JRLMAR2007 Web 14 SA JOURNAL OF PHYSIOTHERAPY 2007 VOL 63 NO 1 Perceived Needs of Caregivers of Stroke Patients’ Receiving Out-Patient Physiotherapy Treatment in Lusaka, Zambia Q u a l i t a t i v e S t u d y INTRODUCTION Stroke is a serious health problem in both developing and developed coun- tries (Giacaman 2001, Dowswel et al 2002). More than half of stroke sur- vivors are left with residual disabilities that require assistance with activities of daily living, such as eating, bathing and dressing (Dorsey and Vaca 1998). Stroke patients who are left post-stroke with a resultant disability often need the assistance of someone in the community to assist them with their function (Anderson et al 1995). After initial hospitalisation, 80% of stroke survivors return to the community, relying on their family members’ emotional, informa- tional and instrumental support for daily living (Anderson et al 1995). In the majority of cases, caregivers are family members, with spouses being the most likely caregiver, followed by the client’s own children (Teel et al 2001). They are therefore referred to as informal caregivers. These caregivers frequently accept or are expected to assume the caregiver role without regard for the possible emotional, physical and finan- cial consequences (Kasuya et al 2000). Despite the high prevalence of stroke and the potentially high burden on care- givers of stroke survivors worldwide, few studies have systematically addressed the consequences of stroke on family members and other informal caregivers (Periad and Ames 1993). Due to the nature of the illness, taking care of a patient who has suffered a stroke can be immensely complex and demanding. Caregivers of stroke patients could have needs that should be addressed as they are at risk of their own health deteriorating, thereby becoming patients themselves. The needs of these care- givers include the need for infor- mation relating to the stroke, emotional and spiritual needs, need for financial support, respite care as well as the need for support (Pound, et al 1993, Zwygart- Stauffacher et al 2000, Van der Smagt- Duijnstee et al 2001). Although this is the case, stroke rehabilitation at pre- sent mainly addresses the needs of the patient and little attention is given to the needs of the caregivers of these patients (Eaves 2002). The burden of caregiving is greater in developing countries, such as Zambia. This is due to limited rehabilitation resources. Patients receive very little in- patient rehabilitation, and are discharged at an acute stage. Caregivers can there- fore be expected to care for these patients almost immediately post stroke. Information relating to the needs of these caregivers is therefore important so that rehabilitation professionals can address these needs as part of out-patient rehabilitation programmes. The aim of the present study was, therefore, to gain information regarding the expressed needs of informal caregivers of stroke patients receiving out-patient physiothe- rapy at the University Teaching Hospital in Lusaka, Zambia. ABSTRACT: Caregivers of stroke patients have needs that should be addressed. The aim of this study was to gain information regarding the expressed needs of informal caregivers of stroke patients who are receiving out-patient physiotherapy treatment at the University Teaching Hospital in Lusaka, Zambia. A qualitative study, using in- depth interviews, was carried out to collect data regarding the needs of these caregivers. Ten caregivers formed the study sample. The inter- views were audiotaped, transcribed and analysed into themes that emerged from the data. Five themes relating to the needs of the care- givers emerged following the analysis of the data. These included: the lack of information regarding stroke; the need for skills training to enable the caregiver to assist the patient at home; the need for financial support; a need for home-based therapy and the need for physical assis- tance when caring for patients at home. The caregivers of patients need more information regarding strokes as well as a community-based rather than an institution-based approach to rehabilitation. Rehabilitation professionals in Zambia could use the information gained from this study to implement rehabilitation programmes, which would address the needs of caregivers in that country. KEY WORDS: STROKE, CAREGIVERS, PHYSIOTHERAPY, NEEDS, ZAMBIA. Khondowe O, MSc Physiotherapy UWC1, Rhoda A, MSc Medical Sciences (Rehabilitation)2, Mpofu R, PhD UWC3 1 Department of Physiotherapy, University of the Western Cape, Bellville. 2 Lecturer, Department of Physiotherapy, Faculty of Community and Health Sciences, University of the Western Cape, Bellville. 3 Dean, Faculty of Community and Health Sciences, University of the Western Cape, Bellville. CORRESPONDENCE TO: Anthea Rhoda Department of Physiotherapy, University of the Western Cape Private Bag X17 Bellville 7580 Tel: (021) 959-2542 (w) (021) 904-6288 (h) SA JOURNAL OF PHYSIOTHERAPY 2007 VOL 63 NO 1 15 METHOD Ethical clearance Ethical clearance for this study was obtained from the ethics committee of the University of Zambia, the head of the physiotherapy department at the University Teaching hospital as well as the ethics committee at the University of the Western Cape. Informed consent was obtained from the caregivers who agreed to participate in the study. They were assured of confidentiality and anonymity. Design A cross sectional study design was used to collect data in this study. Although a quantitative as well as a qualitative approach was used for the study, the present article will only be reporting on the qualitative results relating to the needs expressed by the caregivers. The purposively selected sample consisted of 10 caregivers of stroke patients receiving out-patient physiotherapy at the University Teaching Hospital in Lusaka, Zambia. Caregivers were selected on characteristics relating to age, gender, employment status, living arrangements and relationship with the patient. Data collection Demographic and qualitative data were captured. In-depth interviews were used to gain information relating to the needs and experiences of the caregivers. An interview guide which included infor- mation relating to the caregivers’ needs was used to gather the data. The inter- view guide had sufficient flexibility to allow the researcher to probe statements as well as to repeat questions for clarifi- cation. The caregivers were interviewed in their own homes or when they brought the patients to the hospital for physiotherapy appointments if this suited them. The rooms where the interviews were conducted were assessed prior to commencing the interviews to ensure good quality recordings and least possi- ble interruptions and distractions. The caregivers were given the option of the language in which the interviews could be conducted. Five interviews were con- ducted in Nyanja, one in Bemba and the remaining four in English. A translator was used to assist the researcher in conducting the Bemba interview, as the researcher is not fluent in this language. The interview lasted between one hour to one and a half hours. The interviews were recorded on audiotape and the researcher also made field notes. Data analysis Data from the transcribed (and in some instances, translated) interviews and field notes made by the researcher during the interviews were analysed. The inter- views that were not conducted in English were transcribed in the original language and then translated into English. Each transcript was read several times and common concepts were coded as suggested by Huberman and Miles (1994). The coded data were reduced to categories. This allowed for compari- sons between the different interviews. Associations between the categories were established and the following themes relating to the caregivers needs were established: need for information; need for training in caring for a patient at home; need for financial assistance; need for home-based therapy; need for assistance in caring for a patient at home. In addition two physiotherapists independently reviewed the data for appropriateness of the categories and themes identified. RESULTS Socio-demographic status The mean age of the caregivers was 34.1 (SD 22, range 16 – 86 years). There were six female and four male caregivers. The majority (80% n = 8) lived with the patient. Only two of the caregivers, a husband and a brother, were employed. Data from in-depth interviews Five main themes emerged from an analysis of the results. These were the need for: • information • training in caring for a patient at home • financial assistance • home-based therapy • assistance in caring for a patient at home. Need for information The need for information related to two specific issues. The caregivers firstly expressed the need for information regarding the stroke itself. “I don’t think I have enough information about stroke … very little. The doctors have tried to give me whatever they think is adequate but some information is still lacking” (daughter). “I don’t know how stroke begins” (son). There was secondly a misconception about what could be the cause of a stroke as expressed by one caregiver “At the village the traditional healer was attending to the patient as we thought he was bewitched” (daughter). Although it appeared that the caregivers had been given no information regard- ing stroke, some information (e.g. risk factors) must have been available, as mentioned by one caregiver “I don’t know where this stroke is coming from as my child has no hypertension or diabetes” (mother). Need for training in caring for a patient at home In addition to their lack of information regarding stroke the caregivers expressed the need to gain information and train- ing regarding the ability to care for a patient at home. “At discharge not enough information was given to me about what I was going to do with the stroke patient at home” (wife). “I need information to help in rehabilitation of the patient on how to deal with his moods at home” (wife). Need for financial assistance Financial assistance was another need expressed by the caregivers. “It’s difficult to cope with financial needs especially that I have children to take to school and the health cost to take care of” (husband) “It’s financially a problem to bring the patient to the hospital” (sister). From the above quotations it is clear that caring for a person who has had a stroke places an increased financial strain on the families. In addition to this, one caregiver was concerned about the amount of time needed to care for the patient and how this could influence his job, “I spend too much money for him, about five million kwacha a month … I have a job and need much time” (son). 16 SA JOURNAL OF PHYSIOTHERAPY 2007 VOL 63 NO 1 Need for home-based therapy Taking the patient to the hospital for physiotherapy sessions appeared to be a problem to the caregivers as they clearly expressed that it would be better for them if the physiotherapist or other health workers could come and treat the patient at home. “If physiotherapist could come to our homes it would be better” (daughter). A reason for this was once again linked to finances as expressed by one of the care givers “We need community health workers to do visits in our homes than us coming here, because it is very costly” (son). There was therefore a need expressed by the caregivers for home- based care or home visits by therapists Need for assistance in caring for the patient at home. In addition to the need for assistance at home the caregivers also expressed the need for physical support and/or assis- tance while caring for the stroke patient. “I need a person to help me so that I am not alone helping the sick person” (brother). This physical assistance is needed to assist with activities of daily living, “The other help I need is for someone to help dressing her, bathing her … it is a very big task to bath her and it takes all my time” (husband). It was also necessary to allow the care- giver time to fulfil other duties, “I need someone to help in caring. Sometimes I need to do some other things but can’t because if I do then no one will remain with the patient” (wife). The need for assistance in caring for the patient is further illustrated by the fact that some of the families had imple- mented methods to allow the caregivers time to continue with other duties should the need arise, “My husband and I have decided to continue with our normal activities. What we have done is to delegate duties to everyone at home” (sister). “I have someone who does come to be with the patient when I need to go out like shopping and sometimes I have to go to see my sick mother. I do pay her. In fact my sister-in- law helps me to pay the girl” (wife). DISCUSSION The aim of the present study was to determine the perceived needs of a selected group of informal caregivers of stroke patients living in Zambia. The perceived needs as expressed by the caregivers were related to a lack of information and the need for support and assistance. Lack of information The lack of information regarding strokes was a definite need expressed by the caregivers in this study. This has been expressed by caregivers of stroke patients in other studies as well (Garwick et al 1995, Denman 1998, Van der Smagt-Duinstee et al 2001). Issues of concern relate to the type of infor- mation, amount of information, and the manner in which the information is conveyed. Patients and caregivers are anxious for knowledge in the following areas: cause of stroke, risk of recurrence, prognosis, rate of recovery and services available (Anderson et al 1995, Denman 1998). Caregivers’ first questions are usually “will the patient get better” and “how long will it take for them to get better”. They are also anxious about whether the patient could have another stroke and how they could avoid this from happening. In addition to this care- givers often perceive that information is being withheld from them; they there- fore appreciate professionals who keep them informed about the condition of the patients (Thorne 1993), and that serious issues be discussed privately in a separate room (Garwick et al., 1995). When providing information to care- givers it should be kept simple and understandable (Yoon and Byles 2002). Need for financial assistance Caring for a patient who has suffered a stroke places an increased financial strain on these families. Finances are mainly needed to transport the patient to and from the hospital for physiotherapy. Managing finances, adapting to a special diet, insufficient government funding and transporting the patient were iden- tified in other studies as attributes to the need for additional finances as expressed by caregivers (Low et al 1999, Bakas et al 2002). No financial aid is available in Zambia, neither in the form of a caregiver grant nor a disability grant for the patient. Families therefore have to cope with the additional financial bur- den on an already limited budget. Need for assistance and training when caring for the patient at home. The caregivers also expressed a need for assistance when caring for the patient. The need for someone to assist them while they tended to the patient’s daily needs was mentioned. Caring for a physically disabled individual can be physically and emotionally stressful (Anderson et al., 1995). Caregivers, therefore, need to be physically healthy to be able to perform this task. The need for good health becomes critical when dealing with patients whose functional levels are decreased (Grant et al 2000). Informal caregivers have to take up responsibilities that were not anticipated (Dowswell et al 2000). Caregivers often feel abandoned and isolated after the patient has been dis- charged from hospital as expectations of continued support have not been met. Many of them are often left to learn for themselves about how to care for the patient (Simon and Kumar 2002). To decrease the helplessness and anxieties experienced by caregivers when having to care for the patients at home, they should be appropriately trained in basic skills. Ensured follow-up support should also be provided. A failure to involve the caregivers in rehabilitation services con- tributes to services that are inadequate, inappropriate and poorly tailored to individuals needs (Brereton and Nolan 2002, Richardson et al 1996). Need for home-based therapy There are different strategies for rehabi- litation: institution-based, outreach and community-based. Stroke rehabilitation may be provided in an acute setting such as a stroke unit, or a sub-acute setting such as a nursing home or sub-acute rehabilitation hospital, out-patient department and/or within the home environment (Flick 1999, WHO 1989). The caregivers stated that it would be beneficial if the physiotherapist could come and treat the patient at his/her home. The reasons for this could include the amount of time it took them to get to and from the hospital as well SA JOURNAL OF PHYSIOTHERAPY 2007 VOL 63 NO 1 17 as the financial burden of transportation. Community-based rehabilitation was introduced in certain developing countries as large groups of people with disabili- ties did not have access to rehabilitation services (Helander 1999). In this reha- bilitation strategy community-based workers are trained to provide basic rehabilitation to disabled people in their homes. A community-based rather than an institution-based approach to rehabi- litation could address the needs of the caregivers interviewed in this study. As has been previously indicated by Pound et al (1993) the present study also revealed that there are shortcomings of stroke services in meeting the needs of caregivers of stroke patients. As the comprehensive management of stroke patients depends largely on the coope- ration of the caregiver and his or her ability to provide care, it is important that the caregivers’ needs are considered. CONCLUSION It can be concluded from this qualitative study that the caregivers of stroke patients receiving treatment at the University Teaching Hospital in Lusaka, Zambia have similar needs to those mentioned in the literature (Pound et al 1993, Zwygart-Stauffacher et al 2000, Van der Smagt-Duijnstee et al 2001). These needs related specifically to a lack of information about stroke and support to assist the caregivers to cope with the patient at home. A community-based approach as opposed to an institution- based approach could assist with supporting the caregivers while caring for the patients in their homes. Rehabilitation of stroke patients should include addressing the needs of the care- givers as well as the patients. The needs of these caregivers living in a develop- ing country with limited rehabilitation resources could be greater than those caregivers living in developed countries, as the patients are at home in the acute stage post-stroke when their functional limitations are greater. If health profes- sionals are serious about providing rehabilitation programmes that acknowl- edge patients and their caregivers, they need to adapt these programmes so that they address the needs of the caregivers as well. 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