance (p<0.05) was accepted as indicating significant statistical relationships. Relationships which were signifi- cant at the 10 % level (p<0.10) were also reported due to the exploratory nature of the study (Silverman, 1993). The third aim of the study was addressed by critically evaluating the usefulness of the interview schedule. RESULTS AND DISCUSSION Results are presented addressing each aim of the study. Tracey Wilkinson and Janet de Picciotto PREVALENCE OF SWALLOWING PROBLEMS In this study, seven (28%) of the 25 subjects reported that they experienced difficulty swallowing. Four (16%) of the subjects who reported that they did not experience dif- ficulty swallowing, demonstrated evidence upon further questioning to suggest that they were in fact experiencing swallowing difficulties. Taking the overall prevalence, 44% of the subjects were found to experience swallowing prob- lems. The above finding is clinically relevant since it appears that a substantial proportion of elderly people, who are of sufficiently good health to live and function independently, experience swallowing problems that interfere with their day-to-day functioning. However, it is recognised that the finding of 44 % is only an estimate of true prevalence of swallowing problems in the sample because of the absence of objective measures, such as videofluoroscopy, to confirm pathology. Groher and Bukatman (1986) completed a review of known prevalence studies of swallowing disorders. Only one study by Trope, Siebens ~nd Siebens (1984) focussed on swal- lowing problems in the elderly population. Two subsequent studies, one by Bloem et al. (1990) and the other by Lindgren and Janzon (1991) examined the prevalence of dysphagia in the elderly population. Table 2 presents a comparison be- tween the current findings and these studies. TABLE 1: Relevant information pertaining to subjects in the study Subjects Age Mini-mental Score Diabetes Smoker Ex-smoker 1 65 28 2 77 29 26 4 79 6 77 7 77 29 8 77 28 9 27 10 82 28 11 77 27 12 80 26 13 77 28 14 79 27 74 16 77 29 17 70 28 74 26 19 88 28 20 74 28 21 71 27 22 80 26 27 27 28 /' The South African Journal of Communication Disorders, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) Swallowing Problems in the Normal Ageing Population The current findings, which suggest a prevalence of 44%, are therefore somewhat reduced in comparison to the Trupe et a1. (1984) findings and elevatedin comparison to the other two studies. A number of possible explanations for the dis- crepancies exist. Firstly, the different settings of the stud- ies may have influenced the results. Residents in a nurs- ing home are more likely to be ill and in need offrail care. The subjects in the Trupe et a1. (1984) study may have been suffering from diseases, which, according to Baker (1993) are direct causes of swallowing problems, such as neuro- logical damage, cancer and diseases affecting muscular strength and co-ordination. These were not controlled for in the Trupe et a1. (1984) study which is in contrast to the present study which excluded subjects with these diseases from the sample. Similarly, the other two studies focussed on sectors of the elderly population that are likely to be fairly healthy rather than in need of frail care. Secondly, the difference in sample sizes between the studies needs to be considered. Thirdly, different methods of assessment were used to determine whether swallowing problems were present. In addition to analysing the prevalence of swallowing problems for the normal ageing sample as a whole, the sub- jects were divided into three age groups. According to Logemann (1990), investigations on the effects of ageing on the swallow usually categorise persons into one of three age groups (1) the old (65-75 years); (2) the old, old (76-85 years) and (3) the oldest old (over age 85). This convention was followed in an attempt to determine the prevalence of swallowing problems according to age. One ofthe 4 (25%) subjects in the old age group reported swallowing difficulties. Ten of the 19 (47%) subjects in the old, old age group reported swallowing difficulties. Neither of the 2 (0%) subjects in the oldest old age group reported swallowing difficulties. These findings are presented in Figure 1. The current findings indicate that if one ignores the old- est old group, there appears to be a relationship between advancing age and increas~d prevalence of swallowing im- pairment. No statistical r.elationship was demonstrated, however this may be accohnted for by the limited size of / I the sample in the study. Tpe literature on swallowing dis- orders corroborates the fino/ng that swallowing impairment increases in prevalence with advancing age ( Borgstrom et I , 59 aI., 1988; Groher and Bukatman, 1986). The fact that no swallowing problems were repor.ted in the oldest old is an interesting finding that does not corre- spond with the above pattern. A possible explanation may be due to the limited number of subjects in the sample who fell into this age group. The limited representation of this age group in the study may be due to few persons in the oldest old age group living in retirement villages as they tend to no longer be able to function independently. NATURE OPSWALLOWING DIFFICULTIES IN THE ELDERLY SUBJECTS Table 3 presents a summary profile of the nature of the swallowing difficulties experienced by the elderly subjects in the present study. Symptoms are divided according to the three phases of the swallow that may potentially be affected: the oral, pharyngeal and oesophageal phases. The current findings, as highlighted in Table 3, will be discussed and compared to findings reported in the literature. The overall locus of swallowing difficulties will also be consid- ered. .Oral phase difficulties Difficulty with chewing was reported by two of the sub- jects who experienced swallowing difficulties. One of the subjects reported having to spit lumps of food out during 50% :g, 40% -E 30% ~ 20% .... ~ 10% 0% 47% r--- 25% r--- 0% Old 65-75 Old, Old 76-85 Oldest, Old 85+ Age Groups FIGURE 1. Histogram illustrating the prevalence of swallowing difficulties according to age in percen- tage. TABLE 2: A comparison between the current findings and those from previous prevalence studies on swallow- ing disorders in the eld~rly population. Current Study Trupe et al. (1984) Bloem et al. (1990) Lindgren and Janzon (1991) Subject of study Prevalence in the Overall prevalence Prevalence in a Prevalence in the sample community general population Setting Retirement villages Nursing home Subjects living in Urban population their own homes Population 25 volunteer residents All residents 130 elderly persons 600 persons between 50 (85 years and older) and 79 years of age Method Interview Questionnaire, chart Interview Questionnaire review, physical exam Results 44% 50% 16% 35% Die Suid-Afrikaanse Tydskrifuir Kommunikasieafwykings, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) 60 eating. These symptoms may be the result of a decrease in masticatory strength that is reported to occur in the nor- mal ageing population (Logemann, 1990). Dry mouth was reported by six of the subjects who ex- perienced swallowing difficulties. According to Logemann (1990) and Martin (1991), there is a decrease in the pro- duction of saliva with advancing age. In addition, certain medication may interfere with salivary secretions (Schulze- Delrieu & Miller, 1997). Only one subject reported food, drink or saliva dribbling from the mouth. According to the literature this may occur as a result of poor mouth closure and reduced oral sensa- tions which occur with ageing (Langley, 1987). Food remain- ing in the mouth after swallowing was not reported by any of the subjects despite this symptom being reported as a potential difficulty in the elderly population (Kavariaugh, 1994). No statistical relationship was found between the above oral phase symptoms and the presence of swallow- ing difficulties. Pharyngeal phase difficulties Difficulty,initiating a swallow was reported by 7 ofthe subjects wh~ experienced difficulty swallowing. The rela- tionship between experiencing difficulty initiating a swal- low and the presence of a swallowing problem was signifi- cant (p=0.000686 by Fisher Exact Test). This finding is sup- ported by reports in the literature that the triggering of the pharyngeal phase of the swallow is delayed in elderly persons (Logemann, 1990; Kavanaugh, 1994). The need to swallow more than once on a single mouth- ful offood was reported by 7 of the subjects. This symptom may also be related to the delayed triggering of the pha- ryngeal phase of the swallow that occurs with age (Kavanaugh, 1994). The relationship between swallowing more than once on a single mouth offood and the presence of a swallowing problem was significant (p=O .0072 by Fisher Exact Test). Tracey Wilkinson and Janet de Picciotto The need to wash food down with liquids was reported by 5 of the subjects who experienced swallowing difficul- ties. The relationship between washing food down with liq- uids and the presence of a swallowing problem was signifi- cant (p=0.0087 by Fisher Exact Test). This behavioural method of compensation may be enac,ted in order to attempt to assist the pharyngeal phase of the swallow to occur since it may be delayed in elderly persons (Kavanaugh, 1994). Taking time to swallow was reported by 7 of the sub- jects who experienced swallowing problems. The relation- ship between taking time to swallow and the presence of swallowing difficulties was significant (p=0.017 by Fisher Exact Test). The literature supports the finding of slower swallows in the elderly (Robbins et aI., 1992; Sonies et aI., 1988). Coughing during eating was reported by 5 of the sub- jects who experienced swallowing difficulties. The relation- ship between coughing during eating and the presence of swallowing difficulties was significant (p=0.056 by Fisher Exact Test). Choking while eating was reported by 4 ofthe subjects demonstrating a significant relationship with swal- lowing problems (p=0.0087 by Fisher Exact Test). The above symptoms may occur as a result of defective closure of the larynx due to difficulty co-ordinating the muscles that close and protect it, which is reported to occur with age (Kavanaugh, 1994; Schulze-Delrieu and Miller, 1997). One subject reported the experience of a wet sounding or gurgly voice when eating. This is commonly reported as a symptom of dysphagia in the elderly (Kavanaugh, 1994) and in general in dysphagic patients (Martin, 1991). No statistical relationship was found between the experience of a wet voice and the presence of a swallowing problem. Food coming through the nose was not reported by any of the subjects despite this symptom being reported as a potential difficulty in the elderly (Kavanaugh, 1994). TABLE 3: Summary profile of the nature of swallowing difficulties reported to be experienced by the elderly subjects in the present study ORAL PHARYNGEAL OESOPHAGEAL Subject Choke Wet Wash Feeling Pain while voice food offood behind eating after Ica,ccrungl breast eating bone ~ Subjects who did not perceive themselves to have swallowing problems The South African Journal of Communication Disorders, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) Swallowing Problems in the Normal Ageing Population Oesophageal phase difficulties Nine subjects reported that they experienced the sensa- tion offood catching below the level of the larynx. The rela- tionship between the sensation of food catching and the presence of swallowing difficulties was significant (p=0.0000269 by Fisher Exact Test). Reduced or less effi- cient peristalsis due to a decrease in muscle strength may occur with ageing (Sheth & Diner, 1988; Logemann, 1990). This may account for the sensation of food catching in the oes9phagus. Four of the subjects reported experiencing pain behind the breastbone after eating. The relationship between this symptom and swallowing difficulties was significant (p=0.026 by Fisher Exact Test). Four of the subjects reported that food comes back up their throat during eating A sta- tistically significant relationship was demonstrated be- tween the presence of swallowing difficulties and food com- ing back up the throat (p=0.056 by Fisher Exact Test). The incidence of hiatus hernia and gastric reflux is increased with advancing age (Sheth & Diner, 1988) and may account for the two symptoms described above. Two of the subjects reported that they feel like being sick after eating. Five of the subjects reported that they experience heartburn frequently. Although these two symp- toms are reported in the literature as indicators of swal- lowing problems (Langley, 1987), no statistical relationship between these symptoms and the presence of swallowing difficulties was demonstrated. Overall locus of swallowing difficulties The current findings indicate that 64 % of the subjects appear to have difficulties that affect all three stages of the swallow. 36 % of the subjects appear to have difficulties affecting both the pharyngeal and oesophageal phases of the swallow. These findings, presented in Table 4, may be compared to two studies by Feinberg and Ekberg (1991) and Ekberg and Feinberg,(1991) in which the locus ofswal- lowing difficulty in the samples was determined. / The differences in percentages in the above studies may be accounted for by the differences in the populations stud- ied, the difference in the sdmple sizes and the different meth- I I 61 ods of assessment to determine the nature of the swallowing difficulties. However, the current finding that difficulties affecting oral, pharyngeal and oesophageal phases are ex- perienced by elderly people is supported Oy the Ekberg and Feinberg (1991) and Feinberg and Ekberg (1991) studies. USEFULNESS OF THE INTERVIEW SCHEDULE The devised interview schedule successfully detected symptoms of swallowing problems in 11 of the 25 subjects. As mentioned earlier, only 7 of these subjects perceived themselves as experiencing difficulty swallowing. Four of the subjects who did not perceive themselves as having swallowing difficulties demonstrated evidence to suggest that they were in fact experiencing swallowing problems. The above discrepancy may be viewed as indicative of the usefulness of the interview in detecting swallowing prob- lems in elderly persons, including those who are either unaware of the difficulties or have not considered them to be a problem. However, it is important for the clinician to exercise caution and avoid giving dysphagia to those who do not have it (Robbins, 1995). Apart from detecting the presence of swallowing diffi- culties, the interview schedule provided information regard- ing symptomatology relating to the various phases of the swallow. Information regarding the locus of the swallow- ing problem, oral, pharyngeal and oesophageal, was gleaned. However, it is important to note that the informa- tion obtained was based on the perceptions ofthe individual subjects and is highly subjective. Further investigations involving objective measures would be necessary to con- firm the locus of pathology and to determine the severity of the problem. For the above reasons it would seem appropriate to make use of the interview as an initial screening measure in de- termining the presence of a swallowing problem. The inter- view may highlight the need for further investigations such as the bedside evaluation and videofluoroscopic examina- tion. The use of the interview as a screening tool may be of particular value in the South African context where resources are limited and advanced diagnostic measures such as videofluoroscopy are expensive and often inaccessible. The interview schedule proved useful in terms of high- TABLE 4: A comparison of current findings regarding locus of swallowing difficulties with findings from two studies: Feinberg and Ekberg (1991) and Ekberg and Feinberg (1991). - • I I Current Study Feinberg and Ekberg Ekberg and Feinberg (1991) (1991) Population 25 normal functioning retiremen 50 patients known to aspirate 56 persons with no symptoms of village residents dysphagia or eating difficulty Mean age 77.4 years 87 years 83 years Method Interview Videofluroscopy Videofluroscopy Results 64 % with difficulties involving 46 % abnormalities of oral stage. 63 % oral abnormalities. all three phases of the swallow. 20 % abnormalities of pharyn- 25 % pharyngeal abnormalities 36 % with difficulties involving geal phase. 39% pharyngoesophageal segment both the pharyngeal and 34 % abnormalities of oral and abnormalities. oral phases. pharyngeal phase. 36 % oeophageal abnormalities 0% with difficulties in only one phase. Die Suid-Afrikaanse Tydskrifuir Kommunikasieafwykings, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) 62 lighting a number of other factors either related or not re- lated to swallowing problems in the elderly. These included diabetes, arthritis, smoking, use of dentures, food avoid- ance patterns, food consistency, difficulty swallowing tab- lets, use of "tricks" during eating and aspiration pneumo- nia. A discussion of these findings follows. Diabetes, arthritis and smoking: No statistical rela- tionship was found between subjects with diabetes and the presence of swallowing problems despite reports in the lit- erature that diabetic subjects frequently experience dys- phagia(Boolkin, 1998). The small sample size may account for the absence of this finding. Similarly, no relationship between subjects with arthritis and the presence of swal- lowing difficulties was found. Smoking was also not found to be related to the presence of swallowing problems. How- ever, the limited sample size may account for the absence of these relationships. Dentures: No statistical relationship was found between the use of dentures and the presence of swallowing prob- lems. This finding is in contrast to a study by Hildebrandt et al. (1997) which found that compromised dental func- tion, including the use of prostheses, results in the swal- lowing of poorly chewed food, food avoidance patterns and dietary inadequacies. The limited sample size may account for the contrasting findings. Food avoidance patterns: The relationship between food avoidance and the presence of swallowing problems was significant (p=0.000983 by Fisher Exact Test). Adequate nutritional intake is of great medical importance in the eld- erly (Hildebrandt et aI., 1997). The individual's ability to comfortably swallow certain.food types is an important com- ponent of nutritional intake. Current findings indicate that the swallowing difficulties experienced by the subjects iIn- pact on their diets to the extent that particular foods are avoided. Avoidance of chewy foods (such as beef and steak) and crunchy food (such as vegetables) was reported by four of the subjects, howeve~ this was not found to be statistically significant. Meat and vegetables are important dietary sources of protein, iron, vitamins and fibre. Careful moni- toring of sufficient intake. of these food types is critical in the elderly patient (Hildebrandt et aI., 1997) Avoid?-nce of crumbly foods (such as biscuits or cake) and dry foods (such as bread) was statistically related to swallowing problems (p=0.026 and p=0.072 respectively by Fisher Exact Test). Crumbly foods fall apart in the mouth and are reportedly more difficult to swallow (Langley, 1987). According to Hildebrandt et al.(1997), involuntary weight loss may occur as it result offood avoidance's and is a risk indicator for mortality in the elderly. Although the elderly subjects in the present study commonly reported weight loss, it was often ascribed to other factors such as illness, depression and ·diabetes. Difficulty swallowing tablets: The relationship be- tween difficulty swallowing tablets and the presence of swal- lowing problems was significant (p=0.082 by Fisher Exact Test). This finding is of concern since many elderly people , are reliant on medication for their wellbeing. Ifelderly pa- tients struggle to swallow tablets they may avoid taking their medication which could have detrimental conse- quences (Massey & Shaker, 1997). This may be an area where altered medicine preparations may be warranted to facilitate compliance in elderly people in taking their medi- cation. Use of "tricks " during eating: Many of the subjects with Tracey Wilkinson and Janet de Picciotto swallowing difficulties reported making use of certain "tricks" to help them eat more efficiently. These included sitting up straight while eating, cutting food finely, chewing very well, mashing up food ami grating fruit and vegetables; t~king liquid with all food, moistening all food with spreads ~nd gravy, eating siowly and.concentrating carefully on swallow- ing. These"tricks" indicate that the subjects are engaging in compensatory behaviours in order to cope with their diffi- culties. Most.of these seem to be positive adaptations to the changes in their swallowing abilities. Food consistency: Subjects with swallowing difficul- ties reported that it is easier to swallow mincemeat in com- parison to steak. The relationship was significant (p=0.033 by Fisher Exact Test). This finding is in contrast to reports in the literature, which suggest that crumbly food's with uneven consistency are more difficult to swallow. The ex- tra effort necessary to chew steak and the corresponding decrease in masticatory strength that occurs with ageing (Logemann, 1990) may account for the above finding. Pneumonia: No relationship between the presence of swallowing problems and the experience of pneumonia was found. Pneumonia is a commonly reported symptom of dys- phagia (Feinberg et aI., 1990; Massey & Shaker, 1997). The relatively mild nature of the swallowing difficulties experi- enced by the elderly subjects may account for the absence of this finding. The prevalence and nature of swallowing impairment in the normal ageing population and the related factors found in this study have implications for the indiVIdual, society and the clinician. . CONCLUSION The study showed that a substantial proportion of the sample of elderly subjects e}{perience swallowing problems that interfere with their day to day functioning. The nature ofthese difficulties was described and findings indicated that Dysphagia • Prevalence • Nature of swallowing I problems I : /' + ~:; Health Nutrition Selfes'teem \ • aspiration , • malnutrition • social pneumonia • weight loss isolation • death , ~r ~ " / Health care costs Quality of life j~ Societal / burden FIGURE 2: Diagrammatic,representation of the im- pact of dysphagia on the elderly person and on soci- ety. The South African Journal of Communication Disorders, Vol. 46, 1999 R ep ro du ce d b y Sa bi ne t G at ew ay u nd er li ce nc e gr an te d by th e P ub lis he r ( da te d 20 12 ) swallowing Problems in the Normal Ageing Population 64 % ofthe subjects experienced difficulties affecting all three phases of the swallow while 36 % experienced difficulties affecting the oesophageal and pharyngeal phases of the swal- low. This study demonstrated the utility of the devised in- terview schedule as an inexpensive means of detecting swal- lowing problems in the South African elderly population, where objective measures are inaccessible. A number of theoretical implications arise from this study. In order to understand the,importance ofthe field of dysphagia, it is necessary to have an appreciation of the clinical problem, both for the individual patient and for society as a whole (Massey & Shaker, 1997). A model ofthe implications of dysphagia for the elderly individual and so- ciety at large is presented in Figure 2 The prevalence and nature of swallowing inipairment can have a negative impact on the health of the elderly to the extent that complications, such as aspiration pneumo- nia develop which can lead to death (Feinberg et aI., 1990). Dysphagia can negatively affect the nutritional status of the elderly person which may result in malnutrition and severe weight loss (Bloem et aI., 1990). These are risk indi- cators for mortality in the elderly (Hildebrandt et aI., 1997). Finally, disordered swallowing may negatively impact on the elderly person's self-esteem and may lead to social iso- lation because of an unwillingness to eat in front of others (Bloem et aI., 1990). This is often exacerbated in elderly persons due to the importance of mealtime as a social and interpersonal activity (Baker, 1993). The impact of dys- phagia on the health, nutritional status and self-esteem of the elderly person all negatively impact on the quality of life of these individuals (Massey & Shaker, 1997). The impact of dysphagia on the health ofthe individual, the chronic nature of the difficulty and the need for expen- sive diagnostic and therapeutic interventions implies a substantial burden on the health care system and a sig- nificant economic impact on society as a whole. The need for early identification and treatment of dysphagia to pre- vent the onset of costly complications cannot be overstated in an economically limited country like South Africa. A further theoretical implication ofthe study relates to the issue of normalcy in swallowing. As discussed in the introduction, determining appropriate definitions for nor- malcy and accurate means for assessing the presence of swallowing problems remkins problematic for researchers in the field of swallowink disorders (Massey & Shaker, 1997). In South Africa, costly objective measures are not easily accessible. There is la need to develop and evaluate a subjective device to identify the presence of swallowing dis- , /' orders. The present study has attempted to address this need by proposing the use of the devised interview sched- ule as a dysphagia screening measure. This device was able to detect the presence of swallowing problems. However, it was unable to further clarify the debate surrounding ap- propriate definitions for normalcy. Perhaps the model in Figure 3 suggests a way to approach the issue of normalcy, that is, by eval uating the extent to which the patient's qual- ity of life is affected. Therefore, rather than just attempt- ing to define normal versus disordered swallowing, an in- strument which measures the handicapping effect of this swallowing difficulty on quality of life may be indicated. The findings of the study raise clinical implications. The role of the speech pathologist in the area of dysphagia in the normal ageing population is highlighted and justified. A large proportion of subjects who could potentially benefit from diagnostic and therapeutic interventions specific to 63 their swallowing disorders was identified. It is the responsibility of the speech pathologist to pro- mote the identification and treatment of swallowing disor- ders in the elderly population. This is of particular impor- tance in the South African context, where the role of the speech pathologist in dysphagia in the elderly popUlation is currently underdeveloped. South African speech pathologists are urged to address the need by promoting our services with this population in old age homes and retirement villages. The interview schedule is a device that can be adminis- tered by speech pathologists and other health care profes- sionals who have contact with elderly people. Most retire- ment villages and old age homes have medical clinics on the premises. Healthcare-workers employed in these clin- ics should administer the interview to' patients who attend the clinic in order to detect swallowing problems. A speech pathologist could then be called in to intervene with fur- ther diagnostic measures and therapeutic techniques. From a clinical perspective, it is therefore hoped that South African speech pathologists will embrace their role in working with elderly subjects with swallowing difficul- ties - an area that is overlooked at present; The present study had a numberoflimitations that in- cluded the following. The limited sample size makes generalis ability of the results difficult. Response bias may have been introduced into the study in that subjects with symptoms of swallowing difficulty may have been more willing to participate in the study (Massey & Shaker, 1997). This may have resulted in over-representation of the find- ings. Finally, the validity of the questionnaire as an as- sessment tool is a problematic issue because of its subjec- tive nature and the lack of consensus about normalcy in swallowing in the literature. The need to develop a device which measures the effect of swallowing impairment on quality of life is indicated. The results ofthe study provide several implications for future research. Ongoing research into this population us- ing larger samples is necessary in order to add strength to the current findings regarding the prevalence of swallow- ing difficulties in the normal ageing population. The cur- rent findings should be compared to findings from objec- tive measures such as videofluoroscopy, in order to sub- stantiate the findings and to determine the sensitivity and reliability of the interview schedule. Investigation of the social ramifications of swallowing problems and the devel- opment of a device which measures the impact of swallow- ing impairment on the quality of life of the individual is necessary. In conclusion, this study has served to highlight the di- agnostic and rehabilitative role of speech pathologists in the area of dysphagia in the normal ageing population. It is hoped that as South African speech pathologists, we will begin to meet the challenge of asserting our role as "swal- lowing therapists" with the normal ageing population. In so doing, we may effectively improve the wellbeing and quality of life of our elderly patients. "The magnitude of the dysphagia burden for individual patients and society at large is ample reason .... to strive to meet these chal- lenges" (Massey &Shaker, 1997, p. 11). REFERENCES Baker, D.M. (1993). Assessment and management of impairments in swallowing. Nursing Clinics of North America, 28 (4), 793- 805. 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